(Stroke. 1999;30:1025-1032.)
© 1999 American Heart Association, Inc.
Original Contributions |
From the Mallinckrodt Institute of Radiology (C.P.D., A.S., C.J.M., D.T.C., R.L.G., W.J.P.), the Department of Neurology and Neurological Surgery (R.L.G., W.J.P.), and The Lillian Strauss Institute of the Jewish Hospital of St Louis (W.J.P.), Washington University School of Medicine, St Louis, Mo.
Correspondence to Dr Colin P. Derdeyn, 510 South Kingshighway Blvd, St Louis, MO 63110. E-mail derdeyn{at}mirlink.wustl.edu
| Abstract |
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MethodsForty-seven patients with carotid occlusion were studied with cerebral angiography and positron emission tomography (PET). The following angiographic data were collected blind to PET results: (1) pial collateralization, defined as retrograde filling of the MCA branches to the level of the insula; (2) presence of border zone shift; (3) presence of delayed venous phase; and (4) measurement of posterior communicating artery size. Patients were divided into 2 groups based on the PET measurement of normal or increased OEF.
ResultsSeventeen of 47 patients had increased OEF distal to the occluded carotid artery. No significant relationship between increased OEF and any angiographic finding was found. Pial collateralization was present in only 2 patients, both with increased OEF (P=0.105). Border zone shift was equally distributed between the 2 groups (12 of 30 with normal OEF and 6 of 15 with increased OEF). Delayed venous phase was present in 4 patients, 3 of whom had increased OEF (P=0.073). The relationship between the size of the posterior communicating artery and OEF was not significant by linear regression analysis (P=0.242).
ConclusionsWith the possible but infrequent exceptions of delayed venous phase and pial collateralization, anatomic findings made on routine angiographic studies of patients with carotid occlusion do not correlate with increased OEF.
Key Words: angiography carotid artery occlusion collateral circulation hemodynamics oxygen
| Introduction |
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The hemodynamic effect of ipsilateral carotid artery
occlusion has been categorized into 3 stages.11 The
rationale for this method is based on the known compensatory responses
made by the cerebrovasculature to progressive reductions in cerebral
perfusion pressure (CPP). When CPP is normal (stage 0), cerebral blood
flow (CBF) is closely matched to the resting metabolic rate
of the tissue. As a consequence of this resting balance between flow
and metabolism, the OEF shows little regional variation.
Moderate reductions in CPP have little effect on CBF. Dilation of
arterioles reduces cerebrovascular resistance, thus maintaining a
constant CBF (stage 1). As a consequence, the intravascular cerebral
blood volume (CBV) is elevated. This phenomenon is known as
cerebrovascular autoregulation. With more severe reductions in CPP, the
capacity for compensatory vasodilation is exceeded and CBF begins to
decline. A progressive increase in OEF then maintains cerebral oxygen
metabolism and brain function (Stage 2; Figure 1
). This more severe form of cerebral
hemodynamic failure has also been termed "misery
perfusion."12
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It is well recognized that the simple presence of carotid occlusion or
the degree of carotid stenosis does not predict the presence or
degree of hemodynamic compromise in the distal cerebral
circulation.11 The adequacy of the collateral circulatory
pathways is the primary determinant of regional CPP. Previous
retrospective studies have found a correlation between 2 patterns of
collateralization and reduced perfusion pressure: retrograde ophthalmic
artery flow and pial or leptomeningeal collateralization (Figure 1
).11 13 14 15 16 17 18 Of these 2 patterns, pial
collateralization has been most consistently correlated with
stage 2 hemodynamic compromise.11 In the
St Louis Carotid Occlusion Study, however, neither pattern correlated
with increased OEF.10 In this study, reconstitution of the
internal carotid artery siphon from retrograde ophthalmic artery flow
was present in 19 of 31 patients with increased OEF and in 10 of 28
patients with normal OEF.10 Pial collaterals, defined as
any retrograde filling of middle cerebral artery (MCA) branches, was
identified in 2 of 29 patients with increased OEF and 5 of 23 patients
with normal OEF.10
The purpose of this retrospective analysis was to determine whether other findings made on routine clinical angiographic examinations, which were not prospectively evaluated in the St Louis Carotid Occlusion Study, could be used to identify stage 2 hemodynamic compromise in a large group of patients with carotid occlusion. Specifically, these findings included (1) pial collateralization as the primary angiographic source of MCA territory supply (defined here as retrograde filling of the MCA branches to the level of the insula (M2) rather than any retrograde MCA branch flow); (2) the presence of border zone shift; (3) the presence of delayed venous phase; and (4) measurement of posterior communicating artery (PCoA) size. Small or absent PCoAs have been associated with prior MCA territory infarction in patients with and without carotid occlusion.19 20 In addition, the clinical outcomes of the patients in this analysis were reviewed in order to examine the relationship between these angiographic findings and subsequent ischemic stroke.
| Subjects and Methods |
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A range of normal control cerebral hemodynamic and metabolic values was established from 18 normal control subjects aged 19 to 77 years (mean±SD, 45±18 years) recruited by public advertisement. Eight were women, 10 were men. All underwent neurological evaluation, MRI of the head, and duplex ultrasound imaging of the extracranial carotid arteries. None had (1) signs or symptoms of neurological disease other than mild distal sensory loss in the legs consistent with age, (2) pathological lesions on MR scan (mild atrophy and punctate asymptomatic white matter abnormalities were not considered pathological), or (3) <50% stenosis of the extracranial carotid arteries. All studies were performed under protocols approved by the Human Studies Committee.
Positron Emission Tomography Measurements
After positioning the patient on the scanner gantry, an
individually molded thermoplastic face mask was applied to ensure that
the patient's head remained in a constant position during the scanning
period. The exact position of the patient's head relative to the
scanning plane was recorded on a lateral skull film obtained after
head immobilization. Venous and arterial catheters were
placed for intravenous radiotracer administration and for
arterial blood gas analyses and
arterial time-activity curve determination,
respectively.22 All PET studies were performed on 1 of 2
scanners (ECAT 953B or ECAT EXACT HR, Siemens). A transmission
scan was performed before radiotracer administration using
68Ge/68Ga rotating rod
sources. The skull film and attenuation data from this scan were used
to define the limits of the calvarium for quantitative processing of
PET data.23
Each PET study consisted of 3 separate physiological studies. During each, arterial blood samples were drawn by hand or automatically in order to convert quantitative regional radioactivity data to quantitative physiological measurements. Additional arterial samples were drawn at intervals during the examination for determination of PaCO2 stability, average hematocrit (for mean arterial oxygen content calculations), and carboxyhemoglobin content. CBF was measured using a bolus intravenous injection of 15O-labeled water.22 24 CBV was measured after inhalation of air containing trace amounts of carbon monoxide labeled with 15O.25 OEF was measured after 1 or 2 breaths of 15O -labeled oxygen in combination with data from the CBV and CBF measurements.26 When technical difficulties precluded the determination of quantitative OEF, a ratio image of the counts in the oxygen image divided by the water image and normalized to a whole-brain mean of 0.40 was substituted for the quantitative OEF image.27 The counts in this count-based ratio image are linearly proportional to quantitative OEF except for small contributions from intravascular oxygen and recirculating water.26 The entire PET examination could be performed within 1 hour because of the short half-life (123 seconds) of 15O. All radionuclides were produced in the Washington University cyclotron facility.28 29
PET Processing
PET images from the ECAT 953B and ECAT EXACT HR scanners were
reconstructed to a uniform resolution of 16 mm full-width
half-maximum with use of a 3D Gaussian filter. All PET data were
converted to uniform stereotaxic atlas space to allow
reproducible placement of regions of interest. For each patient and
normal volunteer, 7 spherical regions of interest 19 mm in
diameter were placed in the cortical territory of the MCA in each
hemisphere using stereotaxic coordinates.11 23
Areas of prior infarction were identified by review of
CMRO2 images as well as CT or MR examinations.
Neither the regions within these areas nor the corresponding
contralateral regions were used for analysis.
The mean OEF in each cerebral hemisphere was calculated from the remaining regions. The ratio of the mean OEF in the hemisphere ipsilateral to the occluded carotid artery to the mean OEF contralateral to the occlusion was calculated for each patient. Hemodynamic stage for each individual patient was assigned by comparing the ipsilateral/contralateral hemispheric OEF ratios of each study patient to left/right and right/left hemispheric mean OEF ratios from the 18 normal control subjects. For each patient, the OEF ratio was considered abnormal if it fell outside the range observed in the normal sample.11 Patients with count-based OEF ratios were categorized in a similar fashion based on comparison with the normal population (a normal range for the count-based ratio image of 15O oxygen and 15O water was also generated).
Angiographic Assessment
Patients with cerebral angiograms performed at our institution
or with complete copies of outside studies in the laboratory files were
analyzed. All studies had been obtained for clinical purposes
before PET examination. A neuroradiologist reviewed each examination
blinded to the PET results.
Anatomic information recorded on a standardized data collection
sheet included the site of carotid occlusion and the measurement of
stenosis in ipsilateral and contralateral carotid and
vertebrobasilar arteries. Measurements of stenoses were
expressed as percent stenosis of the narrowest luminal diameter
relative to the diameter of the normal distal lumen. The following 3
angiographic findings were recorded as present, absent, or
indeterminate: (1) pial collateralization, specifically defined as
retrograde MCA flow reaching the surface of the insula (Figure 1
); (2) border zone shift (anterior cerebral artery [ACA] to
MCA) (Figure 2
); and (3) delayed venous
phase. The determination of both border zone shift and delayed venous
phase were made on AP projections after contralateral carotid
injections. Border zone shift was defined as the asymmetric filling of
ACA branches beyond the middle frontal gyrus on the occluded side.
Delayed venous phase was defined as any delay in the appearance of
veins on the occluded side when compared with the patent hemisphere.
Finally, the luminal diameter of the PCoA was measured with the
diameter of the basilar artery (assumed to be 3.3
mm30 ) as the reference.
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Data Analysis
The null hypothesis tested was that the frequency of each
angiographic finding would be the same for patients with increased OEF
as for patients with normal OEF. The statistical significance of the
difference between these 2 categories of hemodynamic
status and the angiographic findings was determined by
2 and Fisher exact test analyses of
2x2 contingency tables. Statistical significance was accepted at
P<0.05. Linear regression analysis of the
relationship between the OEF ratio and the size of the PCoA was
performed. A 1-way ANOVA comparing each angiographic finding as a
nominal variable with the OEF ratio as a continuous variable
were also performed. If the data failed either the normality or the
equal variance tests, the Kruskal-Wallis 1-way ANOVA was performed
instead. A post hoc Tukey's test was also performed, if indicated.
Statistical analyses were performed with SPSS 7.0 for Windows
(SPSS Inc).
Outcome Data
The patients included in this retrospective analysis
represented a subgroup of the patients enrolled in the St
Louis Carotid Occlusion Trial. The clinical outcome data of the trial
were reviewed, and the outcome of these patients was recorded. The
primary end point of the original prospective longitudinal study was
subsequent ischemic stroke, defined clinically as a
neurological deficit of presumed ischemic cerebrovascular cause
lasting longer than 24 hours in any cerebrovascular
territory.10 Secondary end points were ipsilateral
ischemic stroke and death. Patients were followed by the study
coordinator for the duration of the study by telephone contact every 6
months with the patient or next of kin. The interval occurrence of any
symptoms of cerebrovascular disease, other medical problems, and
functional status was determined. The occurrence of any symptoms
suggesting a stroke was thoroughly evaluated by 1 designated blinded
investigator based on history from the patient or eyewitness and review
of medical records ordered by the patient's physician. If
necessary, follow-up examination and brain imaging were arranged.
| Results |
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PET Data
The range of left-to-right and right-to-left hemispheric
ratios for quantitative OEF in 18 normal volunteers was 0.914 to 1.085.
The normal range for the count-based OEF ratio was 0.935 to 1.065.
Quantitative studies were obtained in 38 patients. Of these, 24
patients had normal OEF ratios and 14 had increased OEF. Complete
quantitative PET studies could not be performed in 9 patients, and the
count-based OEF method was used. Of these, 6 patients had normal OEF
ratios and 3 had increased ratios.
Angiographic Data
Completeness of Study
Selective digital subtraction angiograms (DSAs) were obtained in
46 patients. One patient had a cut film study. Forty-one had been
performed at our institution and 6 at other hospitals. Forty-four
studies included bilateral selective carotid cerebral angiograms with
least 2 orthogonal views. Three studies combined 1 selective carotid
injection and an aortic flush run of the cerebral circulation.
Selective vertebral or subclavian artery injections were obtained in 33
patients. The PCoA ipsilateral to the occluded carotid artery was
patent in 22 of these 33 patients. Pial collateralization could not be
assessed in 5 studies. The presence of border zone shift or delayed
venous filling could not be adequately assessed in 2 and 8 studies,
respectively.
Angiographic Findings
These data are summarized in Table 1
. Pial collateralization to the level of
the insula was identified in only 2 patients, both with increased OEF
(P=0.105). This sign had a high specificity (100%) and a
low sensitivity (15.4%). The presence of border zone shift was evenly
distributed between patients with increased and normal OEF. Fifteen of
the 30 patients with normal OEF had border zone shift, as did 6 of 15
patients with increased OEF. Of 4 patients in whom delayed venous phase
was identified, 3 had increased OEF and 1 had normal OEF
(P=0.073). This finding had a high specificity for increased
OEF (96.3%) but a low sensitivity (25%). No statistically significant
relationship between these angiographic findings and the OEF ratio was
found with Kruskal-Wallis 1-way ANOVA tests. The PCoA diameter was
plotted against the OEF ratio for all patients with vertebral or
subclavian studies (n=33; Figure 3
). No significant relationship
was found (linear regression, P=0.242). Exclusion of
asymptomatic patients from this analysis did not
affect these results.
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Correlation With Outcome
These data are shown in Table 2
.
Three of the 4 ipsilateral strokes occurred in patients with increased
OEF. The frequencies of pial collateralization and delayed venous phase
for patients with increased OEF and subsequent stroke were nearly
identical to those observed in patients with increased OEF and no
stroke during follow up. One of the 4 patients with delayed venous
phase suffered an ipsilateral ischemic stroke on follow-up.
Both patients with pial collateralization remained neurologically
stable. Two of the 33 patients with vertebral or subclavian artery
studies suffered a stroke during the follow-up period. The PCoA was
absent in one and measured 1.0 mm in diameter in the other.
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| Discussion |
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Measurements in the cervical carotid artery distal to a stenotic lesion have demonstrated that reductions in flow occur when the luminal diameter is reduced by >60% to 65%, producing a luminal diameter of <1 to 2 mm.32 33 34 Because of the circle of Willis and other collateral pathways, however, the perfusion pressure (and consequently the blood flow) in the distal cerebral circulation is often normal. The ability of an intact circle of Willis to provide adequate blood flow in the presence of proximal carotid or vertebral artery occlusion has long been recognized.35 However, in many patients with carotid occlusion the collateral circulation is not sufficient to maintain normal perfusion pressure. When collateral pathways are inadequate, CPP falls and autoregulatory vasodilation occurs to maintain normal CBF. The frequency of autoregulatory vasodilation found in patients with carotid occlusion ranges from 40% to 90%.17 18 36 37 38
Although the anatomic presence of occlusion does not predict distal hemodynamic impairment, several retrospective studies of patients with carotid disease have found an association between 2 angiographic patterns of collateralization and reduced perfusion pressure: ophthalmic artery reconstitution of the internal carotid artery and retrograde pial collateralization.11 13 14 15 17 18 Neither these nor other prospectively recorded angiographic findings identified patients with increased OEF in the St Louis Carotid Occlusion Study.10
Pial collateralization in the St Louis Carotid Occlusion Study was
defined as retrograde MCA flow in any cortical vessel. This was found
in 7 of 81 patients, only 2 of whom were categorized as having
increased OEF. In the present analysis, we defined pial
collaterals as retrograde MCA branch flow reaching the surface of the
insula. Retrograde flow not reaching this point was classified as
border zone shift. In the present study, most patients with
increased OEF had neither pial collateralization nor delayed venous
phase (Figure 4
); only 2 of 17 patients
with increased OEF were found to have retrograde filling of MCA
branches to the level of the insula. A higher frequency of pial
collateralization was observed in the study of Powers et
al,11 in which 19 patients with severe carotid
stenosis or occlusion were studied with PET and selective
arteriography. Pial collateralization (defined as reaching the M1
trunk) was identified in 3 of 4 patients with stage 2
hemodynamic compromise (increased OEF). Pial
collaterals were not observed in stage 0 or stage 1 patients. A high
frequency of pial collateralization was also reported in a similar
study performed by Smith and coworkers14 using xenon CT
and acetazolamide. In this study, pial collateralization
was identified in 9 of 11 patients with symptomatic
intracranial and extracranial cerebrovascular disease and impaired
cerebral vasoreactivity measured by xenon CT. This pattern of
collateralization was also present in 2 of 10 patients with normal
vasoreactivity. Their definition for pial collateralization was not
provided, however. It should be pointed out the degree of correlation
between paired-flow methods of hemodynamic assessment
(such as xenon CT) and OEF as measured by PET has been variable.
While a significant linear relationship between OEF and the degree of
flow impairment has been reported by some39 40 41 but not
all42 investigators, the sensitivity and specificity of
paired-flow methods for the identification of increased OEF appears to
be poor.39 43 44 Pial collaterals to the surface of the
insula have also been observed in patients with M1 occlusion and stage
1 hemodynamic compromise (3 of 5 patients with MCA
occlusion).16 Therefore, while it is possible that the
pattern of pial collateralization to the level of the M1 or M2 has a
high specificity for increased OEF in patients with carotid occlusion,
the frequency of this finding may be too low to be clinically
useful.
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It is interesting that the presence of border zone shift did not correlate with increased OEF in the cortical regions of the MCA territory. In fact, border zone shift was observed in many patients with normal cerebral hemodynamics (stage 0) in the MCA territory (data not shown). Whether these patients have selective hemodynamic impairment in the arterial border zone remains an unanswered question. If one considers retrograde filling of MCA vessels to the level of the insula as the far end of the spectrum of border zone shift (defined in this study as pial collateralization), then an association with hemodynamic impairment was observed.
These data suggest that delayed venous phase may be an indicator of hemodynamic impairment. This deserves further investigation. The angiographic identification of delayed venous phase in the context of temporary balloon occlusion of the carotid artery has been advocated as an indicator of hemodynamic compromise.45 However, the assessment of delayed venous phase on static images filmed from routine clinical DSA studies, as performed in this retrospective analysis, is gross at best. These films often included only a single image of the venous phase. Carefully filmed sequential images of both hemispheres obtained after injection of the aortic arch or contralateral carotid artery are required for this measurement. There is a physiological rationale that supports the association of this finding with hemodynamic impairment. A linear relationship between the mean transit time (an indicator of autoregulatory vasodilatation) and the angiographic circulation time, a precise measurement of the time between the appearance of the first artery and the first vein on a cerebral angiogram, has been documented.46 A delay in the appearance of the cerebral veins may indicate the presence of autoregulatory vasodilatation.
Several investigators have examined the relationship between the circle of Willis anatomy and the incidence of prior stroke. In a postmortem pathological study, Battacharji and coworkers19 examined the brains of 49 patients with cerebral infarction and 88 patients without stroke. An abnormally small PCoA was found in greater frequency in the patients with infarction (59% compared with 39%). Schomer and coworkers20 correlated the presence of a PCoA >1 mm by MRA with the absence of preexisting border zone region infarction by MR. In our data, however, the size of the PCoA did not correlate with OEF or with the risk of subsequent stroke. Similar results were reported by van Everdingen and coworkers.47 They studied 57 patients with carotid occlusion and found no correlation between CO2 reactivity and the route of flow from circle of Willis collaterals, as long as one was present.
Several limitations of this study deserve mention. The angiograms were obtained for clinical purposes and consequently did not allow assessment of each of the angiographic findings examined in this analysis in all patients. All angiographic data were derived from retrospective review of static images. Dynamic information such as delayed venous phase is difficult to assess in this manner. The assessment of arterial border zone shift was subjective, and there is good evidence that considerable anatomic variation exists in the location of the cortical arterial border zone between middle and anterior cerebral arteries. van der Zwan and colleagues48 demonstrated in anatomic studies of 25 human brains that the MCA/ACA border zone could be located in the superior frontal gyrus, the superior frontal sulcus, the middle frontal gyrus, or in the inferior frontal sulcus. The location of the border zone was symmetrical between the hemispheres in 14 patients and asymmetrical beyond the middle frontal gyrus in 3 (the definition of border zone shift used in this report).
The delay between angiography and PET introduces the possibility of error in the correlation of angiographic findings and hemodynamic status. It is possible that changes in either the anatomic collateralization or the hemodynamic stage may have occurred in the interval. Collateral pathways can increase in size over time,49 and occlusive lesions have the potential for recanalization.50 The degree of hemodynamic impairment may improve over time, but this phenomenon appears to occur slowly over months and years.7 51 There is no evidence for interval worsening in hemodynamic stage in patients without interval stroke, however.7 51 52
It should be noted that the method used for defining patients with normal or increased OEF in this study differs slightly from the original method used in the St Louis Carotid Occlusion Study. In that study, we used the ratio of left to right hemispheric mean OEF to categorize patients as normal or abnormal. In the present study we used ipsilateral (to the carotid occlusion) to contralateral ratios. The normal range was established from combining left/right and right/left ratios from the normal volunteers. The reason for this approach was to allow statistical testing of the OEF ratio as a continuous variable. The count-based method used in 9 of the 47 patients in the present study was used to categorize 13 of the 81 patients in the original St Louis Carotid Occlusion Study. A direct comparison of the quantitative and count-based OEF methods found no significant difference between the hemispheric ratios generated with either technique and, more importantly, no difference in the ability to identify patients at risk for subsequent stroke.27
In summary, the data from the present study indicate that the anatomic information provided by routine cerebral angiography does not allow the identification of increased OEF in the majority of patients. The static angiographic images can be considered a map of the routes by which blood reaches the brain but not necessarily an indicator of the traffic on them. Dynamic information that can be derived from an angiographic study was not assessed. Although pial collateralization to the level of the insula and delayed venous phase may be associated with increased OEF, the low sensitivity of these findings reduce their clinical usefulness. In addition, these 2 findings did not achieve statistical significance in this large retrospective analysis. The most severe category of hemodynamic impairment (increased OEF, stage 2 hemodynamic compromise) has been shown to predict subsequent stroke risk in patients with symptomatic carotid occlusion.10 If a trial of extracranial to intracranial bypass surgery for patients with carotid occlusion is organized, the anatomic information present on review of static images from a cerebral angiogram will not be suitable for identifying the majority of patients with increased OEF.
| Acknowledgments |
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Received December 28, 1998; revision received February 9, 1999; accepted February 9, 1999.
| References |
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