(Stroke. 1996;27:415-420.)
© 1996 American Heart Association, Inc.
Articles |
From the Department of Clinical Neurosciences, University of Edinburgh, Western General Hospital, Edinburgh, Scotland.
Correspondence to R.J. Davenport, Department of Clinical Neurosciences, University of Edinburgh, Western General Hospital, Crewe Rd, Edinburgh, Scotland EH4 2XU. E-mail rjd@skull.dcn.edinburgh.ec.uk.
| Abstract |
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Methods In a single hospital, we prospectively identified a consecutive cohort of patients who were either admitted after an acute stroke or who suffered a stroke while already an inpatient (n=613). We retrieved the case notes for 607 (99%) of these strokes, and a single observer, using predefined diagnostic criteria, reviewed the notes and recorded the type, timing, and frequency of complications that occurred during the inpatient period. We also measured the reliability of complication identification from case note review by comparing two observers on a sample of records.
Results Complications were recorded after 360 strokes (59%); the most common individual complications were falls (complicating 22% of all strokes), skin breaks (18%), and urinary tract (16%) or chest (12%) infections. Miscellaneous "other" complications complicated 32% of strokes. Seizures and chest infections occurred early, whereas depression and painful shoulder were later problems. Complications were more common in older patients, who were more disabled before their stroke and had suffered more severe strokes. We demonstrated moderate to good agreement between the two observers for most complications.
Conclusions Complications after acute stroke are common, confirming that stroke rehabilitation requires active and knowledgeable medical input. Knowing the nature and timing of complications, together with the identification of high-risk patients, may be useful to those planning stroke services. The differences in our results and those previously reported, most notably for skin breaks, are probably due to the different methods used, in particular patient selection and diagnostic criteria for complications. Although complications may be useful as a measure of outcome in comparative studies (eg, therapeutic trials and audit), the methodological difficulties in accurately and reliably measuring them must be addressed.
Key Words: complications stroke, acute stroke rehabilitation
| Introduction |
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Most of the published studies on poststroke complications have focused
on individual problems in isolation, such as seizures, venous
thromboembolism, or depression. These studies have used a range of
different designs; furthermore, methods of patient selection,
diagnostic criteria, timing, and duration of follow-up
vary considerably between studies, and therefore it is hardly
surprising that the reported frequencies of specific complications in
these studies also varied (Table 1
).
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We have been able to identify only five English language studies in
which the frequency of several different complications was the main
subject of interest (Table
1
).1 2 3 15 16
We are aware of at
least one non-English language report, but this included patients with
transient ischemic attacks.33 There was
disagreement between these studies as to the overall definition of a
complication; some included vascular risk factors such as hypertension
or diabetes mellitus as
complications,1 2 3 while others
concentrated on problems that were clearly secondary to the incident
stroke,16 such as chest infections or venous
thromboembolism, and only one of the studies provided specific
diagnostic criteria for individual
complications.16 We therefore undertook a retrospective
study to estimate the frequency and timing of defined complications in
a large cohort of consecutive hospitalized patients after an acute
stroke.
| Subjects and Methods |
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We attempted to retrieve the case notes (medical and nursing) for all patients after death or discharge. A medically qualified observer (R.J.D.) reviewed all the available records and identified complications (see "Appendix" for definitions) that arose during the period spent in our hospital after each admission; complications that arose after discharge were not recorded. Although we used a single observer, we were interested in measuring the degree of interobserver reliability of identifying complications from case notes; we did this by comparing R.J.D. with a blinded paramedical observer (I.W.) on the first 173 strokes. After this reliability study, we recognized that our original list of complication types was incomplete and added depression, confusion, and a miscellaneous "other" category.
| Results |
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The patients' median age was 73 years (interquartile range, 65 to 81
years); 54% were female. The median delay between stroke onset and
hospital admission, excluding the 47 patients who suffered a stroke
while in the hospital and an additional 30 for whom accurate timing
data were unavailable, was 6 hours (interquartile range, 3 to 24
hours). In all 30 cases without accurate data, admission was within 24
hours of stroke onset. There were 57 (9%) hemorrhagic strokes
(diagnosed on CT or at autopsy). Of the remaining 550 strokes, 71%
were proven (CT or autopsy) and 20% were presumed ischemic
strokes; 123 (22%) of these 550 strokes were total anterior
circulation syndromes according to the Oxfordshire Community Stroke
Project classification.36 Table 3
shows
the results of the interobserver study;
values ranged from an
acceptable 0.77 for falls to a disappointing 0.35 for pyrexial
illness.
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During 607 hospital admissions for acute stroke, at least one
complication occurred in 360 (59%); the frequencies of individual
complications are shown in Table 1
. The most common individual
complication was falls; a total of 299 falls occurred in 134 strokes
(22%). No intervention other than simple analgesia was required after
248 (83%) of these falls, but 21 (7%) led to a radiograph, 20 (7%)
required a dressing or suturing, and 10 (3%) resulted in a fracture
(one patient required an operation). In addition to the specific
complications identified in Table 1
, 193 (32%) of our patients
experienced a wide range of miscellaneous problems, the more common and
serious of which are summarized in Table 2
.
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Of the 360 complicated strokes, 223 (62%) experienced more than one type of complication. We also recorded the frequency of recurrent individual complications except for seizures, depression, confusion, and painful shoulder, when it was not possible to reliably identify recurrent events from the case notes. Falls were recurrent in 64 patients (48%), urinary tract infections in 26 (27%), skin breaks in 23 (21%), and chest infections in 8 (11%). There was one recurrent deep venous thrombosis and no recurrent pulmonary emboli.
We measured the timing of complications from the day of stroke;
Fig 1
shows the cumulative percentage over the first 30
days for all episodes of different complication types recorded
(except for depression and seizures, which are time to first
recorded episode). Although some occurred early (seizures and chest
infections), others were still occurring for the first time quite late
after stroke onset.
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We investigated a number of potential risk factors for developing
a complication with univariate analyses (Fig 2
). Complications
were more common with increasing age,
prestroke disability, total anterior circulation strokes, and urinary
incontinence. Experiencing a complication was associated with an
increased risk of death during admission (odds ratio, 1.9; 95%
confidence interval, 1.2 to 2.9).
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| Discussion |
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Our design aimed to reduce selection bias, although of course it
was a hospital-based study and thus suffered from referral bias. We
identified patients prospectively using an internationally recognized
definition of stroke35 and used several sources of
identification to ensure case ascertainment that was as complete as
possible. We excluded patients admitted to our neuroscience unit; these
latter patients were a highly selected group, with a high proportion of
hemorrhagic and atypical strokes, and were often referred from beyond
our own hospital's catchment area. In two of the previous multiple
complication studies listed in Table 1
it was unclear how
patients were
selected for inclusion,2 3 and another study relied
on
hospital discharge records,1 which may fail to
identify all suitable patients. We recorded complications from the
time of acute admission; all the multiple complication studies in Table
1
were based in rehabilitation units, with a mean delay from
stroke
onset to admission varying from 8 to 37
days,1 2 3 15 16
and
thus included only patients who had survived the acute phase but
required rehabilitation. Therefore, they may have underestimated
complications that occur early or lead rapidly to death (eg, seizures,
chest infections). Case note retrieval bias may further influence
results, since notes of patients who die or are transferred to a
long-term-care facility may be more difficult to
trace,38 yet they may experience disproportionately more
complications, leading to an underestimate of complications. Certainly
the 6 patients in our study whose notes were untraceable had poor
outcomes (2 died within 48 hours of admission, 2 are in
continuing-care facilities, and the remaining 2 live at home but
are dependent); however, they account for just 1% of our sample and
thus are unlikely to significantly bias our results. In addition, our
sample size was more than double that of the previous largest
study,16 which allowed more precise estimates of the
frequencies of complications.
The next methodological problem concerns the retrospective
identification of complications from case notes, which may be
influenced by the diagnostic criteria used, interobserver
bias, and the standard of note keeping. Differing
diagnostic criteria will affect frequency estimates. For
example, prospective studies of deep venous thromboses after stroke
have produced rates varying from 11%29 39 to
75%,30 with many studies around
30%,31 40 41 42 compared with
our rate of 3%. The
studies that recorded the highest frequency30 43
based
the diagnosis on serial 125I-labeled fibrinogen scans
performed daily for 10 to 14 days; in contrast, we applied
retrospective criteria based on clinical diagnoses, backed up by
appropriate tests when performed, which reflects real-life stroke
care in the United Kingdom. Table 1
contains several similar
examples
in which prospective studies of single complications have reported
higher rates than the retrospective multiple complication studies. In
addition to the effect of diagnostic criteria, it is
possible that the multiple complication studies reflect a lower level
of awareness among medical staff for certain complications (eg,
depression) than the more sensitized investigators who used specific
diagnostic methods involved in the prospective studies.
Similarly, we suspect that differing criteria are responsible for
some of the variations in frequencies between ours and the other
multiple complication studies shown in Table 1
. For example,
our rate
of 18% for skin breaks is much higher, but our definition included any
breaks in the skin, not simply over pressure areas. Surprisingly,
despite the undoubted importance of diagnostic criteria,
only one of the previous studies provided specific criteria for
individual complications16 ; Dromerick and
Reding1 defined a complication as "medical or
management problems that generated a physician order" but did not
qualify individual complications further.
Identification of complications from case notes is also subject to
interobserver variation, though not in our study, which used a single
observer. Four of the five published studies did not state how many
observers were involved or who they
were1 2 3 15 ; Kalra et
al16 used a trained audit analyst, with peer review by a
physician in all positive or doubtful cases. For most complications in
our study the
value was greater than 0.6, indicating good or very
good agreement.44
The type and quality of care patients receive may influence complication rates; while patients cared for in a dedicated stroke unit, who are under more scrupulous observation by experienced staff, may experience fewer complications such as pressure sores or deep venous thromboses, other complications, such as aspiration or musculoskeletal problems, may appear to be more frequent simply because of better recognition and documentation in the case notes rather than a real increase.16 If this were the case, one might expect to identify complications and institute treatment at an earlier stage and thus improve prognosis; therefore, the severity of complications as well as the frequency may be a useful measure in comparative studies. Variation in case note documentation may be particularly relevant, since fewer complications may be identified from poorly documented notes, and it is recognized that the amount of missing case note data may vary markedly between different hospitals.38
Our study recorded only complications that occurred during the inpatient stay; clearly, estimates of the frequency of complications will vary depending on the period of observation. Thus, in our study the increased likelihood of experiencing a complication with an increased length of stay may simply reflect the fact that these patients were under observation longer rather than either the possibility that those with more severe strokes had more complications or that complications prolonged the hospital stay. Unfortunately, we do not know the rate of complications after discharge from the hospital, and therefore we are unable to analyze this aspect further. The ideal study would prospectively observe all patients for a fixed period of time after stroke, which would help eliminate the possible bias of varying periods of observation.
Our study confirms the conclusion of Kalra et al16 that a stroke service must be medically active and as such must have access to acute-care and diagnostic facilities. In hospitals with acute-care and rehabilitation units on the same site this is usually straightforward, but many rehabilitation units are on separate sites; it is disruptive and potentially dangerous for a patient to transfer for rehabilitation only to have to return to the acute-care hospital after a complication. Knowing which complications occur early and which patients are at high risk of complications may be useful in avoiding such precipitant transfers.
Our study is the largest investigation of poststroke complications to date and, unlike most of the previous studies, recorded multiple complications from the time of acute admission. We suspect that many of the differences in rates between our study and those previously published reflect methodological differences, in particular the issue of diagnostic criteria, which have received scant regard in the past. Knowledge of the frequency, type, and timing of complications after stroke is important in terms of direct patient care and the planning of future services. Although complication rates may be used as an outcome in therapeutic trials and in the auditing and quality monitoring of stroke care both within and between units, the methodological problems associated with their measurement are significant and must be addressed within the study design.
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| Acknowledgments |
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| Appendix |
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Received September 5, 1995; revision received November 6, 1995; accepted December 5, 1995.
| References |
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