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(Stroke. 1995;26:850-856.)
© 1995 American Heart Association, Inc.


Articles

Poststroke Depression

Is There a Pathoanatomic Correlate for Depression in the Postacute Stage of Stroke?

Manfred Herrmann, MD, PhD; Claudius Bartels, MD; Martin Schumacher, MD Claus-W. Wallesch, MD

From the Research Program on Neuropsychology and Neurolinguistics (M.H.), the Department of Rehabilitation Psychology (M.H.), and the Department of Neuroradiology (M.S.), University of Freiburg; and the Department of Neurology, University of Magdeburg (C.B., C.-W.W.) (Germany).

Correspondence to Manfred Herrmann, MD, PhD, Research Program on Neuropsychology and Neurolinguistics, University of Freiburg, Belfortstrasse 16, D-79085 Freiburg, Germany. E-mail herrmann@psychologie.uni-freiburg.de.


*    Abstract
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*Abstract
down arrowIntroduction
down arrowSubjects and Methods
down arrowResults
down arrowDiscussion
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Background and Purpose This study is aimed at the pathoanatomic correlates of depression in the postacute stage of patients with stroke.

Methods Of a consecutive series of 104 stroke patients, a subgroup of 47 patients with single demarcated unilateral lesions was selected. Clinical examination, neuroradiological CT scan examination, and psychiatric assessment were performed within a 2-month period after the acute stroke. Depression was assessed with the Cornell Depression Scale, the Montgomery-Åsberg Depression Rating Scale, and according to modified DSM-III-R criteria. The neuroradiological examination of all patients was performed on the same scanner, and lesion location, lesion volume, and ventricle-to-brain ratio were analyzed.

Results We found no significant differences in depression scores between patients with left and right hemisphere lesions and no correlation between the severity of depression and the anteriority and the volume of lesion or brain atrophy. Major depressive disorders were only found in nine patients with left hemisphere lesions, all involving the basal ganglia, whereas none of the patients with right hemisphere stroke exhibited major depression.

Conclusions Lesions in the vicinity of the left hemisphere basal ganglia tend to play a crucial role in the development of major depression after the acute stage of stroke. The pathophysiological implications of this finding are discussed.


Key Words: depression • neuroanatomy • neuropsychology • tomography


*    Introduction
up arrowTop
up arrowAbstract
*Introduction
down arrowSubjects and Methods
down arrowResults
down arrowDiscussion
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Depressive alterations after stroke have been a subject of widespread interest in the last decade. Although various hypotheses exist concerning the etiology of poststroke mood disorders, there is increasing evidence that poststroke depressive changes may have an organic basis due to biochemical derangement. Depressive stroke patients exhibit alterations of cortical receptor sensitivity1 2 and neurotransmitter metabolite concentrations in cerebrospinal fluid3 as well as abnormalities in electrophysiological parameters (eg, shortening of rapid eye movement latency4 ). Grasso et al5 were able to demonstrate a local decrease of cerebral blood flow in poststroke depressed patients. Interest in the relationship between lesion location and type and severity of depression has motivated a series of studies focusing on the pathoanatomic correlates of depressive disorders. Robinson and coworkers6 7 8 demonstrated in a series of articles that left hemisphere (LH) lesions may be associated with a higher incidence of depression and that within the LH, severity of depression may be correlated with the distance between lesion and anterior pole of the hemisphere. Some groups were able to replicate these findings9 10 ; others found no significant correlation between lesion location and depressive alterations after stroke.11 12 13 On the other hand, some data indicate a higher incidence of depression after right hemisphere (RH) lesions.14 15 Lesions localized in the left frontal lobe or basal ganglia seem to be more often associated with severe depressive disorders than lesions localized in other brain areas.16 17 18 Other pathoanatomic parameters such as volume of lesion19 20 21 22 or cortical/subcortical atrophy10 23 showed no clear-cut association with type or severity of depressive disorders.

Critical problems in interpreting these data are posed by wide differences in the patient groups involved, time span from onset of stroke to investigation, definition of terms, measurements, and neuroradiological equipment. Some groups use the same type of measurement with different definitions (eg, the distance of the lesion to the anterior pole of the brain8 20 ), while other groups use the same term with different measurements (eg, "brain atrophy," an index based on planimetric measurements23 or on diagnostics by evidence10 ).

The following study is aimed at the correlation of poststroke depression with well-defined pathoanatomic parameters in a homogeneous subgroup of patients in the postacute stage of stroke. We addressed the following questions: Are there differences between lesion location and type and severity of poststroke depressive disorders? Does the severity of depression correlate with the distance of the lesion to the anterior pole of the brain, the volume of the lesion, and/or preexisting cortical/subcortical atrophy? Do patients who develop depression after stroke share a common lesion configuration?


*    Subjects and Methods
up arrowTop
up arrowAbstract
up arrowIntroduction
*Subjects and Methods
down arrowResults
down arrowDiscussion
down arrowReferences
 
Subjects
Patients included in this study were selected from a consecutive series of 104 patients from our stroke data bank. Criteria of inclusion were the following: (1) no history of psychiatric diagnosis or alcohol or drug abuse; (2) first single unilateral stroke event (no transient ischemic attack or prolonged reversible ischemic neurological deficit); and (3) no severe or consumptive concomitant disease. The main group was narrowed down to a subgroup of 47 patients who had been examined in the first 2 months after the stroke event and who fulfilled the following neuroradiological criteria: (1) all CT scans had been acquired with the same scanner and the same protocol; (2) all patients showed a single clearly demarcated lesion and no other signs of brain disease; and (3) the hemisphere contralateral to the lesion was not affected (no signs of space occupation due to midline shift or edema). All patients were initially admitted to the Freiburg University Clinic. Most examinations were performed during inpatient treatment at the Neurological Clinic; some patients were examined in a secondary referral center. The group consisted of 31 male and 16 female patients. Fifteen suffered from RH and 32 from LH stroke. The median age was 62 years (Table 1Down). None of the patients was treated with antidepressant medication or any drug with depression as a known side effect.


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Table 1. Demographic, Psychiatric, and Pathoanatomic Features of the Study Population

Methods
All patients were assessed with detailed neurological examinations and neuropsychological tests, which are not the subject of the present report. Relevant demographic, psychiatric, and neuroradiological data are described in Table 1Up.

Psychiatric Examinations
All patients were examined with the Cornell Depression Scale (CDS24 ), which was considered an adequate instrument for the assessment of the severity of depressive disorders in brain-damaged patients because of its lower weighting of cognitive and somatic items. Psychometric properties of this scale in brain-damaged patients have been reported elsewhere.22 We used the Montgomery-Åsberg Depression Rating Scale (MAS25 ) as an external validation criterion. Furthermore, all patients were classified according to the Diagnostic and Statistical Manual of Mental Disorders, edition 3, revised (DSM-III-R) criteria26 (whenever possible with the use of the Structured Clinical Interview for DSM-III-R27 ). In the diagnosis of a dysthymic depression we had to ignore the 2-year criterion of DSM-III-R classification. Therefore, we use the operatively defined term "minor depression," which indicates that the respective patients otherwise fulfilled the DSM-III-R criteria of a dysthymic disorder with symptoms lasting less than 2 months.

Neuroradiological Examinations
All patients were studied with the same CT scanner (Siemens Somatom-ART) under standardized conditions of data acquisition (four infratentorial and eight supratentorial slices parallel to the orbitomeatal line; nonenhanced CTs). Data were transferred to a Silicon Graphics Indigo work station and processed with ANALYZE software (Mayo Foundation Computer Research Center). Software developed in our laboratories was used to superimpose lesions in standardized slices. The demarcated infarctions were analyzed with respect to the topography of lesion configuration (based on Matsui and Hirano28 and Talairach and Tournoux29 ) and territories of vascular supply (based on Damasio and Damasio,30 including the territories of the deep perforators of the carotid system of Ghika et al31 ). We calculated the average distances of the anterior and posterior lesion borders to the frontal pole of the brain in each slice that contained a demarcated lesion. Lesions were classified as anterior, posterior, or nonclassifiable according to the definitions of Robinson et al.8 Furthermore, the mean distance from the anterior lesion border to the frontal pole in percentage of overall anterior-posterior distance in each slice was calculated (ANTPER). For the assessment of cortical/subcortical atrophy, we performed planimetric measurements on the original CT data and calculated the lateral ventricle-to-brain ratio (VBR) contralateral to the side of the stroke lesion (according to the method of Starkstein et al23 ). VBR measurements were performed on the slice that showed the greatest width of the body of the lateral ventricles. Areas of interest were marked by setting density thresholds of cerebrospinal fluid and brain tissue. Lesion volume was calculated in percentage of forebrain volume on standardized slices. We established interrater reliability for all neuroradiological measurements. The reliability coefficients obtained ranged between r=.85 (P<.001) for planimetric indexes and r=.98 (P<.001) for ANTPER measurements and classifications of lesion location.

Statistical Analysis
Data analysis was performed by nonparametric procedures with the use of rank correlation coefficients, Mann-Whitney U statistics, and {chi}2 tests. All probability values are two-tailed and corrected for ties.


*    Results
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up arrowAbstract
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up arrowSubjects and Methods
*Results
down arrowDiscussion
down arrowReferences
 
Six patients (12.7%) showed a primary or secondary hemorrhagic stroke event; all others showed ischemic lesions. Sixty-three percent of all patients exhibited hemiparesis and 62% sensory disturbances. A visual field defect was diagnosed in 31% of the patients, and 62% exhibited facial weakness. There were no significant group differences between patients with RH and LH lesions with respect to motor or sensory deficits or visual field defects. Eighty-four percent of the patients with LH lesions showed aphasia, whereas none of the patients with RH stroke was aphasic. According to the Aachen aphasia test32 performed 1 month after aphasia onset, 15.6% of the LH group exhibited amnestic or Wernicke's aphasia, 25% exhibited Broca's aphasia, 18.8% exhibited global aphasia, and 9.4% demonstrated a nonclassifiable aphasic syndrome. There was no significant effect between groups in demographic variables such as age, education, or time since stroke.

Psychiatric Findings
A summary of the depression ratings is presented in Table 1Up. The median score on all rating scales was low, but a wide range indicated a bimodal distribution. We found a high correlation between CDS and MAS (r=.80, P<.001) but no significant difference of depression scores between LH and RH lesions. According to the DSM-III-R criteria as modified above, 8 patients (17%) exhibited minor depression (5 [33%] RH lesions and 3 [9%] LH lesions), and 9 patients (19%) were diagnosed as major depressive; the latter all had LH lesions. To analyze the relationship between the clinical diagnosis and the severity rating of depression, we performed a cross-tabulation, which is presented in Table 2Down. Patients with a clinical diagnosis of depression scored higher on both rating scales. A Mann-Whitney U test revealed a significant difference between both groups with a clinical diagnosis of depression and the nondepressive group (CDS, P<.001; MAS, P<.05), whereas no significance could be established between the depression groups concerning the distribution of CDS or MAS scores.


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Table 2. Cross-Tabulation of DSM-III-R Diagnoses and Cornell Depression Scale and Montgomery-Åsberg Depression Rating Scale Scores

Neuroradiological Findings
The median of slices that presented demarcated lesions was 4 (range, 1 to 8). There was no substantial difference in lesion topography between LH and RH lesions (Table 1Up) except for a greater temporal lobe involvement in patients with RH lesions ({chi}2=7.5, df=1, P<.05). The thalamus was spared in all patients. Damaged brain tissue had mainly been supplied by branches of the carotid system, predominantly by the middle cerebral artery. Twenty percent of patients in both groups (LH and RH stroke) demonstrated lesions in territories supplied by the posterior cerebral artery. According to the definitions described above, 21 (45%) patients had anterior lesions, 14 (30%) had posterior lesions, and in 12 patients the lesion was not classifiable. The ANTPER value was 39 (range, 13 to 86). The median of lesion volume as a percentage of forebrain volume was calculated as 2.1% (range, 0.06% to 18.6%). Significant differences between LH and RH lesions were not found. The median value of VBR was 11 (range, 3 to 29). The VBR values were considerably higher than those reported by Starkstein and colleagues.23 This result could be explained by the assessment procedure. As the borders of the areas of interest (body of the lateral ventricle contralateral to the side of the lesion and surrounding brain tissue) were not traced but marked by setting density thresholds, the inclusion of ventricle ependyma, cortical gray matter, and partial volumes was reduced. This results in a higher ratio of cerebrospinal fluid to brain tissue. There was no significant difference between patients with RH and LH lesions.

Associations Between Pathoanatomic Parameters and Depression
With respect to the lesion dichotomy as defined by Robinson et al,8 we found that patients with lesions classified as anterior showed significantly higher depression scores than patients with posterior lesions in both CDS and MAS rating scales (anterior lesions: CDS, median=10 [range, 0 to 21]; MAS, median=13 [range, 2 to 35]; posterior lesions: CDS, median=4.5 [range, 0 to 17]; MAS, median=8.5 [range, 0 to 22]; P<.05 for both rating scales [Mann-Whitney U test]). Separate analysis of LH and RH lesions revealed that only patients with LH anterior lesions scored significantly higher in the respective depression scales (Mann-Whitney U test, P<.05). Fig 1Down shows scatterplots of CDS sum scores and ANTPER, volume of lesion, and VBR measurements.



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Figure 1. Scatterplots of Cornell Depression Scale (CDS) sum scores and the mean distance from the anterior lesion border to the frontal pole in percentage of overall anterior-posterior distance in each slice (ANTPER), volume of lesion, and ventricle-to-brain ratio. LH indicates left hemisphere; RH, right hemisphere.

We found a low but significant negative correlation (r=-.29, P<.05) between ANTPER and CDS sum score, thus replicating data of the Baltimore group.7 8 16 Surprisingly, this correlation could be maintained only in patients with RH lesions (r=-.55, P<.05), whereas an isolated analysis of the LH group showed no significant effect (r=-.19, P=NS). Neither volume of lesion (r=.02, P=NS) nor VBR (r=-.07, P=NS) was associated with severity of depression as measured by the CDS. Furthermore, we found no significant intercorrelations among the pathoanatomic variables.

The correlation analyses described above included all patients and the entire range of depression scores. One could argue that, particularly in the postacute stage of stroke, physical or neuropsychological symptoms related to the stroke event and symptoms produced by depression are highly confounded, and that low depression scores do not reflect any degree of depression at all. We investigated this problem and the psychometric properties of depression rating scales used in studies with stroke patients elsewhere.33 In the present study we reanalyzed our data excluding all patients scoring on fewer than three CDS scales and presenting fewer than six positive scores. Twenty-eight patients (18 with LH and 10 with RH lesions) remained in the statistical analysis. The correlation coefficients obtained did not differ from the data reported above: We found no significant correlation between the anteriority of lesion (total group, r=-.08; LH, r=.03; RH, r=-.38), lesion volume (total group, r=-.05; LH, r=-.07; RH, r=.03), or VBR (total group, r=-.08; LH, r=.13; RH, r=-.47) (all P=NS) and CDS sum scores.

As described above, we found major depressive disorders only in patients with LH lesions. In an additional step, we evaluated the lesion topography of those patients. This patient group consisted of 6 men and 3 women with a median age of 58 years (range, 43 to 79 years) and a median CDS score of 12 (range, 7 to 21). Fig 2Down demonstrates the lesion configurations. Seven lesions were classified as anterior, and two lesions were nonclassifiable. Lesion volume ranged from 0.22% to 18.66% (median, 2.02%).



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Figure 2. Schematic representation of lesion location in nine patients with major depressive disorders and single left hemisphere stroke.

All lesions were located in the territory of vascular supply of the middle cerebral artery. The templates show that some lesions damaged cortical areas, whereas all lesions involved parts of the basal ganglia. To analyze the core lesion areas we performed superimpositions in standardized templates. Fig 3Down demonstrates the superimposed lesions of 9 patients with major depression and LH stroke in comparison to 5 patients with minor depression and RH stroke.



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Figure 3. Schematic representation of superimposed lesions in patients with depressive disorders after stroke. Top, Nine patients with major depression and left hemisphere stroke. Bottom, Five patients with "minor depression" and right hemisphere stroke.

Superimposition revealed an area of maximal overlap in the left lenticular nucleus that was included in the lesions of 6 patients with LH lesions and major depressive disorders. Patients with RH lesions and minor depression also presented an overlap in subcortical (mainly in opercular) areas but no clear-cut maximum.

Accordingly, patients with lesions of the LH basal ganglia or lesions in the LH lenticulostriate or anterior choroidal artery area of vascular supply showed a significantly higher frequency of major depressive disorders ({chi}2=10.7, df=1, P<.01) and scored significantly higher on depression rating scales (CDS, Mann-Whitney U=114.5, P<.001; MAS, Mann-Whitney U=60, P<.01) compared with patients with lesions in all other territories of vascular supply.


*    Discussion
up arrowTop
up arrowAbstract
up arrowIntroduction
up arrowSubjects and Methods
up arrowResults
*Discussion
down arrowReferences
 
This study analyzed the relationship between depressive disorders in the postacute stage of stroke with pathoanatomic data and measurements based on CT scan examinations. We found no significant differences between depression scores in LH and RH lesions and no remarkable correlation between the severity of depression and the anteriority or the volume of lesion or cortical/subcortical brain atrophy. However, there was an association between lesion location and DSM-III-R diagnosis of major depressive disorders. Nine of 13 patients with LH lesions that involved the lentiform nucleus exhibited major depression.

Before attempting a further discussion of these findings, several limitations of the present study should be noted. Because we examined a highly selected population of patients, our results cannot be generalized to the population of stroke patients. We investigated only patients within a 2-month period after the acute stroke event. Because we insisted on including only patients who were examined with the same neuroradiological procedure and who showed a first unilateral single demarcated lesion, our series became small. Additionally, male patients were overrepresented in our study, and the patient group was relatively young compared with epidemiological data. Although these limitations impair the generalizability of our results, the questions we addressed in our study required a homogeneous subgroup that was carefully selected according to the described inclusion criteria.

One interesting result of our present study was that we found no differences in depression severity between RH and LH lesions, whereas major depressive disorders were only found in patients with LH stroke. Furthermore, we found no essential correlation between pathoanatomic measurements and depression severity ratings. The degree of depressive changes in the postacute stage of stroke was not associated with the degree of preexisting brain atrophy. This result conflicts with the data presented by Starkstein and coworkers,23 who demonstrated that patients diagnosed as major depressive show significantly more brain atrophy. Åström et al,10 however, found no significant association between depression and brain atrophy in the postacute stage of stroke, whereas in a follow-up study 3 years later brain atrophy was demonstrated to contribute significantly to major depressive alterations. The most critical point of the study of Åström et al, however, is that brain atrophy was based on diagnoses by evidence. The results of all correlations between degree of depression and pathoanatomic measurements in the present study indicate that the occurrence of depressive disorders after stroke reflects neither a pure "left frontal pathology" nor a simple volume effect of the brain tissue damaged. A measurement such as anteriority of lesion location does not reflect neuroanatomic data and seems somewhat superficial. However, specific lesion location may prominently determine the pathogenesis of poststroke depressive alterations. The most striking result of our present study is the finding that lesions of the LH basal ganglia seem to play a crucial role in the production of major depressive disorders in the postacute stage after stroke. This result replicates the findings of a previous study of our group22 that reported a significant overlap of lesions in LH basal ganglia structures in acute stroke patients with aphasia and major depression. Although the configuration of the core lesion in that study differed from the lesion configuration reported in the present study, the left basal ganglia were involved in all acute aphasics with depressive disorders. Some other studies have assigned an important role to lesions of the basal ganglia in poststroke depression. Alexander and Lo Verme34 investigated patients with subcortical aphasia and found that only 2 of 9 patients with thalamic lesions but 4 of 6 patients with putaminal lesions showed medium to severe depressive disorders. Starkstein et al17 demonstrated that patients with a stroke in the area of the LH basal ganglia exhibit significantly higher depression scores compared with RH basal ganglia or LH and RH thalamic lesions. Moreover, patients with a pure depressive disorder after stroke more often demonstrate an involvement of the LH basal ganglia compared with patients with poststroke anxiety disorders.18

What might be the role of lesions of the LH basal ganglia and/or their surrounding white matter in the pathophysiology of poststroke depression? The modern view of functional neuroanatomy of emotional behavior favors complex and multiple interactions of cortical and subcortical brain structures.35 36 Within these networks of neuronal activity not only may specific lesions of the cortex or subcortical ganglia evoke disorders of emotional behavior but also the disruption of ascending or descending neuronal pathways. Noradrenergic activation,8 neurochemical changes of serotonergic receptors,1 and the interruption of dopaminergic pathways ascending from the ventral tegmental area22 have been implicated in the pathogenesis of poststroke depressive disorders. Moreover, treatment studies of poststroke depressive disorders confirmed the therapeutic use of different antidepressant agents.37 38 39 40 41 42 At the present time there is no conclusive evidence that one neurotransmission system plays a dominant role in the development of poststroke depression. However, most of the implied neuronal pathways have to transit the basal ganglia and surrounding white matter. Therefore, lesions of the basal ganglia and their vicinity affect different neurotransmission systems and may cause serious cortical remote effects.5 Damage of the basal ganglia and surrounding white matter may produce a significantly higher frequency of depressive disorders simply because these structures are the most important subcortical/cortical gateway. This hypothesis, however, does not explain the finding of higher frequencies of depressive alterations after LH basal ganglia lesions. A positron emission tomographic study based on 5-hydroxytryptamine receptor binding demonstrated a significantly lower (compensatory) upregulation of cortical 5-hydroxytryptamine receptors in patients with LH compared with RH lesions.1 The authors hypothesize that RH lesions lead to a greater depletion of biogenic amines that results in an ipsilateral compensatory upregulation, whereas no or only moderate upregulation occurs after LH lesions. However, presently there is little corroborative evidence for a lateralized effect of biochemical changes after cerebral lesions, and the lateralization of depressive disorders after basal ganglia lesions still remains unclear.

In the present study we were able to demonstrate that patients with LH basal ganglia lesions are more likely to exhibit major depression than patients with RH lesions. This result shows that at least in the postacute stage after stroke, depressive alterations can be mediated by organic factors. Moreover, our data show that simple dichotomies such as anterior or posterior lesions do not have a significant value in terms of pathoanatomic considerations of poststroke mood disorders. However, other variables also influence the development of depression after stroke. Illness perception, coping styles, or psychosocial changes all can lead to psychoreactive induced depression. We have discussed these variables in a multitime and multifactor model of depression after stroke elsewhere.43


*    Acknowledgments
 
This study was supported in part by grants from the Deutsche Forschungsgemeinschaft (DFG He 1756/1-2; Dr Herrmann) and the Wilhelm Sander-Stiftung (WSS 90.065/1-2; Drs Herrmann and Wallesch). The authors wish to thank an anonymous reviewer of a previous version of the manuscript for his helpful comments.

Received December 13, 1994; revision received February 13, 1995; accepted February 17, 1995.


*    References
up arrowTop
up arrowAbstract
up arrowIntroduction
up arrowSubjects and Methods
up arrowResults
up arrowDiscussion
*References
 
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