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(Stroke. 1997;28:2442-2447.)
© 1997 American Heart Association, Inc.


Articles

Increased Common Carotid Intima-Media Thickness

Adaptive Response or a Reflection of Atherosclerosis? Findings From the Rotterdam Study

Michiel L. Bots, MD, PhD; Albert Hofman, MD, PhD; Diederick E. Grobbee, MD, PhD

From the Department of Epidemiology and Biostatistics (M.L.B., A.H., D.E.G.), Erasmus University Medical School, Rotterdam, and the Julius Center for Patient Oriented Research (M.L.B., D.E.G.), Utrecht University, Utrecht, The Netherlands.

Correspondence to Prof D.E. Grobbee, MD, PhD, Department of Epidemiology and Biostatistics, Erasmus University Medical School, PO Box 1738, 3000 DR Rotterdam, The Netherlands.


*    Abstract
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*Abstract
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Background and Purpose Carotid intima-media thickness (IMT) measurements are used widely to study atherosclerosis. Some have suggested that an increased IMT reflects a nonatherosclerotic adaptive response to changes in shear stress and tensile stress. This stems from the hypothesis that changes in shear stress and subsequently in lumen diameter are followed by changes in IMT to keep tensile stress constant. We studied the relation of common carotid IMT to common carotid end-diastolic lumen diameter and tensile stress, as approximated by mean arterial pressure · (lumen diameter/IMT)].

Methods A cross-sectional analysis was performed with data obtained from the first 1715 participants in the Rotterdam Study, a population-based cohort study among 7983 subjects aged 55 years and over who underwent ultrasonographic examination of the carotid arteries. End-diastolic lumen diameter and IMT of the common carotid arteries were evaluated and quantified.

Results With increasing IMT, inner and outer lumen diameters increased gradually, and beyond an IMT of 1.10 mm, the inner lumen diameter decreased. Tensile stress increased with increasing lumen diameter instead of being constant. The lumen-to-IMT ratio was constant across levels of mean arterial pressure.

Conclusions Our findings are compatible with the view that at lower degrees of IMT, the thickening appears to reflect an equilibrium state in which the effects of pressure and flow on the arteries are in balance, given a characteristic relation between shear stress and local transmural pressure. Beyond a certain level, IMT more likely may represent atherosclerosis. Regardless of whether common carotid IMT reflects local atherosclerosis, it may still serve as a graded marker for cardiovascular risk.


Key Words: cerebrovascular disorders • cardiovascular diseases • myocardial infarction • stenosis •


*    Introduction
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Carotid IMT measurements currently are used widely to study the presence and progression of atherosclerosis and its determinants.1 2 3 4 5 6 Carotid IMT measurements have been used as end points in intervention studies on the efficacy of lipid-lowering drugs in reducing the progression of atherosclerosis.7 8 9 Results showing that an increased carotid IMT is a predictor of myocardial infarction and stroke are emerging.10 11 12 These findings support the idea that IMT may be used as an intermediate or a proxy end point, a suitable alternative for cardiovascular morbidity and mortality.

Some have argued that common carotid IMT below certain levels may not reflect atherosclerosis but is merely an adaptive response to changes in shear stress and tensile stress.13 It has therefore been suggested that an increased IMT should be considered relative to its diameter.

Two major determinants of adaptive remodeling of the arterial wall in response to hemodynamic alterations are changes in shear stress and tensile stress. Shear stress deals with the gradient of velocities near the artery wall, a force that displaces the endothelium and the inner layers of the wall in the direction of the flow. Shear stress is a direct function of viscosity, blood flow, and lumen diameter. It has been shown that major changes in flow result in changes in shear stress, on which an endothelium-dependent change in inner lumen diameter may occur to restore shear stress to normal levels or to a new equilibrium.14 15 16 Tensile stress deals with the stretching force that is exerted in a direction tangential to the artery wall or perpendicular to a longitudinal section through the wall. The intraluminal pressure is a major determinant of tensile stress. Although the tensile stress may show variation across the wall, average values may be obtained by considering tensile stress to be a function of distending pressure, lumen diameter, and IMT.17 It has been proposed that changes in blood flow lead to changes in shear stress. Adaptive changes in lumen diameter may occur to restore shear stress, and then, in an attempt to maintain tensile stress constant, may lead to changes in IMT.13 18 This hypothesis assumes that both shear stress and tensile stress are kept relatively constant throughout the artery13 15 19 and indicates that changes in lumen diameter are followed by nonatherosclerotic adaptive changes in IMT.

We evaluated the relation of common carotid IMT to common carotid end-diastolic lumen diameter and tensile stress, as approximated by MAP · (lumen diameter/IMT). Furthermore, we studied the effects of adjustment for lumen diameter in the statistical analyses in studies that used IMT as both exposure and outcome measurement.


*    Methods
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Population
The Rotterdam Study is a single-center prospective follow-up study on disease and disability in the elderly in 7983 subjects, aged 55 years or over, living in the suburb of Ommoord in Rotterdam, The Netherlands, as detailed elsewhere.20 Baseline data were collected from March 1990 to July 1993 in a home interview and two visits at the research center. The overall participation rate of those invited for the study was 78%. The study was approved by the Medical Ethics Committee of Erasmus University, and written informed consent was obtained from all participants.

The present analysis is based on the first 1715 participants in whom carotid vessel characteristics (ie, lumen diameter and IMT) were evaluated and quantified.

Carotid Ultrasonography
Ultrasonography of both carotid arteries was performed with a 7.5-MHz linear array transducer with a ATL UltraMark IV Duplex scanner as described in detail elsewhere.21 On a longitudinal two-dimensional ultrasound image of the carotid artery, the near and far wall of the carotid artery are displayed as two bright white lines separated by a hypoechogenic space. The distance between the leading edge of the first bright line on the far wall (lumen-intima interface) and the leading edge of the second bright line (media-adventitia interface) indicates the IMT of the far wall. For the near wall, the distance between the lower edge of the first bright line to the lower edge of the second bright line at the near wall provides the best estimate of the near wall IMT.22 The inner lumen diameter was assessed as the distance between the intima-lumen interface at the near wall and the lumen-intima interface at the far wall. When an optimal longitudinal image was obtained by following the Rotterdam ultrasound protocol, it was frozen on the R wave of the ECG and stored on videotape. This procedure was repeated three times for each left and right carotid artery. The actual measurements of IMT and lumen diameter were performed off-line. From the videotape, the frozen images were digitized and displayed on the screen of a personal computer with additional dedicated software. For both the left and right carotid arteries, the average of the IMT (near and far wall) and end-diastolic inner lumen diameter of each of the three frozen images was calculated. For each individual, an outer lumen diameter was calculated as the inner lumen diameter plus the near wall IMT plus the far wall IMT. The common carotid artery and the carotid bifurcation were evaluated off-line (from tapes) for the presence (yes/no) of atherosclerotic lesions on both the near and the far wall of the carotid artery. Plaques were defined as a focal widening relative to adjacent segments, with the protrusion into the lumen composed of either only calcified deposits or a combination of calcification and noncalcified material. No attempt was made to quantify the size or extent of the lesions. Reproducibility of IMT measurements and plaques has been described elsewhere.23 24

Cardiovascular Risk Factors
A history of myocardial infarction and stroke at baseline was assessed by the questions, "Did you ever suffer from a myocardial infarction for which you were hospitalized?" and "Did you ever suffer from a stroke diagnosed by a physician?" A subject's smoking status was classified as current, former, or never smoker. At the research center, height and weight were measured, and body mass index (kg/m2) was calculated. Sitting blood pressure was measured at the right upper arm with a random-zero sphygmomanometer. The average of two measurements obtained at one occasion and separated by a count of the pulse rate was used in the present analysis. Hypertension was defined as a systolic blood pressure of 160 mm Hg or over, a diastolic blood pressure of 95 mm Hg or over, or the current use of antihypertensive drugs for the indication of hypertension. Diabetes mellitus was considered present when subjects used oral blood-glucose–lowering drugs or insulin.

A nonfasting venipuncture was performed with a 21-gauge butterfly needle with tube (Surflo winged infusion set).25 Serum total cholesterol was determined with an automated enzymatic procedure. HDL cholesterol was measured similarly, after precipitation of the non-HDL fraction with phosphotungstate-magnesium.

Data Analysis
First, the association of IMT and lumen diameter to cardiovascular risk factors was evaluated by the use of linear regression analysis. Second, the association between inner and outer lumen diameter and IMT was studied with a linear regression model in which common carotid IMT was categorized into 12 categories (11 dummy variables). The lowest category (common carotid IMT <0.60 mm) was used as a reference category. Third, the association between tensile stress and lumen diameter was evaluated by the use of a linear regression model in which lumen diameter was categorized into 7 categories (6 dummy variables). The association between the lumen-to-intima–media thickness ratio and the MAP was evaluated in a similar manner. Finally, the effect of adjustment for differences in lumen diameter on the association between risk factors and IMT was studied by the use of linear regression analysis, whereas the effect of adjustment for differences in lumen diameter on the association between IMT and cardiovascular disease was evaluated with logistic regression analyses. Analyses were done with STATA statistical software. Because vascular adaptations are a local site-specific phenomenon and findings were similar for the left and the right common carotid arteries, only results of the right common carotid artery are shown.


*    Results
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*Results
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General characteristics of the study population are given in Table 1Down. Increasing age, male sex, increased weight, increased body mass index, current smoking, elevated blood pressure levels (systolic, diastolic, pulse, and MAP), hypertension, lower heart rate, decreased HDL cholesterol, diabetes mellitus, and previous myocardial infarction and stroke were positively associated with an increased common carotid IMT (Table 2Down). Similar relations were found for increased end-diastolic lumen diameter, except for heart rate, HDL cholesterol, diabetes mellitus and stroke (no association), and height (positive association). Increased total cholesterol was associated with a reduced lumen diameter (Table 2Down).


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Table 1. General Characteristics of the Study Population


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Table 2. Change (95% CI) in Intima-Media Thickness and Lumen Diameter of the Right Common Carotid Artery Associated With One Unit Increase in Cardiovascular Risk Factor

Fig 1Down shows that with increasing common carotid IMT, inner and outer lumen diameters gradually increase, and beyond an IMT of 1 to 1.10 mm, the inner lumen diameter decreased. The association with the inner lumen diameter was best characterized with both IMT separately and squared in the linear regression model. Linear regression coefficients, adjusted for age, sex, height, and weight, were .054 mm (SEM .0054) and -.023 mm (SEM .0027), respectively.



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Figure 1. Difference in lumen diameter (mm) and corresponding 95% CIs with increasing IMT of the right common carotid artery. Difference relative to the reference category (IMT <0.60 mm).

Fig 2Down shows that with increasing lumen diameter tensile stress gradually increased with a mean increase in tensile stress per 1-mm increase in outer lumen diameter of 47 mm Hg (95% CI, 37 to 57 mm Hg). Because the definition of tensile stress may be applicable only for arteries with thin walls relative to their diameters, we performed additional analyses restricted to subjects with an IMT <0.80, 0.90, and <1 mm. The magnitude of the association between tensile stress and lumen diameter differed from the overall analyses: linear regression coefficients per 1-mm change in outer lumen diameter were 124 mm Hg (95% CI, 109 to 138), 98 mm Hg (95% CI, 86 to 110), and 79 mm Hg (95% CI, 68 to 90).



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Figure 2. Difference in tensile stress approximated as MAP · (lumen diameter/IMT) and corresponding 95% CIs) with increasing outer lumen diameter of the right common carotid artery. Difference relative to the reference category (outer lumen diameter <7 mm).

Although this may indicate that at a higher vessel wall thickness the assumption of the arterial wall being thin relative to its diameter might be violated, the direction of the associations did not differ across these groups.

Fig 3Down shows that the lumen-IMT ratio remained constant across all levels of MAP. This is indicative for a well kept balance between lumen diameter and IMT across all levels of MAP and also suggests that tensile stress increases with an increase in MAP.



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Figure 3. Difference in lumen-IMT ratio and corresponding 95% CIs with increasing MAP Difference relative to the reference category (MAP <78 mm Hg).

Adjustment for lumen diameter reduced the magnitude of some associations between cardiovascular risk factors and IMT. The association for systolic blood pressure was 0.014 mm (95% CI, 0.011 to 0.017), 0.014 mm for smoking (95% CI, -0.004 to 0.034), and 0.050 mm for myocardial infarction (95% CI, 0.024 to 0.078) after adjustment for lumen diameter. Similarly, the associations of lumen diameter to atherosclerosis and cardiovascular disease were reduced when differences in IMT were taken into consideration. The associations of IMT to atherosclerosis and cardiovascular disease were not attenuated when lumen diameter was added to the logistic regression model; the relative risk of myocardial infarction per standard deviation increase in IMT was 1.37 (95% CI, 1.17 to 1.59) without and 1.35 (95% CI, 1.15 to 1.57) with adjustment for lumen diameter. For stroke, the relative risks were 1.37 (95% CI, 1.14 to1.64) and 1.38 (95% CI, 1.15 to1.64), respectively, whereas for the association with plaques in the carotid bifurcation relative risks of 1.81 (95% CI, 1.55 to 2.12) and 1.77 (95% CI, 1.51 to 2.08) were found.


*    Discussion
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up arrowAbstract
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up arrowMethods
up arrowResults
*Discussion
down arrowReferences
 
The present population-based study showed a graded positive linear association between inner and outer lumen diameter and IMT up to an IMT of 1.0 to 1.1 mm, after which the inner lumen diameter decreased. Tensile stress of the distal common carotid artery gradually increased, instead of being relatively constant, with increasing outer lumen diameter. Complementarily, the ratio of lumen-to-IMT remained constant across all levels of MAP. These results are compatible with the idea that certain degrees of common carotid IMT appear to reflect an adaptive response, whereas beyond a certain degree, IMT increased more rapidly than lumen diameter and points toward the development of atherosclerotic thickening.

The present study is of a cross-sectional nature, which does not allow determination of the temporal relations among (change in) shear stress, lumen diameter, tensile stress, blood pressure, and (change in) IMT. Our findings should therefore be confirmed in longitudinal studies with repeated measurements of lumen diameter and IMT and preferably direct measurements of shear stress.

From studies on coronary arteries, it has been suggested that in the early development of atherosclerosis the outer diameter of the artery increases to preserve the inner lumen diameter.26 For the common carotid artery, an increase in outer diameter with increasing IMT has indeed been demonstrated.27 28 In the present study and in the EVA study among subjects aged 51 to 70 years,28 increased common carotid IMT was associated with an increased inner lumen diameter. In our study, inner lumen diameter decreased beyond a certain level of IMT, similar to findings in the Atherosclerosis Risk In Communities study, among subjects aged 45 to 64 years.27 The latter part of the curve may be explained by the presence of more severe atherosclerosis, such as the presence of intraluminal lesions (ie, plaques).

The first part of the curve has been suggested to reflect the hypothesis that changes in blood flow lead to changes in shear stress and that, to restore shear stress, it leads to adaptive changes in lumen diameter, which then, in an attempt to maintain tensile stress constant, may lead to changes in IMT.13 This hypothesis assumes that both shear stress and tensile stress are kept relatively constant throughout the artery. In the present study, no information was available that allowed for the estimation of shear stress. Tensile stress appeared to increase with increasing outer lumen diameter instead of remaining constant. This suggests that compensatory nonatherosclerotic adaptation of IMT may not completely restore the level of tensile stress to the previous level. The results shown in Fig 3Up indicate that intravascular pressure is important in the balance between lumen diameter and IMT. Both of our observations support a recently proposed pressure-shear hypothesis, which suggests that adaptation of arteries in response to hemodynamic changes occurs to maintain local wall shear stress at a set point that is a function of local transmural pressure, which is an equilibrium state in which the effects of pressure and flow on the arteries are in balance, given a characteristic relation between shear stress and pressure.29 These findings favor the opinion that at certain levels an increased IMT reflects an adaptive response instead of atherosclerosis. This may also explain why a large number of cardiovascular risk factors are related to both an increased IMT and lumen diameter.

How should lumen diameter, when it is a determinant of the thickness of the intima-media of the common carotid artery, be dealt with in the analysis? First, in analyses on the association between cardiovascular risk factors and IMT, the lumen diameter can be considered an intermediate variable in the chain that leads to an increased IMT. As a consequence, lumen diameter should, in principle, not be considered as a confounding variable of the observed association between risk factors and IMT and should therefore not be controlled for in the analyses. The same applies for the role of IMT in studies on the association between lumen diameter and cardiovascular disease. Adjustment for an intermediate variable will usually lead to attenuation of the associations. When, however, the main interest is whether the association between risk factors and IMT is independent of lumen diameter, one may want additionally to adjust for lumen diameter. Second, in analyses on the relation between IMT and cardiovascular disease, lumen diameter can be considered a preceding factor. There is no rationale to adjust for lumen diameter in such analyses, other than to assess the independent effects. Finally, in studies on the differences in common carotid IMT between subjects with and without certain characteristics in which a priori the size of the lumen diameter differs across groups, then additional adjustment for lumen diameter is appropriate. For example, the difference in common carotid IMT between men and women, as observed in several studies, has been interpreted as differences in the presence or extent of atherosclerosis. In our study, as in others,28 29 30 these differences were partly attributable to differences in end-diastolic lumen diameter and may therefore reflect differences in physiology instead of differences in atherosclerosis.

For observational and intervention studies, a question remains whether it matters very much should common carotid IMT below a certain degree not represent local atherosclerosis but merely reflect an adaptive response to altered flow, shear stress, and pressure. Obviously, the answer is "yes" when the main interest of research concerns atherosclerotic wall characteristics and its hemodynamic consequences. Compared with other large arteries, however, atherosclerosis of the common carotid artery tends to develop relatively late in life, and in nonhospitalized older subjects the presence of hemodynamically important stenosis is rare.31 In population-based studies on generalized atherosclerosis, lower degrees of common carotid IMT may indicate the presence of atherosclerosis elsewhere in the arterial system.21 22 23 24 Furthermore, for IMT ranging from 0.60 to 0.90 mm, graded associations have been found with cardiovascular risk factors and prevalent cardiovascular disease.32 Also, the risk of future cardiovascular and cerebrovascular disease increases gradually with increasing common carotid IMT.10 11 12 There appeared to be no clear cutoff point above which the risk increased more rapidly. Thus, even when IMT of the common carotid artery is unlikely to represent local atherosclerosis, measurement of IMT may be of use as a marker for total burden of atherosclerosis present in the individual, and it may serve as a graded marker for cardiovascular risk.

In conclusion, at lower degrees of IMT, the thickening may reflect an adaptive response to changes in shear stress, lumen diameter, tensile stress, and pressure instead of an atherosclerotic thickening. Beyond a certain level, the IMT more likely represents atherosclerosis. Apart from assessing independent associations for lumen diameter and IMT, there is no reason to adjust for lumen diameter in studies focusing on the relations between either cardiovascular risk factor and IMT or between IMT and disease. Regardless of whether common carotid IMT reflects local atherosclerosis, it may serve as a graded marker for cardiovascular risk.


*    Selected Abbreviations and Acronyms
 
CI = confidence interval
HDL = high density lipoprotein
IMT = intima-media thickness
MAP = mean arterial pressure


*    Acknowledgments
 
The Rotterdam Study is supported in part by the NESTOR program for geriatric research in The Netherlands (Ministry of Health and Ministry of Education), the Municipality of Rotterdam, the Netherlands Heart Foundation, the Netherlands Organization for Scientific Research (NWO), and the Rotterdam Medical Research Foundation (ROMERES). The contribution to the data collection of the general practitioners of the suburb of Ommoord, the field workers, ultrasound technicians, computer assistants, and laboratory technicians is gratefully acknowledged.

Received February 14, 1997; revision received June 23, 1997; accepted September 10, 1997.


*    References
up arrowTop
up arrowAbstract
up arrowIntroduction
up arrowMethods
up arrowResults
up arrowDiscussion
*References
 
1. Heiss G, Sharett AR, Barnes R, Chambless LE, Szklo M, Alzola C, ARIC Investigators. Carotid atherosclerosis measured by B-mode ultrasound in populations: associations with cardiovascular risk factors in the ARIC study. Am J Epidemiol. 1991;134:250–256.[Abstract/Free Full Text]

2. Wendelhag I, Olov G, Wikstrand J. Arterial wall thickness in familial hypercholesterolemia: ultrasound measurement of intima-media thickness in the common carotid artery. Arterioscler Thromb. 1992;12:70–77.[Abstract/Free Full Text]

3. Salonen R, Salonen JT. Determinants of carotid intima-media thickness: a population-based ultrasonography study in eastern Finnish men. J Intern Med. 1991;229:225–231.[Medline] [Order article via Infotrieve]

4. Bots ML, Hofman A, de Bruyn AM, de Jong PTVM, Grobbee DE. Isolated systolic hypertension and vessel wall thickness of the carotid artery: the Rotterdam Study. Arterioscler Thromb. 1993;13:64–69.[Abstract/Free Full Text]

5. Psaty BM, Furberg CD, Kuller LH, Borhani NO, Rautaharju PM, O'Leary DH, Bild DE, Robbins J, Fried L, Reid C. Isolated systolic hypertension and subclinical cardiovascular disease in the elderly. Initial findings from the Cardiovascular Health Study. JAMA. 1992;268:1287–1291.[Abstract/Free Full Text]

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21. Bots ML, Hofman A, Grobbee DE. Common carotid intima-media thickness and lower extremity arterial atherosclerosis. The Rotterdam Study. Arterioscler Thromb. 1994;14:1885–1891.[Abstract/Free Full Text]

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