(Stroke. 1998;29:2622-2630.)
© 1998 American Heart Association, Inc.
Original Contributions |
From the Department of Neurology, Veteran's Affairs Medical Center, Sepulveda, Calif; and the Department of Neurology, UCLA School of Medicine, Los Angeles, Calif.
| Abstract |
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MethodsSeven-day-old neonatal rats underwent bilateral, permanent carotid ligation followed by 1 hour of hypoxia, and their brains were examined 1, 3, and 4 days after hypoxia-ischemia. The severity of ischemic damage was assessed in the dentate gyrus and frontotemporal cortex by light microscopy. Immunocytochemistry was performed to detect the cleavage of actin by caspases, a family of enzymes activated in apoptosis. Terminal deoxynucleotidyl transferasemediated dUTP-biotin nick end labeling (TUNEL) reactivity was examined in the cortical infarction bed and dentate gyrus. Neonatal rat brain DNA was run on agarose gel electrophoresis to detect DNA fragmentation. Ethidium bromidestaining and electron microscopy were used to determine whether apoptotic bodies, 1 of the hallmarks of apoptosis, were present.
ResultsThe frontotemporal cortex displayed evidence of infarction, and in most rats the dentate gyrus showed selective, delayed neuronal death. Immunocytochemistry demonstrated caspase-related cleavage of actin. TUNEL and DNA electrophoresis provided evidence of DNA fragmentation. Ethidium bromidestaining and electron microscopy confirmed the presence of chromatin condensation and apoptotic bodies.
ConclusionsFeatures of apoptosis are present in the described model of cerebral hypoxia-ischemia. Apoptosis may represent a mode of ischemic cell death that could be the target of novel treatments that could potentially expand the therapeutic window for stroke.
Key Words: apoptosis cerebral ischemia DNA damage rats
| Introduction |
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Although no universal definition of apoptosis currently exists,
characteristics of apoptosis have been described that are
distinctly different from necrosis. Recent evidence demonstrates that
apoptosis involves the activation of caspases, a
unique family of structurally related, highly conserved,
aspartate-specific, cysteine proteases that are necessary to carry out
the signal for apoptotic cell death10 11 12 . Two
members of the caspase family, caspase-1 and caspase-3, are known to
cleave the most abundant caspase target substrate,
actin.13 14 The 45-kDa actin is cleaved by caspase
activation between Asp11 and Asn12 and between Asp244 and Gly245 to
produce N-terminal
32-kDa fragments and C-terminal
15-kDa
fragments.13 15 A polyclonal antibody to the last 5 amino
acids of the C-terminus of the 32-kDa fragment of actin generated by
caspase cleavage of intact actin has been developed and named
"fractin" for "fragment of actin."14 Fractin labeling provides indirect evidence of caspase activation
and demonstrates initiation of an apoptotic pathway, but does
not rule out secondary necrosis. Other markers for apoptosis
include biochemical evidence of oligointernucleosomal DNA fragmentation
into approximately 180-bp multiples resulting from endonuclease
activation that can be demonstrated with a typical "laddering"
appearance on agarose gel electrophoresis. In addition, the terminal
deoxynucleotidyl transferasemediated dUTP-biotin
nick end labeling (TUNEL) technique, which identifies 3'-OH ends of
DNA-strand breaks, has been widely used as a marker of DNA damage or
repair.16 However, the lack of specificity of TUNEL in
detecting oligointernucleosomal DNA fragmentation precludes its use as
a defining feature of apoptosis. Rather, TUNEL may be most
appropriately used in conjunction with more reliable techniques for
detection of apoptosis such as the demonstration of
apoptotic bodies by electron microscopy (EM). The electron
microscopic appearance of apoptotic bodies has been
well characterized.8 17 18 Compaction of the cytoplasm
with plasma membrane blebbing can be seen with nuclear condensation and
fragmentation in the presence of generally well-preserved cytoplasmic
organelles and little surrounding inflammation. Apoptotic
bodies can be observed as membrane-bound spherical entities consisting
of nuclear or cytoplasmic remnants that may be engulfed by phagocytes
and undergo secondary necrosis. In addition to EM, investigators such
as Ellerby et al19 have demonstrated the presence of
apoptotic bodies by high-power magnification
fluorescence microscopy with ethidium bromidestaining in
vitro. Despite the existence of several potential markers of
apoptosis, an unequivocal definition of apoptosis
remains elusive. The combination of evidence of caspase activation,
demonstration of apoptotic bodies by EM and ethidium
bromidestaining, TUNEL reactivity, and the presence of
oligointernucleosomal DNA fragmentation as detected by electrophoresis
may be sufficient to define apoptosis. Requiring several lines
of morphological and biochemical evidence to define apoptosis
is a concept previously reported by other
investigators.20
A model of cerebral hypoxia-ischemia has been developed in the neonatal rat that reliably produces infarction primarily involving the cortex in the territory of the middle cerebral artery and selective neuronal death of the inner granule cell layers of the dentate gyrus.21 22 23 The purpose of this study was to determine whether this model of ischemic damage in the cerebral cortex and inner granule cell layers of the dentate gyrus demonstrates evidence of apoptosis.
| Materials and Methods |
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The rat pups were sacrificed 3 or 4 days after hypoxia-ischemia under deep pentobarbital anesthesia (60 mg/kg, IP) and perfused with buffered 10% formalin. The brains were either embedded in paraffin, sampled for biochemical studies, or cryoprotected with 30% sucrose before freezing for cryostat sectioning. Macroscopically, ischemic brains consistently showed evidence of infarction, whereas those of control animals did not. Overall mortality from the procedure was approximately 10%.
Infarction Area
Eight-micrometer paraffin-embedded sections of
neonatal rat brain at stereotaxic standard levels of 0.4
(0.4 mm anterior to the interaural line per Sherwood and
Timiras24 ), 2.0, and 2.6 A from 11 ischemic
animals sacrificed 4 days after hypoxia-ischemia and
from 10 nonischemic control animals of the same age were
stained with hematoxylin and eosin. Hypoxic-ischemic sections
consistently showed signs of ischemic injury by light
microscopy, such as eosinophilic cytoplasm and pyknotic nuclei, but
none of the control animals displayed any evidence of ischemic
injury by light microscopy. To quantify the extent of infarction in the
hypoxic-ischemic sections, microscope slides were scanned with
SprintScan (Polaroid). The area of infarction was defined by the
loss of normal hematoxylin and eosinstaining pattern (Figure 1
). The cortical infarction area and the
total cortical area from the rhinal sulcus to the interhemispheric
fissure of the left and right hemispheres were outlined using Image-Pro
Plus (Media Cybernetics). The cortical infarction area was calculated
as a percent of the total cortical area. The mean cortical infarction
area±SE of hypoxic-ischemic sections (n=11) at
stereotaxic levels 0.4, 2.0, and 2.6 A was determined.
|
In separate experiments, the early time course of ischemic damage seen in the hippocampus was investigated by a fluorescence microscopy technique essentially as previously described by our group.25 Briefly, formalin-fixed, hematoxylin and eosinstained sections of neonatal rat brain from nonischemic control animals (n=12) and animals sacrificed 4 hours (n=6), 24 hours (n=6), and 72 hours (n=12) after hypoxia-ischemia were viewed under fluorescence microscopy. The strong fluorescence of eosin in the cytoplasm of injured neurons facilitates the identification of ischemic cell change. The mean±SE of ischemic neurons in dentate gyrus and CA1 was determined at the respective time points.
Fractin Antibody Immunolabeling
Cryostat sections (10 µm) of neonatal rat brain taken 3
days after hypoxia-ischemia were immunolabeled with
primary fractin antibody using a peroxidase-coupled secondary antibody
and visualized with diaminobenzidine essentially as previously
described.14 26 The fractin antibody was generated by
injecting into the rabbit a synthetic peptide representing
the last 5 amino acids of the C-terminus of the 32-kDa product of
caspase-cleaved actin. Sections were incubated with fractin antibody
(1:400) at 37°C for 1 hour and then with the secondary antibody.
After immunolabeling with fractin, the sections were counterstained
with hematoxylin. To demonstrate the specificity of fractin labeling,
sections were also treated with primary fractin antibody preabsorbed
with free5 amino acid actin antigen.
TUNEL
Eight-micrometer paraffin-embedded sections (at 2.0
A) from rat pups sacrificed 4 days after
hypoxia-ischemia were examined for TUNEL reactivity
using an ApopTag In situ Apoptosis Detection Kit (Oncor,
Gaithersburg, MD), which identifies digoxigenin-labeled
nucleotides catalytically added to 3'-OH ends of DNA-strand
breaks by terminal deoxynucleotidyl transferase
(TdT). Briefly, sections were treated with 20 µg/mL proteinase K in
PBS (phosphate-buffered saline [PBS]; 50 mmol/L sodium
phosphate, 200 mmol/L sodium chloride, pH 7.4) for 12 minutes and
immersed in 6% H2O2 in
methanol for 15 minutes. After a 5-minute treatment with equilibration
buffer, the sections were incubated at 37°C in a humidified chamber
for 1 hour in TdT enzyme and then placed in stop/wash buffer. Next,
slides were treated with anti-digoxigenin antibodies tagged with
horseradish peroxidase for 0.5 hour in a humidified chamber.
Visualization of labeled, incorporated nucleotides was
carried out with diaminobenzidine. Slides were then counterstained with
1% methyl green, and sections were placed on coverslips.
DNA Electrophoresis
Immediately upon sacrifice 4 days after
hypoxia-ischemia, brains were quickly removed, and
samples of hippocampal dentate gyrus and cerebral cortex were
microdissected and fresh-frozen in dry ice. DNA was extracted from
dentate gyrus and frontotemporal cerebral cortex using a QIAamp tissue
kit (Qiagen, Chatsworth, CA), which isolates DNA by a column elution
method, according to the manufacturer's specifications. The samples
were first treated with Qiagen lysis buffer and protease and incubated
at 55°C until the tissue was completely lysed. Then, RNase (20 mg/mL)
was added to each sample and incubated at room temperature for 2
minutes. Afterward, the samples were incubated at 70°C for 10
minutes. Next, 210 µL of ethanol was added to each sample, and the
mixture was transferred to a spin column. The columns were
centrifuged at 8000 rpm for 1 minute and washed twice. The DNA
was then eluted from the spin column by centrifugation.
DNA was pooled from a minimum of 8 animals per treatment group.
Spectrophotometry of resulting samples revealed
260/280absorbance ratios of 1.8 to 2.0,
indicating relative DNA purity. Approximately 7 µg of DNA was loaded
in each lane and run at 70 V on a 1.25% agarose gel stained with
ethidium bromide (0.5 µg/mL). One microgram of a 1-kb DNA standard
(GIBCO-BRL, Gaithersburg, MD) was run in a separate lane with each
gel.
Ethidium BromideStaining
Sections at 2.0 A taken from rat pups sacrificed 4 days after
cerebral hypoxia-ischemia were also stained with
ethidium bromide (2.5 µg/mL) in H2O for 5
minutes and examined under rhodamine fluorescence microscopy
(magnification x100; oil immersion). Apoptotic bodies were
counted in sections from 10 control and 11 ischemic animals in
a blinded manner. For the purposes of this study, apoptotic
bodies were defined using strict criteria of clear evidence of nuclear
fragmentation into 2 or more distinct entities. Extreme care was taken
to only count actual fluorescent apoptotic bodies and
not other nonspecific fluorescent structures like blood vessels
and nucleoli. This method of counting apoptotic bodies is
likely to be quite specific but not maximally sensitive.
Apoptotic bodies in both dentate gyri were counted for each
section using the criteria for nuclear fragmentation described above.
In addition, the maximal density of apoptotic bodies per
high-powered field was determined for the left and right frontotemporal
cortices of each section. The total number of apoptotic bodies
per section was calculated by adding the values from the left and right
dentate gyri and the left and right high-powered fields of
frontotemporal cortex. The median number of apoptotic bodies in
the dentate gyrus and frontotemporal cortex of the control group (n=10)
and the hypoxic-ischemic group (n=11) were compared using a
Mann-Whitney rank sum test.
Electron Microscopy
For EM, upon sacrifice 1 or 3 days after
hypoxia-ischemia, the rat pups were perfused through
the ascending aorta with 20 mL of 0.1 mol
PBS (pH=7.4) followed by
0.1 mol
sodium phosphatebuffered fixative containing 2%
formaldehyde and 3% glutaraldehyde. After perfusion,
the brains were removed and postfixed for 1 day in the same solution.
Coronal sections 200-µm-thick through the hippocampus and
frontotemporal cortex were cut on a vibratome and collected in
Tris-PBS. Sections were postfixed for 1 hour in 1%
OsO4 and stained en block in 2% aqueous uranyl
acetate for 30 minutes. Sections were then dehydrated in ascending
concentrations of ethanol, passed into propylene oxide, and embedded in
durcupan (Fluka) resin. Finally, ultrathin sections through dentate
gyrus and cerebral cortex were cut on the ultracute and placed
on single-hole grids covered by butvar and stained with uranyl acetate
and lead citrate. Thin sections were examined by EM, and photographs of
the dentate gyrus and frontotemporal cerebral cortex were obtained.
| Results |
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Fractin Antibody Immunolabeling
Hypoxic-ischemic sections treated with fractin antibody
preabsorbed with actin antigen did not display immunolabeling. However,
sections treated with unbound fractin antibody showed marked
immunolabeling of the frontotemporal cortex (Figure 4
).
|
TUNEL
The control cortex and dentate gyrus displayed no positive TUNEL
reactivity, whereas the hypoxic-ischemic cortex had strikingly
positive TUNEL reactivity (Figure 5
). The
dentate gyrus also showed TUNEL staining 4 days after
hypoxia-ischemia (Figure 5
).
|
DNA Electrophoresis
In agarose gel electrophoresis, nonischemic tissue
displayed no evidence of DNA fragmentation. Day 4
hypoxic-ischemic dentate gyrus and frontotemporal cortex
samples exhibited a DNA laddering pattern in approximately 200-bp
multiples, characteristic of oligointernucleosomal DNA fragmentation.
In both the dentate gyrus and cortex the DNA laddering pattern extended
below the 500-bp range (Figure 6
).
|
Ethidium BromideStaining
In the day 4 ethidium bromidestained, hypoxic-ischemic
dentate gyrus, apoptotic bodies were detectable in small
numbers under high-power magnification fluorescence microscopy
(Figure 7
). However, no
significant differences were found in the number of apoptotic
bodies counted between ischemic and control dentate gyri
(Table
).
|
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Day 4 ethidium bromidestained, ischemic frontotemporal cortex
consistently showed neurons with nuclear condensation,
clumping, and fragmentation into multiple spherical entities.
Apoptotic bodies were clearly present without detectable
signs of surrounding inflammation (Figure 7
). There was a
significant difference between the median number of apoptotic
bodies in the control group and that in the hypoxic-ischemic
group (1 versus 48; P<0.0001; Table
).
Electron Microscopy
Approximately 15% of granule cells in the inner layers of the
dentate gyrus and 10% of neurons in the frontotemporal cortex
exhibited prominent characteristics of apoptotic bodies by EM
(Figure 8
): rounding up of cell bodies,
cytoplasmic and nuclear compaction, and chromatin clumping and
fragmentation into multiple spherical bodies typical of
apoptosis. In apoptotic cells, the cytoplasmic
organelles appeared relatively intact in the presence of condensation
and fragmentation of the nucleus. In the cortex, evidence of
cytoplasmic membrane blebbing was seen 1 day after
hypoxia-ischemia. Membrane-bound apoptotic
bodies in various states of degradation, some engulfed by phagocytes,
were clearly present. Control dentate and cortex samples did not
display any features of apoptotic bodies (Figure 8
). No
polymorphonuclear leukocytes were observed by EM.
|
| Discussion |
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In the detection of apoptosis in cerebral hypoxia-ischemia, several experimental variables may confound the results. The method of hypoxia-ischemia including its severity and duration may determine whether apoptosis occurs. The arterial blood pressure and brain temperature of the rat pups were not monitored during these experiments. Therefore, a significant difference in blood pressure or brain temperature between animal groups could have influenced the results of this study. In addition, the timing of tissue examination after the insult may be critical. Apoptosis likely occurs for a few days after an insult, but a precise time frame has not been established. In this study, evidence of apoptosis was found 1, 3, and 4 days after cerebral hypoxia-ischemia but may be present at other time points.
The sensitivity and specificity of experimental methods may determine whether apoptosis is detected. Oligointernucleosomal DNA fragmentation can be demonstrated biochemically with electrophoresis when apoptotic bodies are detectable in only a small fraction of cells.20 DNA electrophoresis may provide biochemical evidence of oligointernucleosomal DNA fragmentation but is subject to problems of sensitivity. EM is the most definitive method for demonstrating the presence of apoptotic bodies but can only examine small areas of tissue. Other techniques that can be used to examine larger samples of tissue such as ethidium bromidestaining or TUNEL may lack specificity. In particular, TUNEL reactivity alone is not adequate to demonstrate apoptotic bodies. However, in this model, TUNEL reactivity was present in the same population of cells displaying prominent features of apoptosis by EM and evidence of caspase activation and oligointernucleosomal DNA fragmentation. These multiple lines of biochemical and morphological evidence are sufficient to establish the presence of apoptosis.
A number of factors may affect the results of studies of apoptosis. Recent evidence shows that genetic differences among strains of animals alter the susceptibility to excitotoxic insult.27 In addition, in vitro evidence indicates an increased susceptibility to apoptosis in immature cortical neurons.28 One possibility is that younger animals display apoptosis more readily than mature animals. This may be a feature of the developing brain because many components of the cell cycle that are highly expressed in developing organs participate in apoptosis. In fact, experimental evidence suggests that the stage of the cell cycle may influence apoptosis.19 Furthermore, the nature of a specific cell type such as a granule cell may determine its susceptibility to undergo apoptosis. The granule cells lack calbindin-D28 k and, therefore, may be more vulnerable to calcium influx triggering apoptosis.29 Because very small numbers of polymorphonuclear leukocytes were detected in this study, it is unlikely that their presence significantly affected the results. Any of these factors could influence the production of apoptosis after cerebral hypoxia-ischemia. In the present study, we have attempted to control for these variables and to demonstrate that apoptosis occurs following cerebral hypoxia-ischemia.
Although necrotic mechanisms may dominate in severe ischemic insults, apoptosis may represent a target that may potentially expand the therapeutic window for stroke treatment because it appears to involve different mechanisms than necrosis and may occur in areas of milder ischemic injury for days after the initial insult. Previous studies22 30 have shown that granule cells of the dentate gyrus that undergo apoptosis can be rescued post hoc by N-methyl-D-aspartate blockers (MK801, felbamate) given after hypoxia-ischemia. More recent reports have indicated a potential neuroprotective effect in hypoxia-ischemia of caspase inhibition31 32 and in caspase-deficient mice.33 Further investigation of excitotoxicity in cerebral ischemia may lead to a better understanding of modes of cell death such as apoptosis and necrosis and to more effective stroke treatments in the future.
| Acknowledgments |
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| Footnotes |
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Received April 17, 1998; revision received July 21, 1998; accepted August 18, 1998.
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The Scripps Research Institute La Jolla, California
| Introduction |
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In their work with the neonatal rat model of hypoxia-ischemia, Pulera et al describe the presence of apoptotic changes by identifying cells incorporating labeled nucleotides at exposed 3'-OH breaks in DNA by TdT, evidence of DNA fragmentation by gel electrophoresis, morphological alterations in neurons by electron microscopy, and evidence of actin cleavage as an indirect measure of enhanced caspase activity. They demonstrate evidence of delayed neuronal injury in the hippocampal dentate gyrus between 1 and 4 days after the hypoxic-ischemic insults, but earlier evidence of necrotic injury in cells of the frontotemporal cortex. These findings are in line with the recently published work of Renolleau et al who identified in situ DNA single-strand nicks in cells as early as 6 hours after an hypoxic-ischemic insult in a reperfusion model.2 The particular vulnerability of rat dentate gyrus cells has been emphasized by their susceptibility to adrenalectomy.3 4 This speaks again to the differential susceptibility of neurons (and perhaps other cells) in different territories of the brain to external factors. These differential susceptibilities are also reminiscent of the responses of the cortex and striatum to injected interleukin-1ß in the adult rat.5
Focusing on the features of apoptotic injury, several points may be made. First, the evidence in favor of an apoptotic response of cells in the dentate gyrus to ischemia in these experiments, while strong, needs further support. For instance, although actin cleavage was taken as an indirect measure of caspase activation, it has been recently noted that caspase-mediated cell death may not have all the features of apoptosis in the CNS.6 7 Also, actin degradation may result from several proteolytic processes,8 9 and other measures of caspase activity, including poly(ADP-ribose) polymerase (PARP) proteolysis, may be more helpful.10 Protection of neuron morphology and function by inhibitors of caspase-1 and caspase-3 may prove a more helpful strategy. Indeed, Cheng et al recently demonstrated that an inhibitor of caspase-3 in the same model of neonatal hypoxic-ischemic brain injury results in neuron protection.11 Furthermore, Parsadanian et al reported that Bcl-xl overexpression in a murine neonatal hypoxia-ischemia model was "neuroprotective."12 It will be enormously important for the present experiments to be extended in these directions.
Second, the other measures of nuclear DNA injury are subject to alternative interpretations. For instance, DNA nick labeling techniques may suggest processes of DNA scission, but also of DNA repair. This is one potential explanation for the much more rapid appearance of dUTP incorporation in the adult primate than in the Wistar rat following focal cerebral ischemia.13 Evidence of DNA segmentation by gel electrophoretic methods is extremely useful in demonstrating nuclear DNA scission; however, the specific nature of the fragments may be very relevant. MacManus et al14 have clearly demonstrated that the ends of fragmented DNA appearing in injured brain tissue of rats undergoing focal cerebral ischemia differ from those seen in isolated cells or in cardiac myocytes, which may undergo apoptosis. Finally, the morphological criteria for apoptotic injury in the CNS cannot be so readily borrowed from the injuries seen in cells or organs in which apoptosis is common (eg, thymocytes).15
The techniques used here to detect DNA fragments suggest an injury process with lethal consequences to the neuron. Whether the injury to the dentate gyrus neurons in this model results from apoptosis (as defined in other systems), caspase-mediated injury, other yet-to-be defined processes, or a combination, this descriptive work indicates both differential vulnerability of the developing brain to hypoxic-ischemic injury and the possibility that at least some of these processes may afford targets for future neuron protective interventions.
Received April 17, 1998; revision received July 21, 1998; accepted August 18, 1998.
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