Stroke. 1997;28:1451-1457
(Stroke. 1997;28:1451-1457.)
© 1997 American Heart Association, Inc.
A Near-Infrared Spectroscopic Study of Cerebral Ischemia and Ischemic Tolerance in Gerbils
Ji-Yao Li, MD;
Hirokazu Ueda, MD, PhD;
Akitoshi Seiyama, PhD;
Misa Nakano, MD;
Masayasu Matsumoto, MD, PhD;
Takehiko Yanagihara, MD
From the Departments of Neurology (J-Y.L., H.U., M.N., M.M., T.Y.),
Physiology I (A.S.), and Internal Medicine I (M.M.), Osaka University Medical
School (Japan).
 |
Abstract
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Background and Purpose To explore the
physiological mechanism
of ischemic
tolerance, we studied intracerebral
oxygenation
states noninvasively using near-infrared
spectroscopy after
bilateral common carotid artery occlusion (BCO) in
gerbils with
and without ischemic pretreatment.
Methods Under ether anesthesia, gerbils with
sham operation (S group, n=8) and those with pretreatment consisting of
BCO for 2 minutes, twice at 3 days and 2 days earlier (T group, n=8),
were again subjected to BCO for 5 minutes. Changes in oxyhemoglobin
(HbO2), deoxyhemoglobin (Hb), and total hemoglobin (HbT) as
well as reduction in cytochrome oxidase
(cyt.aa3) were calculated from the absorbance
changes of the light transmitted through the brain. Seven days after
the ischemic study, immunohistochemical examination was
performed with an antiserum against microtubule-associated
proteins.
Results In both groups, the increase of Hb and decrease of
HbO2 and HbT proceeded rapidly after BCO, and the maximal
deoxygenation of hemoglobin occurred within 2.5
minutes. Reduction of cyt.aa3 also ensued
rapidly and reached the maximal reduction within 3 minutes in both
groups. In the T group, however, both deoxygenation of
hemoglobin and reduction of cyt.aa3 progressed
more slowly than in the S group. The time (seconds) necessary for a
maximal change for cyt.aa3 was significantly
longer in the T group (203.8±34.0 [mean±SD]; P<.01)
than in the S group (68.0±14.7). The time necessary for a half-maximal
change was also significantly longer in the T group than in the S group
for both Hb (22.0±7.5 and 13.5±4.0, respectively; P<.05)
and cyt.aa3 (23.9±5.7 and 11.6±4.3;
P<.01). After recirculation for 7 days, all gerbils in the
S group were found to have neuronal death in the hippocampus, while
those in the T group did not.
Conclusions The present study indicated that mild
ischemic stress can induce improvement in oxygen
metabolism during subsequent ischemia, which might
be causally related to the phenomenon known as "ischemic
tolerance," in which a protective effect toward
ischemic/postischemic injury is induced by earlier
mild ischemic pretreatment.
Key Words: hemoglobin immunohistochemistry near-infrared spectroscopy neuroprotection oxygen gerbils
 |
Introduction
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Previous
immunohistochemical studies in which antibodies against
cytoskeletal
proteins such as MAPs were used have shown that
brain is very sensitive
to ischemia and that ischemic and
postischemic
neuronal damage developed within 5 minutes
after the onset of
ischemia.
1 2 3 While extensive
neuronal cell death evolved
during reperfusion for more than 24 hours
in various locations
including the CA1 region of the hippocampus, the
frequency and
distribution of such postischemic damage
depended on the duration
and the severity of ischemic
stress.
3 4
In 1990, Kitagawa and coworkers5 reported protection
of gerbil brains by pretreatment with sublethal ischemia and
termed this phenomenon ischemic tolerance. Although various
studies have been undertaken to elucidate the mechanism of this
phenomenon,6 7 8 most focused their efforts on
analyses of specific gene expression and protein synthesis
during the early phase of reperfusion, and it has not been determined
whether any difference exists in hemodynamic and/or
metabolic derangement during ischemia with or without pretreatment.
One reason for delay in the investigation in this field was lack of a
method for continuous monitoring of cerebral blood flow and
metabolism.
NIRS is a noninvasive technique that allows measurement of changes in
the cerebral oxygenation state and
hemodynamics.9 10 11 12 Light in the
near-infrared region (700 to 900 nm) can transmit through living
tissues relatively well. Changes in absorbance in this region can be
attributed to those in the HbT and the
oxygenation-deoxygenation state of
hemoglobin, which serves as a carrier of oxygen in the circulating
blood, and in the reduction-oxidation (redox) state of cytochrome
oxidase (or cytochrome aa3;
cyt.aa3), which serves as an oxygen acceptor in
the tissue.9 10 12 Thus, we are able to follow changes in
the tissue oxygenation as changes in HbO2
or Hb, the cerebral blood volume as changes in HbT, and the tissue
viability as changes in the redox state of
cyt.aa3.
In the present study we sought to assess changes in the cerebral
oxygenation state by using NIRS after BCO in gerbils
and tried to determine whether pretreatment for induction of
ischemic tolerance made any difference during subsequent
ischemia. The results indicated that improvement of oxygen
metabolism did occur during ischemia and appeared
to be closely associated with the development of ischemic
tolerance. Part of the present work has been reported in abstract
form.13
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Materials and Methods
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Animals
Adult male Mongolian gerbils weighing 70 to 80 g were used
in
the present study. The present protocol was approved by the
Animal
Care and Use Committee of the Osaka University Medical
School.
Gerbils were allowed free access to food and water and were
kept
in an air-conditioned room at constant temperature (25°C)
until
the experiment. Gerbils were divided into two groups:
the
ischemia-tolerant group (T group, n=8) and the
ischemia-sensitive
group (S group, n=8). Under ether
anesthesia, gerbils in the
T group were pretreated with BCO
for 2 minutes with miniature
aneurysmal clips through a midline
incision in the neck, twice
at 3 days and 2 days before the NIRS
experiment.
5 For gerbils
in the S group, CCAs were exposed
bilaterally at the same time
point as for gerbils in the T group but
without arterial occlusion.
At the time of the NIRS
experiment, each gerbil was placed under
an NIRS apparatus,
and absorbance changes of the transmitted
light through the brain were
monitored before and during BCO
for 5 minutes under ether
anesthesia as described below. The
body temperature was
maintained at 37.0°C to 38.0°C
with a homeothermic blanket control
unit during the experiment.
The MABP was monitored by means of a
pressure transducer (AD-601G,
Nihon Koden Co) inserted into the left
femoral artery. After
measurement during ischemia for 5
minutes, clips were removed
and each gerbil was allowed to recover
in a separate cage.
NIRS
Under ether anesthesia, each gerbil was placed in
the supine position with the head immobilized with a
homemade stereotaxic device capable of accommodating the
NIRS instrument. The investigators engaged in NIRS experiments were
unaware of the preconditioning status of each animal. Hair was removed
around the light path to avoid excess scattering. The emitting optode
from laser diodes was attached to the lower jaw, and the optode
receiving the transmitted light through the brain was placed close to
the scalp around the bregma. The distance (L) between two optodes was
kept constant at 2.0 cm in all experiments. We collected the NIRS data
with a four-wavelength (690, 780, 805, and 830 nm) spectrophotometer
(OM-100A, Shimadzu Co). Changes in concentrations of
oxygenated hemoglobin (
[HbO2]),
deoxygenated hemoglobin (
[Hb]), total hemoglobin
(
[HbT]), and oxidized cyt.aa3
(
[cyt.aa3(OX)]) were calculated as
follows14 15 16 :
 | (1) |
 | (2) |
 | (3) |
 | (4) |
The
calculated concentration changes of each compound were then
expressed
in micromoles per liter multiplied by the differential path
length
factor (DPF), since the effective optical path length through
tissue
is equal to the interoptode distance (L=2.0 cm) multiplied by
a
near-constant factor
12 17 and the DPF for gerbil brain (or
head)
is not specifically known.
From continuous tracings calculated as described above, the time points
at which the maximal changes (tmax) and the half-maximal
changes (t1/2) were
obtained and the degree of changes in each component were determined at
every 30 seconds after induction of ischemia with the use of an
image- analyzing software (NIH image 1.60).
Immunohistochemical Procedure
After reperfusion for 7 days after the NIRS study, each gerbil
was decapitated under ether anesthesia, and the brain was
quickly removed, divided into coronal sections, fixed in 5% acetic
acid/ethanol, and embedded in paraffin.1 4 The
immunohistochemical reaction for MAPs (MAP I and II) was performed with
4-µm tissue sections encompassing the portion of the hippocampus in
the vicinity of the light path with the use of an
avidin-biotin-peroxidase complex method. The antiserum for MAPs from
gerbil brains has been described before.2 Harris
hematoxylin was used for counterstaining to visualize cell nuclei.
Statistical Analysis
All values were expressed as mean±SD. The statistical
significance of the difference between the T and S groups was
analyzed by one-way ANOVA followed by the Bonferroni test, and
the significance of tmax and
t1/2 was
analyzed by unpaired t test with the computer
software StatView 4.1 (Abacus Concepts Inc).
 |
Results
|
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Fig 1

shows representative tracings
of [Hb], [HbO
2], [HbT],
and
[cyt.
aa3(OX)] and changes after BCO in the S
and T groups.
Rapid increase of [Hb] and concomitant decrease of
[HbO
2], as
a result of deoxygenation of
intracerebral hemoglobin, were
observed in both groups.
These changes reached the respective
maximal levels within 2.5 minutes
and remained constant during
ischemia for 5 minutes. Decrease
of [HbT] reflecting cerebral
blood volume was also observed, but the
change occurred more
quickly than that of [Hb] or
[HbO
2] in both groups. The profile
of changes in
[cyt.
aa3(OX)] was similar to that of
[HbO
2] in
both groups.
For quantitative assessment of these ischemia-related changes
and statistical analyses of the differences between the T and S
groups, we determined (1) the extent of changes from the
preischemic level at every 30 seconds after induction of
ischemia and (2) tmax and
t1/2 of
[Hb],
[HbO2],
[HbT], and
[cyt.aa3(OX)] from the original tracing of
each gerbil (see Fig 1
) by using an image analyzer.
As shown in Fig 2A
, the extent of
deoxygenation of hemoglobin was almost the same at all
ischemic periods in both groups. At 30 seconds and 1 minute
after the onset of ischemia, the changes in both
[Hb] and
[HbO2] were smaller in the T group than the S group,
although the difference was statistically insignificant. The
tmax values for [Hb] and [HbO2] in the T
group (124.7±38.1 and 131.1±39.6) were also smaller than those in the
S group (91.0±41.2 and 89.0±34.7), but the difference was not
significant (Fig 2B
). However, there were longer
t1/2 values in both
[Hb] and
[HbO2] in the T group (Fig 2C
), although
the difference was significant only in
[Hb] (13.5±4.0 seconds in
the S group and 22.0±7.5 in the T group; P<.05),
suggesting a slower rate of deoxygenation. The maximal
change for [Hb] was 47.5±18.5 in the S group and 49.5±17.0
µmol/L·DPF in the T group after 5 minutes of ischemia,
while the maximal change for [HbO2] was 64.0±20.5 in the
S group and 65.0±19.5 µmol/L·DPF in the T group at 5
minutes, respectively, which was without statistical significance.
HbT also decreased rapidly in both groups, and the lowest level
(19.0±2.9 µmol/L·DPF in the S group and 18.5±2.3 in the T
group) was obtained 30 seconds after the onset of ischemia
(Figs 1
and 2A
). There was no significant difference between the two
groups. The tmax and
t1/2 values for
[HbT] were not determined because of rapid changes in both
groups.
The profile of
[cyt.aa3(OX)] is shown in
Fig 3A
. The change at the end of ischemia (5
minutes) was 5.3±0.8 µmol/L·DPF for the S group and
5.4±1.0 for the T group. There was no significant difference between
the two groups. Reduction of
[cyt.aa3(OX)]
in the S group was rapid and reached the maximal level at 1 minute
after ischemia. Reduction of
[cyt.aa3(OX)] in the T group also proceeded
(although more gradually) and did not reach the complete reduction
level until 3 minutes. The difference in
[cyt.aa3(OX)] was significant between the
two groups at 30 seconds (4.37±0.54 µmol/L·DPF in the S
group and 3.19±0.75 in the T group; P<.01) and 1 minute
(5.32±0.76 µmol/L·DPF in the S group and 4.18±0.90 in the
T group; P<.05) of ischemia. The slower reduction
of
[cyt.aa3(OX)] in the T group was also
reflected in the significantly longer tmax value of
[cyt.aa3(OX)] (68.0±14.7 seconds in the S
group and 208.1±39.3 in the T group; P<.001; Fig 3B
) and
t1/2 value (11.6±4.3 in the S group and 23.8±5.7
in the T group; P<.001; Fig 3C
).
The Table
shows changes in MABP before and during
ischemia. There was no difference in the
preischemic MABPs. After BCO, an increase in MABP was
observed in both groups, as shown by Nadasy et al,18 and
no significant difference was observed between the two groups.
Fig 4
shows the immunohistochemical reaction for MAPs in
the S and T groups after the NIRS study for 5 minutes and reperfusion
for 7 days. All gerbils in the S group showed complete loss of the
immunohistochemical reaction in the pyramidal cell layer of
the CA1 region in the hippocampus, while all gerbils in the T group
showed survival of most neurons in the same region. These
immunohistochemical results were consistent with the previous
reports.5 7

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Figure 4. Immunohistochemical reaction for mixed MAPs in the
CA1 region of the hippocampus in the S (A and C) and T (B and D)
groups. Note extensive loss of the immunohistochemical reaction in the
S group but no apparent abnormality in the T group (A and B, original
magnification x4, bar=300 µm; C and D, original magnification
x40, bar=30 µm).
|
|
 |
Discussion
|
|---|
NIRS is a noninvasive technique to detect changes in the tissue
oxygenation
state and hemodynamics in
the brain.
9 10 11 12 14 19 20 21 To quantify changes in the
concentrations of Hb, HbO
2, HbT,
and
cyt.
aa3(OX), it is desirable to estimate the
actual optical
path length in the gerbil brain. However, it is
technically
difficult to assess the actual optical path length from
individual
animals at the present time. Therefore, we established a
constant
interoptode distance of 2.0 cm for all NIRS measurements with
transmitted
light, since the optical path length can be considered
equal
to an interoptode distance multiplied by a
DPF.
12 17 19 Furthermore,
we assumed that the DPF (and
therefore the optical path length)
is constant during our experiments.
We therefore could assess
prompt deoxygenation of
intracerebral hemoglobin, decrease of
HbT reflecting
cerebral blood volume, and prompt reduction of
cyt.
aa3 soon after BCO in the gerbil.
As shown in Figs 1 through 3

, decrease of HbT completed soon after
occlusion and both deoxygenation of hemoglobin and
reduction of cyt.aa3 followed. These results
were comparable to those in previous reports with experimental cerebral
ischemia21 and reflected changes caused by the
shutdown of blood supply to the brain and subsequent depletion of
tissue oxygen. Since the profiles of
[Hb] and
[HbO2] were not identical (Fig 2
), some vascular
reactions might also have been involved.22 Furthermore,
deoxygenation of hemoglobin and reduction of
cyt.aa3 also seem to have reached the respective
complete levels, judging from the calculated values of approximately
250 µmol/L for hemoglobin and approximately 20 µmol/L for
cyt.aa3, if we assume that DPF was 4 (optical
path length=4 L),17 which are similar to the reported
values in the brain23 (Figs 2
and 3
). This finding is also
supported by the fact that the maximal level of
deoxygenation of hemoglobin and that of reduction in
cyt.aa3 corresponded with the respective
complete levels obtained from the analysis of gerbils killed by
intraperitoneal injection of an excess amount of
ketamine hydrochloride after ischemia (data not shown).
Thus, our NIRS results indicated that complete ischemia was
attained in the gerbil forebrain after BCO. Marked decline of cerebral
blood flow has been reported diffusely in the gerbil forebrain after
BCO24 because of a lack of Willis's ring.25
Complete reduction of cyt.aa3 also seemed
compatible with previous reports showing severe and diffuse decrease of
ATP in this stroke model,26 27 as in the case of brain
hypoxia.11 19 Therefore, our NIRS results obtained
from the light transmitted through the brain around the bregma should
have reflected cerebrovascular and metabolic changes
occurring in the forebrain diffusely.
The main finding of the present study was that gerbils pretreated
with repeated sublethal ischemia (2 minutes) developed a delay
in the time necessary for reduction of cyt.aa3
during subsequent 5-minute ischemia, suggesting the delay in
depletion of intracerebral oxygen compared with gerbils
without ischemic pretreatment. Since all gerbils with the delay
showed protection from severe immunohistochemical damage and those
without the delay showed no protection (Fig 4
), the improvement in
oxygen metabolism should have played a major role in such a
protective effect.
The immunohistochemical damages observed in the group without
pretreatment were located in the CA1 and adjacent areas of the
hippocampus (Fig 4
). This area is known to be the most vulnerable, and
damages outside the hippocampus were rarely observed after
recirculation after BCO for 5 minutes.1 2 3 4 Although the
immunohistochemical manifestation was apparently focal, severe
ischemic stress was diffusely induced in the forebrain in this
ischemia model, and it was the same in the ischemic
tolerance model shown here.6 Thus, focal
immunohistochemical damages in the hippocampus in the present study
are to be considered a reflection of the selective vulnerability in the
hippocampus, and we expect to see immunohistochemical damages in the
cerebral cortex, caudoputamen, and thalamus if
ischemic tolerance can be achieved after preconditioning and
ischemia for longer than 5 minutes.
The mechanism for the delay in reduction of
cyt.aa3 in the T group is not entirely clear.
Judging from complete reduction of cyt.aa3
achieved at the end of ischemia in both groups, however, the
increase of oxygen supply or the decrease of oxygen consumption rate
(or oxygen demand) can be considered possibilities. Since oxygen supply
is unlikely to increase in ischemia28 (Fig 2A
), we
believe the latter possibility of metabolic suppression to
be more plausible. This possibility is also supported by the report of
decreased oxygen demand 5 to 20 hours after an episode of cerebral
ischemia.29 The induction of tolerance to hypoxic
brain damage might also be attributable to decrease of oxygen
demand.30
Although no significant change was observed in the temporal profiles of
Hb, HbO2, and HbT or blood pressure (Table
) during
ischemia, we cannot exclude the possibility that some changes
in vasoreactivity improved oxygen supply as a result of local
redistribution of blood (Fig 3A
).
Recent reports suggested that the gene expression of heat shock
proteins,6 7 8 oxygen radical scavengers,31 32
and nerve growth factors33 might be involved in the
development of ischemic tolerance. It is quite possible that
multiple factors are involved in the development of ischemic
tolerance and improvement of oxygen metabolism during
ischemia shown in the present study, and the expressions of
the aforementioned factors34 are not mutually
exclusive.
In summary, our results indicate that improvement in oxygen
metabolism during the early phase of ischemia seems
closely related to the development of ischemic tolerance in the
gerbil model of cerebral ischemia. Analysis of the
relationship between vasoreactivity and oxygen metabolism
may delineate the protective mechanism further.
 |
Selected Abbreviations and Acronyms
|
|---|
| BCO |
= |
bilateral common carotid artery occlusion |
| CCA |
= |
common carotid artery |
| cyt.aa3 |
= |
cytochrome oxidase (cytochrome aa3) |
| cyt.aa3(OX) |
= |
oxidized cytochrome oxidase |
| DPF |
= |
differential path length factor |
| Hb |
= |
deoxyhemoglobin |
| HbO2 |
= |
oxyhemoglobin |
| HbT |
= |
total hemoglobin |
| MABP |
= |
mean arterial blood pressure |
| MAPs |
= |
microtubule-associated proteins |
| NIRS |
= |
near-infrared spectroscopy |
| t1/2 |
= |
time necessary for half-maximal change |
| tmax |
= |
time necessary for maximal change |
|
 |
Acknowledgments
|
|---|
This study was supported in part by grants-in-aid from the
Ministry
of Education, Science, and Culture of Japan and a Japan Heart
Foundation
research grant. We thank Dr Hideo Eda of the Shimadzu Co for
discussion
of the algorithm.
 |
Footnotes
|
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Reprint requests to Dr Takehiko Yanagihara, Department of Neurology,
Osaka University Medical School, 2-2 Yamada-Oka, Suita, Osaka
565, Japan.
Received January 14, 1997;
revision received March 26, 1997;
accepted March 28, 1997.
 |
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