(Stroke. 1997;28:2119-2125.)
© 1997 American Heart Association, Inc.
Articles |
Correspondence to Dr Patrick Lyden (127), Departments of Neuroscience, UCSD School of Medicine and Neurology, Veterans Administration Medical Center at San Diego, 3350 La Jolla Village Dr, San Diego, CA 92161. E-mail plyden{at}ucsd.edu
| Abstract |
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Methods We conducted a post hoc subgroup analysis of a randomized, double-blind, placebo-controlled clinical trial of intravenous tissue plasminogen activator (t-PA) for stroke patients presenting within 3 hours after symptom onset. Before treatment, historical, physical, and laboratory findings were summarized. We identified variables that might predict outcome and/or differential response to t-PA therapy. Outcome was measured with four stroke rating scales administered 3 months after treatment. Statistical significance was assessed with a global outcome procedure that considers the results of all four scales simultaneously. Using regression analysis, we compared the information collected before treatment with the global outcome. Multivariable procedures were used to find information that could guide selection of patients for t-PA therapy.
Results No pretreatment information significantly affected patients' response to t-PA. The power of the model to detect a treatment interaction was greater than 90%, and therefore the probability of a type II error is very low. Apart from t-PA therapy, outcome was related to age-by-deficit severity interaction, diabetes, age-by-blood pressure interaction, and early CT findings. These variables and interactions altered long-term patient outcome irrespective of t-PA treatment but did not alter the likelihood of responding favorably to t-PA therapy.
Conclusions Patients should be selected for t-PA thrombolysis according to the guidelines published in the report of the NINDS t-PA Stroke Trial. Further subselection of patients, such as by age or stroke severity, is not supported by our post hoc analysis.
Key Words: thrombolytic therapy cerebral ischemia clinical trials plasminogen activators
| Introduction |
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| Subjects and Methods |
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Selection of Variables
We chose variables for study because they (1) would be
available before treatment in most patients, (2) might influence
outcome after stroke, or (3) might influence clinical response to t-PA
either by magnifying or reducing t-PA efficacy or harm. The resultant
27 baseline variables selected for study are listed in Table 1
, and
definitions of each are included in Appendix 2. For this study we
defined outcome as the odds of an excellent recovery 3 months after
stroke. Clinical response to t-PA was defined as the statistical
interaction between treatment (t-PA or placebo) and each variable.
When these definitions are used, outcome may be viewed as the final
status of the patient, and outcome may be influenced by any of the
candidate variables or by the clinical response to t-PA.
Variables that change outcome but do not influence the clinical
response to t-PA should not be used to select patients for treatment
since, by definition, outcome is independent of treatment status. On
the other hand, if a variable influences clinical response to t-PA,
that variable could be used to guide subselection of patients for
t-PA treatment.
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Statistical Methods
From the 27 baseline variables, a
multivariable model of favorable outcome was
constructed. We assessed favorable outcome using the global test for
multiple outcomes, as previously described.5 The global
test for multiple outcomes is a summary statistic derived from the
proportion of patients in each group (t-PA or placebo) scoring either
normal or nearly normal on four clinical rating scales (Barthel Index
95, Modified Rankin Scale <1, Glasgow Outcome Scale <1, and NIHSSS
<1) determined 3 months after stroke.5 6 Although the
global test for multiple outcomes was not used in stroke research
before the NINDS t-PA Stroke Trial, the method is well established in
the statistical literature (for review, see Tilley et
al5 ). This method is well suited for the present
analysis because traditional methods of subgroup
analysis would require multiple models for each
outcome.7 In addition, use of the global test for multiple
outcomes can increase the power to detect effects.5
However, because the analysis used generalized estimating
equations, traditional stepwise procedures were not available. Instead,
a modified step-down screening approach was used to construct the
multivariable model.8 Details of the model-building
procedure are given in Appendix 3.
Power Analysis
We chose to include variables in our models using
probability values of .2, .1, and .05 at different steps in the
model-fitting process to increase our power to detect
associations.9 When hypotheses are tested, type 1 errors
are of concern, and therefore there is often an adjustment to the
critical value for multiple comparisons (making
smaller) to protect
against falsely rejecting the null hypothesis. In exploratory
analyses, such as in this report, the goal is to avoid type II
errors. Thus, we increased the critical value (made
larger) to
increase the power to detect important subgroup effects. This approach
is used for screening of variables to be included in a
multivariable model.8 To assess the power of our model
to detect significant interactions between treatment and variables,
we performed power calculations twice, once for the earlier steps with
more variables and again for the later steps with fewer
variables. For each of the 3-month outcome scales (NIHSS, Barthel,
Rankin, and Glasgow), we calculated the adjusted
R2 of the final logistic model (step 5). To
calculate the power, we used the smallest R2
found and a sample size based on the number of patients with complete
observations on all covariates in the model.10
| Results |
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The selected variables and interactions were included in a
multivariable model, and interactions among confounding
variables were identified in steps 3 and 4 of the process.
Age-by-baseline NIHSSS and age-by-MAP interactions were detected (ie,
patients with older age and higher baseline NIHSSS or older age and
higher admission MAP were less likely to have a favorable outcome), and
the combined interaction term was therefore included in the final steps
of building the model. At step 5, we determined that none of the
two-way interactions significantly interacted with treatment. Table 2
shows the final multivariable model
after all 5 steps were completed. Treatment with t-PA remained strongly
and independently associated with favorable outcome (OR based on
multiple outcome, 2.02; P=.0001). Only age-by-NIHSSS
interaction, diabetes, admission MAP-by-age interaction, and thrombus
or hypodensity/mass effect on baseline CT scan were independently
associated with favorable outcomes in this study. None of these terms,
however, had a significant interaction with t-PA treatment (from step
5). That is, each of the variables and interactions in Table 2
significantly influenced outcome, but none of them influenced the
likelihood of differential response to t-PA. The proportions of
favorable outcomes (NIHSSS <1 at 3 months) for subgroups of these
variables are shown in Table 3
. The
subgroups were created from the overall distribution with the use of
quartiles. In nearly all subgroups, the proportion of patients with
favorable outcome was greater in the t-PAtreated group. In the 49
patients aged >75 years and admission NIHSSS >20, there appeared to
be no favorable response to treatment. However, closer evaluation of
this subgroup, including analysis of outcome categories such as
mild or moderate, suggested a treatment benefit
(Figure
).
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For the first power analysis, we noted that in steps 1 and 2 we
included 22 variables and that the model adjusted
R2 was .38. We found 496 subjects for whom we
had complete data on all 22 of the variables. When we assumed
=0.2 in steps 1 and 2, there was a power greater than 90% to detect
interactions that explain as little as 1.3% of the variability. In
steps 4 and 5, we included 9 variables, the model adjusted
R2 was .34, and we found 599 patients with
complete data for all 9 variables. When we assumed
=0.1, there
was a power greater than 90% to detect interactions explaining as
little as 1.4% of the variability in the model.
| Discussion |
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This report contains multiple exploratory analyses. Exploratory analyses are useful for generating hypotheses for future studies, each of which must be properly designed and powered.7 Such analyses are limited in their applicability to patient care, however, because of the risk of both type II errors and spurious associations due to repetitive significance testing. Occasionally, such explorations yield useful clinical guidelines, and it was in this hope that these analyses were conducted. Also, the primary report has been criticized for not offering more detailed subgroup analyses.4 The NINDS t-PA Stroke Trial was designed with sufficient power to address the primary hypothesis, not the subgroup analyses. Nevertheless, the power analyses indicate that there were enough subjects available to detect significant treatment interactions with a power greater than 90%. This suggests that if such an interaction were present, there is a greater than 90% probability that we would have found it.
Numerous data items were collected before treatment. We chose 27 that
were most plausible biologically to be related to either outcome or
differential treatment response. There could be other variables
that are associated with outcome or treatment response, although we
could find no literature supporting inclusion of any other
variables. In prior studies, the variables most commonly
associated with long-term outcome after stroke include age, severity,
and presence of comorbid risk factors (especially smoking, diabetes,
heart disease, and hypertension).11 12 13 Therefore, it is
unlikely that we missed an important variable. Our study is the
first to include only patients who present within 3 hours of
symptom onset. Prior studies of patients who present later after
stroke generally agree with ours; long-term outcome is associated with
the variables listed in Table 1
. Also, as is true for any stepwise
regression procedure, the step-down procedure could potentially miss a
significant association. This must be recognized as a potential
limitation of these results.
Of most importance is the finding that no patient subgroups with
differential response to t-PA could be identified. It is clear that
those with more severe deficits at baseline are less likely to do well
over the long term, but t-PA was effective for patients with severe as
well as moderate deficits (Table 2
and Figure
). We could not identify a
threshold value of age, NIHSSS, or any particular stroke subtype that
precludes t-PA treatment. Therefore, when considering older, sicker
patients for possible t-PA therapy, physicians should keep in mind that
such patients are more likely to do poorly but that t-PA may offer some
potential benefit (Figure
). Further studies of this group are
needed.
This study illustrates the utility of the statistical concepts of
association and interaction. These concepts have not been used before
in clinical stroke trials, although they are well established in the
statistical and cardiovascular research
literature.7 8 These statistical ideas help answer the
most important question to the potential treating physician, "Can I
select my patients more carefully and restrict use of t-PA to certain
subgroups of patients?" The rigorous statistical approach to answer
this question utilized a test of the association of the interaction
term by means of a global test. A significant interaction between a
variable and treatment implies that treatment benefit differs in
the different subgroups identified by that variable. Tables 1 through 3![]()
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demonstrate that the answer to the potential treating
physician is, "Based on post hoc analyses of combined data
from two trials and the positive association of treatment with a
favorable outcome in each of the two trials, we would not recommend
withholding t-PA from any subgroup of patients at this
time.1 " While the power was high to detect significant
interaction terms, additional experience will be required to further
reduce the chances of type II errors in these types of
analyses.
| Selected Abbreviations and Acronyms |
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| Acknowledgments |
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| Footnotes |
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Almost all of the investigators of the current study are on the speaker panel for Genentech, Inc. Several of the investigators are consultants for an ongoing study of t-PA administered at 3 to 5 hours after onset that is funded by Genentech (ATLANTIS study). Joseph Broderick is a consultant for Genentech in the ATLANTIS study.
| Appendix 1 |
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Clinical Centers: University of Cincinnati (n=150)Principal Investigator: T. Brott; Co-investigators: J. Broderick, R. Kothari; M. O'Donoghue, W. Barsan, T. Tomsick; Study Coordinators: J. Spilker, R. Miller, L. Sauerbeck; Affiliated Sites: St. Elizabeth (South), J. Farrell, J. Kelly, T. Perkins, R. Miller; University Hospital, T. McDonald; Bethesda North Hospital, M. Rorick, C. Hickey; St. Luke (East), J. Armitage, C. Perry; Providence, K. Thalinger, R. Rhude; The Christ Hospital, J. Armitage, J. Schill; St. Luke (West), P.S. Becker, R.S. Heath, D. Adams; Good Samaritan Hospital, R. Reed, M. Klei; St. Francis/St. George, A. Hughes, R. Rhude; Bethesda Oak, J. Anthony, D. Baudendistel; St. Elizabeth (North), C. Zadicoff, R. Miller; St. LukeKansas City, M. Rymer, I. Bettinger, P. Laubinger; Jewish Hospital, M. Schmerler, G. Meiros.
University of California, San Diego (n=146)Principal Investigator: P. Lyden; Co-investigators: J. Dunford, J. Zivin; Study Coordinators: K. Rapp, T. Babcock, P. Daum, D. Persona; Affiliated Sites: UCSD, M. Brody, C. Jackson, S. Lewis, J. Liss, Z. Mahdavi, J. Rothrock, T. Tom, R. Zweifler; Sharp Memorial, R. Kobayashi, J. Kunin, J. Licht, R. Rowen, D. Stein; Mercy Hospital, J. Grisolia, F. Martin; Scripps Memorial, E. Chaplin, N. Kaplitz, J. Nelson, A. Neuren, D. Silver; Tri-City Medical Center, T. Chippendale, E. Diamond, M. Lobatz, D. Murphy, D. Rosenberg, T. Ruel, M. Sadoff, J. Schim, J. Schleimer; Mercy General, Sacramento, R. Atkinson, D. Wentworth, R. Cummings, R. Frink, P. Heublein.
University of Texas Medical School, Houston (n=104)Principal Investigator: J.C. Grotta; Co-investigators: T. DeGraba, M. Fisher, A. Ramirez, S. Hanson, L. Morgenstern, C. Sills, W. Pasteur, F. Yatsu, K. Andrews, C. Villar-Cordova, P. Pepe; Study Coordinators: P. Bratina, L. Greenberg, S. Rozek, K. Simmons; Affiliated Sites: Hermann Hospital, St. Lukes Episcopal Hospital, Lyndon Baines Johnson General Hospital, Memorial Northwest Hospital, Memorial Southwest Hospital, Heights Hospital, Park Plaza Hospital, Twelve Oaks Hospital.
Long Island Jewish Medical Center (n=72)Principal Investigators: T.G. Kwiatkowski (6/92-), S.H. Horowitz (12/90-5/92); Co-investigators: R. Libman, R. Kanner, R. Silverman, J. LaMantia, C. Mealie, R. Duarte; Study Coordinators: R. Donnarumma, M. Okola, V. Cullin, E. Mitchell.
Henry Ford Hospital (n=62)Principal Investigator: S.R. Levine; Co-investigators: C.A. Lewandowski, G. Tokarski, N.M. Ramadan, P. Mitsias, M. Gorman, B. Zarowitz, J. Kokkinos, J. Dayno, P. Verro, C. Gymnopoulos, R. Dafer, L. D'Olhaberriague; Study Coordinators: K. Sawaya, S. Daley, M. Mitchell.
Emory University School of Medicine (n=39)Principal Investigator: M. Frankel (7/92-10/95), B. Mackay (11/90-6/92); Co-investigators: J. Weissman, J. Washington, B. Nguyen, A. Cook, H. Karp, M. Williams, T. Williamson; Study Coordinators: C. Barch, J. Braimah, B. Faherty, J. MacDonald, S. Sailor; Affiliated Sites: Grady Memorial Hospital, Crawford Long Hospital, Emory University Hospital, South Fulton Hospital, M. Kozinn, L. Hellwick.
University of Virginia Health Sciences Center (n=37)Principal Investigator: E.C. Haley, Jr; Co-investigators: T.P. Bleck, W.S. Cail, G.H. Lindbeck, M.A. Granner, S.S. Wolf, M.W. Gwynn, R.W. Mettetal, Jr, C.W.J. Chang, N.J. Solenski, D.G. Brock, G.F.Ford; Study Coordinators: G.L. Kongable, K.N. Parks, S.S. Wilkinson, M.K. Davis; Affiliated Sites: Winchester Medical Center, G.L. Sheppard, D.W. Zontine, K.H. Gustin, N.M. Crowe, S.L. Massey.
University of Tennessee (n=14)Principal Investigator: M. Meyer (2/93-), K. Gaines (11/90-1/93); Study Coordinators: A. Payne, C. Bales, J. Malcolm, R. Barlow, M. Wilson; Affiliated Sites: Baptist Memorial Hospital, C. Cape; Methodist Hospital Central, T. Bertorini; Jackson Madison County General Hospital, K. Misulis; University of Tennessee Medical Center, W. Paulsen, D. Shepard.
Coordinating Center: Henry Ford Health Sciences CenterPrincipal Investigator: B.C. Tilley; Co-investigators: K.M.A. Welch, S.C. Fagan, M. Lu, S. Patel, E. Masha, J. Verter; Study Coordinators: J. Boura, J. Main, L. Gordon; Programmers: N. Maddy, T. Chociemski; CT Reading Centers: Part A: Henry Ford Health Sciences Center, J. Windham, H. Soltanian Zadeh; Part B: University of Virginia Medical Center, W. Alves, M.F. Keller, J.R. Wenzel; Central Laboratory: Henry Ford Hospital, N. Raman, L. Cantwell; Drug Distribution Center: A. Warren, K. Smith, E. Bailey.
NINDSProject Officer: J.R. Marler.
Data and Safety Monitoring CommitteeJ.D. Easton, J.F. Hallenbeck, G. Lan, J.D. Marsh, M.D. Walker.
Genentech ParticipantsJuergen Froelich, MD, Judy Breed, Fong Wang-Chow.
| Appendix 2 |
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2. Baseline NIHSSS: Performed by trained and certified examiner just before treatment with study drug.5
3. Weight: Actual first weight obtained after admission.
4. Percentage of correct dose: Protocol-specified dose of 0.9 mg/kg usually was based on estimated weight; this variable was calculated from actual dose administered compared with projected dose using actual measured weight.
5. Admission MAP: Calculated MAP obtained from first recorded blood pressure in participating center's emergency department.
6. Admission systolic blood pressure: Taken from first recorded blood pressure in participating center's emergency department.
7. Admission diastolic blood pressure: Taken from first recorded blood pressure in participating center's emergency department.
8. Baseline MAP: Calculated MAP obtained at baseline just before study drug infusion.
9. Baseline systolic blood pressure: Recorded at baseline just before study drug infusion.
10. Baseline diastolic blood pressure: Recorded at baseline just before study drug infusion.
11. Time from stroke onset to treatment (start time): Derived from recording time of initiation of treatment with study drug and stroke onset time obtained from history.
12. Admission temperature: Taken from the first recorded temperature in participating center's emergency department.
Categorical Variables
13. Race: Recorded at patient entry as black, white
(non-Hispanic), Asian, Hispanic, or other. Only 37 Hispanics, 18
Asians, or others were enrolled (5.9%).
14. Sex: Male, female.
15. Smoking in previous year: Analyzed as either "Yes" or "No"; from patient or family history.
16. Drinking problems: "Yes" or "No" based on CAGE criteria.14
17. History of diabetes: Analyzed as either "Yes" or "No"; history from either medical record, patient, or family.
18. History of hypertension: Analyzed as either "Yes" or "No"' based on history from medical record, patient, or family. Elevated blood pressure on admission was not sufficient to make diagnosis.
19. History of atherosclerosis: Analyzed as "Yes" or "No." Derived from history of symptomatic coronary, peripheral, or cerebrovascular disease in medical record or from patient or family history.
20. History of atrial fibrillation: "Yes" or "No" from medical record, patient, or family history.
21. History of other cardiac disease: "Yes" or "No" from medical record, patient, or family history. Included specific inquiries regarding angina, congestive heart failure, myocardial infarction, and valvular heart disease.
22. Prior stroke: "Yes" or "No" from medical record, patient, or family history. Required focal neurological deficits lasting >24 hours.
23. Aspirin (NSAID): "Yes" or "No" if aspirin or any other NSAID was consumed within the previous 2 weeks.
24. Baseline stroke subtype: Clinical assessment based on initial history, physical examination, and baseline head CT scan. Coded as large-vessel occlusive, small-vessel occlusive, cardioembolic, or other, using the treating physician's clinical estimate before randomization.
25. Early CT findings with (without) thrombus: "Yes" or "No" based on presence or absence of early signs of cerebral infarction on the baseline head CT scan. Early findings included frank acute hypodensity or midline shift. Scans were also examined for the presence of hyperdense acute thrombus in leptomeningeal arteries (dense artery sign).15 All baseline CT scans were reviewed by a single neuroradiologist blinded to clinical data, treatment group, and results of subsequent head CT scans.
26. Centers: Each of the participating centers (with all their participating hospitals) was considered a categorical variable in modeling outcome.
| Appendix 3 |
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Step 2. To test for variable treatment interactions, ie, to determine whether each variable was associated with a differential response to t-PA treatment, separate models of interaction were fit. Each model included one of the baseline variables, a variable representing treatment, and a variable representing the interaction between the two. If the interaction term probability value was <.2, then the variable and interaction term were used in the next step. Again, the liberal value of .2 was chosen to ensure that interactions were not prematurely rejected during the model-building process.
Step 3. To remove variables and interaction terms that might be redundant or explained by other variables in the model, a multivariable model was fit with the individual variables selected in steps 1 and 2. At this step, individual variables were retained in the model if associated probability values in the multivariable model were <.05, and interactions were retained if the associated probability values were <.1. These significance values were chosen in accordance with traditional multivariable regression methods.8
Step 4. To determine whether there were two-way interactions among the selected variables, all two-way interactions among the remaining variables (except treatment) were tested (eg, age-by-diabetes, age-by-NIHSSS, NIHSSS-by-diabetes) in a multivariable model. If the associated probability values were <.1, then the interaction was retained for the next step. On the other hand, if the probability value was >.1, then the interaction was not included since there was no evidence that the two variables interacted in a way that affected outcome. This analysis of the interactions was necessary to exclude spurious associations due to relationships among variables that had nothing to do with treatment.
Step 5. To test for three-way interactions, any selected two-way interactions from step 4 were tested as three-way interactions with treatment and three-way interactions among selected variables. Three-way interactions were retained in the final model if the probability values were <.1. If any of these final three-way interactions with t-PA treatment were significant at P<.1, then a clinical response of that variable with t-PA treatment was judged to be present.
Received June 11, 1997; revision received August 5, 1997; accepted August 5, 1997.
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T. Yamaguchi, E. Mori, K. Minematsu, J. Nakagawara, K. Hashi, I. Saito, Y. Shinohara, and for the Japan Alteplase Clinical Trial (J-ACT) Gro Alteplase at 0.6 mg/kg for Acute Ischemic Stroke Within 3 Hours of Onset: Japan Alteplase Clinical Trial (J-ACT) * Supplemental Appendix 2 Stroke, July 1, 2006; 37(7): 1810 - 1815. [Abstract] [Full Text] [PDF] |
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P. A. Barber and W. Powers MR DWI does not substitute for stroke severity scores in predicting stroke outcome Neurology, April 25, 2006; 66(8): 1138 - 1139. [Full Text] [PDF] |
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J. C. Hemphill III and P. Lyden Stroke thrombolysis in the elderly: Risk or benefit? Neurology, December 13, 2005; 65(11): 1690 - 1691. [Full Text] [PDF] |
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Part 9: Stroke Circulation, November 29, 2005; 112(22_suppl): III-110 - III-104. [Full Text] [PDF] |
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