(Stroke. 1997;28:866-872.)
© 1997 American Heart Association, Inc.
Articles |
From the Departments of Neurology, Memorial Health Care and University of Massachusetts Medical School, Worcester.
| Abstract |
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Summary of Review Pathological identification of irreversibility (infarction) appears to lag behind the actual development of this condition, and reversible injury after focal ischemia should be differentiated from infarction. Imaging and biochemical markers apparently can provide clues for distinguishing potentially salvageable from irreversibly injured ischemic tissue in experimental and clinical stroke. Recent positron emission tomography and MRI studies suggest that these clinically available imaging technologies will be useful for determining the presence of ischemic penumbra in individual stroke patients. The progression from potentially reversible to irreversible injury after focal brain ischemia has many potential mechanisms that may be synergistic and vary among individuals.
Conclusions Delineating and prioritizing these mechanisms provides the opportunity to develop multiple potential acute stroke therapies that ultimately will be used in combination, perhaps directed by imaging technology.
Key Words: stroke, acute treatment outcome
| Introduction |
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| Distinguishing Irreversible Focal Ischemic Injury From Infarction and Necrosis |
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| Potential Imaging and Biochemical Markers of Potentially Salvageable and Irreversibly Injured Ischemic Tissue |
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PET is another technique used to evaluate ischemic tissue that
potentially can distinguish between reversible and irreversible injury.
PET can be used to measure cerebral blood volume, CBF,
CMRO2, and the OEF. In normal brain, the first three
parameters have a linearly proportional relationship, and
OEF is uniform throughout the brain.14 With
hemodynamic failure, four patterns of PET abnormality
are observed: (1) increase of cerebral blood volume to maintain CBF
(autoregulation); (2) reduced CBF with increased OEF to maintain
CMRO2 (oligemia); (3) reduced CBF and CMRO2
with increased OEF (ischemia); and (4) very low levels of CBF
and CMRO2, presumed to represent irreversible
injury. The term "misery perfusion" is used to describe the
situation of reduced CBF and increased OEF.15 In animal
stroke studies with PET, evolving patterns are detectable. Heiss et
al16 observed in cats subjected to serial PET studies that
at 1 hour after the onset of ischemia, pattern 3 was widely
detectable. By 4 hours after permanent MCAO, pattern 4 was prevalent in
the presumed central ischemic zone and pattern 3 was prevalent
in the periphery. At 24 hours, pattern 4 nearly completely encompassed
the ischemic territory, and there was good correlation of the
territory with this PET pattern and infarct size at postmortem. A
similar although less complete pattern of evolution was observed with a
preliminary PET study in primates obtained 1 and 4 hours after stroke
onset.17 In a more recent primate PET stroke study,
Touzani et al18 serially evaluated PET
parameters at 1, 4, 7, and 24 hours and 14 and 29 days
after stroke onset. They used a CMRO2 below 1.5 mL/100 g
per minute to define severely hypometabolic tissue. The
volume of tissue in the ischemic hemisphere below this did not
change significantly over the initial 7 hours, but at 24 hours the
volume of tissue with values below 1.5 mL/100 g per minute
significantly increased and was larger still at 14 days. There was a
significant correlation of ischemic tissue volume at 24 hours,
defined as a decrease of 45% to 50% of CMRO2, compared
with contralateral values, with postmortem infarct volume. OEF was
elevated at 1 hour after stroke onset, but the OEF declined markedly by
24 hours. This important study suggests that in primates the evolution
of focal ischemic injury may continue over a much longer time
period than was previously appreciated. The same group evaluated eight
stroke patients within 7 to 17 hours of stroke onset with
PET.19 They then performed a delayed PET study (13 to 41
days later) and standard CT to evaluate ultimate infarct size.
CMRO2 levels below 1.4 mL/100 g per minute were validated
to represent irreversibly injured ischemic tissue.
There was a highly significant increase in the percentage of the
ischemic region that had this CMRO2 threshold
between the initial and late PET studies. OEF was elevated in portions
of the ischemic region in all but one patient on the initial
PET study. In a more recent study, the French PET group related PET
parameters within 18 hours of stroke onset to CT-defined
infarction at approximately day 50 after stroke (Fig 2
).20 The penumbra was defined as
ischemic tissue with an OEF greater than 2 standard deviations
from contralateral values with a CBF between 7 and 17 mL/100 g per
minute. Ischemic tissue with these characteristics occurred
in 10 of 11 patients, and variable portions of the penumbra
ultimately were infarcted on delayed CT scanning. The volume of
reversible penumbra was significantly correlated with clinical
improvement in these untreated stroke patients. These human studies
suggest that within 24 hours after stroke onset, many stroke patients
have ischemic tissue that is potentially salvageable and that a
potentially reversible ischemic penumbra can be identified. The
evolution to complete irreversibility appears to occur over a more
prolonged period of time than many would have imagined. These animal
and human studies imply that PET could be used in individual stroke
patients to assess the presence of potentially salvageable
ischemic tissue, but unfortunately PET machines are expensive
to purchase and maintain. It is likely that they will only be available
for research studies and not become a widely available clinical imaging
tool.
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The new MRI technologies of diffusion and perfusion imaging are
clearly useful for rapidly depicting ischemic regions in both
experimental and human stroke.21 DWI evaluates the
movement of protons in water molecules and can identify focal cerebral
ischemia within minutes after the onset of experimental stroke
and within 2 hours in stroke patients. In animals, ischemic
lesions identified by DWI evolve over a few hours to a size that is
highly correlated with postmortem confirmed infarction.12
In stroke patients, the evolution is slower and may take 24 hours or
longer in some cases before the ischemic lesion volume on DWI
is well correlated with the ultimate infarct volume as characterized by
a T2-weighted MRI many weeks later (Fig 3
).22 Perfusion MRI is currently most
commonly done by the so-called bolus contrast method that employs the
rapid injection of a contrast agent such as gadolinium
diethylenetriaminepentaacetic acid followed by the repetitive
acquisition of T2*-weighted images every 0.5 or 1 second for 16 to 20
seconds to generate a washout curve related to a decline of the
T2*-weighted signal intensity.23 From the signal intensity
curve, cerebral blood volume is represented by the area
under the curve, and the mean transit time is represented
by the time to the peak of the signal intensity decline. These two
parameters can be used to calculate a relative index of
CBF. In some stroke patients, the ischemic region demonstrated
by perfusion imaging is larger than the region of DWI abnormality
during the initial hours after onset. Warach et al24
suggested that this mismatch of ischemic territories between
DWI and perfusion MRI at early time points might represent
salvageable ischemic tissue, while regions of concordance on
the two MRI studies are likely irreversibly injured. The actual
situation may be more complicated. In animal DWI studies, absolute
measurements of the ADC, the physical parameter underlying
the generation of DWI images, reveal heterogeneous ADC
values in the ischemic zone early after stroke onset that
worsen and become more homogeneous over
time.12 The lower the ADC value, the lower is the residual
CBF and the more metabolically compromised is the
ischemic tissue. In animal studies, there appears to be a range
of ADC values that, when reached, identifies ischemic tissue
that is no longer responsive to therapeutic interventions, ie, is
irreversibly injured.25 These animal studies are difficult
to extrapolate to human stroke because in stroke models the precise
time of onset is known and the ischemic lesions are
stereotyped. In stroke patients, a combination of DWI studies that
generate ADC maps and perfusion imaging will likely be necessary to
attempt to segregate potentially salvageable ischemic tissue
from tissue that is already likely to be irreversibly damaged. The
characterization by these new MRI technologies of such a distinction
remains to be established, but the future appears to be promising on
the basis of animal studies. If diffusion/perfusion MRI can fulfill
this promise of reliably distinguishing potentially reversible and
irreversibly injured ischemic tissue in stroke patients,
clinicians will have a powerful new tool to make decisions about
patient management. These MRI technologies will become widely available
as current MRI units are upgraded or replaced. In addition to providing
potentially useful information about the status of ischemic
tissue, these MRI technologies can also be used to guide therapy by
identifying the presence or absence of a perfusion deficit in an
arterial territory and by the early characterization of an
ischemic event as a likely large- or small-artery
ischemic stroke. This type of classification could be used in
the future to direct therapy to such modalities as
thrombolysis, NMDA antagonists,
antiadhesion molecules, growth factors such as basic fibroblast growth
factor, or antioxidants if these interventions are ultimately approved
for the treatment of acute ischemic stroke.
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| The Concept of the Ischemic Penumbra |
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What potential processes affect the ischemic penumbra to foster its evolution from a potentially reversible state toward irreversibility? A number of possible mechanisms emerged as knowledge about the pathogenesis of ischemic injury expanded, and it will become increasingly important to prioritize the contribution of individual mechanisms in individual patients. We should not presume that each mechanism has the same relevance toward the evolution of the ischemic penumbra in every patient. The contribution of calcium influx into ischemic cells to ultimately promote irreversible injury was hypothesized by Meldrum32 and Choi.33 34 The activation of receptor-mediated calcium conducting channels by excitatory neurotransmitters such as glutamate is well documented in experimental ischemia, and elevation of glutamate was recently confirmed in the cerebrospinal fluid of stroke patients.35 The activation of glutamate-mediated channels such as the NMDA and to a lesser extent the AMPA channels promotes intracellular accumulation of calcium and the activation of voltage-mediated calcium channels, release of intracellular calcium stores, and the activation of deleterious intracellular enzymes that cause irreversible cellular injury.34 Intracellular calcium accumulation can also promote oxygen free radical expression, and these molecules can also induce cellular injury by a variety of mechanisms. The glycine and polyamine receptor sites of the NMDA complex are also important because activation of these modulatory sites affects calcium conductance by this channel and implies that these modulatory sites can be additional targets for therapeutic intervention. Glutamate is present for many hours after the onset of focal ischemia and may promote further injury in relatively mildly ischemic regions by diffusing out from the ischemic core and by initiating the formation of other intercellular messengers such as nitric oxide and arachidonic acid.36
Another mechanism that may contribute to the evolution of injury in the ischemic penumbra is microvascular compromise and the accumulation of PMN. The phenomenon of "postischemic hypoperfusion" is likely related to several potential mechanisms.37 Poor circulation in the microvasculature can be caused by the accumulation of red blood cells and PMN since both types of blood cells are observed within partially perfused ischemic tissue within a few hours after onset.38 The microvasculature could also be compromised by endothelial cell and astroglial swelling, as well as the formation of microthrombi and vasospasm. In addition to mechanically occluding the microcirculation, PMN may also contribute to maturation of the ischemic penumbra by the release of oxygen free radicals and cytokines.2 In experimental stroke models, antiadhesion molecules consistently reduce ischemic lesion volume when temporary but not permanent ischemia is induced.39 40 These experimental observations suggest that PMN do contribute to the evolution of focal ischemic injury and that antiadhesion molecules might be combined with thrombolytic therapy in future stroke therapy trials.
Peri-infarct spreading waves of depolarization, similar to the
phenomenon of spreading depression, occur in various animal species
subjected to experimental focal ischemia.41 The
number of these peri-infarct depolarizations significantly correlates
with the ultimate size of the infarction.42 It was
hypothesized that these depolarizations could contribute to the
evolution of the ischemic penumbra toward irreversible injury
because they are an energy-consuming process.28 In normal
brain, the increased energy demand can be compensated for by increasing
CBF, but in focal ischemia this is not possible. Therefore, the
increased energy demand produced by peri-infarct depolarizations places
additional metabolic stress on already compromised
ischemic tissue, leading to enhancement of the ischemic
injury. These peri-infarct depolarizations can now be imaged with DWI,
appearing as a spreading wave of ADC decline outside of the
ischemic core concurrently with an appropriate change on DC
potential monitoring.43 With the use of DWI monitoring of
peri-infarct depolarizations, it was observed that this phenomenon
directly contributes to the evolution of focal ischemia and
that it has a greater effect when CBF is more
compromised.44 45 In experimental stroke models,
neuroprotective agents that antagonize the NMDA or AMPA channels reduce
the occurrence of these peri-infarct depolarizations, and this
reduction correlates well with their neuroprotective
effect.41 46 Hossmann28 hypothesized that
impeding peri-infarct depolarizations could be an important mechanism
for inducing neuroprotection by drugs that antagonize receptor-mediated
calcium channels. Reducing peri-infarct depolarizations could be a
novel approach for producing neuroprotection by serotonin
and
-aminobutyric acid agonists because these neurotransmitters
appear to hyperpolarize neurons and impede depolarization. It remains
uncertain whether peri-infarct depolarizations occur in human stroke
and whether they contribute to the evolution of focal ischemia,
but the animal observations are intriguing. The availability of DWI in
patients will now allow investigators to study this phenomenon in
humans and to define its potential contribution to the evolution of
focal ischemia.
Other mechanisms may also contribute to the evolution of ischemic tissue toward irreversibility. Recently, it was suggested that programmed cell death (apoptosis) can promote the development of infarction in addition to the well-characterized contribution of necrosis.47 With apoptosis, protein synthesis is required, and this ceases at CBF levels below 30 to 35 mL/100 g per minute.28 Therefore, apoptotic contributions to ultimate ischemic lesion size are only likely to occur in regions of modest ischemia or after reperfusion. This possibility is supported by a recent animal study showing that apoptosis only appeared to contribute to delayed ischemic lesion development in animals subjected to 30 minutes of temporary ischemia but not 90 minutes.48 The protein synthesis inhibitor cycloheximide inhibited the potential apoptotic contribution to ischemic injury.
| The Relationship of Reversible/Irreversible Ischemic Injury to Developing Acute Stroke Therapies |
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Based on the likely mechanisms of action of most thrombolytic and neuroprotective drugs, the presumed therapeutic target is to salvage potentially reversible ischemic tissue to reduce infarct size and improve functional outcome. This basic logic to the design of acute stroke therapy assumes that individual stroke patients have reversible ischemic tissue (an ischemic penumbra) at the time when a potentially useful intervention is given. Clinically it is not possible to reliably detect whether a given patient has potentially salvageable ischemic tissue, nor is it possible to decide which of the multitude of mechanisms that can promote its evolution to irreversibility are operative in an individual patient at a given time point after stroke onset. It is unlikely that any one therapy for acute ischemic stroke will markedly improve the ultimate functional outcome in most patients given the apparent complexity of the ischemic injury process. Presumably, combinations of thrombolytic and neuroprotective therapies will prove to be more effective than monotherapies in appropriately selected stroke patients.
The availability of potentially reversible ischemic tissue or lack thereof directly relates to the therapeutic time window issue. Traditionally in acute stroke trials an outer limit for initiating therapy is delineated. In the NIH rTPA trial this time window for starting treatment was 3 hours. In other thrombolytic and neuroprotective trials the time limit is typically 6 hours.49 50 These time windows are arbitrary and are chosen so that a sufficient number of patients will be included who likely still have ischemic tissue that has not crossed the threshold into an irreversibly injured condition. The recent PET and MRI data suggest that in some patients the time window for the existence of potentially reversible ischemic tissue may be substantially longer. Conversely, in the European rTPA trial there were patients treated within 2 to 3 hours of stroke onset who had subtle signs of infarction on CT.49 These patients typically did not respond to treatment and were at substantially increased risk for fatal hemorrhagic side effects. These observations support the concept that individual stroke patients have their own therapeutic time windows based on factors such as residual collateral CBF, temperature, blood pressure, and the systemic metabolic milieu. If we accept the hypothesis that the target of most acute stroke therapies is that portion of the ischemic penumbra that has not yet evolved to irreversibility (not defined as infarcted or necrotic by traditional pathological assessment), then it is hoped that in the near future imaging technology will afford clinicians the opportunity to determine the presence of such potentially reversible ischemic tissue to individualize therapeutic decisions. The future capability to identify potentially reversible ischemic tissue or its lack, as well as the availability of multiple thrombolytic and neuroprotective therapies, should provide the means to have a great impact on the outcome of individual stroke patients. To safely and effectively maximize improvement after acute ischemic stroke should be the therapeutic target as care for these patients moves into the next millennium.
| Selected Abbreviations and Acronyms |
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| Footnotes |
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Received November 26, 1996; revision received January 10, 1997; accepted January 28, 1997.
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R. E. Latchaw, H. Yonas, G. J. Hunter, W. T.C. Yuh, T. Ueda, A. G. Sorensen, J. L. Sunshine, J. Biller, L. Wechsler, R. Higashida, et al. Guidelines and Recommendations for Perfusion Imaging in Cerebral Ischemia: A Scientific Statement for Healthcare Professionals by the Writing Group on Perfusion Imaging, From the Council on Cardiovascular Radiology of the American Heart Association Stroke, April 1, 2003; 34(4): 1084 - 1104. [Full Text] [PDF] |
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M. F Lythgoe, N. R Sibson, and N. G Harris Neuroimaging of animal models of brain disease Br. Med. Bull., March 1, 2003; 65(1): 235 - 257. [Abstract] [Full Text] [PDF] |
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M. Fisher and T. G. Brott Emerging Therapies for Acute Ischemic Stroke: New Therapies on Trial Stroke, February 1, 2003; 34(2): 359 - 361. [Full Text] [PDF] |
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D. J. Gladstone, S. E. Black, and A. M. Hakim Toward Wisdom From Failure: Lessons From Neuroprotective Stroke Trials and New Therapeutic Directions Stroke, August 1, 2002; 33(8): 2123 - 2136. [Abstract] [Full Text] [PDF] |
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J. Fiehler, M. Foth, T. Kucinski, R. Knab, M. von Bezold, C. Weiller, H. Zeumer, and J. Rother Severe ADC Decreases Do Not Predict Irreversible Tissue Damage In Humans Stroke, January 1, 2002; 33(1): 79 - 86. [Abstract] [Full Text] [PDF] |
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C. J. Perkins, E. Kahya, C. T. Roque, P. E. Roche, G. C. Newman, and S. Warach Fluid-Attenuated Inversion Recovery and Diffusion- and Perfusion-Weighted MRI Abnormalities in 117 Consecutive Patients With Stroke Symptoms Editorial Comment Stroke, December 1, 2001; 32(12): 2774 - 2781. [Abstract] [Full Text] [PDF] |
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H. Barthel, S. Hesse, C. Dannenberg, A. Rossler, D. Schneider, W. H. Knapp, J. Dietrich, and J. Berrouschot Prospective Value of Perfusion and X-Ray Attenuation Imaging With Single-Photon Emission and Transmission Computed Tomography in Acute Cerebral Ischemia Stroke, July 1, 2001; 32(7): 1588 - 1597. [Abstract] [Full Text] [PDF] |
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Recommendations for Clinical Trial Evaluation of Acute Stroke Therapies Stroke, July 1, 2001; 32(7): 1598 - 1606. [Abstract] [Full Text] [PDF] |
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R. S. Marshall, R. M. Lazar, J. Pile-Spellman, W. L. Young, D. H. Duong, S. Joshi, and N. Ostapkovich Recovery of brain function during induced cerebral hypoperfusion Brain, June 1, 2001; 124(6): 1208 - 1217. [Abstract] [Full Text] [PDF] |
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C. B. Grandin, T. P. Duprez, A. M. Smith, F. Mataigne, A. Peeters, C. Oppenheim, and G. Cosnard Usefulness of Magnetic Resonance-Derived Quantitative Measurements of Cerebral Blood Flow and Volume in Prediction of Infarct Growth in Hyperacute Stroke Stroke, May 1, 2001; 32(5): 1147 - 1153. [Abstract] [Full Text] [PDF] |
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A. Bhalla, C.D.A. Wolfe, and A.G. Rudd Management of acute physiological parameters after stroke QJM, March 1, 2001; 94(3): 167 - 172. [Abstract] [Full Text] [PDF] |
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J. A. Detre and T. F. Floyd Functional MRI and Its Applications to the Clinical Neurosciences Neuroscientist, February 1, 2001; 7(1): 64 - 79. [Abstract] [PDF] |
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J. O. Karonen, Y. Liu, R. L. Vanninen, L. Østergaard, P. L. Kaarina Partanen, P. A. Vainio, E. J. Vanninen, J. Nuutinen, R. Roivainen, S. Soimakallio, et al. Combined Perfusion- and Diffusion-weighted MR Imaging in Acute Ischemic Stroke during the 1st Week: A Longitudinal Study Radiology, December 1, 2000; 217(3): 886 - 894. [Abstract] [Full Text] |
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M. Fisher and W. Schaebitz An Overview of Acute Stroke Therapy: Past, Present, and Future Arch Intern Med, November 27, 2000; 160(21): 3196 - 3206. [Full Text] [PDF] |
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C. V. BORLONGAN, M. YAMAMOTO, N. TAKEI, M. KUMAZAKI, C. UNGSUPARKORN, H. HIDA, P. R. SANBERG, and H. NISHINO Glial cell survival is enhanced during melatonin-induced neuroprotection against cerebral ischemia FASEB J, July 1, 2000; 14(10): 1307 - 1317. [Abstract] [Full Text] |
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M. Grond, R. von Kummer, J. Sobesky, S. Schmulling, J. Rudolf, K. Terstegge, and W.-D. Heiss Early X-Ray Hypoattenuation of Brain Parenchyma Indicates Extended Critical Hypoperfusion in Acute Stroke Stroke, January 1, 2000; 31(1): 133 - 139. [Abstract] [Full Text] [PDF] |
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Recommendations for Standards Regarding Preclinical Neuroprotective and Restorative Drug Development Stroke, December 1, 1999; 30(12): 2752 - 2758. [Abstract] [Full Text] [PDF] |
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V Ganesan, V Ng, W K Chong, F J Kirkham, and A Connelly Lesion volume, lesion location, and outcome after middle cerebral artery territory stroke Arch. Dis. Child., October 1, 1999; 81(4): 295 - 300. [Abstract] [Full Text] |
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W.-D. Heiss, A. Thiel, M. Grond, and R. Graf Which Targets Are Relevant for Therapy of Acute Ischemic Stroke? Stroke, July 1, 1999; 30(7): 1486 - 1489. [Abstract] [Full Text] [PDF] |
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A. M. Kaufmann, A. D. Firlik, M. B. Fukui, L. R. Wechsler, C. A. Jungries, and H. Yonas Ischemic Core and Penumbra in Human Stroke Stroke, January 1, 1999; 30(1): 93 - 99. [Abstract] [Full Text] [PDF] |
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L. H. Schwamm, W. J. Koroshetz, A. G. Sorensen, B. Wang, W. A. Copen, R. Budzik, G. Rordorf, F. S. Buonanno, P. W. Schaefer, and R. G. Gonzalez Time Course of Lesion Development in Patients With Acute Stroke : Serial Diffusion- and Hemodynamic-Weighted Magnetic Resonance Imaging Stroke, November 1, 1998; 29(11): 2268 - 2276. [Abstract] [Full Text] [PDF] |
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C. B. Grandin, T. P. Duprez, A. M. Smith, C. Oppenheim, A. Peeters, A. R. Robert, and G. Cosnard Which MR-derived Perfusion Parameters are the Best Predictors of Infarct Growth in Hyperacute Stroke? Comparative Study between Relative and Quantitative Measurements Radiology, May 1, 2002; 223(2): 361 - 370. [Abstract] [Full Text] [PDF] |
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