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(Stroke. 1996;27:2331-2336.)
© 1996 American Heart Association, Inc.


Articles

A Reappraisal of Reliability and Validity Studies in Stroke

Luis D'Olhaberriague, MD, PhD; Irene Litvan, MD; Panayiotis Mitsias, MD Harry H. Mansbach, MD

the Center for Stroke Research, Department of Neurology, Henry Ford Hospital and Health Sciences Center, Detroit, Mich (L.D'O., P.M., H.H.M.), and the Neuroepidemiology Branch, National Institute of Neurological Disorders and Stroke, National Institutes of Health, Bethesda, Md (L.D'O., I.L.).

Correspondence to Luis D'Olhaberriague, MD, PhD, Center for Stroke Research, Department of Neurology, K-11, Henry Ford Hospital and Health Sciences Center, 2799 W Grand Blvd, Detroit, MI 48202. E-mail ldrda@aol.com.


*    Abstract
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*Abstract
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Background The emergence of prophylactic and therapeutic interventions in stroke has been accompanied by the widespread use of stroke classifications and scales that measure deficit (stroke scales) or resulting long-term handicap (handicap and disability scales). Although the accuracy of some scales and classifications has been studied, there is no updated systematic review appraising all of them.

Review We reviewed the literature and selected 21 studies on classifications and scales. The International Classification of Diseases, 10th revision, achieved the highest interobserver agreement among seven stroke classifications. The National Institutes of Health Stroke Scale, the Canadian Neurological Scale, and the European Stroke Scale had the highest reliability across items among nine stroke scales. The Barthel Index was the most reliable disability scale.

Conclusions The identification of the most reliable stroke classifications and scales should encourage their use in selection of homogeneous populations of patients for clinical research studies and to improve communication among scientists. Further research is needed to investigate neglected aspects of the neurological examination and the validity of stroke classifications.


Key Words: cerebrovascular disorders • epidemiology • stroke assessment • stroke classification


*    Introduction
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up arrowAbstract
*Introduction
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down arrowStudies on Stroke...
down arrowStudies on Stroke Scales...
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Stroke scales and classifications were developed to deal with the intrinsic difficulties in studying stroke by standardizing its study. The necessity of formalization is especially conspicuous in the era of acute stroke trials, when we need to include homogeneous populations of patients, to collaborate with multiple centers to achieve sufficient statistical power, or to compare results across studies. Furthermore, stroke is a difficult syndrome to study because of four variable characteristics: manifestations, prognosis, etiology, and recovery.1 Clinical manifestations are addressed using the neurological examination or stroke scales, stroke classifications formalize the plurality of cause, and handicap and disability scales quantify prognosis and recovery.

To obtain "hard" clinical data, Feinstein2 3 4 developed the idea of clinimetrics.5 The main requirements of scientific quality in data management are reliability, internal consistency, and validity. Reliability includes interobserver and intraobserver agreement, ie, faithful repetition by different observers and by the same observer. Reliability is best tested with {kappa} values.6 7 8 {kappa} ranges between -1 for complete disagreement and +1 for perfect agreement (0 would be chance agreement) and can be categorized as poor ({kappa}<0), slight (0<{kappa}<=0.2), fair (0.2<{kappa}<=0.4), moderate (0.4<{kappa}<=0.6), substantial (0.6<{kappa}<=0.8), and almost perfect (0.8<{kappa}<=1).9 Internal consistency measures the variation within the assessment, ie, the degree to which the items measure one construct. It depends on the number of items in the scale and their correlation. Consistency is measured using the Kuder-Richardson formula or, when the number of responses is greater than two, with Cronbach's {alpha} (a correlation coefficient).9 Consistency is considered good if {alpha}>0.8 and excellent if {alpha}>0.9.9 Low values may indicate that more than one construct is present in the scale. High values may signify good internal consistency, but they also appear when there is redundancy. Redundancy results in unnecessarily long scale administration, and it artificially raises consistency because items that measure the same thing logically highly correlate with each other. Reliability analyses do not detect validity problems, since a measurement could have good interobserver agreement, irrespective of whether it is valid. Thus, validity analyses are necessary. Validity is examined according to criterion, construct, and content. Criterion validity is the demonstration of the accuracy of an assessment compared with a particular "gold standard,"9 10 11 and it is measured with sensitivity, specificity, and predictive values. However, it is not clear which should be the gold standard for stroke. Neuropathology, the usual criterion, is rarely available, since stroke is seldom lethal in the acute phase.12 13 Brain CT and MRI are useful for differentiating between ischemic and hemorrhagic stroke,1 but it is debatable whether certain neuroradiological patterns can discriminate among ischemic stroke subtypes.14 15 Construct validity is proved by examining the relationships between a newly created instrument of measurement and a previously existing one to show that both measure the same construct. Construct validity is especially useful when there is no gold standard and is measured using correlation coefficients. Content validity measures the extent to which an instrument of measure includes all relevant dimensions of what is being measured. Its assessment relies on expert opinions.

The proliferation of classifications and scales16 17 18 19 20 21 22 23 24 25 26 27 28 calls for a clarification,29 more so in view of new and promising therapeutic advances in the field of stroke.30 31 32 33 34 In their excellent review on scales, Lyden and Lau9 pointed out the lack of explicit testing of accuracy of many scales, thus restricting their use. Currently, the problem is to select those classifications and scales with the greater accuracy.


*    Materials, Methods, and Bibliography
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*Materials, Methods, and...
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We reviewed the literature by using a computerized Medline search (1966 through October 1995; key words: stroke diagnosis, epidemiological determinants, interobserver agreement) and the collection of the journal Cerebrovascular Diseases (January 1991 through October 1995) not included in Medline. From 64 references, we included only those studies that submitted stroke classifications and scales to formal analysis. We excluded articles that did not undertake formal analyses. Tables 1 and 2DownDown summarize the 17 studies on reliability of classifications and scales.35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51


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Table 1. Interrater Agreement for Stroke Classifications


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Table 2. Interrater Agreement for Stroke and Disability Scales


*    Studies on Stroke Classifications
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Reliability of Stroke Classifications
The reliability of seven stroke classifications was reported in five studies35 36 37 38 39 (Table 1Up). Four of them35 36 37 39 analyzed their own classifications (the TOAST ischemic stroke subtypes, the PSDB stroke subtypes, the Oxfordshire Community Stroke Project ischemic stroke subtypes, and the Physicians Health Study stroke subtypes), and one study30 compared the ICD-9, the ICD-10, and the German Classification of Neurological Diseases. The classifications did not include the same outcome measures: the TOAST classification,35 the PSDB,36 the German Classification of Neurological Diseases,38 and the Physicians Health Study39 analyzed etiologic categories, the ICD-9 and ICD-1038 etiologic and topographic categories, and the Oxfordshire Community Stroke Project37 only topographic categories, whether the infarcts were lacunae or affected the anterior or posterior circulation. Reliability varied among seven classifications (Table 1Up), with {kappa} ranging from fair (Physicians Health Study)39 to substantial (ICD-10),38 indicating that the ICD-10 was the most reliable. There is no obvious difference between the methods of study adopted, ie, clinical vignettes35 38 versus direct patient examination.36 37 39 Perhaps, for multicenter trials or in the acute phase of stroke, when evolution of clinical phenomena is so rapid, it may be more suitable to use vignettes or videos.52 However, in the chronic phase, when changes in the clinical status are not expected, direct patient examination may be preferred.

In an attempt to improve reliability, some researchers proposed eliminating etiologic diagnosis from their classifications. However, when we compared the different classifications, a purely topographical classification37 was not more reliable than many etiologic classifications.35 36 38 Moreover, eliminating etiologic diagnosis is not useful because various treatments of proven value or under testing are dependent on stroke mechanisms.30 31 32 33 34 Brain CT and MRI resolved the issue of differential diagnosis between ischemic and hemorrhagic stroke,1 but it is debatable whether conventional MRI improves the sensitivity of CT in the acute phase.53 54

All but two20 39 of the classifications17 18 19 21 22 35 36 38 converge into five ischemic stroke subtypes: atherothrombotic, cardioembolic, small-vessel disease, infarction of unknown pathogenesis, and other. Thus, it seems reasonable to develop a consensus on these five etiologic categories. In the meantime, we encourage the adoption of the ICD-10 because it is the most reliable.

Validity of Stroke Classifications
Three studies evaluated validity of two stroke classifications.55 56 57 The TOAST researchers55 described that in 35% of patients the initial diagnosis changed with the results of ancillary investigations. When these investigators56 used the final diagnosis (3 months after stroke) as a gold standard for their five ischemic stroke subtypes (see above), the initial diagnosis changed in 38% of cases. The sensitivity and specificity for the diagnosis varied according to the subtype. The sensitivity ranged from 18% for uncommon causes of stroke to 81% for small-vessel disease, whereas specificity ranged from 18% for small-vessel disease to 100% for uncommon causes of stroke. It is important to note the frequency of initial misdiagnosis. While these investigators detected small-vessel disease strokes, they also made many false-positive misdiagnoses. They detected few patients with uncommon causes of stroke but made no false-positive misdiagnoses.

When the Lausanne Stroke Registry classification57 was evaluated, the initial topographic diagnosis was revised in 4% of the patients with the results of full radiological investigations, and the initial clinical diagnosis was revised in 3% of the patients with the results of full ancillary investigations.


*    Studies on Stroke Scales and Neurological Examination
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Reliability and Consistency
Nine studies37 39 40 41 42 43 44 45 46 47 49 50 51 evaluated the reliability of nine stroke scales and neurological examination using direct patient examination (Table 2Up). (Not included here is the study of Edwards et al,58 since it mainly refers to patients with diagnoses other than ischemic stroke.) All but two studies measured agreement with {kappa},37 40 41 42 43 44 46 using the index of crude agreement47 and Kendall's coefficient of agreement.45 With all studies combined, 21 features of the neurological examination were evaluated (Table 3Down). Ten elements, evaluated by at least five studies, included language, weakness (face, arm, and leg), level of consciousness, speech, cerebellar signs, visual fields, extraocular movements, and hand sensory loss. Substantial to almost-perfect agreement was found in three of these 10 features (language and motor power in the arm and leg) (Table 3Down) in three of the nine studies. Agreement for each feature varied in the different studies. Agreement for facial weakness ranged from slight to near perfect; for level of consciousness, agreement ranged from fair to perfect; and overall agreement on sensory function, speech, cerebellar signs, visuospatial dysfunction, and visual fields ranged from fair to moderate. The differences in overall interobserver agreement between the studies of Brott et al41 (0.69) and of Goldstein et al42 (0.48) are likely related to the administration of different versions of the NIHSS, since sample size (24 versus 20), number of items in the scale (15 versus 13), and raters' expertise (a senior neurologist, a resident, and two nurses versus four stroke fellows) cannot explain the differences. In the study of Brott et al, raters had almost perfect ({kappa}=0.95) agreement in the pupillary response, thus raising the overall {kappa} value of that version of the NIHSS; this item and the plantar response, whose {kappa} was 0.67, were eliminated in the NIHSS version presented in the study of Goldstein et al. Agreement on pure motor syndrome40 was slight ({kappa}=0.10), suggesting that some lacunar syndromes were difficult to agree on.59 60 61 62 63 64 65 Testing of vascular findings and tone is strikingly lacking. Agreement in carotid auscultation was assessed in only two studies.40 47 Some studies found a low degree of carotid bruit detection in patients with Doppler ultrasound–proved severe carotid stenosis.22 66 67 68 69 70 71 Tone was tested only with the Unified Neurological Stroke Scale,45 despite the prognostic importance of hypotonia.


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Table 3. Interrater Agreement of Different Stroke Scales

The internal consistency of the Hemispheric Stroke Scale ({alpha}=0.88) was greater than that of either the Toronto Stroke Scale ({alpha}=0.72) or the Mathew Scale ({alpha}=0.54).72 Internal consistencies of the CNS and European Stroke Scale were also high.44 Scales with higher agreement through items and higher consistency were the NIHSS,41 the CNS,44 and the European Stroke Scale.46

Validity Studies of Stroke Scales
Stroke scales measure the status of the patient after the ictus. They are useful to monitor acute status, evolution,73 and treatment. Because stroke scales do not give a mathematically continuous measurement of the patient condition, nonparametric statistics should be used for their analysis.

Validity studies were performed on the NIHSS,41 CNS,44 74 European Stroke Scale,46 and Scandinavian Stroke Scale.48 The initial NIHSS correlated highly with infarction volume on the day-7 CT scan (r=.78) and with the 3-month outcome (r=.71).41

The CNS score correlated highly with neurological examination (r=.77)44 and was predictive of the 6-month outcome: low initial scores correlated with higher mortality, greater incidence of recurrent vascular events, and lower independence at 6 months.44 To evaluate the construct validity of the CNS and Glasgow Coma Scale, both were compared with the neurological examination.44 The CNS correlated better with the examination (r=.76) than the Glasgow Coma Scale (r=.56).44 Content validity of the CNS showed that an ideal scale should (1) use simple and nonambiguous definitions of each item, (2) have a minimal number of grades per modality, (3) be relevant for modalities that are frequently impaired by stroke, (4) be easy to use by observers with different degrees of medical training, (5) be brief, and (6) be practical and simple.74

The European Stroke Scale46 has good construct validity, and there is a high correlation between the European Stroke Scale and other scales (r=.93 for the Middle Cerebral Artery Neurological Scale, r=.95 for CNS, and r=.94 for Scandinavian Stroke Scale). The Scandinavian Stroke Scale also has good construct validity when compared with the Fugl-Mayer Scale, the Mathew Scale, the Toronto Scale, and the BI,48 and it correlates with the other scales (r=.95 for Fugl-Mayer Scale, r=.94 for Mathew Scale, r=.92 for Toronto Scale, and r=.94 for BI).

We thus encourage the use of the NIHSS, the CNS, or the European Stroke Scale, which are the most accurate.


*    Studies on Reliability of Disability and Handicap Scales
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Measurement of the poststroke status involves impairment (measured by the stroke scales), disability, and handicap.16 75 76 77 78 Disability refers to the capacity to perform a task and entails performance and capacity. Finally, handicap is a disadvantage that limits or prevents the fulfillment of a role that was normal for that individual. Therefore, there are performance scales (measuring what the person does); capacity scales (scales of activities of daily living that measure what the person can do); and handicap scales (including comorbidity and social factors).

Table 2Up summarizes four studies39 49 50 51 on the reliability of the disability scales. Three studies used direct patient examination,39 49 51 and one used vignettes.50 All studies39 49 50 51 evaluated reliability of a performance scale (the Stroke Severity Scale or the Rankin Scale), and one51 also assessed the BI of activities of daily living.79 The reliability of the Stroke Severity Scale was substantial,39 and that of the Rankin Scale score ranged from substantial to near perfect.49 50 51 When the BI and the Rankin score were directly compared, the interobserver agreement of the BI was greater (0.88 versus 0.75).51 In addition, the internal consistency ({alpha}) of the BI was high (0.96),72 and the BI highly correlated with poststroke status as measured by the Mathew, Toronto, and Hemispheric Stroke Scales.72

It remains unclear whether a single scale will convey as much information as some combination of a disability and a handicap scale.80 81 82 An innovative approach34 83 consists of the generation of a scale that integrates a stroke scale, a scale of activities of daily living, and a performance scale to generate global statistics.

The BI is the most reliable disability scale and highly correlates with the immediate poststroke condition.51


*    Conclusion
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*Conclusion
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A systematic review enabled us to select the ICD-10, the CNS, the NIHSS, the European Stroke Scale, and the BI as the most reliable instruments of clinical measurement in stroke. Thus, we encourage their use because the universal application of stroke scales will allow us to select homogeneous populations of patients for clinical trials and will improve communication among scientists. Further research is still needed to investigate the validity of most stroke classifications and some neglected aspects of the neurological examination. Sorting out instruments of clinical measure should be considered a priority in stroke research. However, the definitive way of doing this is by prospectively evaluating these instruments in a sample of patients that is representative of both those entering clinical trials and the entire stroke population.


*    Selected Abbreviations and Acronyms
 
BI = Barthel Index
CNS = Canadian Neurological Scale
ICD-10 = International Classification of Diseases, 10th revision
ICD-9 = International Classification of Diseases, 9th revision
NIHSS = National Institutes of Health Stroke Scale
PSDB = Pilot Stroke Data Bank
TOAST = Trial of ORG 10172 in Acute Stroke Treatment


*    Acknowledgments
 
This work was supported in part by NIH grant NS 23393; L. D'Olhaberriague receives the Jacob K. Javits NIH fellowship.

After the completion of this article, Muir et al compared the predictive validity of the NIHSS, CNS, and Middle Cerebral Artery Neurological Score (Muir KW, Weir CJ, Murray GD, Povey C, Lees KR. Comparison of neurological scales and scoring systems for acute stroke prognosis. Stroke. 1996;27:1817-1820).

Received May 29, 1996; revision received August 7, 1996; accepted August 7, 1996.


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*References
 

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