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From the University of New South Wales Lipid Research Department, St
Vincent's Hospital, Sydney, Australia (L.A.S., J.S.); Faculty of Health,
University of Western Sydney, Sydney, Australia (J.M.); and Department of
Social Medicine, Hebrew University, Hadassah Hospital, Jerusalem, Israel
(Y.F.).
Correspondence to Prof Leon Simons, Lipid Research Department, St Vincent's Hospital, Darlinghurst, NSW 2010, Australia. E-mail exb0072{at}vmsuser.acsu.unsw.edu.au
MethodsThe cohort, first examined in 1988, was composed of 2805
men and women 60 years and older. The prediction of ischemic
stroke by potential risk factors was examined in a Cox proportional
hazards model, after linkage to hospital and death records.
ResultsThree hundred six men and women manifested an
ischemic stroke event (ICD-9-CM 433 to 437), and 95 subjects
suffered a fatal stroke event. In the multivariate
model, the significant independent predictors of stroke were advancing
age, female sex (48% lower risk), being married (30% lower risk),
prior history of stroke (227% higher risk), use of antihypertensive
drugs (37% higher risk), belonging to the highest category of blood
pressure reading (67% higher risk), presence of atrial fibrillation
(58% higher risk), HDL cholesterol (36% lower risk for
each 1-mmol/L increment), impaired peak expiratory flow (77% higher
risk for tertile I than for tertile III), physical disability (59%
higher risk), and depression score (41% higher risk for tertile III
than for tertile I).
ConclusionsThese findings suggest that morbidity and mortality
associated with ischemic stroke can be predicted by various
clinical indicators, some of which may be amenable to intervention. The
matters of impaired peak expiratory flow, depression score, and
ischemic stroke require further study.
Certain risk factors have consistently been identified as
significant predictors of stroke outcome (mainly fatal stroke): age,
hypertension, antihypertensive treatment, alcohol intake (inverse
prediction), previous stroke, and atrial
fibrillation.5 6 7 8 9 Other risk factors much less
consistently associated with stroke include smoking, diabetes,
previous CHD, ECG evidence of left ventricular
hypertrophy, excessive alcohol intake, and family history
of stroke.5 7 9 10 The relationship between serum
cholesterol and stroke remains somewhat
elusive,8 possibly because of a negative
association with hemorrhagic stroke on one
hand11 12 and a positive association with
ischemic stroke on the other.9 12 The
present report examines the prediction of ischemic stroke
by demographic, psychosocial, behavioral, and conventional
cardiovascular risk factors in a cohort of elderly
Australians followed for 98 months since 1988.
A baseline questionnaire was administered to explore measures of social
support, depression status,20 education,
cognitive function, alcohol and tobacco use, medications, general
medical history, family history of CHD, myocardial infarction and chest
pain, physical activity, self-rated health, and physical disability.
The study was approved by Institutional Ethics Committees at St
Vincent's Hospital Sydney, the University of New South Wales, and the
Australian National University. All participants gave informed written
consent.
Follow-up Procedures For Stroke Outcomes
Statistical Methods
(1) Blood pressure (4 categories): SBP <140 mm Hg and DBP
<90 mm Hg; SBP 140 to 159 or DBP 90 to 94; SBP 160 to 199 or DBP
95 to 99; SBP
(2) A separate variable indicating the intake of antihypertensive
medication.
(3) Cigarette smoking: never, former, or current.
(4) Diabetes mellitus: prior history, fasting plasma glucose level of
(5) Lipoprotein(a): quintiles, because of the skewed
distribution.18
(6) Peak expiratory flow: tertiles, with tertile I indicating the
greatest impairment.
(7) Self-rated health (3 categories): very good to excellent, good, and
fair to poor.
(8) Disability (in 3 categories based on physical ADL): no disability,
one impairment in ADL, and >1 impairment in ADL.
(9) Depression score: tertiles, tertile III indicating greater evidence
of depression.
The independent contribution of any risk factor to stroke outcome was
examined in a Cox proportional hazards model, which was used to account
for the variable follow-up time. Point estimates and 95%
confidence intervals for the RR of stroke were calculated from the
regression coefficients. Variables were entered into the model in a
single block. A final model was recalculated as the most parsimonious
version, including only significant variables or others that were
potential confounders. Variables were introduced as continuous or
categorical variables, as indicated in "Results." With
categorical variables, the lowest or opposite category served as
the reference group. Interaction terms between various independent
predictors were also explored in the final model. The proportional
hazards model assumes constant relative hazard over the length of
follow-up. This assumption was confirmed by a log-minus-log hazard plot
demonstrating parallel curves over all categories for various
predictors. Statistical analyses were conducted with SPSS
for Windows, Release 7.0 (SPSS, Inc).
The following variables were removed from the final
multivariate model because they did not predict stroke
outcome and were not considered major confounders: lipoprotein(a),
alcohol intake, ECG evidence of left ventricular
hypertrophy, and family history of premature CHD. The final
Cox proportional hazards models included many significant predictors,
and the results are presented in Table 3
The significant independent predictors of stroke were increasing age,
female sex (48% lower risk than males), being married (30% lower
risk), prior history of stroke (227% higher risk), use of
antihypertensive medication (37% higher risk), belonging to the
highest category of blood pressure reading (67% higher risk than for
the lowest category), presence of atrial fibrillation (58% higher
risk; P<0.10), HDL cholesterol (36% lower risk
for each 1-mmol/L increment), body mass index (minimally lower risk
with increasing values), peak expiratory flow rate (77% higher risk
for tertile I than for tertile III), physical disability (59% higher
risk for those with >1 impairment in ADL) and depression score (41%
higher risk for those in tertile III than in tertile I). Notable by
their absence of significant prediction were prior CHD, diabetes, total
cholesterol and triglycerides, current
cigarette smoking, and alcohol intake.
There were generally similar predictors for fatal stroke events,
although statistical significance was reduced because of smaller event
numbers. The following contrasts, though, were noted in regard to
prediction of fatal stroke: the presence of atrial fibrillation was
associated with a >200% higher risk of fatal stroke and a 58% higher
risk of any stroke; depression score tertile III was associated with a
130% higher risk of fatal stroke and a 41% excess risk of any stroke.
Fig 1
The multivariate model was recalculated to explore
interaction terms between significant predictors of stroke events and
age, sex, and past history of stroke. The significant interactions were
blood pressure reading and sex (P<0.02), marital status and
sex (P<0.05), and depression score and age
(P<0.001). The model was recalculated for the separate
sexes and for those 60 to 69 years and 70+ years of age (Table 4
We have confirmed certain risk factors for ischemic stroke that
have been consistently identified in earlier studies; namely,
increasing age, hypertension and use of antihypertensive treatment,
prior stroke, and presence of atrial
fibrillation.5 6 7 8 9 We have identified additional
risk factors that have been much less consistently associated
with ischemic stroke: namely, male sex, HDL
cholesterol, body mass index, and physical disability. We
have identified additional risk factors not previously linked to
increased stroke risk: namely, being unmarried, having impaired peak
expiratory flow, and having some evidence of depression. Finally, we
have failed to confirm prediction of ischemic stroke by
important vascular risk factors, such as cigarette smoking, diabetes,
previous CHD, left ventricular hypertrophy,
total cholesterol or triglycerides,
lipoprotein(a), and alcohol intake.
Antihypertensive treatment predicting future stroke or coronary
disease is a finding that sometimes excites
comment.9 23 24 It may be speculated that an
increased risk of stroke in the presence of hypertension may not be
fully reversible, or perhaps treatment has been inappropriate or
inadequate. However, clinical trials in the elderly have clearly
demonstrated cardiovascular disease prevention by
antihypertensive drug therapy,3 albeit under
strictly controlled circumstances.
Approximately 85% of strokes result from cerebral infarction. Emboli
from the heart may be responsible for up to 20% of these
cases.26 27 Almost one half of these events
complicate nonvalvular atrial
fibrillation.28 Given the age of the Dubbo
cohort, it is possible that a very small proportion of subjects with
atrial fibrillation may have rheumatic valvular disease. We
possess no specific data on this point, but it is likely that atrial
fibrillation in the majority of our subjects was nonvalvular in
origin. In the presence of atrial fibrillation, we have identified a
60% excess risk of stroke and a 200% excess risk of stroke death
(Table 3
The serum cholesterolstroke association remains an
enigma. If low serum cholesterol concentration is
associated with an increased risk of hemorrhagic
stroke11 12 and increased cholesterol
is associated with an increased risk of ischemic
stroke,9 12 this could be the reason that an
examination of 13 000 strokes in 450 000 persons drawn from 45
prospective cohorts failed to find an association between serum
cholesterol and stroke (ie, hemorrhagic and
ischemic stroke combined).8 In the
present study there was no evidence of a quadratic relationship
between total cholesterol and stroke. However, HDL
cholesterol was an important predictor of ischemic
stroke, as we have already shown for CHD in this elderly
cohort23 and others have shown for
asymptomatic carotid
atherosclerosis.30 Confusion in
the relationship between total cholesterol and stroke may
only be settled when studies can report a greater number of events in
carefully documented, different stroke types. To add to the present
interest, it is becoming clear that statin drugs used to lower
cholesterol levels do indeed reduce future stroke
risk.4 But it is recognized that statin drugs do
more than merely lower serum cholesterol
level.31
The relationship between impaired peak expiratory flow and
ischemic stroke has not, to our knowledge, been previously
reported. There has been renewed interest in the relationship between
CHD and obstructive airways disease or chronic
bronchitis.32 We have previously
reported33 that peak expiratory flow tertile I
was associated with increased risk of all-cause mortality (62% excess
risk in men and 92% in women) and CHD mortality (75% excess risk in
men and 158% in women). Peak expiratory flow rate, one measure of
obstructive airways disease, is influenced by age, height, and
gender.15 Our CHD findings were obtained in a
multivariate model that controlled for these and many
other variables. Our present findings vis-a-vis stroke were not
materially influenced if height was introduced into the proportional
hazards model. A Swedish study noted a trend toward increasing risk of
stroke in those with reduced vital capacity.5 The
Cardiovascular Health Study is another prospective
study in the elderly that has assessed forced expiratory volume in one
second and vital capacity, but it has not yet reported specific
prospective findings in the stroke area.25 The
pathways from impaired peak expiratory flow and respiratory disease to
CHD or stroke are unclear. Cigarette smoking is one suggested linkage,
although not supported in the present data. Other pathways may
include changes in blood coagulation34 or the
presence of specific infection.35
Currently married women had a 46% lower risk of stroke, while marital
status was not predictive for men. This contrasts with our finding that
marriage predicted a 25% lower all-cause mortality rate in both men
and women.36 The smaller surviving cohort of
married women (50% of women) may be less exposed to stroke risk than
the larger group of surviving married men (79% of men). The reasons
for this are unclear but may relate to stronger selection biases for
women or differential benefits from social support in marriage. We have
observed apparent negative effects of marriage on all-cause mortality
for male and female diabetics,37 so these factors
are known to be complex in this population.
We have not assessed clinical depression. However, subjects in tertile
III of the depression score distribution would have more depressive
symptoms than those in tertile I.20 There is
evidence from MRI studies38 39 that changes in
the brain (deep white matter hyperintensities and reduction in basal
ganglia volumes) are associated with onset of depression in late life.
These changes appear to be associated with vascular risk factors such
as hypertension or diabetes,39 but this will
require confirmation in ongoing studies. If late-onset depression has a
vascular basis, we have another plausible marker for future stroke. It
is not suggested that depression per se leads to stroke. Rather, it is
possible that depression and ischemic stroke share a common
etiology. At entry to the Dubbo Study, 50% of subjects having a past
history of stroke belonged to depression score tertile III compared
with 35% of subjects having no past history. The corresponding
proportions in depression score tertile I were 14% and 31%. However,
cross-sectional data of this type should be viewed with extreme
caution, since these subjects were manifesting increased evidence of
depression after the onset of stroke or other serious illness. This was
similarly true for cross-sectional relationships with physical
disability. Almost 50% of subjects with prior stroke had >1
impairment in ADL, the proportion being only 21% in those without
prior history. In many ways physical disability acted as a surrogate
for prior stroke in predicting ischemic stroke.
To summarize some of our key findings (and those of others),
hypertension predicts ischemic stroke and blood pressure
management has been shown to prevent future
strokes.3 Nonvalvular atrial fibrillation
predicts ischemic stroke and anticoagulant therapy with
warfarin has been shown to reduce the risk of future
stroke.29 This therapy is presently
underutilized.40 41 Impaired peak expiratory flow
predicts future stroke, but the benefits of treatment in prevention of
stroke are unknown. Depression predicts ischemic stroke, and
both conditions may have a common etiology. Treatment of stroke risk
factors might conceivably reduce the future risk of depression or
stroke.
Received January 27, 1998;
revision received April 21, 1998;
accepted April 21, 1998.
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© 1998 American Heart Association, Inc.
Original Contributions
Risk Factors for Ischemic Stroke
Dubbo Study of the Elderly
![]()
Abstract
Top
Abstract
Introduction
Subjects and Methods
Results
Discussion
References
Background and PurposeOne in 10
deaths in Australia is due to stroke. The predictors of
ischemic stroke have not been well defined, although
hypertension, atrial fibrillation, and previous stroke have been
consistently reported. We report on 98 months' follow-up in a
prospective study of cardiovascular disease in the
Australian elderly, the Dubbo Study.
Key Words: elderly prospective studies risk factors stroke, ischemic
![]()
Introduction
Top
Abstract
Introduction
Subjects and Methods
Results
Discussion
References
One in 4 deaths in
Australia in 1994 was due to CHD; 1 in 10 was due to
stroke.1 Current treatment for patients with
established stroke is relatively ineffective. Surveys of stroke
survivors indicate that more than 50% have severe and permanent
disability.2 Compared with the volume of
prospective studies in CHD, there have been relatively fewer population
studies investigating the precursors of stroke. Although most strokes
occur in elderly people, exposures at younger ages may be significant
ones. Effective risk factor intervention offers a real hope of reducing
stroke morbidity and mortality. Randomized, controlled intervention
studies have demonstrated significant prevention of stroke with
management of hypertension3 or
hypercholesterolemia.4
![]()
Subjects and Methods
Top
Abstract
Introduction
Subjects and Methods
Results
Discussion
References
Subjects and Baseline Examinations
The Dubbo Study is an ongoing prospective study of
cardiovascular disease in an elderly Australian cohort
first examined in 1988 to 1989.13 All
noninstitutionalized residents of the town of Dubbo born before 1930
were eligible; participation rate was 73% (1235 men and 1570 women).
Methods and measures have been described in detail
elsewhere.2 13 Briefly, baseline examinations
comprised demographic, psychosocial, and standard
cardiovascular risk factor assessments. The medical
examination included height and weight, blood pressure (10 minutes'
seated rest; phase V diastolic; mean of two readings),
resting ECG (Minnesota Code),14 and peak
expiratory flow rate (Wright peak flowmeter; best of two
attempts).15 We obtained venous blood (after 12
hours' fast) for assessment of total serum cholesterol and
triglycerides by automated enzymatic
methods,16 17 high density lipoprotein (HDL)
cholesterol after precipitation with phosphotungstic
acid/MgCl2,18 and
lipoprotein(a) using a commercial ELISA kit.19
The laboratory participated in the Australian Lipid Standardization
Program and used standards traceable to the Center for Disease Control,
Atlanta, Ga.
Stroke outcomes were ascertained exclusively by review of
hospital and death records (the latter used only in case of death
outside hospital). Postal surveys were conducted every 2 years to
confirm vital status and identify any outcomes that might have been
treated outside the single regional hospital. The latest postal survey
in 1997 successfully traced more than 98% of participants. Hospital
records were coded internally according to
ICD-9-CM21 and then reviewed by our own staff.
Most subjects were admitted to the hospital when stroke or transient
ischemic attack was suspected. CT of the head was performed in
70% of stroke cases. Cerebral arteriography was not routinely
performed. Subjects with hemorrhagic stroke events (codes 431 and 432)
were few (n=29) and excluded from all analyses.
Ischemic stroke was taken as the inclusive coding 433 to 437.
Transient ischemic attack (code 435) was included in the
grouping "all strokes," as in the Framingham
Study.6 However, code 438 was excluded, since
this represented only 9 subjects in whom the precise
diagnosis was uncertain. Outcomes up to June 30, 1997, were included in
this analysis, a median 98 months' follow-up.
For the purpose of risk factor studies, subjects were followed
until the first in-study presentation of stroke. Stroke at
study entry was based on any previous diagnosis by a physician. CHD at
study entry was defined as a positive myocardial infarction
questionnaire, and/or positive angina (Rose)
questionnaire,14 and/or ECG changes (Q waves,
T-wave inversion, or left bundle branch block). Many of the
variables used are self-explanatory, but some require specific
definition:
200 or DBP
100.
7.8 mmol/L, and/or using medication for diabetes.
![]()
Results
Top
Abstract
Introduction
Subjects and Methods
Results
Discussion
References
Table 1
presents a
brief summary of the baseline characteristics of the population in 1988
to 1989. Of note was the prior history of stroke in 6% of the subjects
and evidence of prior CHD in 22%. Over a median 98 months' follow-up,
306 men and women (11%) manifested a stroke outcome. Of these
outcomes, 95 were fatal events. There were 683 deaths (24%) from all
causes over the period. Sex- and age-specific incidence rates for all
ischemic stroke events are presented in Table 2
. The incidence rates were
higher in men than in women up to 79 years of age; thereafter, they
were higher in women. Overall, rates increased with age.
View this table:
[in a new window]
Table 1. Baseline Characteristics of Study
Population
View this table:
[in a new window]
Table 2. Age- and Sex-Specific Incidence Rates for Ischemic
Stroke During Median 98-Month
Follow-up
for all stroke events and
for fatal stroke events.
View this table:
[in a new window]
Table 3. Proportional Hazards Models For Ischemic Stroke
Outcome
and 2
illustrate the cumulative
hazard in the multivariate model for fatal stroke by
presence of atrial fibrillation and by tertile of depression score.

View larger version (18K):
[in a new window]
Figure 1. Cumulative hazard of fatal stroke by presence or
absence of atrial fibrillation in the proportional hazards model.

View larger version (18K):
[in a new window]
Figure 2. Cumulative hazard of fatal stroke by depression
score tertile in the proportional hazards model.
). Being married
significantly predicted stroke outcome only in women (RR, 0.54). Blood
pressure reading significantly predicted stroke only in women and in a
graded fashion (RR for highest category, 2.46). Depression score
tertile III significantly predicted stroke only in the age group 70+
years (RR, 1.83).
View this table:
[in a new window]
Table 4. Age- and Sex-Specific Models for Prediction of
Ischemic Stroke
![]()
Discussion
Top
Abstract
Introduction
Subjects and Methods
Results
Discussion
References
This is the first report on stroke outcomes from the prospective
Dubbo Study of cardiovascular disease in the Australian
elderly. Our earlier reports have explored the more frequent CHD
outcome.23 To our knowledge, only one other
Australian study, the Busselton Study, has reported prospective risk
factor data for stroke.9 Although stroke is
predominantly a disease of the elderly, nearly all other longitudinal
studies of stroke followed subjects from middle age into old
age.8 The Dubbo Study differs in this major
respect; it commenced with senior citizens having a mean age of 69
years. Other studies performed specifically in the elderly have yet to
publish definitive stroke analyses.24 25
A study of cardiovascular disease specifically in the
elderly represents a study of selected "survivors," and
this could bias some of the risk factor relationships. However, this
type of study is important because it explores risk factor
relationships in the "well elderly."
). The Framingham Study reported an RR of stroke with atrial
fibrillation of 2.6 in the age group 60 to 69 years, 3.3 in those 70 to
79 years, and 4.5 in those older,6 suggesting an
interaction with age. We found no similar interaction between atrial
fibrillation and age in the prediction of ischemic stroke. In
the Busselton Study the RR for stroke mortality in the presence of
atrial fibrillation was 5.9.9 Anticoagulant
therapy with warfarin has been shown to reduce the future risk of
stroke in patients with atrial fibrillation but would not be indicated
below 65 years in the absence of other major risk
factors.29
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Selected Abbreviations and Acronyms
ADL
=
activities of daily living
CHD
=
coronary heart disease
DBP
=
diastolic blood pressure
ICD-9-CM
=
International Classification of Diseases, Revision 9, Clinical
Modification
RR
=
relative risk
SBP
=
systolic blood pressure
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Acknowledgments
The Dubbo Study is supported in part by grants from the National
Health and Medical Research Council of Australia. We acknowledge the
contribution of the Dubbo nurse/manager Kerrie Pearson and the expert
assistance of Amanda Milligan in preparation of the manuscript.
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References
Top
Abstract
Introduction
Subjects and Methods
Results
Discussion
References
1.
Heart and Stroke Facts Report. Canberra,
Australia: National Heart Foundation of Australia; 1996.
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