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(Stroke. 1995;26:2184-2186.)
© 1995 American Heart Association, Inc.


Articles

Cerebral Microembolism and the Risk of Ischemia in Asymptomatic High-Grade Internal Carotid Artery Stenosis

Mario Siebler, MD; Andreas Nachtmann, MD; Matthias Sitzer, MD; Georg Rose, PhD; Andreas Kleinschmidt, MD; Jörg Rademacher, MD Helmuth Steinmetz, MD

From the Department of Neurology, Heinrich-Heine-Universität Düsseldorf, Düsseldorf, Germany.

Correspondence to Dr Mario Siebler, Department of Neurology, Heinrich-Heine-Universität Düsseldorf, Moorenstrasse 5, D-40225 Düsseldorf, Germany.


*    Abstract
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*Abstract
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Background and Purpose Previous work has shown that cerebral microembolism detected with transcranial Doppler sonography distal to internal carotid artery stenosis occurs more frequently in recently symptomatic compared with asymptomatic patients. It has remained unclear whether cerebral microembolism also indicates a higher risk of future cerebral or retinal ischemia.

Summary of Report Sixty-four asymptomatic patients with unilateral 70% to 90% internal carotid artery stenosis were investigated prospectively (mean follow-up, 72 weeks). Five patients developed ischemic symptoms attributable to the stenosis (transient ischemic attack, 2 patients; stroke, 3 patients). A microembolic rate of >=2 per hour in the ipsilateral middle cerebral artery was associated with a substantially increased risk of developing ischemia of the corresponding carotid territory (odds ratio, 31; 95% confidence interval, 3 to 302; P=.005).

Conclusions This prospective pilot study suggests that cerebral microembolism detected with transcranial Doppler sonography may define a high-risk subgroup among patients with asymptomatic high-grade internal carotid artery stenosis.


Key Words: embolism • cerebral ischemia • carotid artery diseases • ultrasonics


*    Introduction
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Asymptomatic internal carotid artery (ICA) disease carries a 1% to 2% annual risk of ischemic stroke.1 2 3 4 5 6 Known factors associated with further increased risk are progression of ICA stenosis or >=80% luminal narrowing.1 3 6 Recent studies using transcranial Doppler sonography (TCD) in symptomatic and asymptomatic patients with ICA disease have suggested that the detectability of clinically silent cerebral microemboli in the ipsilateral middle cerebral artery may constitute another unfavorable prognostic factor.7 8 9 10 11 However, this possible risk increase has not been defined prospectively. The aim of our pilot study was to estimate the risk of cerebral or retinal ischemia associated with cerebral microembolism in asymptomatic patients with high-grade ICA stenosis and thereby to determine the clinical importance of TCD-detected microembolism in this condition.


*    Subjects and Methods
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Sixty-four patients with unilateral 70% to 90% ICA stenosis were recruited from our outpatient clinic. None of them had a history of retinal or cerebral ischemic symptoms. Beside their willingness to participate (informed consent), the only other selection criteria were detectability of an adequate TCD signal (temporal bone window) and absence of atrial fibrillation or artificial heart valve. The degree of ICA stenosis was determined noninvasively using continuous-wave Doppler sonography and color Doppler–assisted duplex imaging as described and validated elsewhere.12 The group characteristics are listed in Table 1Down. Retinal and cerebral ischemic symptoms were carefully explained to the patients. They were asked to contact us immediately in the case of possible symptoms or, if symptom-free, to visit us again after approximately 6 months. In cases with no contact after 8 months, telephone interviews were obtained. During the study period, it was our policy to recommend conservative treatment for asymptomatic ICA stenosis of <=90% unless progression in stenosis severity was documented.


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Table 1. Baseline Characteristics of the Study Population (n=64)

Cerebral microemboli detection was performed for 1 hour at each patient visit. We insonated the middle cerebral artery ipsilateral to the stenosis with a transtemporal insonation depth of 45 to 55 mm using 2-MHz pulsed-wave transducers.8 13 The audible TCD output signal was recorded on tape for off-line analysis by a blinded observer using the following auditory and visual (fast-Fourier–transformed power spectra) criteria to define a microembolic signal: unidirectional high-intensity signal within the blood flow velocity spectrum, signal duration <300 milliseconds, signal intensity >9 dB compared with the background blood flow signal, and characteristic sound. Our interobserver reliability for detecting so-defined cerebral microemboli was 0.91 (mean proportion of specific agreement).13

The study end point was the development of an ischemic symptom or sign attributable to the diseased ICA. Reasons for study drop out were death due to other cause (4 patients) or carotid endarterectomy despite an asymptomatic course (12 patients). Cause of death was ascertained from hospital records or interviews with physicians and relatives. The study was stopped when preliminary results of the Asymptomatic Carotid Atherosclerosis Study had been communicated.5


*    Results
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*Results
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We obtained 154 TCD recordings from 64 patients. No patient was lost to follow-up. Mean±SD duration of the interval between the two patient visits was 29±21 weeks (range, 0.3 to 116). Mean±SD duration of total follow-up was 72±34 weeks (range, 4.5 to 136). Eight TCD recordings of 8 patients showed >=2 cerebral microemboli per hour ipsilateral to high-grade ICA stenosis. Five patients developed ischemic symptoms of the affected carotid territory (Table 2Down). Their baseline characteristics (Table 3Down) were comparable to those of the entire study population (Table 1Up). Using Fisher's exact test, the overall association between a microembolic rate of >=2 per hour detected at one patient visit and the occurrence of a subsequent ipsilateral cerebral or retinal ischemic event within the study period was highly significant (P=.005; odds ratio, 31; 95% confidence interval, 3 to 302; n=48 excluding the 16 patients who dropped out). To obtain a better estimate of the short-term risk associated with a positive TCD recording, we also calculated odds ratios for the occurrence of an ischemic event within 4 or 6 months after a TCD recording (122 TCD recordings with 4-month follow-up information from 53 patients; 91 TCD recordings with 6-month follow-up information from 44 patients). These odds ratios are given in Table 4Down for increasing microembolic "thresholds" of >=2, >=3, or >=4 per hour, respectively.


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Table 2. Rate of Cerebral Microemboli and Clinical Follow-up in 64 Asymptomatic Patients With High-Grade Internal Carotid Artery Stenosis


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Table 3. Baseline Characteristics of the Patients Who Developed Ischemic Symptoms (n=5)


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Table 4. Risk of Carotid Territory Ischemia According to the Rate of Cerebral Microemboli Ipsilateral to High-Grade Internal Carotid Artery Stenosis


*    Discussion
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up arrowIntroduction
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*Discussion
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We found a substantially increased risk of ischemia associated with cerebral microembolism distal to asymptomatic high-grade ICA disease. Three of five ischemic events downstream of asymptomatic ICA stenosis were accurately predicted by a threshold criterion of >=2 microemboli per hour detected in the ipsilateral middle cerebral artery (Table 2Up). This corresponded to an odds ratio of 31, with a lower limit of the 95% confidence interval of 3 (mean follow-up, 72 weeks). Additional calculations suggest that the risk increase is even more pronounced during the first months after a positive TCD recording (Table 4Up). Thus, cerebral microembolism may provide information useful for risk stratification in future studies of asymptomatic carotid artery disease.

Two recent investigations using endarterectomy specimens have shown that ulceration and lumen thrombus of the ICA plaque are the main pathoanatomic correlates of cerebral microembolism.11 14 The same pathoanatomic features have been reported to play an important role in symptom development.11 15 16 By adding a relationship between cerebral microembolism and symptom development, the present study also provides further support of these previous findings.


*    Acknowledgments
 
This work was supported by the Deutsche Forschungsgemeinschaft (Si 370/4-1) and the Hermann-und-Lilly-Schilling Stiftung (Dr Steinmetz). We thank Lutz Jäncke, PhD, Institute of General Psychology I, Heinrich-Heine-Universität Düsseldorf, for statistical advice.

Received May 15, 1995; revision received July 27, 1995; accepted July 27, 1995.


*    References
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up arrowAbstract
up arrowIntroduction
up arrowSubjects and Methods
up arrowResults
up arrowDiscussion
*References
 
1. Autret A, Pourcelot L, Saudeau D, Marchal C, Bertrand PH, De Boisvilliers S. Stroke risk in patients with carotid stenosis. Lancet. 1987;1:888-890. [Medline] [Order article via Infotrieve]

2. Hennerici M, Hülsbömer H-B, Hefter H, Lammerts D, Rautenberg W. Natural history of asymptomatic extracranial arterial disease. Brain. 1987;110:777-791. [Abstract/Free Full Text]

3. Norris JW, Zhu CZ, Bornstein NM, Chambers BR. Vascular risks of asymptomatic carotid stenosis. Stroke. 1991;22:1485-1490. [Abstract/Free Full Text]

4. Hobson RW II, Weiss DG, Fields WS, Goldstone J, Moore WS, Towne JB, Wright CB, and the Veterans Affairs Cooperative Study Group. Efficacy of carotid endarterectomy for asymptomatic carotid stenosis. N Engl J Med. 1993;328:221-227. [Abstract/Free Full Text]

5. National Institute of Neurological Disorders and Stroke. Clinical advisory: carotid endarterectomy for patients with asymptomatic internal carotid artery stenosis. Stroke. 1994;25:2523-2524. [Abstract]

6. The European Carotid Surgery Trialists' Collaborative Group. Risk of stroke in the distribution of an asymptomatic carotid artery. Lancet. 1995;345:209-212. [Medline] [Order article via Infotrieve]

7. Babikian VL, Hyde C, Pochay V, Winter MR. Clinical correlates of high-intensity transient signals detected on transcranial Doppler sonography in patients with cerebrovascular disease. Stroke. 1994;25:1570-1573. [Abstract]

8. Siebler M, Kleinschmidt A, Sitzer M, Steinmetz H, Freund H-J. Cerebral microembolism in symptomatic and asymptomatic high-grade internal carotid artery stenosis. Neurology. 1994;44:615-618. [Abstract/Free Full Text]

9. Ries S, Schminke U, Daffertshofer M, Schindlmayr C, Hennerici M. High intensity transcranial signals in carotid artery disease. Cerebrovasc Dis. 1995;5:124-127.

10. Eicke BM, von Lorentz J, Paulus W. Emboli detection in different degrees of carotid disease. Stroke. 1995;26:731. Abstract.

11. Sitzer M, Müller W, Siebler M, Hort W, Kniemeyer H-W, Jäncke L, Steinmetz H. Plaque ulceration and lumen thrombus are the main sources of cerebral microemboli in high-grade internal carotid artery stenosis. Stroke. 1995;26:1231-1233. [Abstract/Free Full Text]

12. Sitzer M, Fürst G, Fischer H, Siebler M, Fehlings T, Kleinschmidt A, Kahn T, Steinmetz H. Between-method correlation in quantifying internal carotid stenosis. Stroke. 1993;24:1513-1518. [Abstract/Free Full Text]

13. Siebler M, Rose G, Sitzer M, Bender A, Steinmetz H. Real-time identification of cerebral microemboli with ultrasonic feature detection by a neural network. Radiology. 1994;192:739-742. [Abstract/Free Full Text]

14. Spencer MP. Doppler microembolic signals for diagnosis of ulcerated carotid artery plaques. Stroke.. 1995;26:732. Abstract.

15. Ogata J, Masuda J, Yutani C, Yamaguchi T. Rupture of atheromatous plaque as a cause of thrombotic occlusion of stenotic internal carotid artery. Stroke. 1990;21:1740-1745. [Abstract/Free Full Text]

16. Fisher M, Martin A, Cosgrove M, Norris J. Stroke symptoms from carotid artery plaques. Stroke.. 1994;25:272. Abstract.




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C. Specker, J. Rademacher, D. Sohngen, M. Sitzer, I. Janda, M. Siebler, H. Steinmetz, and M. Schneider
Cerebral microemboli in patients with antiphospholipid syndrome
Lupus, January 1, 1997; 6(8): 638 - 644.
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M. Silvestrini, E. Troisi, M. Matteis, L. M. Cupini, and C. Caltagirone
Transcranial Doppler Assessment of Cerebrovascular Reactivity in Symptomatic and Asymptomatic Severe Carotid Stenosis
Stroke, November 1, 1996; 27(11): 1970 - 1973.
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M. Daffertshofer, S. Ries, U. Schminke, and M. Hennerici
High-Intensity Transient Signals in Patients With Cerebral Ischemia
Stroke, October 1, 1996; 27(10): 1844 - 1849.
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D. G. Nabavi, D. Georgiadis, T. Mumme, P. Zunker, and E. B. Ringelstein
Detection of Microembolic Signals in Patients With Middle Cerebral Artery Stenosis by Means of a Bigate Probe: A Pilot Study
Stroke, August 1, 1996; 27(8): 1347 - 1349.
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D.G. Nabavi, D. Georgiadis, T. Mumme, C. Schmid, T.G. Mackay, H.H. Scheld, and E.B. Ringelstein
Clinical Relevance of Intracranial Microembolic Signals in Patients With Left Ventricular Assist Devices : A Prospective Study
Stroke, May 1, 1996; 27(5): 891 - 896.
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CirculationHome page
Z. Kaposzta, J. F. Martin, and H. S. Markus
Switching off Embolization From Symptomatic Carotid Plaque Using S-Nitrosoglutathione
Circulation, March 26, 2002; 105(12): 1480 - 1484.
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