(Stroke. 1996;27:224-231.)
© 1996 American Heart Association, Inc.
Articles |
From the Department of Radiology, TuftsNew England Medical Center (D.H.O.), and the Department of Radiology, Brigham and Women's Hospital (J.F.P.), Boston, Mass; the Department of Biostatistics, University of Washington, Seattle, Wash (R.K., N.O.B.); the Department of Neurosurgery, University of Pittsburgh (Pa) (S.K.W.); the Division of Epidemiology and Clinical Applications, National Heart, Lung, and Blood Institute, Bethesda, Md (P.J.S.); the Department of Neurology, University of Maryland (Baltimore) (S.J.K., T.R.P.); the Department of Pathology, University of Vermont (Colchester) (R.T.); the University of California (Irvine) (J.M.G.); and the Department of Public Health Sciences, Bowman Gray School of Medicine, Winston-Salem, NC (C.D.F.).
Correspondence to Daniel H. O'Leary, MD, Department of Radiology, New England Medical Center, 750 Washington St, Boston, MA 02111.
| Abstract |
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Methods IMT of the CCA and ICA was measured with duplex ultrasound in 5117 of 5201 individuals enrolled in the Cardiovascular Health Study, a study of the risk factors and the natural history of cardiovascular disease in adults aged 65 years or more. Histories of CHD, peripheral arterial disease, and cerebrovascular disease were obtained during baseline examination. Risk factors included cholesterol levels, cigarette smoking, elevated blood pressure, diabetes, age, and sex. Relationships between risk factors and IMT were studied by multiple regression analysis and canonical variate analysis. Prediction of prevalent CHD and ASD by IMT measurements in CCAs and ICAs were made by logistic regression, adjusting for age and sex.
Results IMT measurements of the CCAs and ICAs were greater in persons with CHD and ASD than those without, even after controlling for sex (P<.001). IMT measurements in the ICA were greater than those in the CCA. Risk factors for ASD accounted for 17% and 18% of the variability in IMT in the CCA and ICA, respectively. These same risk factors accounted for 25% of the variability of a composite measurement consisting of the sum of the ICA IMT and CCA IMT. The ability to predict CHD and ASD was greater for ICA IMT (odds ratio [confidence interval]: 1.36 [1.31 to 1.41] and 1.35 [1.25 to 1.44], respectively) than for CCA IMT (1.09 [1.05 to 1.13] and 1.17 [1.09 to 1.25]).
Conclusions Whereas CCA IMT is associated with major risk factors for atherosclerosis and existing CHD and ASD in older adults, this association is not as strong as that for ICA IMT. The combination of these measures relates more strongly to existing CHD and ASD and cerebrovascular disease risk factors than either taken alone.
Key Words: carotid arteries diagnostic imaging elderly atherosclerosis
| Introduction |
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There is, however, no direct evidence that increases in CCA wall thickness parallel the development of focal atherosclerotic lesions in the ICA. Focal atherosclerotic lesions, or plaques, in the ICA grow through a process linked to lipid accumulation but also experience superimposed episodes of intraplaque hemorrhage.26 27 28 29 These episodes are thought to be one source for the atheroemboli that are ultimately responsible for a large proportion of clinically observed strokes. This is not the case for the CCA, where the manifestation of the atherosclerotic process is typically one of a diffuse thickening of the wall due to progressive smooth muscle proliferation and ground substance accumulation.30 31 32 33 34 Therefore, the two need not be interchangeable when used as measures of atherosclerosis. In a recent editorial, Crouse15 commented that "some of the features that contribute to the strength of the B-mode method pose new questions related to the definition of atherosclerosis, the quantification of the outcome variable, the differences in associations based on various levels of the [carotid] artery, the potential for differences in various clinical samples, the precise relation between wall thickness and lumen diameter, and the use of the carotid artery wall as a `surrogate' for coronary disease."
Our objectives were to (1) determine which of two derived measurements, CCA IMT or ICA IMT, is more strongly related to the presence of clinically manifest CHD and ASD; (2) compare their relation to the presence and severity of recognized major risk factors for CHD and ASD; and (3) establish whether both these measurements are needed or whether one (eg, CCA IMT) might serve as a measurement of the extent of atherosclerotic changes linked to cardiovascular risk factors.
| Subjects and Methods |
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Medical History and Clinical Variables
Eligible subjects
giving informed consent underwent a baseline
clinical examination as well as medical history.37 Smoking
history was based on a self-reported estimate of pack-years of
smoking. Blood pressure was measured in the right arm of seated
subjects after a 5-minute rest with a random zero sphygmomanometer and
was determined from the average of two measures. Duplicate measurements
of supine blood pressure in both arms and both ankles were performed
with a standard mercury sphygmomanometer and an 8-MHz Doppler probe
to establish the ankle-arm index. Resting 12-lead ECG and
echocardiography were also obtained. CHS
echocardiographic methods and initial
quality-control results have been published.38
Venipuncture was performed during the clinic visit after
subjects had fasted overnight. Plasma was prepared and frozen in a
standardized fashion and shipped weekly to a central laboratory.
Laboratory data included measurements of levels of total, LDL, and HDL
cholesterol and of total triglycerides,
creatinine, blood urea nitrogen, blood glucose, insulin,
uric acid, fibrinogen, factor VII, and factor
VIII.39 40 41
All participants except diabetic subjects treated with insulin or oral
hypoglycemic agents drank a 75-g oral glucose load, and repeat
venipuncture was performed 2 hours later for measurement of
postchallenge serum glucose and insulin levels.42 Diabetes
was defined on the basis of participant-reported prior diagnosis of
diabetes, use of insulin or oral hypoglycemic agents, fasting glucose
140 mg/dL, or 2-hour postload glucose
200 mg/dL. An abnormal ECG
was defined as any major abnormality including evidence of myocardial
infarction, T-wave abnormalities, arrhythmia, or left
ventricular hypertrophy.43 CHD was
defined as self-reported and confirmed history of angina,
myocardial infarction, congested heart failure, coronary
revascularization, or old myocardial infarction
documented on ECG.37 Stroke was defined as
self-reported history of stroke confirmed by physical examination
or medical records. Peripheral arterial
disease was defined as an ankle-brachial pressure index of 0.8 or
less or a confirmed medical history of intermittent
claudication.44 ASD was deemed present in individuals
with any of the following: CHD, stroke, transient ischemic
attacks, peripheral arterial disease, or a
history of revascularization procedure.
Ultrasonography
Carotid artery ultrasound was performed
during the baseline
clinic visit with Toshiba SSA-270A imaging units (Toshiba America
Medical Systems). Details of the scanning and reading protocols, as
well as initial reproducibility results, have been
published.19 All machines were identically equipped with a
phased-array imaging probe with a characteristic -3-dB cutoff
point of 6.7 MHz. The pulsed Doppler frequency was 4.0 MHz.
The imaging protocol involved obtaining a single longitudinal lateral view of the distal 10 mm of the right and left CCAs and three longitudinal views in different imaging planes of each ICA. The ICA was defined as including both the carotid bulb, identified by the loss of the parallel wall present in the CCA, and the 10-mm segment of the ICA distal to the tip of the flow divider that separates the external artery and the ICA.
All studies were recorded on optical disk and super VHS videotape and sent weekly to a central ultrasound reading center for standardized readings. The high-resolution images of the CCAs and ICAs were analyzed to calculate near- and far-wall IMT, lumen diameter, and vessel width at each arterial site. All measurements of lumen and wall thickness were calculated with a specially designed computer program. For the purposes of this article, the terms IMT and wall thickness are used interchangeably.
To quantify the degree of thickening of the carotid artery walls, the many measures of IMT were summarized into two variables: one for the CCA and one for the ICA. The maximum wall thickness of the CCA was defined as the mean of the maximum wall thicknesses for near and far wall on both the left and right sides: (mLNW+mLFW+mRNW+mRFW)/4. The maximum wall-thickness variable of the ICA was defined in the same way; the results from the three scans were averaged. The number of measurements available for averaging thus ranged from 1 to 4 for the CCA and 1 to 12 for the ICA.
Analysis Plan and Statistical Methods
All analyses were
conducted using
SPSS/Windows software.45 We chose to study CHD
separately as well as within the definition of ASD. The two-sample
t test was used to compare carotid artery IMT measurements
for variables with two categories, prevalent CHD and ASD. Only
values of P<.01 were considered significant.
Correlation coefficients for the variables were computed as descriptive measures of the relationships between risk factors, and CCA IMT and ICA IMT measurements were calculated as the dependent variables.
Logistic regression analysis was used to study the independent contributions of the two wall-thickness measures to the prediction of a history of CHD and ASD after adjustment for age and sex. In the logistic regression analysis, only values of P<.01 were considered statistically significant. The tests and confidence intervals for the odds ratios were computed with the SPSS/Windows statistical software.
The independent variables selected for their possible relationship with IMT in the CCA and ICA included the following: age, sex, current systolic and diastolic blood pressures, current use of antihypertensive medication, smoking history, the amount of smoking in pack-years, the presence of diabetes, levels of HDL and LDL cholesterol, triglyceride levels, and abnormalities on ECG. A stepwise linear regression method was used, allowing entry of only those variables with a value of P<.01. Entry into stepwise regression equations was determined for variables for which the partial F test was significant at the P<.01 level. Exclusion from the regression was at the P>.05 level. The regression analyses included only participants with complete data on all variables.
One of the primary goals of our analyses was to determine the relative importance of CCA IMT for predicting prevalent CHD and ASD. To accomplish this, we wished to determine whether a linear combination of CCA and ICA IMT measurements correlated with a linear combination of recognized risk factors for the presence of ASD. Rather than arbitrarily defining the coefficients to be used in this correlation analysis, we opted to use a canonical correlation analysis to determine linear combinations of wall-thickness measurements that have the largest correlation with linear combinations of risk factors.46 Because there are two wall-thickness measurements, canonical correlation analysis first finds a linear combination of these two variables that has the largest correlation to a linear combination of the risk factors for atherosclerosis. It then finds another set of linear combinations that are orthogonal to the first set of linear combinations and have a maximum correlation. Since there is no a priori selection rule that constrains the different coefficients in the linear combinations that are produced, these coefficients may lend themselves to a useful interpretation.
| Results |
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Maximum ICA and CCA wall thicknesses were greater in men than women
(Table 1
). Wall-thickness measurements of the ICA
were consistently greater than those of the CCA. Both
measurements were also greater in subjects with CHD when compared with
those without. We examined CHD separately from ASD because we
questioned whether different segments of the carotid artery had
different relationships to coronary disease as opposed to more
generalized atherosclerosis. The results for CHD and
ASD were very similar, reflecting the fact that CHD is the largest
component of the ASD variable; therefore, we chose not to
present them in a separate table.
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Logistic regression (Tables 2 and 3) was used to assess independent relationships of wall-thickness measurements with prevalent CHD and ASD. A simple model for predicting the risk of prevalent CHD included the two measures of wall thickness and age and sex. It showed that, after adjustment for age and sex, maximum ICA IMT had a stronger relation to CHD than maximum CCA IMT. The likelihood of prevalent CHD was estimated to increase by 36% for a 1-SD (0.69-mm) increase in the maximum ICA IMT, after adjustment for CCA IMT. The relationship was weaker for the maximum CCA IMT, where a 1-SD (0.22-mm) increase corresponded to a 9% increase in risk, after adjustment for ICA IMT. A similar but less pronounced pattern emerged for ASD, where an increase of 1 SD in ICA wall thickness was related to a 35% increase in risk, whereas an increase of 1 SD in the CCA IMT represented a 17% increase in risk.
Two models predicting either the standardized (z) CCA or ICA
IMT as outcome variables are shown in Table 4
.
Standardized is defined as (variable-mean)/SD. The unadjusted
and adjusted correlation coefficients for the independent
variables, in this case the recognized risk factors for
atherosclerosis, are given. The proportionate reduction
in the total variability in the outcome variable accounted for by
the variables in the model, adjusted for the number of
variables in the model, is approximately 18% for CCA IMT and 17%
for ICA IMT. Increasing age, male sex, history of hypertension, history
of diabetes, and presence of any major ECG abnormality are associated
with an increased IMT in the CCA and ICA. Two variables associated
with smoking appear in the model. A history of smoking is associated
with increased wall thickness in the CCA and ICA. The number of
pack-years smoked by current smokers enters into the model
predicting both ICA IMT and CCA wall thickness. In both models, high
levels of HDL cholesterol are negatively associated with
IMT, whereas high LDL cholesterol levels have a positive
association. The role of blood pressure is clearly seen in both models:
there is a positive correlation between IMT and a history of
hypertension and systolic blood pressure, whereas there is a
negative relationship with diastolic blood pressure.
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Canonical correlate analyses showed that the coefficients for the CCA (standardized) and ICA (standardized) were .591 and .613, respectively. This corresponds to an almost equal weighing of both measurements. For this first linear combination, 25% of the variability can be explained by a linear combination of the risk factors. For the second component, the coefficients were -.905 and .89, respectively. This corresponded roughly to the net difference between ICA and CCA (standardized) IMT measurements. The variability of this combined variable was only minimally explained by the atherosclerotic risk factors (R2=.008). We observed that the two canonical variates involving the two carotid wall-thickness measurements were almost equivalent to their sum and their difference. We therefore opted to replace the canonical variates by the sum and the difference of the ICA IMT and CCA IMT thicknesses and to carry out further analyses looking for the linear combinations of risk factors that could best predict these two variables.
The regression analyses in Table 5
examined the
sum and the difference of the standardized CCA IMT and ICA IMT
thicknesses as dependent variables. This is equivalent to the two
canonical variates involving the two carotid measures. The regression
gave the linear combination of risk factors that best predicted these
two new variables. These results should be considered an
approximation to the results found by the canonical correlation
analysis. With the sum of the carotid measures as dependent
variable, the magnitude of the standardized coefficients for each
risk factor was similar to that observed when both carotid
variables were treated separately. Again, 25% of the variability
in this linear combination could be explained by these selected risk
factors. The difference between standardized CCA IMT and ICA IMT
measurements showed some positive relationship with a history of
smoking and a mild negative relationship with systolic blood
pressure.
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| Discussion |
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Because our goal was to explore whether CCA IMT, ICA IMT, or the combination of both had a stronger association with atherosclerosis, we chose to explore this issue further by relating these three measures to clinically manifest CHD and ASD, as well as to recognized risk factors for atherosclerosis, in an elderly cohort. We observed that sonographic measurements of CCA IMT and ICA IMT are both related to CHD and ASD. Although both measurements can be used in models that predict prevalent CHD and ASD, an increase of the same relative magnitude in ICA IMT has more predictive value than a similar increase in the CCA IMT. In addition, although both variables are related to the traditional risk factors for ASD, they seem to relate more strongly to these factors when used in combination. One possible reason that the combined score using the average of the CCA IMT and ICA IMT is more predictive than either of the measures used alone is that the average reduces the noise in the measurement of IMT. This is in large part the rationale for using the average of 12 measures of the ICA and four of the CCA.
The sonographic measurements reported in this study are compatible with CCA IMT measurements made in other studies.1 3 5 17 As previously observed, CCA IMT is larger in males than in females.4 25 It is also significantly greater in subjects with CHD than those without.4 12 We find that this pattern is maintained when a broader definition of ASD (one that includes CHD, cerebrovascular disease, and peripheral arterial disease) is used for stratifying subjects with and without disease. These relationships are also seen when measurements are made in the ICA. Our logistic regression analyses show that ICA IMT is more strongly related to the presence of prevalent CHD and existing ASD than is CCA IMT. The likelihood of prevalent CHD is estimated to increase by 36% for a 1-SD (0.69-mm) increase in the maximum ICA IMT, after adjustment for CCA IMT. For ASD, there is a 35% increased likelihood for existing disease for the same increase in wall thickness. These relationships are somewhat weaker for maximum CCA IMT, where after adjustment for ICA IMT a 1-SD (0.22-mm) increase is related to a 9% increase in risk for CHD and a 17% increase in risk for ASD.
Although CCA IMT measurements are more easily performed, ICA IMT measurements bear a stronger relation to prevalent disease, at least in the elderly. However, there are only slight differences in the associations seen between traditional risk factors for atherosclerosis and the two measurements of carotid wall thickness. Studies suggesting that it may be useful to use only CCA IMT measurements may have focused mainly on correlations with risk factors and may have been done without the benefit of sufficient wall-thickness measurements from the ICA.48 49 The attraction of limiting wall-thickness measurements to the distal CCA when using carotid IMT as a surrogate for atherosclerosis is clear. This segment of the artery has straight walls, is superficial, and usually lies parallel to the surface of the skin. It is easier to study, and the results are more reproducible than for the ICA. Studying and measuring the ICA is time consuming and requires more effort than studying the CCA. The ICA usually lies deeper in the neck, at its origin its walls are not parallel, and it does not lie parallel to the surface of the neck. Because focal plaques form in the proximal ICA, there is more anatomic variation in ICA IMT than CCA IMT. For all these reasons, measurement variability for the ICA is approximately three times greater than for the CCA.19
Our results indicate that maximum ICA IMT and maximum CCA IMT have very similar relations to established risk factors for ASD. In the univariate relations, increases in both wall-thickness variables are correlated to expected changes in risk factors. Thus, there are positive relationships with LDL cholesterol, blood pressure, smoking, and diabetes and negative relationships with HDL cholesterol and diastolic blood pressure. This last finding, the inverse relation of carotid IMT to diastolic blood pressure after adjustment for systolic blood pressure, has been previously reported by us.50 We explained this finding as a reflection of decreased arterial compliance due to thickened walls, which resulted in increased pulse pressure. Diastolic blood pressure viewed alone has a positive relation to carotid IMT. If adjustment is made for systolic blood pressure, there is an inverse relation.
As much as 17% of the variability of IMT measurements in the CCA can be explained by changes in the risk factors. This also applies to ICA IMT measurements. The strength of these relationships is, however, tainted by a biological selection that might have eliminated those individuals who were severely afflicted by ASD. In our elderly population, these variables might have been indicators of morbidity, but the cross-sectional nature of our study does not permit us to verify this possibility. A longitudinal study may be more relevant, not only with respect to the predictive power of the carotid variables but also as to the impact of the risk factors. For example, a random sample of blood cholesterol might not have as specific a meaning for the development of atherosclerosis as prolonged exposure to cholesterol. The canonical correlate analysis suggests that both sonographic measurements combined together are more strongly related to established risk factors for ASD than either variable alone. This is confirmed by the regression analysis that we performed on the sum of the standardized CCA IMT and ICA IMT measurements. Changes in risk factors for ASD, instead of accounting for 17% of the variability as is the case for each separate wall-thickness measurement, account for 25% of the variability of the sum of both measurements, a relative increase of 50%.
The regression analyses in Table 5
examined the sum and the
difference of the standardized CCA IMT and ICA IMT thicknesses as
dependent variables. This is equivalent to the two canonical
variates involving the two carotid measures. The regression gave the
linear combination of risk factors that best predicted these two new
variables. These results should be considered an approximation to
the results found by the canonical correlation analysis. With
the sum of the carotid measures as a dependent variable, the
magnitude of the standardized coefficients for each risk factor was
similar to that observed when both carotid variables were treated
separately. Again, 25% of the variability in this linear combination
could be explained by these selected risk factors. The difference
between standardized CCA IMT and ICA IMT measurements showed some
positive relation with a history of smoking and a mild negative
relation with systolic blood pressure.
This latter finding raises an interesting possibility that was
previously discussed in an article by Espeland et al,51
namely, that the difference in the two IMT measurements may be a
measure of the variability of the IMT in a person, which in turn may be
a measure of focal plaque. Although atherosclerosis is
a generalized disease, focal plaques tend to be located at
arterial bifurcations. Certain arteries, including the
carotid, coronary, and iliofemoral arteries and the distal
aorta, have a high incidence of plaque formation, while others, such as
those in the upper extremities, are usually spared.
Hemodynamic explanations for selective localization
have included increased flow velocity and wall shear stress, reduced
flow velocity and wall shear stress, flow separation, and oscillating
shear
stress.30 31 32 52 53 54
Geometric configurations such as
bifurcations, branch origins, and the inner curvature of bends seem
particularly prone to local plaque formation. At the human carotid
bifurcations, intimal thickening and plaque formation are most
pronounced along the outer wall of the distal CCA in continuity with
the proximal segment and sinus of the ICA. Plaques are usually thickest
near the midpoint of the sinus opposite the flow divider. These focal
lesions are more typically related to the risk of rupture as they
increase in size. The diffuse thickening of the CCA may be a
nonspecific aging response. As such, it is a confounder for focal
lesions, since both will be more prevalent as aging takes place. A
focal plaque in the proximal ICA is also likely to be the source of
atheroembolic events, whereas the CCA wall is not likely to be the
source of such events. The variable representing the
difference between CCA IMT and ICA IMT does not appear to be related to
age but is related to two well-recognized risk factors for clinical
outcomes. The positive relationship with smoking is not unexpected if
one considers smoking as a predictor for focal atherosclerotic lesions
rather than as linked to a nonspecific response of the
arterial wall. This reasoning does not appear to apply to
the relationship with systolic blood pressure. This
relationship is in the opposite direction than expected. It would
suggest that CCA IMT relates more strongly to increases in blood
pressures than do focal lesions in the ICA. Both these arguments are
quantitatively supported by the relative ß for both variables in
Table 4
. As noted, the effect of age and sex disappears.
In conclusion, we have found that in the elderly noninvasive sonographic measurements of carotid artery wall IMT can be used in models to predict the existence of clinically manifest CHD and ASD. In addition, it appears that a single measurement of wall thickness in the CCA has less predictive power for the presence of clinically manifest atherosclerosis than a measurement made in the ICA. Both variables, when used in combination, relate more strongly to established cardiovascular risk factors than either taken alone and seem to behave as a measure of ASD.
| Selected Abbreviations and Acronyms |
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| Acknowledgments |
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| Footnotes |
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Received June 28, 1995; revision received October 11, 1995; accepted October 11, 1995.
| References |
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