(Stroke. 1999;30:1340-1349.)
© 1999 American Heart Association, Inc.
Original Contributions |
From the Department of Neurology, University of Rochester School of Medicine and Dentistry, Rochester, NY.
Correspondence to Robert G. Holloway, University of Rochester School of Medicine and Dentistry, Department of Neurology, 1351 Mt Hope Ave, Suite 216, Rochester, NY 14620. E-mail bholloway{at}mct.rochester.edu
| Abstract |
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MethodsWe performed searches of MEDLINE, Excerpta Medica online, HealthSTAR, and Sciences Citation Index Expanded and examined the reference lists of the studies and reviews obtained. From these, we selected studies that reported an incremental analysis of cost per effect, in which the effect measure was life-years or quality-adjusted life-years. We abstracted data from each study using a standardized reporting form. Twenty-six articles met the eligibility criteria and were included in the review.
ResultsThe methodological quality of the articles reviewed has improved compared with previously reported. Many stroke evaluation and treatment policies may result in benefits to health that are considered worth their cost. Some interventions were considered cost-ineffective (anticoagulation in low-risk nonvalvular atrial fibrillation and surveillance with duplex ultrasound after endarterectomy). Different studies addressing the cost-effectiveness of screening asymptomatic carotid stenosis resulted in strikingly divergent conclusions, from being cost-effective to being detrimental. Other studies omitted important costs that, if included, would likely have had profound impact on their cost-effectiveness estimates.
ConclusionsGiven the divergent conclusions drawn from studies addressing similar questions, it may be premature to use the results of cost-effectiveness research in developing stroke policy and practice guidelines. Successful implementation of such evaluations in the care of patients with stroke will depend on further standardization of methodology and critical appraisal of reported findings.
Key Words: costs and cost analysis cost-benefit analysis stroke management
| Introduction |
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Similar gains have been witnessed in elucidating of the economic impact of stroke. The cost of stroke has been studied in many countries, including the United States,6 Canada,7 Sweden,8 Scotland,9 Austria,10 New Zealand,11 the United Kingdom,12 Denmark,13 and the Netherlands.14 These studies verify the huge economic impact of stroke because stroke-related costs comprise 3% to 4% of the annual healthcare budget in some countries.9 10 In the United States, it has been estimated that the lifetime cost per person of first stroke in 1990 was $103 576.6
Although studies such as those cited above provide important information about the cost of stroke to society, they do not provide information about which treatments are the most efficient in reducing overall disease burden in the setting of economic constraints. Given the growing demands on scarce health resources and the large economic burden associated with stroke, defining the relative value of different stroke interventions is crucial. By simultaneously assessing the health effects and costs of different health interventions, cost-effectiveness analysis provides a research methodology to make such comparisons.15 Specifically, the objectives of cost-effectiveness analysis are to show the relative value of alternative interventions and to determine how efficiently these interventions improve health in target populations.
This study reviews research addressing the cost-effectiveness of stroke-related diagnostic, preventive, or therapeutic interventions. The objectives of this study were (1) to systematically obtain and review all published cost-effectiveness analyses of stroke evaluation and treatment and (2) to compare the relative value of those stroke interventions studied.
| Subjects and Methods |
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Strategy for Identification of Studies
Relevant cost-effectiveness analyses were identified
through searches of the National Library of Medicine's MEDLINE
database, the National Library of Medicine's HealthSTAR database,
Excerpta Medica online (EMBASE), and the Science Citation Index
Expanded (SCI-EXPANDED). In addition, a cited reference search was
completed for all first authors of identified studies to find
additional references. Finally, bibliographies of all relevant articles
identified were searched to find additional references (see the
Appendix for details of search strategy). Two investigators (R.G.H. and
C.G.B.) assessed the title and abstract of each article identified by
the above searches to screen for potentially eligible articles.
Screened articles were further reviewed to determine whether they met
inclusion and exclusion criteria for article eligibility.
Data Extraction
Once articles were chosen on the basis of their inclusion and
exclusion criteria, they were reviewed and summary information was
extracted. Two abstractors (R.G.H. and C.G.B.) independently reviewed
the articles; differences were resolved by discussion. The reviewers
were not blinded to study authorship. From each study, we abstracted
the following variables: author(s), year of publication,
intervention, alternative to the intervention, patient population,
perspective of the analysis, study design, health outcome
measure, effectiveness data sources, cost elements, cost data sources,
year of costs, time horizon, adjustment for inflation, discount rate,
baseline results, variables used in and results of sensitivity
analysis, and authors' conclusions. To aid in this task, we
modified the cost-effectiveness analysis reporting checklist
published by the Panel on Cost-Effectiveness in Health and
Medicine.18
Criteria for Considering an Intervention Cost-Effective
To determine the cost-effectiveness of a particular
intervention, we relied on the authors' conclusions in the primary
publication. Most authors considered a cost-effectiveness ratio of less
than $50 000 to $100 000 per QALY to be cost-effective. In addition
to the ratios reported in the primary publication, we calculate and
report here the ratios inflated to 1998 US dollars using the medical
component of the consumer price index.
Search Strategy Results
Initial review of the literature yielded approximately 2000
potentially eligible articles. After reviewing their titles and
abstracts, the reviewers chose approximately 55 articles to review in
detail, 26 of which met study eligibility
criteria.19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44
| Results |
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Five of the analyses were published in general medical journals,22 25 30 34 39 11 were published in medical specialty journals,* and 9 were published in surgical specialty journals.20 21 27 28 36 38 41 42 43 One of the analyses was published in a book chapter.24 Four of the studies received full or partial support from a pharmaceutical sponsor or medical device manufacturer.23 33 35 39
In 25 of the 26 studies, modeling techniques were the principal
research method, with Markov modeling used most frequently. In 1 study,
the primary research design was a clinical trial that included economic
data collection with extrapolation of the clinical and economic
consequences by use of modeling techniques.39 In 14
studies (54%), the perspective of the analysis was explicitly
stated.24 25 29 30 31 32 33 34 35 36 37 40 41 43 In 11 of these studies, the
perspective was "societal," whereas in the remaining 3, it was the
"healthcare system,"35 third-party
payer,31 and "direct medical costs."25
The time horizon for 23 studies was the remaining lifetime of the
patient, whereas in 3 studies, it was 10 years.30 31 32
Seven of the studies did not show a diagram of the clinical event
pathway modeled.19 23 36 38 39 42 44 There was also
variability in the scope of costs included in the analyses. For
example, all analyses included elements of direct medical
costs, but only 4 studies included productivity
costs.34 39 43 44 In 9 studies, the methods used to adjust
for inflation were not readily
apparent,20 23 26 37 38 40 41 42 44 and in 3 studies, there
was no mention of discounting.20 38 41 In 20
analyses, both future effects and costs were discounted to
present year values; 6 of the studies used a discount rate of 3%
in the base-case analysis,19 23 25 28 34 43
whereas 16 studies used a discount rate of 5%.
In
1 study, 95% confidence intervals were calculated with
nonparametric bootstrap techniques39 ;
otherwise, confidence intervals were not calculated.
Interventions, Alternatives, and Patient Populations
Carotid Endarterectomy
Three studies evaluated the cost-effectiveness of carotid
endarterectomy (Table 2
).19 20 21 These studies did
not include screening or work-up strategies and began their
analyses with an already-defined operable carotid lesion. One
article restricted the analysis to symptomatic
patients,20 1 restricted the analysis to
asymptomatic patients,21 and 1
analyzed both symptomatic and
asymptomatic patients.19
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Screening and Other Imaging Strategies for Carotid
Stenosis
Six studies addressed screening and work-up strategies for
carotid artery stenosis.22 23 24 25 26 27 Five of these
studies focused on asymptomatic patients with various
underlying prevalence rates of
60%
stenosis.23 24 25 26 27 Four of these studies addressed
the screening policy of carotid duplex ultrasound followed by cerebral
angiography, and 1 included the screening policy of MRA.26
One study addressed the cost-effectiveness of various
perioperative imaging strategies in
symptomatic patients,22 whereas another
assessed the cost-effectiveness of postoperative surveillance after
carotid endarterectomy by use of duplex
ultrasonography to assess progression of carotid artery
stenosis.28
Atrial Fibrillation
Three studies addressed anticoagulation in patients with atrial
fibrillation: 2 in patients with chronic NVAF30 31 and 1
in patients with mitral stenosis.29 One study
built on a previous study30 and analyzed a
preference-based approach to treatment compared with treating all
patients with warfarin.32
Other Ischemic Stroke Interventions
Three other analyses assessed the cost-effectiveness of
other ischemic stroke interventions, including rtPA in acute
ischemic stroke,35 ticlopidine in patients with
transient ischemic attacks or minor strokes,33 and
TEE and transthoracic echocardiography
in patients new-onset stroke in normal sinus rhythm.34
Cerebral Aneurysms/Subarachnoid
Hemorrhage/Arteriovenous Malformations
One study assessed the clipping of asymptomatic
cerebral aneurysms compared with expectant
management36 ; another assessed Guglielmi detachable coil
embolization for unruptured aneurysms in nonsurgical
candidates.37 One study assessed the cost-effectiveness of
early and delayed surgery for subarachnoid hemorrhage
caused by a ruptured aneurysm compared with no
surgery,38 and another study addressed the
cost-effectiveness of a 10-day course of tirilazad compared with
placebo therapy in acute subarachnoid
hemorrhage.39 Two studies addressed the
cost-effectiveness of routine angiography (intraoperative and
postoperative) compared with no angiography in the management of
ruptured aneurysms.40 41 Three studies focused on
the management of arteriovenous malformations through surgery,
stereotactic radiosurgery, or endovascular
therapy.42 43 44
Cost-Effectiveness of Interventions
Carotid Endarterectomy
The cost-effectiveness of carotid
endarterectomy for symptomatic carotid
stenosis was a dominant strategy in 1 study (Table 3
)20 and was considered an
excellent use of healthcare resources ($4100 per QALY) in another
study.19 A third study found carotid
endarterectomy cost-effective (<$100 000 per
QALY) over a great majority of parameters tested except
when the efficacy of the endarterectomy fell to
<30%, when the durability of benefit was <4.6 years, and when the
stroke rate in the nonsurgical group fell <4.6%.24
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The 2 analyses pertaining to carotid endarterectomy in asymptomatic carotid stenosis yielded cost-effectiveness ratios in the base-case analysis ranging from $8004 per QALY21 to $52 700 per QALY.19 These analyses were sensitive to a number of factors, including patient age, annual stroke rate with medical management, perioperative event rate, cost of stroke, and cost of surgery. These analyses did not include a screening strategy to identify appropriate surgical candidates. This narrowed view systematically biases the results in favor of surgery because it omits the screening costs necessary to identify patients. The studies below include such a screening program.
Screening and Other Imaging Strategies for Carotid
Stenosis
The 4 analyses that explored the cost-effectiveness of
screening and treating patients with asymptomatic carotid
stenosis with carotid endarterectomy
differed substantially in their cost-effectiveness estimates (Table 4
).23 24 25 27 For a 1-time
screening program with duplex ultrasound in a population of patients
with a 4% to 5% prevalence of
60% carotid stenosis, the
cost-effectiveness ratios in the base-case analyses ranged from
$39 495 per QALY to being detrimental. In general, these
cost-effectiveness estimates improved when patient populations with
higher prevalence rates of underlying disease were tested and worsened
with multiple screening strategies (eg, screen every year).
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Therefore, the authors' conclusions about cost-effectiveness varied as greatly as the cost-effectiveness ratios. For example, 1 study concludes that "screening for asymptomatic carotid stenosis can be cost-effective when both screening and carotid endarterectomy are performed in centers of excellence."27 Other studies conclude that "a program to identify candidates for endarterectomy by screening asymptomatic populations for carotid stenosis costs more per QALY than is usually acceptable"25 and "strategies involving carotid endarterectomy for asymptomatic patients are difficult to justify."24 Interpreting this literature only becomes more confusing when one considers the conclusions of those analyses that did not include a screening program. For example, Cronenwett and colleagues21 conclude, "Our results indicate that carotid endarterectomy is cost-effective when compared with other commonly accepted health care practices."
Other evaluations of imaging strategies for carotid disease found preoperative duplex carotid ultrasound followed by MRA (and carotid arteriography for disparate results) in symptomatic patients to be cost-effective ($22 400 per QALY), but postoperative duplex surveillance for restenosis was not ($126 950 per QALY).22 28
Atrial Fibrillation
Anticoagulation with warfarin was dominant to aspirin in high-risk
patients (
2 risk factors) with NVAF.30 That is, the
anticoagulation strategy was more effective and less costly than the
aspirin strategy. Anticoagulation with warfarin for NVAF in medium-risk
patients (1 risk factor) was considered an excellent investment of
healthcare resources ($8000 per QALY), but in low-risk patients (no
risk factors), it was considered a poor investment of healthcare
resources ($370 000 per QALY).30 Another study confirmed
the cost-effectiveness of anticoagulation and extended the findings to
those patients >75 years of age (Table 5
).31 Anticoagulation for
atrial fibrillation caused by mitral stenosis was also
considered an excellent investment of healthcare resources ($3700 per
QALY).29
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Other Ischemic Stroke Interventions
rtPA in acute stroke was found to be a dominant strategy, being
more effective and less costly than the placebo
alternative.35 Results of cardiac imaging strategies for
patients who have had a stroke in normal sinus rhythm strongly suggest
that the initial costs of TEE are substantially offset by improved
outcome and a reduction in resource use for management of recurrent
strokes (Table 5
).34 Ticlopidine compared with
aspirin was also considered cost-effective, with a ratio of $39 900
per QALY.33
Cerebral Aneurysms/Subarachnoid
Hemorrhage/Arteriovenous Malformations
Prompt elective surgery for asymptomatic, unruptured
intracranial aneurysms was also found to be a cost-effective
strategy ($24 200 per QALY), but this analysis did not include
the initial screening costs associated with the surgical strategy, an
important omission that, when included, could make surgery less
cost-effective (Table 6
).36
Endovascular coil embolization of unruptured aneurysms was
found to be cost-effective ($19 000 per QALY),37 as was
cerebral angiography both during and after surgery for
subarachnoid hemorrhage.40 41 Tirilazad
mesylate for subarachnoid hemorrhage, the only
experimental intervention assessed, had ratios of less than $50 000
per QALY.39 For arteriovenous malformations, 1 study found
that embolization and surgery were dominant compared with observation
alone.42 Surgery for small, operable arteriovenous
malformations was reported to be cost-effective compared with
stereotactic radiosurgery and embolization, with a
cost-effectiveness ratio of $7100 per QALY.43
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| Discussion |
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Previous structured reviews of published economic evaluations have noted only fair adherence to certain fundamental principles.45 Recent attempts have been made to standardize the conduct and reporting of cost-effectiveness analyses to ensure that those performing such studies are held accountable for their study methods and interpretation.46 In general, the analyses in our study suggest a greater adherence to the recommended methodological standards than previously reported.45 However, there is still a room for improvement because only 56% of the analyses stated the perspective of the study, 24% did not provide a diagram of the event pathways, 20% did not state the year of the costs, and 8% did not indicate a discount rate.
By presenting the point estimates of the cost-effectiveness ratios
in Tables 3 through 6![]()
![]()
![]()
, one should not
assume that there is a high degree of precision around these estimates.
Almost all studies performed extensive sensitivity analysis (1
studied calculated 95% confidence intervals). Assumptions about the
probabilities used in all analyses (eg, life expectancy, stroke
rate, surgical morbidity, and quality of life) are among the most
important assumptions made in the analyses. Varying these
assumptions 1 at a time while holding all other variables constant
is important to assess the stability of the study conclusions and to
direct future research by identifying areas of information
deficiencies.
When we analyzed the base-case cost-effectiveness ratios from different studies assessing the same intervention, however, the results are more disquieting than reaffirming or reassuring. The cost-effectiveness ratios from different studies assessing the same intervention varied by an order of magnitude, leading to widely divergent recommendations. A case in point is the 4 studies that addressed a 1-time screening program for asymptomatic carotid stenosis with a 4% to 5% prevalence of an operable carotid lesion. The interventions and alternatives are very similar, yet 1 study concluded that such a screening program is cost-effective and another concluded that it is detrimental (ie, more costly and less effective). This lack of agreement among the studies addressing the same intervention reduces confidence that these analyses are reliably measuring the outcome (ie, cost-effectiveness) they purport to measure. This also raises concerns about the validity of the other studies, particularly given the discretionary nature of these models and the potential biases that can enter into such evaluations.47
Differences in model structure and input variables may partially explain these divergent conclusions. Understanding and reducing this source of variation are critical if the results from these analyses are to be used by clinicians and health policy makers. To date, no information is available as to how these stroke-related analyses have influenced clinical practice or health policy, including formulary or coverage decisions within managed care or the government or in changing how stroke care is organized and financed. In fact, there is little indication that cost-effectiveness analyses have contributed more broadly to resource allocation or reorganization decisions within the United States.48 Given the results of this study, one wonders whether the results of these analyses should be relegated to a limited role in shaping policy and in guideline development, at least for the present time. It is hoped that data emerging from the Stroke Prevention Policy Model, a comprehensive model of stroke development and outcome, will further extend these observations and provide clinical and policy answers to questions concerning stroke prevention.49
A corollary to the problem above is ensuring that the analysis addresses the right research question. Three of analyses in this study that assessed the cost-effectiveness of a surgical intervention (carotid endarterectomy in asymptomatic patients, surgical clipping of an aneurysm) should have arguably included the screening costs and effects associated with identifying the patient populations.19 21 36 Because the cost of screening patients for carotid disease or aneurysms is high and accrued in only 1 of the treatment arms, its omission will tend to underestimate the total costs of the surgical strategy and make the cost-effectiveness ratios for surgery appear more favorable. Thus, critical appraisal and judicious interpretation of cost-effectiveness research are essential.50 51
To be most useful, these analyses should also be systematically updated as new research emerges. For example, new data from the International Study of Unruptured Intracranial Aneurysms (ISUIA)52 would better inform the analysis performed by King and colleagues.36 In the ISUIA study, the yearly aneurysm rupture rate was found to be much lower than previously thought (0.05%) and 20 times lower than the rate used in the base case of the model (1%), a change that would make surgery less cost-effective.
Despite the limitations noted in this study, cost-effectiveness research has provided new insights into the economics of stroke and the value of stroke prevention and treatment. The economic toll of stroke is of increasing importance as healthcare systems seek to contain costs while maintainingor improvingquality of care. Because stroke is enormously disabling and expensive, it is likely that even modestly effective therapies are likely to be of good value. The burden of proof, however, depends on the careful conduct of cost-effectiveness analyses of stroke-related technologies and critical appraisal of the results. Only then can the medical community translate the knowledge gained from these studies into strategies for promoting improvements in the prevention and treatment of stroke.
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| Acknowledgments |
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| Footnotes |
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2 References 21, 22, 24, 26, 27, 29, 30, 32, 33, 3537, 39, 40, 42, and 44. ![]()
| Appendix 1 |
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1. Explode cerebrovascular disordersall subheadings (set 1).
2. Explode costs and cost analysisall subheadings (set 2).
3. Explode technology assessment, biomedicalall subheadings (set 3).
4. Combine sets 1 through 3 (set 4).
5. Limit set 4 to the English language (set 5).
HealthSTAR (1975 through January 1999) was systematically searched with the strategy detailed above for MEDLINE and limiting to non-MEDLINE records.
EMBASE (1980 through January 1999) was searched with the use of the following general strategy.
1. Explode economic aspect (set 1).
2. "0139".tg. (set 2). (The Emtree 1997 Thesaurus provided the tag term "0139".tg. to represent a compilation of economically associated terms into a single entry.)
3. 1 or 2 (set 3).
4. Explode cerebrovascular diseaseall subheadings (set 4).
5. 3 and 4 (set 5).
The Science Citation Index Expanded (SCI-EXPANDED; 1988 through March 1998) was systematically searched with the use of the following sets of terms in a general search. The "*" indicates truncation of terms.
Stroke* and cost*.
Stroke* and cost-benefit analys*.
Stroke* and cost* and cost analys*.
Stroke* and healthcare cost*.
Stroke* and cost-effective*.
Stroke* and econom* evaluati*.
Received February 22, 1999; revision received April 20, 1999; accepted April 20, 1999.
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