(Stroke. 1999;30:1319-1325.)
© 1999 American Heart Association, Inc.
Original Contributions |
From the Departments of Pathology (G.A.L.) and Clinical Neurosciences (P.A.G.S., M.S.D.), Edinburgh University, Edinburgh, Scotland.
Correspondence and reprint requests to Dr G.A. Lammie, Neuropathology Laboratory, Alexander Donald Bldg, Western General Hospital, Crewe Road, Edinburgh, Scotland EH4 2XU. E-mail al{at}skull.dcn.ed.ac.uk
| Abstract |
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MethodsCases were selected from a consecutive series of 188 adult neuropathology autopsies. In 90 of these, the principal neuropathological abnormality was cerebral infarction, in 14 cases due to recent occlusion of 1 or more segments of the internal carotid artery. In each case, a full systemic, cardiovascular, and neuropathological autopsy was performed. Plaque instability was assessed by the presence or absence of a large, necrotic, lipid core; a thin, fibrous cap; and superficial inflammation.
ResultsOf the 14 cases, 3 showed extracranial (carotid sinus), 7 intracranial, and 4 both extracranial and intracranial carotid artery occlusion. In 6 of the 7 occluded carotid sinuses, thrombus overlay an ulcerated, unstable, atherosclerotic plaque. In 1 extracranial and all 11 intracranial occlusions, there was either no atheroma or a mildly stenotic, stable, fibrous plaque, and in these cases, the cause of occlusion was embolism (8 cases), giant-cell arteritis (1 case), and unknown (3 cases).
ConclusionsCoronary-type rupture of an unstable atherosclerotic plaque is the usual cause of fatal occlusion of the carotid sinus, but other causes usually underlie intracranial carotid occlusion. The nature and consequences of intracranial atherosclerosis require further study.
Key Words: atherosclerosis carotid artery occlusion pathology stroke
| Introduction |
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| Methods |
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In 14 of the 90 cases with cerebral infarction, there was recent occlusion of 1 or more segments of the carotid artery at autopsy. In all 14 cases, a full neuropathological postmortem study was performed at gross and microscopic levels, and all significant cerebrovascular pathology was documented. Occluded arteries were serially sectioned at 5-mm intervals or less. Brain infarcts were dated histologically,10 and arterial territories were defined11 according to published maps. Hypertension was defined as a documented clinical history of hypertension, either untreated or treated, or autopsy evidence of concentric left ventricular hypertrophy without other cause. Potential causes of cerebral infarction and potential cardiac sources of embolism were defined according to published criteria12 and further refined by the results of autopsy. The key features of an unstable atherosclerotic plaque were defined as being a large, necrotic, lipid core; a thin, fibrous cap; and superficial inflammation, as in the coronary circulation.2 3 4 5
| Results |
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Of the 14 cases, 3 showed only extracranial carotid occlusion (cases 1 through 3); 7, only intracranial occlusion (cases 8 through 14); and 4, both extracranial and intracranial occlusion (cases 4 through 7). In all 7 cases with extracranial carotid occlusion, this involved the carotid sinus; in 6 cases, occlusion extended a short distance up the proximal internal carotid artery (ICA), and in 2 cases (cases 4 and 7), involvement of the distal segment of the common carotid artery was noted. Of the 11 intracranial carotid occlusions, 1 involved the siphon alone (case 5); 4, the supraclinoid segment (cases 7, 9, 11, and 12); and 6, both segments. There was extension into contiguous branches of the circle of Willis in 8 of the 11 cases; in 6 cases this involved the middle cerebral artery, in 1 case the middle and anterior cerebral arteries, and in 1 case the middle and posterior cerebral arteries.
The resulting pattern of brain infarction corresponded to all or part
of the combined middle and anterior cerebral artery territories (cases
1, 2, 3, 7, and 13), the middle cerebral artery territory alone (cases
4, 9, 10, and 14), the anterior/middle cerebral artery border zone
territory (case 5), the anterior choroidal artery territory (case 8),
and multiple anterior circulatory loci (cases 6, 11, and 12). The
histological age of each infarct corresponded, at least
focally, with the clinical stroke onset. Relevant clinical and autopsy
findings are summarized in Table 1
.
|
Underlying Vessel Wall Pathology
In 6 of the 7 occluded extracranial carotid segments (cases 1
through 6), thrombus focally overlay ulcerated, unstable,
atherosclerotic plaque (Figure 1
). In
each, there was a large necrotic, lipid core that occupied at least
80% of the plaque cross-sectional area, which was covered by a
uniformly or focally thin, fibrous cap (Figure 1A
). Superficial
plaque monocytes and foam cells were present in each of these 6
plaques but in varying proportions and numbers (Figure 1B
). The
underlying plaque was between 50% and 95% stenotic. In 2
cases, there was evidence of intraplaque hemorrhage comprising
a relatively pure population of red blood cells, and in 5, of
intraplaque thrombus, with evidence of a fibrin "scaffold" and
enmeshed platelets as well as red blood cells.
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In the 1 remaining occluded extracranial carotid artery (case 7) and in
7 of the 11 occluded intracranial segments (cases 4 through 10), there
was underlying atherosclerosis, which was <50%
stenotic and either fibrous or fibrocalcific (Figure 2
). In none of the 11 occluded
intracranial carotids nor in the occluded sinus in case 7 was there
evidence of hemorrhage, ulceration, or fissuring, and none had
a significant lipid, necrotic core or superficial plaque
inflammation.
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In case 11 there was focal segmental giant-cell arteritis on multiple
segments of the circle of Willis and intracranial ICAs. In case 12,
both intracranial ICAs and proximal middle cerebral arteries were
occluded by a mixture of vascularized fibrous tissue and recent
organizing and organized thrombus. The occluded intracranial vessel
walls in cases 13 and 14 appeared histologically
normal. These pathological findings are summarized in Table 2
.
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Mechanism of Occlusion
The mechanism of occlusion in 6 of the 7 occluded extracranial
carotids (cases 1 through 6) was ulceration of unstable carotid sinus
atherosclerotic plaque with subsequent thrombosis. In cases 3 and 5,
this event appeared to have been coincident with and was possibly
precipitated by postoperative hypotension. In each of these 6 cases,
the thrombus was of mixed type histologically
(platelets, fibrin, and red blood cells), in 3 with a distally
propagating red blood cellrich "tail." In 3 cases with
extracranial carotid occlusion, there was also ipsilateral siphon
occlusion (cases 4 through 6) by thrombus,
histologically similar to the main stem or tail of the
sinus thrombus, and in these cases, siphon occlusion was assumed to be
embolic from the ipsilateral sinus.
In the 1 remaining case with sinus occlusion (case 7), there was simultaneous contralateral siphon occlusion, both presumed in the absence of other demonstrable causes, to be due to paradoxical embolism from autopsy-verified deep leg vein thrombosis through a large patent foramen ovale. In this and all other cases with intracranial carotid occlusion, the occluded segment was either histologically normal or <50% stenosed by fibrous or fibrocalcific stable, atherosclerotic plaque.
Of the 7 cases with solely intracranial occlusion, a probable mechanism was determined in 3: cardiac embolism (case 8, histologically verified left atrial thrombus), artery-to-artery embolus (case 9, ulcerated unstable aortic arch and carotid sinus atherosclerosis), and paradoxical embolus (case 10, atrial septal defect, deep venous thrombosis, and multiple pulmonary emboli). In 4 of the total of 8 cases assumed to be embolic, there was a pattern of multiple cortical microinfarcts elsewhere in the brain, which provided further evidence in support of this mechanism.
In case 11 there were multiple intracranial thromboses in the circle of Willis due to giant-cell arteritis, which had been unsuspected during life, and death followed brain stem infarction due to basilar artery occlusion. The etiopathogenesis of bilateral intracranial carotid occlusions in case 12, giving a radiological and pathological picture characteristic of the so-called moyamoya syndrome, is obscure. The details of this case and the possible contribution of the underlying primary oxalosis are discussed elsewhere.13
The underlying mechanisms of occlusion in cases 13 and 14 are unknown. In neither was there an obvious cardiac or arterial source of embolus detected during life or at autopsy. In case 13, autopsy revealed bilateral extracranial vertebral artery dissections and evidence of fibromuscular dysplasia, but neither was present in the occluded intracranial arteries. In case 14, there was a history of insulin-dependent diabetes mellitus. In neither case was there significant atherosclerosis. Both patients had a prior history of migraine, an exacerbation of which appeared to herald the onset of the fatal stroke. A possible relation between stroke and migraine in these 2 patients is therefore intriguing, although neither case fulfilled strict criteria for migrainous stroke.14
| Discussion |
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It has become increasingly apparent in the coronary circulation that the degree of stenosis per se is a poor predictor of the propensity of the plaque to rupture.21 Similarly, whereas high-grade stenosis is widely held to be closely related to stroke and transient ischemic attacks,22 it has been argued that the nature of the plaque in this situation may also be at least as important.23 Thus, although thrombotic sinus occlusion is often reported in relation to tight stenosis,9 16 24 1 serial-section study of 11 cases of recent thrombotic ICA occlusion suggested that in nearly half, there was only moderate (<60%) stenosis.20 In our cases, the preexisting degree of stenosis ranged from 50% to 95%, suggesting that it is plaque instability, often but not necessarily in association with a tight stenosis, that is the essential precursor to thrombotic occlusion.
It should be emphasised that whereas our observations do suggest that similar plaque features may promote plaque ulceration and thrombosis in carotid and coronary arteries, the clinical significance may well be different at the 2 sites, and in the carotid, this phenomenon remains ill understood. It is possible, for example, that asymptomatic plaque complications may be more frequent in the carotid than in the coronary circulation. This subject merits further study.
In contrast to the carotid sinus, atherosclerotic narrowing and occlusive thrombosis of the intracranial ICA are considered relatively rare, at least in whites. The intracranial portion of the ICA is by convention divided into petrous, cavernous (together constituting the siphon), and supraclinoid or T segments. Although the intracranial ICA commonly harbors some atherosclerosis, particularly in its cavernous and supraclinoid segments,25 26 this is more often calcific25 26 27 28 and less often severely stenotic24 25 26 27 29 than in the sinus. Perhaps in large part due to this phenomenon, intracranial ICA thrombosis is considered to be significantly less common than in the neck, its frequency in autopsy studies of carotid occlusion ranging from 0% to 30%.7 9 24 26 27 30 Furthermore, whereas intracranial carotid thrombosis has been attributed to atherosclerosis,9 it has also been suggested that thrombus in this region is more likely to be embolic,8 9 24 31 32 33 34 perhaps due to clotting abnormalities,35 or, by implication, nonatherosclerotic vessel disease.36 Thrombi also appear to develop in less severely stenosed lumens in the distal compared with the proximal ICA.9
Despite these various claims, intracranial atherosclerosis and occlusion remain underresearched, both in the carotid siphon and in other intracranial arteries. Understanding the nature and consequences of intracranial atherosclerosis is, however, potentially important, not the least because it may be a marker of severe cerebrovascular and systemic atherosclerosis elsewhere. Furthermore, it has an unexplained tendency to be more severe in blacks, Asians, and Orientals,37 38 39 and some have suggested it has a worse prognosis than extracranial disease.40 41 42
Our findings suggest that fatal thrombotic occlusion of the intracranial ICA is usually not due directly to underlying atherosclerosis. The same may also be true for contiguous arteries on the circle of Willis. Thus, in 1 careful autopsy study of middle cerebral artery occlusion, only 2 of a series of 47 infarcts were considered to be caused by in situ thrombosis due to underlying atherosclerosis.43 In the occluded intracranial carotid artery, we suggest that where there is underlying atheroma, it is usually fibrous or fibrocalcific and lacks any of the hallmarks of plaque instability. Similarly, whereas cases of "atherosclerotic" circle of Willis thrombus are recorded, they are more commonly related to less severely stenotic disease than at the sinus44 or have been associated with stable, fibrous,45 or nonruptured44 plaques, thus casting doubt on a causal role for atheroma in these cases also. Some authors have suggested that thrombosis in arteries on the circle of Willis may complicate ulceration of fibrous plaques45 or may even be a consequence of intramural hemorrhage,40 while in others, in situ thrombus could be seen without either plaque rupture or intraplaque hemorrhage.46 Finally, it should be emphasised that the posterior circulation may not necessarily conform to this pattern. In 1 thorough autopsy study of vertebrobasilar occlusions, a high proportion were associated with and presumed to be caused by tightly stenotic atherosclerotic plaques, although the nature of the underlying plaques was not detailed.47 Differing frequencies of cardiac emboli, as well as discrepancies in the severity of atherosclerosis between anterior and posterior circulations, may underlie such observations.
We confirm that the majority of fatal occlusive intracranial ICA thrombi are likely embolic8 9 24 31 32 33 34 and emphasise that these emboli may arise not only in the heart and aorta but also in the ipsilateral carotid sinus6 34 or paradoxically, in the venous circulation. However, it should be emphasised that this selected autopsy series is unlikely to be representative of the entire spectrum of carotid disease and may underestimate other common sources of emboli, such as atrial fibrillation.
In a significant proportion of patients with intracranial carotid artery occlusion, careful clinical work-up may fail to identify a possible cause during life. This study illustrates how subsequent autopsy may reveal an unexpected predisposing factor or vasculopathy, for example, intracranial giant-cell arteritis.48 Nevertheless, a relatively high proportion of intracranial occlusion cases remains in the "cause unknown" category even after autopsy, particularly in younger patients.9 48 Indeed, in the 3 comparatively young cases in this series (cases 12 through 14), the cause remained uncertain even after thorough postmortem examination.
In conclusion, our observations suggest that coronary-type plaque instability usually underlies fatal thrombotic carotid sinus occlusion. Future studies should focus on the relevance of nonocclusive plaque instability at the carotid sinus and its relation to stenosis and cerebral emboli, as well as to atherosclerosis elsewhere in the body, both stable and unstable. Detection of unstable carotid plaque by noninvasive radiographic means remains a research priority. We also suggest that fatal intracranial carotid artery occlusion rarely follows this coronary paradigm and that further pathology study is required to determine the nature and consequences of intracranial atheroma.
| Acknowledgments |
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Received February 23, 1999; revision received April 8, 1999; accepted April 23, 1999.
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