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*Carotid Artery Disease

(Stroke. 1997;28:2201-2207.)
© 1997 American Heart Association, Inc.


Articles

Reproducibility of Ultrasound Assessment of Carotid Plaque Occurrence, Thickness, and Morphology

The Tromsø Study

Oddmund Joakimsen, MD; Kaare H. Bønaa, MD, PhD; Eva Stensland-Bugge, MD

From the Institute of Community Medicine, University of Tromsø (Norway).

Correspondence to Oddmund Joakimsen, Institute of Community Medicine, University of Tromsø, N-9037, Norway. E-mail oddmund.joakimsen{at}ism.uit.no


*    Abstract
up arrowTop
*Abstract
down arrowIntroduction
down arrowSubjects and Methods
down arrowResults
down arrowDiscussion
down arrowReferences
 
Background and Purpose Ultrasonography is increasingly used in vascular research, but there is limited information about the reproducibility of the ultrasound method for screening purposes. In this study the reproducibility of ultrasound assessment of carotid plaque occurrence, thickness, and morphology was examined within the setting of a population health survey.

Methods In 1994/1995, 6720 participants in the Tromsø Study, Norway, underwent B-mode ultrasound scanning of the right carotid artery. The between- and within-sonographer reproducibility of ultrasound assessment of plaque occurrence and thickness was estimated by repeated scanning of a random sample of 107 participants. The between- and within-sonographer reproducibility of plaque morphology classification (echogenicity, four categories and heterogeneity, two categories) was determined by repeated reading of videotaped images of 119 randomly selected arteries with plaques.

Results Between- and within-sonographer agreement on plaque occurrence was substantial with {kappa} values (95% CI) of 0.72 (0.60 to 0.84) and 0.76 (0.63 to 0.89), respectively. Reproducibility of plaque thickness measurements was moderate, with mean absolute differences ranging between 0.25 and 0.55 mm (coefficients of variation between 13.8% and 22.4%). Agreement on plaque morphology classification was high, with {kappa} values ranging between 0.54 and 0.73.

Conclusions Population screening using B-mode ultrasound provides a valuable means for the detection and morphological evaluation of carotid plaques, whereas measurements of plaque thickness are subject to considerable measurement error.


Key Words: atherosclerosis • carotid arteries • ultrasonography


*    Introduction
up arrowTop
up arrowAbstract
*Introduction
down arrowSubjects and Methods
down arrowResults
down arrowDiscussion
down arrowReferences
 
Ultrasound-assessed carotid atherosclerosis correlates with atherosclerosis in other arterial territories and is associated with clinical cardiovascular disease.1 2 Both uniformly increased intima-media thickness and protruding plaques appear to be ultrasound markers of general atherosclerosis, the latter being an expression of more advanced disease and a potential precursor of clinical events. Not only the extent of atherosclerosis but also morphological characteristics of plaques may be evaluated with ultrasound. Lipid-rich plaques, which may be particularly prone to rupture and cause a cardiovascular event, only poorly reflect emitted ultrasound and appear echolucent (dark) and heterogeneous on ultrasound images.3 4 5 6 Studies on selected groups of patients indicate that ultrasound morphology of stenotic carotid plaques is an independent risk factor of stroke,5 7 8 and plaque composition might therefore affect decision making in reference to carotid endarterectomy in asymptomatic patients. Since recent studies indicate that cardiovascular risk factors correlate with histological plaque characteristics,5 9 the sonographic appearance of plaques might also be used for in vivo studies of the determinants of atherosclerosis within populations.

The reproducibility of ultrasound carotid intima-media thickness measurements has been examined extensively. Surprisingly, studies on variability among sonographers on carotid plaque detection have not been published, and to our knowledge only two reproducibility studies of ultrasound plaque morphology are reported.10 11 We therefore examined the reproducibility of ultrasound assessment of carotid plaque occurrence, thickness, and morphology within the setting of a population health screening in Tromsø, Norway.


*    Subjects and Methods
up arrowTop
up arrowAbstract
up arrowIntroduction
*Subjects and Methods
down arrowResults
down arrowDiscussion
down arrowReferences
 
Subjects
The Tromsø Study was started in 1974 and is a single-center prospective follow-up study of inhabitants in the municipality of Tromsø, Norway. The primary objective is to investigate determinants of chronic diseases by means of epidemiological, clinical, and basic research to assess etiologic significance and to identify potentially modifiable determinants that may be developed into preventive or therapeutic strategies. The main focus is on cardiovascular diseases. The study design includes repeated population health surveys to which total birth cohorts and random samples are invited.

The fourth survey of the Tromsø population study started in September 1994 and was completed in October 1995. The survey was conducted by the University of Tromsø in cooperation with the National Health Screening Service and comprised two screening visits 4 to 12 weeks apart. All inhabitants older than 24 years were invited to the first visit, and 27 161 subjects, 78% of the eligible population, participated. A protocol similar to the previous surveys in this population was followed.12 The examination included standardized measurements of height, weight, blood pressure, nonfasting serum lipids, serum calcium, {gamma}-glutamyltransferase, hemoglobin and blood cell counts, and a 20-second electrocardiography of lead I. Two questionnaires covered previous and present diseases and symptoms, use of drugs, lifestyle (physical activity, smoking, alcohol intake), dietary habits, and socioeconomic status.

All subjects aged 55 to 74 years and random 5% to 10% samples in the other age groups were invited to the second visit. A total of 6891 subjects, 98% of those who participated in the first visit and were eligible for the second visit, attended. The second visit comprised ultrasonographic examination of the right carotid artery and the abdominal aorta, echocardiography, a 12-lead resting electrocardiogram, a 90-second rhythm electrocardiogram during standardized deep breathing, measurements of bone density, body fat composition, waist and hip circumference, sitting and standing blood pressures, and urine and blood sampling. The study was approved by the regional ethical committee.

Reproducibility of Plaque Occurrence and Plaque Thickness
The reproducibility study was designed to study between-sonographer (different sonographers on the same occasion) and within-sonographer (same sonographers on two separate occasions) agreement on the presence of carotid atherosclerotic plaque in the beginning (first reproducibility study) and the end (second reproducibility study) of the survey period. The subjects were examined by the three same sonographers with an interval of 1 week in the first (weeks 10 and 11) and 3 weeks in the second (weeks 37 and 40) reproducibility study.

The sonographers were blinded to each other's results and to medical information about the participants. One of the sonographers was a neurologist with 10 years of experience in ultrasound examination of the carotid artery, the second was a physician, and the third was a specially trained technician. A 2-month training protocol was completed before the survey started. In addition, the first 200 survey examinations conducted by the physician and the technician were supervised by the neurologist. At the start of the first reproducibility study the physician and the technician had performed approximately 300 and 600 examinations, respectively, on their own.

A total of 111 subjects were invited to the two reproducibility studies. All of them attended, but some of them met on only one occasion, and in a few instances some participants were not examined by all three sonographers. For the between-sonographer study we chose the weeks from the first and second reproducibility studies with the largest number of paired observations. The neurologist did not examine participants in week 40, and data on within-sonographer variability for the neurologist are therefore available only from the first reproducibility study. A total of 107 subjects were included in the analysis. Among these there were 77 subjects who attended the first and 30 subjects who attended the second reproducibility study.

High-resolution B-mode ultrasonography of the right carotid artery was performed with an ultrasound scanner (Acuson Xp10 128 ART [upgraded]) equipped with a linear array 5- to 7-MHz transducer. The subjects were examined in the supine position with the head turned slightly to the left. The common, internal, and external carotid arteries were identified by combining B-mode and color Doppler/pulsed-wave Doppler ultrasound. We attempted to identify and record atherosclerotic plaques from six segments of the carotid artery: the near and far walls of the right internal carotid artery as far upstream from the bifurcation as technically possible, the right carotid bulb of the common carotid artery (the bifurcation segment), and the right common carotid artery from the bifurcation and downstream to the supraclavicular region. Frozen ultrasound images were stored on sVHS videotapes; a 1-minute live recording of the carotid artery from different transducer positions and angles was also stored to obtain a representative recording of plaque thickness and morphology.

Instrument imaging adjustments (preprocession and postprocession, persistence, transmit zones, log compression, image depth, transmit power) were set at fixed values. The gain setting (including the depth gain compensation curve), however, was adjusted according to interindividual differences such as neck thickness, subcutaneous fat, and echogenicity of the near artery wall structures to obtain optimal visualization of arterial wall morphology. The gain setting was also continuously changed during the scanning procedure on the same individual to enhance plaque detection and characterization. The gain should not be set so high that structure details of the high-echogenic far wall media-adventitia interface are concealed.

A plaque was defined as a localized protrusion of the vessel wall into the lumen. The maximum plaque thickness was measured on-line on frozen B-mode images marked with electronic calipers with measurement readout in tenths of a millimeter. The results were recorded on videotapes and on written forms by the sonographers. In the far wall the plaque thickness was defined as the distance between the lumen-plaque interface and the media-adventitia boundary. Plaques in the near wall were measured from the far edge of periadventitia-adventitia interface to the far edge of the intima-lumen interface.13 According to the protocol, plaques should be visualized in the full diameter of the vessel; ie, both the proximal and the distal parts of the plaque should be "attached" to the typical double-lined intima-media structure, and the double lines should also be visible on the opposite side of the vessel lumen. The sonographers attempted by gain adjustments and transducer angling to obtain the highest possible echogenicity of the plaques, ie, echo signals as bright as possible without obscuring structural details. Plaque thickness was defined as the single maximum plaque thickness in any of the six measured segments.

Reproducibility of Plaque Morphology Classification
Two of the sonographers performed a separate between-observer reproducibility study on plaque echogenicity and heterogeneity on 119 carotid arteries with plaques. The echogenicity and heterogeneity classification was performed off-line on plaques from one sVHS videotape from the first and one from the second part of the survey period. The two sonographers were blinded for each other's results. To study within-observer variability a second reading was performed by one of the sonographers 5 weeks after the first reading.

Plaque echogenicity was graded from 1 to 4, where grade 1 denotes low echogenicity or echolucency (defined as a plaque appearing black or almost black as flowing blood), and grade 4 denotes strong echogenicity (defined as a plaque appearing white or almost white, similar to the far wall media-adventitia interface) (Fig 1Down). Plaques that were difficult to classify because of echo-shadowing from calcifications in near wall plaques, calcifications just below the surface of a far wall plaque hiding substantial parts of the rest of the plaque, or unsatisfactory imaging quality were defined as unclassifiable (n=7).



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Figure 1. Ultrasound images of carotid atherosclerotic plaques with different echogenicity and heterogeneity. The calipers (+ and x) indicate the artery lumen diameter and plaque thickness. A, Predominantly echogenic (grade 3) and heterogeneous plaque visualized in the near and the far artery walls (white arrows indicate plaque-lumen interface). The far wall plaque is casting an echo shadow (open triangles), hiding the media-adventitia interface underneath. Media-adventitia interface (black arrowheads) to the right of the shadow appears bright and echogenic. B, Predominantly echogenic (grade 3) and homogeneous plaque in the far wall. Media-adventitia interface (black arrowheads) is echogenic. C and D, Images from the same carotid artery (slightly different interrogation angle) showing an echolucent (grade 1) and homogeneous plaque (white arrows) mostly in the far wall, but with a small part of the plaque also visible in the near wall. Color Doppler was used to identify the outlines of echolucent plaques (D).

Plaques were also classified according to structural appearance criteria as either heterogeneous or homogeneous (Fig 1Up). Plaques were characterized as heterogeneous if the echogenicity of more than 20% of the plaque area differed from the echogenicity of the rest of the plaque by two or more echogenicity grades. All other plaques were defined as homogeneous. If more than one plaque was present in a carotid artery, an overall echogenicity and heterogeneity score was estimated from the total plaque area following the aforementioned guidelines.

Statistical Analysis
The between- and within-sonographer variability in the assessment of plaque occurrence, echogenicity, and heterogeneity was analyzed by the use of the kappa statistic ({kappa}). {kappa} measures the agreement that occurs above chance14 and may have values between -1 (complete disagreement) and +1 (perfect agreement). {kappa} values from 0 to 0.20 are categorized as slight agreement, those from 0.21 to 0.40 as fair, those from 0.41 to 0.60 as moderate, those from 0.61 to 0.80 as substantial, and those above 0.80 as almost perfect agreement.15 The 95% confidence intervals (CIs) were estimated as {kappa} estimates ±2 SE according to Fleiss.14 Mean arithmetic differences (95% CI) and mean absolute differences were used to estimate the reproducibility of measurements of plaque thickness. The coefficient of variation (CV) of differences was calculated according to the formula

The SD of the measurement error (s) was calculated according to the formula s=SD/. SD is the standard deviation of the arithmetic differences between measurements, and ¯x is the mean value of plaque thickness.16 The arithmetic differences between paired examinations were plotted against their average to examine whether the differences were reasonably constant throughout the range of measurements.17 If the differences are normally distributed, 95% of the differences will lie within a range of ±1.96 SDs of the mean arithmetic difference. This range will be referred to as "the limits of agreement." Means were compared with the use of Student's t test. Differences between proportions were analyzed by the {chi}2 test. Two-sided values of P<.05 were considered statistically significant. The SAS software package was used.18


*    Results
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up arrowAbstract
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up arrowSubjects and Methods
*Results
down arrowDiscussion
down arrowReferences
 
Table 1Down shows that those who took part in the reproducibility study were representative of the total study population. The participants in the reproducibility study were slightly younger than the rest of the study population since very old persons were not invited to the reproducibility study because it was strenuous and time-consuming. About 49% of the participants had one or more atherosclerotic plaques (Table 1Down).


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Table 1. Selected Characteristics of the Tromsø Study Population

Plaque Occurrence
Overall between-sonographer agreement on the presence of atherosclerotic plaques showed a {kappa} value of 0.72 (95% CI, 0.60 to 0.84), indicating substantial agreement (Table 2Down) There was no significant difference in the agreement between the first and the second reproducibility study. Within-sonographer agreement on plaque occurrence was slightly better than between-sonographer agreement with an overall {kappa} of 0.76 (95% CI, 0.63 to 0.89) (Table 2Down). Reproducibility of plaque detection did not differ significantly among the three sonographers.


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Table 2. Agreement on Occurrence of Carotid Plaques

Plaque Thickness
Between-sonographer reproducibility of plaque thickness is summarized in Table 3Down. The mean arithmetic differences were generally small, ranging from 3% to 12% of mean plaque thickness. The physician tended to measure plaques thinner than the technician and the neurologist. The mean absolute differences varied between 0.25 and 0.55 mm, and the CVs were between 17.9% and 22.4%. The limits of agreement were ±1.04, ±1.27, and ±1.32 mm for comparisons of the technician versus the physician, the neurologist versus the technician, and the physician versus the neurologist, respectively. Fig 2Down shows that between-sonographer variability is greater with increasing plaque thickness.


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Table 3. Reproducibility of Measurements of Maximum Plaque Thickness1



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Figure 2. Plots of reproducibility of ultrasound measurements of carotid artery plaques. Top panel shows difference against the average of measurements by two sonographers on one occasion. Bottom panel shows difference against average of measurements by one sonographer on two occasions. Open and filled circles and open squares represent three different pairs of sonographers (upper panel) and three different sonographers (lower panel).

Within-sonographer reproducibility of plaque thickness is shown in Table 3Up. The reproducibility was similar for the three sonographers and was better than the between-sonographer reproducibility. The within-sonographer variability was greater with increasing plaque thickness (Fig 2Up).

Plaque Morphology
Between- and within-sonographer agreement on plaque echogenicity classification was substantial (Table 4Down). When echogenicity grades 1 and 2 were merged into one low-echogenicity category and grades 3 and 4 were merged into one high-echogenicity category, the {kappa} values for between- and within-sonographer variability were 0.80 (95% CI, 0.61 to 0.99) and 0.79 (95% CI, 0.61 to 0.97), respectively. Between- and within-sonographer agreement on plaque heterogeneity classification showed {kappa} values of 0.71 (95% CI, 0.52 to 0.90) and 0.54 (95% CI, 0.36 to 0.72), respectively (Table 4Down).


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Table 4. Agreement on Classification of Plaque Echogenicity and Heterogeneity


*    Discussion
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up arrowAbstract
up arrowIntroduction
up arrowSubjects and Methods
up arrowResults
*Discussion
down arrowReferences
 
Ultrasound is increasingly used as a noninvasive method in basic and clinical research. The reproducibility of echographic measurements of carotid artery intima-media thickness is well established,19 20 21 22 23 24 but the reliability of ultrasound plaque detection and morphological classification has been studied less well. The present results show that ultrasound can be used both to identify and to classify carotid plaques with an acceptable degree of between- and within-sonographer reliability. Measurements of plaque thickness, however, are subject to considerable measurement error. To enhance the generalizibility of the results we examined a random sample of participants in a population health survey, and we did not exclude subjects on the basis of ultrasonographic, demographic, or medical characteristics.

The dependence of B-mode image quality on interrogation angle and fine adjustment of instrument controls makes the role of the sonographer crucial to the measurement process. Previous reproducibility studies on plaque detection were based on multiple off-line readings of single vessel-wall images recorded on videotape,20 25 thus bypassing the influence of the sonographer on measurement variability. Although the present study demonstrates a substantial overall agreement on the presence of plaques, a number of plaques could not be identified on repeated examinations. What are the characteristics of such plaques?

We identified two factors influencing agreement, plaque localization, and plaque size. Agreement on the occurrence of near wall plaques was significantly lower than of far wall plaques: complete agreement among all three sonographers on the presence of a plaque was found in 61% of those near wall plaques that were identified by any of the sonographers, whereas complete agreement was found in 82% of the far wall plaques ({chi}2df=1=4.46; P=.035). Higher variability of detection was also observed for smaller plaques: the mean (SEM) thickness of plaques detected by only one or two of the three sonographers was 1.58 (0.07) mm, whereas the mean thickness of those plaques detected by all sonographers was 2.42 (0.09) mm (P<.001). Our study was conducted within the setting of a population health survey, and each scanning was scheduled to be completed within approximately 20 minutes. It is possible that the available time was not sufficient for scrutinizing near wall structures, which apparently are more difficult to identify than far wall structures. Furthermore, it may often be difficult to decide whether a minor wall irregularity represents a plaque or only "wall roughness." We defined a plaque as a "localized protrusion of the vessel wall into the lumen." The results might have improved by specifying in the protocol that the qualifying lesion was a distinct area with an intima-media thickness more than 50% thicker than neighboring sites judged visually.26 However, this definition might have excluded a significant proportion of early lesions from being identified. There were no notable differences between the results obtained in the first and the second reproducibility studies, indicating that presurvey training of sonographers and standardization of the procedures were sufficient.

The present study indicates that plaque thickness can be measured without systematic differences (bias) among sonographers. There is, however, much room for improvement regarding the precision of such measurements: the limits of agreement (Table 3Up) indicate that even a 60% change in an individual's plaque thickness may be attributable to measurement error if the measurements are performed by different sonographers. The corresponding percentage for repeated measurements by a single sonographer is 40%, illustrating that within-sonographer variability was considerably lower than between-sonographer variability. Clinical studies on selected groups of patients have found mean absolute differences between sonographers ranging between 0.31 and 0.36 mm (reader variability not included),19 21 which are similar to our findings, whereas a greater difference (0.63 mm) was reported from a population-based study.24 These results indicate that ultrasound may not be used for monitoring the progression/regression of plaque thickness on an individual level. Our data suggest that sample size requirements for clinical trials will vary considerably depending on whether the ultrasound measurements are conducted by a single or by several sonographers: a single sonographer may detect a 10% difference (0.20 mm) in plaque thickness at P=.05 with a power of 0.90 with a total study size of 150 subjects (for a two-sample comparison), whereas approximately 400 subjects are required if the measurements are done by several sonographers. The reproducibility of the thickness measurements might improve by having a fixed and known angle of interrogation and by using the average of values obtained on separate occasions.

The usefulness of plaque thickness measurements in epidemiological studies may be limited because plaques available for quantitative measurements are present in only a proportion of the population. Reproducible measurements of intima-media thickness in the carotid artery are achievable in most subjects,27 but a thick intima-media may not always reflect early atherosclerosis.28 29 One of the outstanding issues to be resolved in atherogenesis is which mechanisms and risk factors are associated with the evolution of a uniform wall thickening into an atherosclerotic plaque.30 This requires prospective studies with baseline and follow-up data on both intima-media thickness and plaque occurrence.

High-resolution ultrasound allows morphological characterization of the carotid artery plaque that matches reasonably well with histological features of specimens from endarterectomies4 5 31 or from autopsy.4 32 Plaques that only poorly reflect emitted ultrasound (echolucent) have a high content of lipid and/or hemorrhage, whereas plaques that strongly reflect ultrasound (echogenic) have a higher content of dense fibrous tissue and calcified material. Carotid plaque composition analyzed by ultrasound correlates with cardiovascular risk factor levels,10 and some reports,5 6 7 8 33 34 but not all,35 36 have found an association between the morphology of stenotic plaques and the risk of stroke. There is, however, no consensus on ultrasonographic criteria for morphological characterization of carotid plaques. It is important to standardize echogenicity classification against defined and well-recognized reference structures located adjacent to the plaque. Because such classifications are based on subjective judgment, it has been suggested to use densitometric evaluation or radiofreqency-based tissue characterization.3 37 Such methods provide more objective and quantitative measures on plaque morphology, but they are time-consuming and not practical for use in epidemiological studies. In the present study the two ultrasound reference structures used as extremes on a gray scale were the almost nonreflecting flowing blood (echolucent, grade 1) on the one side and the bright, high-echogenic far wall media-adventitia interface (echo-rich, grade 4) on the other side (Fig 1Up). It has been suggested that the mastoid muscle and the cervical vertebra may be used as reference structures.38 The usefulness of those structures is not documented, to our knowledge, and it may be suggested that reference structures that are located close to the plaque should be preferred compared with more remote structures. The deeply localized vertebrae may not always give rise to high-reflecting echoes, possibly because of scarce remaining ultrasound energy after passage of the high-frequency ultrasound signals through the tissues in the neck. Lack of adequate reference structures is probably a major source of error in studies evaluating ultrasound morphology. In the present study we obtained an acceptable agreement on the classification of carotid plaques in terms of echogenicity and heterogeneity. Grønholdt et al10 and Geroulakos et al11 have previously reported similar {kappa} values (0.61 and 0.79, respectively) for interobserver agreement on echogenicity classification on stenotic carotid plaques. No reference structures were used in those studies.

Although the agreement on plaque morphology was acceptable in the present study, several plaques were differently classified on repeated examinations. There was no association between disagreement of echogenicity scoring and plaque size or plaque localization (data not shown). Disagreement on heterogeneity classification was, however, associated with lower plaque echogenicity (grades 1 and 2) ({chi}2df=1=10.1; P=.002) but was not associated with plaque localization or size. The reason may be that some echogenic plaques containing echo-poor areas caused by shadows from calcium deposits were scored as heterogeneous instead of either homogeneous or unclassifiable.

Lipid-rich atherosclerotic plaques in the coronary arteries are particularly vulnerable for rupture and are associated with higher risk of myocardial infarction and death than fibrocalcified plaques.39 There are, however, currently no sensitive and practical means of detecting vulnerable coronary plaques in vivo. If carotid and coronary artery plaques share common morphological characteristics within individuals, then ultrasound of the carotid artery may be a simple, noninvasive test to screen asymptomatic subjects at high risk of cardiovascular events.

In conclusion, reproducible ultrasound measurements of carotid plaque occurrence and plaque morphology may be achieved within the setting of a population health survey. Variability of plaque thickness measurements is considerably greater between than within sonographers and is also dependent on plaque thickness. Further studies are needed to clarify whether ultrasound plaque morphology reflects different stages in atherogenesis or different influences on the development of atherosclerosis and whether carotid and coronary plaques share common histological characteristics within individuals. We are currently conducting a population-based prospective follow-up study to assess whether ultrasound plaque morphology predicts the risk of cerebrovascular and cardiovascular morbidity and mortality.


*    Acknowledgments
 
This study was supported by grants from the Norwegian Research Council and in collaboration with the National Health Screening Service. We thank our ultrasound technician Jon T. Moe Joakimsen for skillful contribution to the data collection and analysis of plaque morphology.

Received June 19, 1997; accepted July 30, 1997.


*    References
up arrowTop
up arrowAbstract
up arrowIntroduction
up arrowSubjects and Methods
up arrowResults
up arrowDiscussion
*References
 

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