(Stroke. 1995;26:2112-2119.)
© 1995 American Heart Association, Inc.
Articles |
From Cyceron, Biomedical Cyclotron Unit of Caen, University of Caen CNRS URA 1829, INSERM U320, CEA DSV/DRIPP, and University Hospital of Caen (France).
Correspondence to Omar Touzani, Cyceron (CNRS URA 1829), Boulevard Henri Becquerel, BP 5229, 14074 Caen Cedex, France.
| Abstract |
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Methods Seven anesthetized and ventilated baboons underwent sequential positron emission tomography examinations with the 15O steady-state technique before and 1, 4, 7, and 24 hours and 14 to 29 days after occlusion. In each baboon the infarct volume was calculated by quantitative histological procedures after 19 to 41 days of occlusion.
Results The sequential measurement of regional oxygen
metabolism demonstrated an extension (for
24 hours) of
the volume of severely hypometabolic tissue as defined
by both absolute and relative metabolic thresholds, and
this profile of evolutivity is observed no matter the threshold used.
Mean (±SEM) infarction volume of 2.4±0.6 cm3 was
comparable to a tissue volume with oxygen consumption <40% of
contralateral metabolism. The volume of
hypometabolic tissue was essentially stable at the 1-,
4-, and 7-hour postocclusion studies, increased markedly at the 24-hour
study point, and increased even further in the chronic-stage study
(on average, 17 days after occlusion). The tissue that eventually
displayed a severely hypometabolic state at the final
measurement showed a significant decrease of oxygen
metabolism and cerebral blood flow at each time
analyzed. In that tissue, the oxygen extraction fraction
increased significantly at 1 hour (although not thereafter).
Conclusions The extension of severely hypometabolic volume after middle cerebral artery occlusion reinforces the concept of a dynamic penumbra and suggests the existence of a relatively large window of therapeutic opportunity in which it may be possible to develop neuroprotective strategies. Our study suggests that maximum infarct volume is determined at some time between 24 hours and 17 days after permanent middle cerebral artery occlusion in anesthetized baboons.
Key Words: cerebral blood flow neuroprotection tomography, emission-computed baboons
| Introduction |
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The feasibility of performing serial PET studies in the nonhuman primate subjected to MCAO has already been demonstrated.5 6 7 When undertaken in both the acute and chronic stages, sequential studies in the same animal should provide detailed information on the hemodynamic and metabolic state of ischemic tissue that will evolve toward necrosis.8
The goal of the present investigation was to study the temporal evolution of the volume of severely hypometabolic tissue (based on repeated PET measurements) and its pathophysiological characteristics after permanent MCAO in the anesthetized baboon. A better understanding of the temporospatial evolution of this volume after stroke may be of value for the evaluation of an eventual therapeutic intervention. Our rationale was that below an undetermined level of oxidative metabolism, neuronal viability would be impossible. In the PET literature, previous studies have attempted to address the issue of the metabolic threshold that is necessary to maintain the structural integrity of cerebral tissue after stroke in humans.9 10 11 12 These studies have suggested that brain regions with a CMRO2 <1.3 to 1.7 mL · 100 g-1 · min-1 are often equated with irreversible damage.
| Materials and Methods |
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MCAO
Under aseptic conditions and anesthesia supplemented
with isoflurane (0.5% to 1.5%; Forene), which was discontinued at
least 2 hours before the first PET examination, the right MCA was
exposed by a transorbital approach under the operating
microscope.14 Because of the extremely abundant
leptomeningeal anastomoses that could lead to variable pathological
outcomes,15 16 two microvascular clips were placed
permanently, one on the proximal part of the main MCA trunk and the
other on the orbitofrontal branch. The reconstruction of the dura mater
and orbit followed by a tarsorrhaphy allowed recovery without
complications in all baboons and permitted long-term survival.
After recovery from anesthesia, the baboons were returned
to their cages and given access to water and fruits, then observed for
2 to 4 hours and daily. Usually the day after occlusion the baboons
were able to remain seated, to move, and to feed without assistance
despite a contralateral hemiparesis (which disappeared progressively
within the following 2 weeks).
PET Examination Protocol
For the assessment of local CBF, CMRO2, OEF,
and CBV, we used the 15O steady-state
technique17 with correction for intravascular tracer with
C15O and a seven-slice LETI TTV03 high-resolution
(with intrinsic resolution for 15O: 7.0x7.0x9.0 mm;
coordinates x, y, and z) PET camera
(CEN).18 19 20 Special care was taken to ensure a stable gas
flow delivery; all arterial 15O measurements
were based on three samples, each taken in duplicate. Each of the seven
baboons underwent serial examinations: one control session
approximately 2 weeks before MCAO and thereafter at 1, 4, 7, and 24
hours and 14 to 29 days after MCAO. Two of these baboons also underwent
two examinations in the chronic stage (one at 7 days and then at 22
days, the other at 14 days and then at 21 days after occlusion,
although only the first of repeated chronic studies was used for
statistical analysis). Thus, n=7 at control, 1, 7, and 24 hours
and 17 days (on average) after MCAO, whereas n=6 at 4 hours after MCAO,
where n is the number of PET studies based on seven baboons (because of
technical failure, one study could not be performed). Two additional
baboons were discarded for reasons of technical failure. In each PET
study, to obtain reproducible (intra-animal and interanimal) head
positioning within the camera tunnel, the baboon's head was fixed in a
specially designed frame by means of ear bars placed in the bony
portion of the external auditory canal; the positioning was checked by
a radiogram. This procedure allowed optimal repositioning of the
animal's head within the camera tunnel in all sequential PET sessions.
Seven planes (-27 mm to +45 mm parallel to the canthomeatal line) were
imaged according to an anatomic PET atlas.21 Before each
PET session, a 68Ga-68Ge transmission scan was
performed.
Data Analysis
PET data were globally analyzed by an objective method
developed in our laboratory, based on functional quantitative
thresholds.22 23 To reduce data size and improve
statistical sampling, all parametric images (1x1-mm pixel)
were transformed onto a 4x4-mm grid, in which each 4x4-mm voxel is a
region of interest identified by its coordinates x,
y, and z; based on the control CMRO2
images, the contour of the brain was outlined on three planes (+9 mm,
+21 mm, and +33 mm parallel to the canthomeatal line) that included
most of the MCA territory. Then all 4x4-mm voxels with
CMRO2 values below a given threshold were identified by
computer in each plane. The volume of hypometabolic
tissue was then calculated by summation in each slice, interpolated
between slices (interslice distance, 3 mm), and extrapolated to those
slices in which no hypometabolic tissue was identified.
This PET image analysis technique (with realignment, if
necessary, of the brain isocontours) allows one to follow each selected
voxel for all the measured parameters as a function of
time.
Based on the available data in the literature obtained from clinical studies9 10 11 12 and in the absence of metabolic thresholds for irreversible damage in the nonhuman primate, we used a metabolic threshold of 1.5 mL · 100 g-1 · min-1 to characterize severely hypometabolic tissue. Based on the results obtained with this absolute threshold, we subsequently chose to test normalized metabolic thresholds (40%, 45%, and 50% of contralateral metabolism).
To analyze the pathophysiological characteristics of tissue volume not yet severely hypometabolic but that will evolve toward this state at the final examination, we subtracted those pixels with CMRO2 <45% of contralateral CMRO2 at 1, 7, and 24 hours from the total volume of defined pixels found in the chronic-stage study.
Neuropathology
Nineteen to 41 days after MCAO, the baboons were submitted to an
MRI examination to localize the lesion and were then deeply
anesthetized; the brains were fixed in situ by
transcardiac perfusion with a solution of FAM (formaldehyde
40%, glacial acetic acid, and absolute methanol in the ratio
1:1:8). Thereafter, the brains were removed and placed in the
FAM fixative for a minimum of 7 days. Subsequently, the extremities of
the frontal lobes, brain stem, and cerebellum were cut, and the
remaining block was embedded in paraffin. Coronal sections 15 µm
thick were cut throughout the rostrocaudal extent of the brain; the
sections were then stained by hematoxylin and eosin. For measurement of
infarct volume, 10 equidistant coronal slices covering the entire
lesion were chosen,24 and the infarcted surface (the
difference between the contralateral hemisphere area and ipsilateral
noninfarcted area) was measured in each slice by an image
analyzer (BIOCOM RAG 200). The ventricular spaces
were subtracted from both hemispheres. The total
histological volume of infarction was calculated by
integration of the areas over 10 equidistant sections and the distance
between them.
Statistical Analysis
All data are expressed as mean±SEM. The
physiological parameters at each time
point were compared by one-way ANOVA. The temporal evolution of
hypometabolic volumes (for all the thresholds used) was
analyzed by ANOVA with repeated measurements. For the
characteristics of tissue that will evolve toward a severely
hypometabolic state, the side-to-side
difference was compared by Student's paired t test.
Statistical significance was set at P<.05.
| Results |
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Neurological Deficit
In all baboons, MCAO caused a neurological deficit that became
observable in the hour after recovery from anesthesia (8
hours after occlusion); all animals presented with a
contralateral hemiplegia associated with stupor and deviation of the
eye and head toward the ipsilateral side. This neurological deficit
recovered progressively, and after 2 weeks all baboons (except one, in
which the neurological state deteriorated after a severe hemolysis)
showed a nearly complete functional recovery.
Evolution of Metabolic Volume With CMRO2
<1.5 mL · 100
g-1 · min-1
Serial images for CMRO2 obtained in the same baboon at
various times after occlusion showed an enlargement of the
hypometabolic region with time (Fig 1
).
A marked impairment of oxidative metabolism was noted
essentially in the deep MCA territory in the acute stage and extended
laterally and posteriorly with time. A not dissimilar profile was seen
in the CBF images, although the defect in CBF in the acute stage was
larger than that of CMRO2 (Fig 2
).
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Initially, to define severely hypometabolic tissue and
based on available data in the literature, we chose a
metabolic threshold of 1.5 mL · 100
g-1 · min-1. The volume of tissue with
CMRO2 below this value is expressed as a percentage of the
contralateral hemisphere volume (Table 2
). In all
baboons, baseline studies failed to reveal voxels with
CMRO2 <1.5 mL · 100
g-1 · min-1. The volume of severely
hypometabolic tissue increases with time (a repeated
ANOVA showed a significant time effect, P=.002).
Nevertheless, the volume measured by this procedure 17 days (on
average) after occlusion (32%=13.1 cm3) was considerably
greater than the values published from a not dissimilar
model,26 as well as our own histological
data, which will be discussed below.
|
Evolution of Hypometabolic Tissue Volumes Defined
as a Percentage of Contralateral Hemispheric
Metabolism
Based on results of the initial analyses discussed above
and on the fact that the metabolic threshold may not be
constant throughout the time course of ischemia, we then used a
relative metabolic threshold (which would take into account
a possible alteration in global metabolism27 )
to characterize severely hypometabolic tissue. We chose
to test thresholds of 40%, 45%, and 50% of contralateral
CMRO2 (Table 3
). None of the baboons
presented with regions of interests (4x4-mm voxels) with a
CMRO2 below these thresholds before occlusion. The tissue
volume with CMRO2 <45% of contralateral CMRO2
increased with time and quadrupled between 1 hour and 24 hours
and doubled between 24 hours and the final PET measurement at 17 days
(on average). A repeated-measures ANOVA showed a significant time
effect (P=.0001) and significant difference between severely
hypometabolic volumes at 1 hour and 24 hours as well as
between 1 hour and 17 days after occlusion (P<.03) but only
a tendency for these volumes to increase between 1 hour and 7 hours
(P=.119). One notes that a similar profile of evolutivity is
seen no matter the threshold used, and as expected the volume of
severely hypometabolic tissue increases with the
threshold used.
|
Quantitative Histology
To validate the choice of a metabolic threshold that
would define irreversibly damaged tissue under our experimental and
imaging conditions, we used quantitative neuropathology. Low-level
light microscopy of the stained tissue sections revealed a sharply
demarcated infarction that embraced the putamen, caudate nucleus, and
internal and external capsules; in two baboons the parasylvian cortex
was involved. Based on 10 equidistant coronal sections, the volume of
infarct was 2.4±0.6 cm3 (mean±SEM). This volume,
determined histologically, is comparable to the tissue
volume with CMRO2 <40% of contralateral CMRO2
(2.9±0.6 cm3, mean±SEM) and correlates with both
tissue volumes with CMRO2 values <45% (as measured at 17
days after occlusion) (4.3±0.9 cm3) and <50% (5.6±1.1
cm3) of contralateral CMRO2 (Table 4
). By correlation analysis, where y
is the hypometabolic volume and x the
histological volume of infarction, the following
Pearson correlation coefficients were found: (1) at CMRO2
<45%, r=.89 (P<.05) and
y=1.4x+0.90; (2) at CMRO2 <50%,
r=.83 (P<.05) and
y=1.6x+1.79.
|
Characteristics of Tissue That Evolves Toward a Severely
Hypometabolic State
As a first approach to analyze the
pathophysiological characteristics of tissue
that is not yet severely hypometabolic but that will
evolve toward this state at the final examination, we subtracted those
pixels with CMRO2 <45% of contralateral CMRO2
at 1, 7, and 24 hours from the same at the chronic study. The
physiological parameters of this tissue
obtained by subtraction (with, by definition, CMRO2 values
>45% of contralateral CMRO2) were then compared with
contralateral mirror pixels (Table 5
). Paired
t tests demonstrated a significant (P<.05)
decrease, relative to the contralateral hemisphere, of both
CMRO2 and CBF at each time analyzed. The OEF showed
a significant increase (P<.05) at 1 hour after occlusion
but only a slight increase from contralateral tissue (not significant)
at 7 hours and no interhemispheric difference at 24 hours. The percent
changes are shown in Fig 3
. CBV measured in this
threatened tissue was not different from contralateral tissue at all
times analyzed.
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| Discussion |
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CMRO2 Thresholds for Ischemia in
Humans
Because of technical limitations in the measurement of regional
CMRO2 in small animals, several authors have simply
addressed the question of the flow thresholds that would eventually
result in structural damage of brain tissue after
MCAO.28 29 30 31 However, in stroke patients certain PET studies
have investigated the level of oxidative metabolism below
which irreversible brain damage occurs. Lenzi et al32
reported (in 15 patients in whom morphological imaging was not used,
studied between 1 and 34 days from the onset of symptoms) that a
metabolic threshold of 1.25 mL · 100
g-1 · min-1 (or 40% of the contralateral
values) correlated with a poor clinical outcome. Baron et
al9 showed that a CMRO2 threshold >1.7
mL · 100 g-1 · min-1 separated viable
tissue from tissue that was already or would ultimately become
infarcted below this threshold (as validated by chronic-stage
structural imaging). Furthermore, Powers and colleagues10
found that 80% of established infarcted regions, as determined by a
late CT scan, had CMRO2 values <1.3 mL · 100
g-1 · min-1 and that CMRO2
was more predictive of tissue outcome than CBF, OEF, or CBV for the
discrimination between viable and nonviable tissue. Ackerman et
al,11 in their study performed on 30 patients (5 within 2
to 6 hours), indicated that regions with CMRO2 values
<
1.5 mL · 100 g-1 · min-1 always
showed infarction on a late CT scan. Finally, Heiss and
colleagues12 reported that severely decreased
CMRO2 (by 55% on average [<1.3 mL · 100
g-1 · min-1] compared with its
contralateral region) defines tissue that is without the capacity to
regain functional recovery. In general, most authors suggest that a
metabolic threshold >1.5 mL · 100
g-1 · min-1 is necessary to maintain
structural integrity of the neuropil in humans. However, it should be
noted that most of these studies (as a result of the complex logistics
involved in PET technology) have been performed at least 6 hours after
the ictus on patients who display a considerable clinical
heterogeneity. Furthermore, only a few studies in a
limited number of patients have followed regional metabolic
alterations (with at best only two PET studies in each patient) to
understand the transition from ischemia to
infarction.23 33 In addition, since such analyses
have often been performed on only one selected plane or at best on a
summation of planes, no three-dimensional representation
(ie, volume) of the ischemic and infarcted tissue could be
quantified.
Anesthesia
In the present study PET examinations were performed under
low-dose etomidate, which has been shown to be safe and to allow
rapid recovery from anesthesia in both clinical and
experimental investigations.13 34 A disadvantage of
etomidate (with prolonged administration) is inhibition of
adrenocortical steroidogenesis,25 which may affect
both blood volume and hematocrit. We counteracted this problem by the
administration of concentrated erythrocytes at 7 hours after MCAO. In
addition, clonidine potentiates the anesthetic effect and reduces
the amount of anesthetics required.35 36 Greater bolus
doses of etomidate, however, are known to lower CBF and
CMRO2 by approximately 43%,37 38 39 although
this effect is transient.40 41 Our own PET studies were
performed at least 5 hours after bolus injection of etomidate on the
day of occlusion and at 2 hours for the other sequential studies (24
hours and the chronic examination).
Metabolic Thresholds in the Anesthetized
Baboon
To characterize severely hypometabolic tissue and
its temporal evolution, we used an objective PET data analysis
method based on functional quantitative
thresholds.22 23 42 This method allows one to follow every
selected pixel for all PET measurements with respect to both
physiological variables and time. As a first
approach and in the absence of metabolic thresholds for
irreversible damage in the nonhuman primate, we chose (based on the
aforementioned clinical studies) an absolute value of 1.5 mL · 100
g-1 · min-1 (Table 2
). This
hypometabolic tissue volume increased with respect to
time after occlusion. The hemispheric volume of
hypometabolic tissue measured 17 days after MCAO was
estimated to be 32% (13.1 cm3) of the contralateral
hemispheric volume. This value was considerably greater than previously
published infarct volumes obtained in a primate model of
MCAO26 and indeed considerably overestimated our own data
obtained by histological analysis.
Based on these difficulties and on the fact that the
metabolic threshold may not be constant throughout the time
course of ischemia, we subsequently used a normalized
(relative) threshold. Accordingly, we followed the evolution of tissue
volume with a CMRO2 <40%, <45%, and <50% of
contralateral CMRO2 (Table 3
). By this procedure we could
again clearly identify the extension of severely
hypometabolic tissue volume as represented
by these relative thresholds, and the profile of evolutivity was
similar irrespective of the threshold used. More importantly, the final
infarct volume as measured by quantitative histology was more
consistent with the functional volume (measured in the chronic
stage) with CMRO2 <40% of contralateral CMRO2
and correlated with tissue volumes with CMRO2 <45% and
<50%. Those PET-defined volumes might be affected by partial volume
effect and overestimated by the inclusion of
hypometabolic tissue caused by selective neuronal loss
and/or disconnection in the infarct border,43 44 an
effect perhaps enhanced by etomidate. However, whether
peri-infarct neuronal loss exists in the primate brain remains
controversial.45 46
Since sequential PET examinations in this study were performed in healthy adolescent baboons in which MCAO produced only a small deep infarct, the assessment of the evolution of severely hypometabolic tissue volume may be more accurate in subjects with more extensively damaged regions. We show the feasibility of comparing a volume of infarction obtained by histological procedures and by using metabolic thresholds obtained by PET (even though the "infarct volume" identified by PET was based on only three 9-mm-thick planar sections, which may further affect the accuracy of measures24 ). Because of the nonspecific and retarded histological changes (eg, brain shrinkage, ventricular dilatation), which would not be transposable on the metabolic images, we did not attempt here a voxel-by-voxel comparison of late histology with PET.
Evolution of Severe Hypometabolism
The data obtained in the present study demonstrate an
extension of severely hypometabolic tissue
volumewhether defined in absolute or relative CMRO2
termsafter permanent MCAO. The volume of
hypometabolic tissue was essentially stable at the 1-,
4-, and 7-hour postocclusion studies, increased markedly at the 24-hour
study point, and increased even further in the chronic-stage study
(on average, 17 days after occlusion). In the two baboons subjected to
a repeated chronic study (one at 7 days and then at 22 days, the other
at 14 days and then at 21 days after occlusion), the calculated volumes
of severely hypometabolic tissue were essentially
similar. Thus, the maximum infarct probably occurs later than 24 hours
after MCAO. The difficulties inherent in repeated
anesthesia precluded a more intensive study of the
evolution of brain damage in the chronic stage, for which a different
cohort of animals would need to be used, and it is clearly essential to
define the evolution in the period after our 24-hour study.
This pattern of evolutivity observed in our study suggests that in the anesthetized baboon, the time to achieve a maximal irreversible lesion is extended for 24 hours after MCAO and perhaps even beyond. Based on a limited number of H2 electrodes to measure CBF in a small tissue volume in the awake macaque monkey and a qualitative assessment of irreversibly damaged tissue, Jones et al29 addressed the problem of the relationships between the duration of occlusion, the severity of ischemia, and the resulting tissue necrosis. These authors found microscopic foci of infarction after 15 to 30 minutes of ischemia, moderate to large infarcts after 2 to 3 hours of ischemia, and in most cases a large infarct after permanent MCAO. DeGirolami et al4 reported that consolidated necrosis was established after 8 hours of occlusion. However, it should be noted that these studies were strictly qualitative, and because of the methodology used, no evaluation of infarcted volume was attempted. In the study of Meier-Ruge and colleagues,47 the time course of infarct volume was studied for 48 hours with an enzymatic staining technique in the macaque primate. This study (which closely parallels our functional investigation) indicated an extension of the nonviable focus as a function of time, with the infarct volume becoming maximal in the lenticulate nucleus at 24 hours and in the caudate nucleus at 48 hours after MCAO.
Conclusions
In our study the extension of severely
hypometabolic tissue volume suggests the existence of
potentially viable tissue in the border zone of ischemia, which
gradually evolves toward irreversible damage. These penumbral border
regions that evolve topographically with time are of great interest
with regard to final outcome because they may represent brain
tissue in which damage is still reversible and therefore amenable to
therapeutic intervention.12 48 Therefore, serial
multiparametric PET studies in the early and the chronic
phases after insult might be of value in the assessment of
characteristics of the penumbral zones and thus development of
therapeutic strategies.
In the present study we attempted to analyze the pathophysiological characteristics of this tissue volume that will evolve toward a severely hypometabolic state in the chronic phase. At 1 hour this threatened tissue showed evidence of ischemia, with reduced CBF, increased OEF, and significantly decreased CMRO2 compared with contralateral mirror tissue; this reduced CMRO2 indicates neuronal dysfunction, as would be expected for a penumbral (at-risk) tissue. At 7 and 24 hours this surrounding tissue still showed hypoperfusion with worsening hypometabolism and a slight increase of OEF, which became mildly lower than the contralateral mirror tissue when analyzed at 24 hours. This profile of declining OEF as a result of deteriorating CMRO2 has already been reported in previous clinical,12 33 baboon,6 and cat8 PET studies and marks the transition from penumbral ischemia to infarction.
| Selected Abbreviations and Acronyms |
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| Acknowledgments |
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Received January 11, 1995; revision received July 31, 1995; accepted August 1, 1995.
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