(Stroke. 1997;28:2376-2381.)
© 1997 American Heart Association, Inc.
Articles |
From the Departments of Medicine (S.H., M.R.D.T., R.R.S.), Neurology (R.L.S., J.P.M.), Public Health (Epidemiology) (R.L.S.), and Surgery (C.S.), Columbia University, New York, NY.
Correspondence to Shunichi Homma, MD, Division of Cardiology, Department of Medicine, Columbia-Presbyterian Medical Center, PH 3-342 630 West 168th Street, New York, NY 10032. E-mail hommash{at}medicine1.cpmc.columbia.edu.
| Abstract |
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Methods We followed 28 cryptogenic stroke patients (17 men, 11 women; mean age, 41±13 years) with transesophageal echocardiograpydefined PFO who had undergone PFO closure by open thoracatomy. All patients selected for surgery refused, could not take, or failed warfarin therapy. They were followed by physician visits and telephone interviews.
Results There were no surgical complications. With a mean follow-up of 19 months, four patients experienced neurological event recurrence, one stroke, and three transient ischemic attacks. Kaplan-Meier survival analysis demonstrated that the actuarial rate of recurrence was 19.5% (95% confidence limit 2.2-36.8%) at 13 months of follow-up. None of the 17 patients (0%) younger than 45 years suffered a recurrence, whereas four of 11 patients (35%) aged 45 or older experienced a recurrence of neurological event (P<.02). Using a proportional hazards regression model, the increase in relative risk with increasing age was 2.76 per 10 years (95% confidence interval 1.07 to 7.16).
Conclusions Although PFO is easily repairable in patients with cryptogenic stroke, its closure does not consistently prevent recurrence of ischemic events. The recurrence appears to occur more frequently in older cryptogenic stroke patients.
Key Words: foramen ovale, patent stroke management surgery
| Introduction |
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| Subjects and Methods |
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All patients underwent either biplane or multiplane TE
(Hewlett-Packard) to evaluate for any other potential causes of
cerebral embolization. A saline contrast study for PFO detection was
performed by mixing 1 mL of air with 9 mL of normal saline injected
through an antecubital vein. Injection was performed with and without
the Valsalva maneuver. All patients had PFO diagnosed by the appearance
of microbubbles in the left atrium within three cardiac cycles after
the opacification of the right atrium (Fig 1
). The separation between septum primum
and secundum was measured offline using software incorporated in
echocardiography equipment. The maximum number of
microbubbles appearing in the left atrium within three cardiac cycles
from the right atrial opacification was also counted. Atrial septal
aneurysm was defined as protrusion of the atrial septum of at least 1
cm into the left or right atrium from its base.7
Significant aortic arch plaque was defined as that measuring more than
4 mm in thickness.8 All
echocardiographic images were analyzed by a
single experienced observer (S.H.).
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Technique of PFO Closure
All patients underwent the procedure by open thoracotomy, with
26 undergoing median sternotomy and one each undergoing the procedure
by left thoracotomy and inframammary incision. All patients underwent
cardiopulmonary bypass. The presence of all PFOs was confirmed
at the time of the procedure. All PFOs were closed by primary
anastomoses without the use of patch material. In Fig 2
, the PFO before the surgical procedure
is demonstrated. The mean cardiopulmonary bypass time was
45±12 minutes, and mean aortic cross clamp time was 13±15
minutes.
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Follow-up
All patients were followed on a regular basis by neurologists
and cardiologists, and they also were interviewed for any neurological
events using a standardized telephone questionnaire. This was
administered by an investigator who was unaware of the patients'
clinical history.
Statistical Analysis
All data are expressed as mean±standard deviation for
continuous variables and as frequency for categorical
variables. Kaplan-Meier estimates of freedom from cerebrovascular
events after surgery were constructed, and the influence of each
independent variable (age, gender, PFO size, number of
microbubbles, presence of ASA, drug therapy after surgery) was assessed
with the log-rank test. Estimates of relative risk for each independent
variable were obtained using a proportional hazards regression
analysis. Data were analyzed using SAS 6.10 (SAS
Institute, Cary, NC).
| Results |
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On TE, all had normal ventricular and atrial chamber dimensions. No patient had intracardiac thrombus, vegetation, or spontaneous echo contrast. No patient had significant aortic arch plaque. Although three patients had thin smooth plaque measuring less than 1 mm in thickness, none of the other patients had any plaque. The mean separation of septum primum from the secundum on TE was 3.8±1.9 mm (range 1.0-8.0 mm), and the mean number of microbubbles seen in the left atrium was 20±10. Sixteen of 28 (57%) patients had more than 25 microbubbles in the left atrium on saline contrast study. Thirteen of the 28 patients (46%) had ASA.
Surgery
No patient experienced any significant complication from surgery.
There was no stroke, myocardial infarction, episode of
hemodynamic instability, or infectious complication.
The mean hospital stay was 7.8±3.8 days with a range of 4-22 days. One
patient remained for 22 days since this patient was initially admitted
for stroke and underwent surgery during the same admission. All other
patients underwent the procedure after an elective admission. Five of
the 28 patients (18%) developed postpericardiotomy syndrome. Two were
treated with a course of oral steroids, and three were treated with
indomethacin. One patient who experienced transient
atrial fibrillation in the immediate postoperative period was treated
with a short course of a beta-blocker without recurrence.
Cerebrovascular Events After PFO Closure
During 532 patient-months of follow-up (mean, 19 months per
patient; range, 1-52 months), 11 patients were placed on aspirin (325
mg/day at the discretion of the referring physicians), and 17 received
no medical therapy for stroke prevention. During the follow-up period,
four patients experienced recurrent neurological eventsone with
ischemic stroke and three with transient ischemic
attack (TIA). None of the three patients with coagulation abnormalities
experienced a recurrence.
The patient with recurrent stroke was the second oldest patient (62 years) in the series who underwent surgical closure for a stroke that occurred during receipt of an adequate level of oral anticoagulation. This patient initially did well after the surgery on no anticoagulant or antiplatelet agents. However, 13 months after the procedure, he presented with changes in vision. The MRI performed at that time revealed new left occipital infarction. The patient was admitted to a hospital and was found also to have pneumonia as well as renal cell carcinoma, which had been undetected previously. He subsequently expired. At autopsy, the site of PFO closure was found to be intact and free of thrombus.
Three patients experienced a TIA. A 45-year-old man, who initially presented with changes in vision associated with a left posterior cerebral artery territory infarction, refused warfarin therapy and subsequently underwent surgery. He was on neither warfarin nor antiplatelet agent after the procedure. Twelve months after the procedure, he presented with similar symptoms, which spontaneously resolved. A TE was performed and demonstrated no separation of septum primum from secundum and fewer than five microbubbles that appeared in the left atrium with the Valsalva maneuver. No intracardiac mass or thrombus was seen.
A 53-year-old woman initially presented with right arm and face numbness and weakness. She was found to have a left parietal infarction. One month later, she experienced nausea, vomiting, and vertigo and was found to have a new cerebellar and calcarine infarction. She refused warfarin therapy, underwent surgical PFO closure, and was discharged on aspirin. Seven months later, she presented with facial numbness and slurred speech. Magnetic resonance imaging showed no new infarctions. A TE was performed, which revealed no intracardiac mass and the PFO to be completely closed without any residual shunt. No intracardiac mass or thrombus was seen.
A 64-year-old patient, the oldest patient in our series, presented with right hemiparesis. He was placed on warfarin; however, 4 months later when prothrombin time decreased to subtherapeutic level, he developed memory and speech difficulty. CT scan showed a left occipital and thalamic subacute infarction consistent with a left posterior cerebral artery territory infarction. He was subsequently placed on warfarin, but 6 months later wanted to stop warfarin therapy and thus underwent surgery. He was discharged on aspirin 325 mg/day. Ten months after the procedure, he presented with an episode of confusion and speech difficulty; however, no new infarction was documented by MRI. He underwent TE at this time and demonstrated no separation of septum primum from secundum and less than five microbubbles appearing in left atrium after Valsalva maneuver. No intracardiac mass or thrombus was seen.
Actuarial Rate of Cerebrovascular Event
In Fig 3
, the actuarial rate of
recurrent stroke or TIA is shown. The cumulative estimate of stroke or
TIA recurrence was 19.5% at 13 months of follow-up (95%
confidence interval 2.2-36.8%). Patients with recurrence were
significantly older than those without. The mean age of those with
recurrence at the time of PFO closure was 56±9 compared with
38±12 for those without recurrence (P=.01). None of
17 patients (0%) younger than 45 years suffered a recurrence,
although four of 11 patients (36%) 45 or older experienced a
recurrence of a neurological event after PFO closure
(P<.02). The risk of recurrence increased with age
(P=.01). The increase in relative risk was 1.11 per year, or
2.76 per 10 years (95% confidence limits 1.07-7.16).
|
None of the other variables considered showed a difference between
the group with and without recurrence (Table 2
). One of 11 women (9%) experienced
recurrence compared with three of 17 men (18%)
(P=NS). The mean PFO size and the number of microbubbles
were similar between those with and without recurrence
(4.8±1.8 versus 3.6±1.9 mm and 20±10 versus 18±9 microbubbles:
P=NS). Two of the 13 (15%) patients with ASA experienced
recurrence, and two of the 15 patients (13%) without ASA
experienced recurrence (P=NS). Two of the 11
patients (18%) on aspirin experienced a recurrent event, compared with
two of the 17 (12%) on no medical therapy (P=NS). The risk
ratio and 95% confidence interval for each of the variables are
presented in Table 2
.
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| Discussion |
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Demonstration of embolic material reaching the cerebral circulation through PFO has been obtained in several studies using transcranial Doppler after intravenous injection of aerated saline.9 10 11 Furthermore, as a support of PFO as a conduit for paradoxical embolization, several recent case reports document a thrombus lodged in PFO.12 13 Patent foramen ovale is found commonly among the general population, and prevalence figures of 27 and 29% are reported in autopsy series.14 15 Therefore, certain characteristics of PFO may play a role in its becoming a conduit for paradoxical embolization. When the TE characteristics of PFO in those with likely paradoxical embolization are compared with those in the controls, it is noted that the TE-detected conduit size and the degree of shunt are significantly larger in patients with probable paradoxical embolic events.16 17 Upon saline contrast injection, a larger amount of embolic material is also detected with transcranial Doppler in patients with cryptogenic stroke compared with those who have a known cause of stroke,18 consistent with our finding in the current series. Patients in this series had a greater PFO size (3.8 versus 0.57 mm) and amount of shunt (20 versus two microbubbles) than patients with known cause of stroke from our previous study using the same measurement technique.19
Stroke Recurrence in Patients With PFO
Data on 1-year cumulative rate of death or stroke
recurrence for various stroke subtypes are available from
Northern Manhattan Stroke Study. The rate for all stroke subtypes is
9.4% per year, and 10.0% for cryptogenic stroke.20 These
rates do not take into account the patients' medical therapy, thus
there are no data on the efficacy of medical therapy on death or stroke
recurrence for patients with cryptogenic stroke. In particular,
the recurrence rate of ischemic events in cryptogenic
stroke patients with PFO remains undefined.
The recurrence rate may be high. Sharma et al21 report experience in 17 patients with ASA and PFO with 12 months' follow-up in which they found that although there was no recurrence in patients treated with warfarin, there was 50% recurrence in those treated with aspirin. Comess and colleagues report on 33 patients with PFO with a mean recurrent event rate of 16% per year compared with 7% in the control population.22 Other studies have demonstrated low recurrence. Hanna et al report no neurological event recurrence among 13 medically treated patients with follow-up of up to 41 months.23 More recently, Mas and Zuber24 retrospectively studied 132 patients less than 60 years of age with PFO or ASA who had had a stroke or TIA. Over the mean follow-up of 22.6 months, they report six stroke or TIA with an actuarial risk of 6.4% at 2 years. The low risk may have been due to the patient selection criteria, which included only those younger than 60 years. As a result of conflicting reports, the efficacy of medical therapy for prevention of recurrent neurological events in patients with PFO remains unclear.
Mechanical PFO Closure
Since PFO is easily repairable, the interest in closing them is
high. Bridges et al25 report on transcatheter
PFO closure in 36 patients with presumed paradoxical embolism with a
mean age of 39 years who were followed for a mean duration of 8.4
months. There was no recurrent stroke. More recently, Ende et
al26 have reported on the experience of
transcatheter closure of PFO in 10 patients with a mean age
of 40 years followed for a mean of 32 months. They also report no
recurrence of neurological events. It should be noted, however,
that mechanical failure of the devices has been reported, and its
long-term efficacy and durability remain inconclusively
defined.27
Surgical closure has also been attempted with mixed results. Harvey et al report no recurrence in four patients with a mean age of 35 years followed for 7 to 21 months.28 Zhu and colleagues report two patients with recurrence among six patients with a mean age of 35 years with a mean follow-up of 3.9 years.29 Most recently, Devuyst and coworkers have reported on their experience with 30 patients younger than 50 who underwent surgical PFO closure for stroke or TIA.30 No surgical complication is reported, and no recurrence of stroke or TIA is reported after a follow-up period of 2 years. With a similar number of patients and follow-up periods, their experience and ours are in contrast. In our series, four of 28 patients presented with recurrent neurological events at a mean follow-up of 19 months. The recurrence was concentrated in the older population, and other variables such as gender, PFO size, degree of shunt, the presence of ASA and drug therapy did not appear to relate to the recurrence. The significantly higher incidence of recurrence for the older population appears to indicate that they may harbor other undefined causes for their stroke, despite extensive work-up, and that etiology of their stroke may not have been due to paradoxical embolism.
Five patients in our study (18%) experienced postpericardiotomy syndrome requiring medical therapy. Although no significant complication developed as a result of the postpericardiotomy syndrome, its sequel may include constrictive pericarditis with important hemodynamic consequences.31 It is important to note that the surgical complication rate varies, depending on the clinical status of the patients. Based on the series of patients undergoing surgical closure of secundum atrial septal defect, although the mortality for the patients in NYHA classes I and II is 1.6%, it increases to 5% for those in classes III and IV.32 Therefore, older patients with a higher likelihood of having a poor functional capacity will have an increased chance of surgical complication. Combined with the higher recurrence rate seen in our study, the increased surgical risk should be taken into account in considering surgical PFO closure in older cryptogenic stroke patients with PFO.
Limitations
Limitations in this study exist. These include the small
number of patients and relatively short follow-up that are reflected in
the wide confidence intervals of the observed risk ratios. In addition,
there is no control group of patients receiving medical therapy. In
particular, there was no group receiving warfarin. Therefore the
efficacy of medical and surgical approaches could not be compared.
Routine MRI or CT scan was not performed during the follow-up period.
As a result, clinically silent infarctions cannot be ruled out. Aspirin
was given after the procedure without a defined criteria, which may
have influenced the results. Also, the possibility that the patient
with recurrent stroke may have had a hypercoagulable state was not
addressed. Finally, not all patients underwent TE after surgery.
Therefore, the influence of possible residual shunt on cerebrovascular
event was not fully evaluated.
Conclusion
Our experience indicates that even in a highly selected
group of cryptogenic stroke patients, surgical PFO closure does not
guarantee freedom from recurrent neurological events. Although surgical
closure may be effective in younger patients, its efficacy in older
patients appears to be poor. We therefore view the surgical PFO closure
as a potential but unproven option for the younger cryptogenic stroke
patients unable or unwilling to undergo medical therapy. A prospective
study with a larger number of patients and a longer follow-up is
necessary to better assess the efficacy of medical therapy.
| Acknowledgments |
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Received June 16, 1997; revision received September 23, 1997; accepted September 23, 1997.
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A. Khositseth, A. K. Cabalka, J. P. Sweeney, F. D. Fortuin, G. S. Reeder, H. M. Connolly, and D. J. Hagler Transcatheter Amplatzer Device Closure of Atrial Septal Defect and Patent Foramen Ovale in Patients With Presumed Paradoxical Embolism Mayo Clin. Proc., January 1, 2004; 79(1): 35 - 41. [Abstract] [PDF] |
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S. C. Horton and T. J. Bunch Patent Foramen Ovale and Stroke Mayo Clin. Proc., January 1, 2004; 79(1): 79 - 88. [Abstract] [PDF] |
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P. Khairy, C. P. O'Donnell, and M. J. Landzberg Transcatheter Closure versus Medical Therapy of Patent Foramen Ovale and Presumed Paradoxical Thromboemboli: A Systematic Review Ann Intern Med, November 4, 2003; 139(9): 753 - 760. [Abstract] [Full Text] [PDF] |
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S. Homma, R. L. Sacco, M. R. Di Tullio, R. R. Sciacca, J. P. Mohr, and PICSS Investigators Atrial anatomy in non-cardioembolic stroke patients: Effect of medical therapy J. Am. Coll. Cardiol., September 17, 2003; 42(6): 1066 - 1072. [Abstract] [Full Text] [PDF] |
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R. Castello and T. G. Brott Patent foramen ovale: friend or foe? J. Am. Coll. Cardiol., September 17, 2003; 42(6): 1073 - 1075. [Full Text] [PDF] |
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B. Meier and J. E. Lock Contemporary Management of Patent Foramen Ovale Circulation, January 7, 2003; 107(1): 5 - 9. [Full Text] [PDF] |
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D. R. Holmes Jr and A. Cabalka Was Your Mother Right--: Do We Always Need to Close the Door? Circulation, August 27, 2002; 106(9): 1034 - 1036. [Full Text] [PDF] |
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F. Martin, P. L. Sanchez, E. Doherty, P. J. Colon-Hernandez, G. Delgado, I. Inglessis, N. Scott, J. Hung, M. E. E. King, F. Buonanno, et al. Percutaneous Transcatheter Closure of Patent Foramen Ovale in Patients With Paradoxical Embolism Circulation, August 27, 2002; 106(9): 1121 - 1126. [Abstract] [Full Text] [PDF] |
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M. U. Braun, D. Fassbender, S. P. Schoen, M. Haass, R. Schraeder, W. Scholtz, and R. H. Strasser Transcatheter closure of patent foramen ovale in patients with cerebral ischemia J. Am. Coll. Cardiol., June 19, 2002; 39(12): 2019 - 2025. [Abstract] [Full Text] [PDF] |
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L. Bruch, A. Parsi, M. O. Grad, S. Rux, T. Burmeister, H. Krebs, and F. X. Kleber Transcatheter Closure of Interatrial Communications for Secondary Prevention of Paradoxical Embolism: Single-Center Experience Circulation, June 18, 2002; 105(24): 2845 - 2848. [Abstract] [Full Text] [PDF] |
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J. L. Halperin and V. Fuster Patent Foramen Ovale and Recurrent Stroke: Another Paradoxical Twist Circulation, June 4, 2002; 105(22): 2580 - 2582. [Full Text] [PDF] |
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S. Homma, R. L. Sacco, M. R. Di Tullio, R. R. Sciacca, J.P. Mohr, and for the PFO in Cryptogenic Stroke Study (PICSS) In Effect of Medical Treatment in Stroke Patients With Patent Foramen Ovale: Patent Foramen Ovale in Cryptogenic Stroke Study Circulation, June 4, 2002; 105(22): 2625 - 2631. [Abstract] [Full Text] [PDF] |
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A. M. Forteza, A. Rabinstein, S. Koch, G. Zych, J. Chandar, J. G. Romano, and I. C. Bustillo Endovascular Closure of a Patent Foramen Ovale in the Fat Embolism Syndrome: Changes in the Embolic Patterns as Detected by Transcranial Doppler Arch Neurol, March 1, 2002; 59(3): 455 - 459. [Abstract] [Full Text] [PDF] |
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M. Rachko, A. M. Safi, D. Yeshou, N. Pillai, L. Salciccioli, and R. A. Stein Cryptogenic Ischemic Stroke and Paradoxical Embolism: Should A Patent Foramen Ovale Be Closed?: Case Report and Literature Review Angiology, November 1, 2001; 52(11): 793 - 799. [Abstract] [PDF] |
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A. Wahl, B. Meier, B. Haxel, K. Nedeltchev, M. Arnold, E. Eicher, M. Sturzenegger, C. Seiler, H. P. Mattle, and S. Windecker Prognosis after percutaneous closure of patent foramen ovale for paradoxical embolism Neurology, October 9, 2001; 57(7): 1330 - 1332. [Abstract] [Full Text] [PDF] |
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N. ALP, N. CLARKE, and A. P BANNING How should patients with patent foramen ovale be managed? Heart, March 1, 2001; 85(3): 242 - 244. [Full Text] |
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J. R. Overell, I. Bone, and K. R. Lees Interatrial septal abnormalities and stroke: A meta-analysis of case-control studies Neurology, October 24, 2000; 55(8): 1172 - 1179. [Abstract] [Full Text] [PDF] |
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S. De Castro, D. Cartoni, M. Fiorelli, M. Rasura, A. Anzini, E. M. Zanette, M. Beccia, C. Colonnese, F. Fedele, C. Fieschi, et al. Morphological and Functional Characteristics of Patent Foramen Ovale and Their Embolic Implications Stroke, October 1, 2000; 31(10): 2407 - 2413. [Abstract] [Full Text] [PDF] |
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D. W. Droste, K. Silling, J. Stypmann, M. Grude, V. Kemeny, T. Wichter, K. Kuhne, and E. B. Ringelstein Contrast Transcranial Doppler Ultrasound in the Detection of Right-to-Left Shunts : Time Window and Threshold in Microbubble Numbers Stroke, July 1, 2000; 31(7): 1640 - 1645. [Abstract] [Full Text] [PDF] |
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J. Hung, M. J. Landzberg, K. J. Jenkins, M. E. E. King, J. E. Lock, I. F. Palacios, and P. Lang Closure of patent foramen ovale for paradoxical emboli: intermediate-term risk of recurrent neurological events following transcatheter device placement J. Am. Coll. Cardiol., April 1, 2000; 35(5): 1311 - 1316. [Abstract] [Full Text] [PDF] |
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S. Windecker, A. Wahl, T. Chatterjee, A. Garachemani, F. R. Eberli, C. Seiler, and B. Meier Percutaneous Closure of Patent Foramen Ovale in Patients With Paradoxical Embolism : Long-Term Risk of Recurrent Thromboembolic Events Circulation, February 29, 2000; 101(8): 893 - 898. [Abstract] [Full Text] [PDF] |
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J. A. Dearani, B. S. Ugurlu, G. K. Danielson, R. C. Daly, C. G. A. McGregor, C. J. Mullany, F. J. Puga, T. A. Orszulak, B. J. Anderson, R. D. Brown Jr, et al. Surgical Patent Foramen Ovale Closure for Prevention of Paradoxical Embolism-Related Cerebrovascular Ischemic Events Circulation, November 9, 1999; 100 (2009): II-171 - II-175. [Abstract] [Full Text] [PDF] |
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J CHAMBERS Should percutaneous devices be used to close a patent foramen ovale after cerebral infarction or TIA? Heart, November 1, 1999; 82(5): 537 - 538. [Full Text] |
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C. R. Thompson Echocardiography in stroke: Which probe when? Can. Med. Assoc. J., October 1, 1999; 161(8): 981 - 982. [Full Text] [PDF] |
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M. K. Kapral and F. L. Silver Preventive health care, 1999 update: 2. Echocardiography for the detection of a cardiac source of embolus in patients with stroke Can. Med. Assoc. J., October 1, 1999; 161(8): 989 - 996. [Abstract] [Full Text] [PDF] |
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D. W. Droste, M. Reisener, V. Kemeny, R. Dittrich, G. Schulte-Altedorneburg, J. Stypmann, T. Wichter, and E. B. Ringelstein Contrast Transcranial Doppler Ultrasound in the Detection of Right-to-Left Shunts : Reproducibility, Comparison of 2 Agents, and Distribution of Microemboli Stroke, May 1, 1999; 30(5): 1014 - 1018. [Abstract] [Full Text] [PDF] |
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