Stroke. 1996;27:1055-1059
(Stroke. 1996;27:1055-1059.)
© 1996 American Heart Association, Inc.
Comparison of Additive and Multiplicative Models of Regional Variation in the Decline of Stroke Mortality in the United States
Douglas J. Lanska, MD, MS
Patrick M. Peterson, PhD
From the Departments of Neurology, Preventive Medicine and Environmental
Health, and Statistics, and the Sanders Brown Center on Aging, University of
Kentucky Medical Center, Lexington, and the Neurology Service, Veterans
Affairs Medical Center, Lexington, Ky.
Correspondence to Douglas J. Lanska, MD, Department of Neurology, Rm L412, Kentucky Clinic, University of Kentucky, Lexington, KY 40536-0284.
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Abstract
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Background and Purpose Although previous studies have
shown
that geographic variation in the decline of stroke mortality
rates
may be an important contributor to the changing geographic
distribution
of stroke mortality in the United States, some concern has
been
raised that this phenomenon may be model dependent. This study
examines
the geographic variation in the decline of stroke mortality
rates
in the United States with the use of both additive and
multiplicative
models.
Methods National Center for Health Statistics and Bureau of
the Census data were used to assess regional-level temporal trends
of underlying-cause stroke mortality rates in the United States for
1979 through 1989. Both additive and multiplicative models were fit to
the data.
Results Underlying-cause stroke mortality rates have
declined fairly steadily in all regions of the United States and for
all race-sex groups, although there was significant regional
variation in the rate of decline during the period 1979 through 1989.
The South, which initially had the highest rates, had the most rapid
decline for all race-sex groups when either additive or
multiplicative models were used.
Conclusions From 1979 through 1989 there was significant
geographic variation in the rate of decline of stroke mortality rates,
with the most rapid rates of decline in the South. As a result, there
has been a decrease in interregional variation in stroke mortality
rates.
Key Words: cerebrovascular disorders epidemiology mortality risk factors
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Introduction
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Since at least 1940
there has been a consistent pattern of marked
geographic
variation in stroke mortality rates within the United
States.
1 2 3 4 Very high rates are reported in the southeast,
particularly
along the coastal plain, whereas very low rates are
reported
in the Mountain census division.
1 2 3 4 These general
patterns
of geographic variation have been observed for both sexes and
for
whites and nonwhites, although stroke rates have been
consistently
declining in all geographic areas of the
continental United
States over this interval.
1
Recently, there has been some indication that the dense
concentration of excess stroke mortality in the southeastern United
States is dissipating.1 5 6 7 With the overall decline in
stroke mortality rates, there has been a convergence (decrease in
variability) of age-adjusted state stroke mortality rates overall
and within the various race-sex groups.1 6 7 In
addition, at the level of state economic areas, the dense concentration
of excess stroke mortality along the South Atlantic coastal plain has
dissipated considerably since the early 1960s.5 6
Although geographic variation in the decline of stroke mortality rates
may be an important contributor to the changing geographic distribution
of stroke mortality in the United States,7 some concern
has been raised that this phenomenon may be model
dependent.8 The present study evaluates the geographic
variation in the decline of regional stroke mortality rates with the
use of both additive and multiplicative models.
 |
Methods
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Data on deaths with cerebrovascular disease listed as an
underlying
or contributing cause of death were obtained from
public-use,
multiple-cause-of-death,
machine-readable, United States mortality
data files created by the
National Center for Health Statistics.
9 10 11 Data were
analyzed for the period 1979 through 1989 for
the contiguous
United States. Variables used included the following:
age, race,
sex, region of residence at death, underlying cause
of death, and
contributing causes of death. Stroke deaths were
defined as those coded
to rubrics 430 through 438, with the
use of either the
International Classification of Diseases Adapted for Use in the
United States, 8th Revision (ICDA-8), for 1970
through
1978,
12 or the
International Classification of
Diseases,
9th Revision, Clinical Modification (ICD-9-CM), for 1979
to
1989.
13
Population data tabulated by state, race, sex, and age were obtained
from published data of the US Bureau of the Census for 1970, based on
the population enumerated as of April 1. The racial classification used
for data collected in the 1980 and 1990 censuses, however, differs from
the racial classification used for vital statistics data and for data
from previous censuses. To maintain comparability with the racial
designations used in the vital statistics mortality data, we used
Census Bureau modified-race estimates of the 1980 and 1990 US
population by age, race, and sex.14 15 16 17 18 19
Since the Census Bureau has no state- or regional-level intercensal
estimates based on age, sex, and race (personal communication, US
Bureau of the Census, 1996), population data for intercensal years were
estimated by linear interpolation from decennial census data for each
population group. Most of the fluctuation in intercensal estimates is
due to changes in births and labor-force migration. For the
population older than age 55, ie, the population most susceptible to
stroke, significant deviations of age-, race-, sex-, and
region-specific intercensal population estimates from the actual
(unmeasured) values are unlikely (personal communication, US Bureau of
the Census, 1996).
Age-, race-, and sex-specific rates were calculated by region for
deaths with stroke listed as the underlying cause of death
(underlying-cause rates). The states in each region are listed in
the Appendix. Annual age-adjusted stroke mortality rates (per
100 000 population) by race and race-sex groups were computed by
the direct method, that is, by applying the age-specific death
rates for stroke to the standard population distributed by age. The
reference population used was the total US population enumerated on
April 1, 1980.
Two different models were fitted to the annual age-adjusted stroke
mortality rates. A linear or additive model was fit by linear
regression of stroke mortality rates on calendar year, ie,
rate=ßyear+
.20 21 The average annual rate of change
in regional or state age-adjusted stroke mortality rates was
measured as the slope of the regression of these rates on year. An
exponential decay or multiplicative model (ie,
rate=
eßyear) was fit by linear
regression of ln-transformed rates on calendar year, since
rate=
eßyear is equivalent to
ln(rate)=ßyear+
'.20 21 The average annual percent
change in regional age-adjusted stroke mortality rates was measured
as a function of the slope of the regression of ln-transformed
rates on year [average annual percent
change=100(1-eß)]. With both models,
comparison of slopes between regions was achieved by considering an
expanded linear model with either the mortality rates or
ln-transformed mortality rates as a function of both year and
region. A significant interaction effect between year and region
indicates a significant difference in absolute change or percent change
across regions. Goodness of fit of the models was assessed with the use
of the square of the sample correlation coefficient
(r2), which may be interpreted as the
proportion of total variability in the dependent or response
variable that is explained by the independent or explanatory
variable.20
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Results
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Underlying-cause stroke mortality rates have declined fairly
steadily
in all regions of the United States and for all race-sex
groups
(Figure

). However, there has been significant
regional variation
in the rate of decline, with the South having
consistently both
the most rapid average annual declines in
rates and the most
rapid average annual percentage declines in rates
(Figure

, and
Tables 1

and 2

). In 1979 the
South had the highest rates for
all race-sex groups, but among
whites there was a crossover
of trend lines due to the more rapid
decline in the South so
that by 1989 the South no longer had the
highest rates. In all
of the race-sex groups there was a decrease
in interregional
variation in stroke mortality rates over the study
period.

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Figure 1. Graph of annual underlying-cause stroke mortality rates
(per 100 000 population), by region and race-sex group for the
United States for 1979 through 1989. As illustrated, rates declined
steadily in all regions of the United States and for all
race-gender groups. However, there was significant regional
variation in initial rates and in the rate of decline, with the South
having initially the highest rates but also the most rapid decline, so
that by 1989 the South no longer had the highest rates. In all of the
race-gender groups there was a decrease in interregional variation
in stroke mortality rates over the study period.
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Table 1. Average Annual Rate of Decline in Underlying-Cause
Stroke Mortality Rates1
(Stroke Deaths/100,000
Population/Y2) Derived From Additive Models for the
United States During 1979-1989, by Region and Race-Sex Group
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Table 2. Average Annual Percent Decline in Underlying-Cause
Stroke Mortality Rates Derived From Multiplicative Models for the
United States During 1979-1989, by Region and Race-Sex Group
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Both additive and multiplicative models generally fit the data
extremely well (Table 3
). The relationship between
stroke rates and year was approximately linear within the study period;
analyses of residuals in the additive models revealed no marked
departures from linearity. Indeed, r2
values for the additive models ranged from .927 to .975 for the various
race-sex groups in the national models and from .904 to .981 for
whites and .595 to .963 for blacks in the regional models. The
relationship between ln-transformed stroke rates and year was also
approximately linear within the study period; analyses of
residuals in the multiplicative models revealed no marked departures
from linearity. r2 values for the
multiplicative model ranged from .943 to .987 for the various
race-sex groups in the national models and from .927 to .992 for
whites and .581 to .971 for blacks in the regional models. The
relatively poor fit for both models among blacks in the West reflects
the erratic rates due to the small number of blacks in that region.
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Table 3. Comparison of Goodness of Fit
(r2) for Additive and Multiplicative
Models of Decline in Underlying-Cause Stroke Mortality Rates in the
United States for 1979-1989
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Discussion
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In this study we used US mortality data spanning two decades
and
the four census regions. The comparability of these statistics
may be
affected by differences in diagnostic and
death-certification
practices, systems for classifying causes of
death, and procedures
for selecting the underlying cause of death from
among all listed
causes. However, analyses by the National
Center for Health
Statistics indicate that stroke mortality data coded
in the
interval covered by this report are generally comparable, even
though
such data were coded with two different revisions of the ICD;
dual
coding of mortality data for ICD transition years produced
virtually
identical numbers of stroke deaths when either the ICD-8A or
ICD-9-CM
classification system was used.
22 In addition,
available data
do not indicate significant regional variation in either
diagnostic
accuracy or death-certificate reporting of
stroke.
23 24
Although the causes of the long-standing regional variation in stroke
mortality in the United States are unknown, the nonrandom distribution
of stroke mortality across the United States, the large magnitude of
the difference between high and low rate areas, the persistence of the
pattern over more than four decades, the similarity of the distribution
for different race-sex groups, and the lack of delimitation by
administrative or political boundaries suggest that the pattern of
excess stroke mortality is not an artifact of different
diagnostic and reporting practices.1 2 4 7 In
addition, in the 1960s, national cooperative studies confirmed the
apparent large differences in stroke mortality rates among geographic
areas in the United States23 25 ; these large variations in
mortality rates could not be explained by differences in certification
practices (such as choice of underlying cause of death when multiple
causes contributed to death), the frequency with which clinical stroke
diagnoses were listed on the certificates, differences in the accuracy
of the diagnosis of stroke, or variations in the standards of medical
care.23 24 25 26 27 Furthermore, the large regional differences in
stroke mortality parallel geographic differences in stroke
incidence28 and in hospital utilization rates for
stroke.2 29
The present results demonstrate that the regional
heterogeneity of temporal changes in stroke mortality
rates is not simply a function of the additive models initially used to
help understand and interpret the regional trends.7
Without recourse to any modeling whatsoever, it is evident (see the
Figure
) that (1) stroke mortality rates have decreased for all regions
and for all race-sex groups over the study period; (2) the
magnitude of interregional differences has declined; and (3) while the
South initially had the highest rates, the rates dropped most quickly
in the South, and for whites crossed over other trend lines so that by
1989 the South no longer had the highest rates for white males or
females. Moreover, both additive and multiplicative models are
consistent in (1) providing extremely good fits to the data and
(2) indicating that the South had the most rapid (absolute or relative)
decline in stroke mortality rates during the study period.
The results of the present study support the previous
suggestion5 6 7 that the long-standing excess of stroke
mortality in the southeastern United States is beginning to dissipate.
The South experienced the greatest declines in stroke mortality over
the period from 1979 through 1989. Stroke mortality rates in the South
now much more closely reflect the national experience than they did in
previous decades. Although areas of very high stroke mortality rates
still persist,1 2 they are becoming fewer and more
isolated,5 6 especially when examined on a smaller
geographic scale, and the magnitudes of the differences between
high-rate areas and low-rate areas have lessened
dramatically.1 7
The results of the present study are not accounted for by regional
variation in the diffusion of CT. While the advent of CT has
significantly improved the diagnosis of stroke types,30 31 32
in some cases affecting trend estimates for individual types of
stroke,31 the impact of this technology on aggregate
stroke mortality estimates is probably small. In most cases, clinical
diagnostic errors identified by CT were in the diagnosis of
the stroke type rather than in recognition of the presence or absence
of cerebrovascular disease32 ; correction of these
diagnostic errors by use of CT did not result in
significant changes in estimates of the number of individuals with a
stroke of any type. Furthermore, the regional per capita availability
of this and related MRI technology33 34 35 36 and regional
trends in the use of CT37 parallel neither the regional
stroke mortality rates nor the regional rate of decline in stroke
mortality rates.
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Acknowledgments
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This project was supported in part by a Clinical
Investigator
Development Award from the National Institutes of Health
(K08-NS01549-01
to Dr Lanska), by Research Advisory Group funding from
the Office
of Research and Development of the Department of Veterans
Affairs
(to Dr Lanska), and by the philanthropic support of Jayne
Bolotin
(to Dr Lanska).
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Appendix 1
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Received October 9, 1995;
revision received February 27, 1996;
accepted February 27, 1996.
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