(Stroke. 2000;31:176.)
© 2000 American Heart Association, Inc.
Original Contributions |
From the Alberta Stroke Program, Departments of Clinical Neurosciences (H.L., P.S., Z.Z., A.M.B.) and Pathology (F.C.), Neuroscience Research Group, University of Calgary, Alberta, Canada.
Correspondence to Alastair M. Buchan, Professor of Stroke Research, Alberta Stroke Program, Department of Clinical Neurosciences, Foothills Hospital, Room 1162, 1403 29th St NW, Calgary, Alberta, Canada T2N 2T9. E-mail buchan{at}ucalgary.ca
| Abstract |
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MethodsVarious regimens of z-VAD, z-DEVD, and control DMSO were given to rats subjected to either 4-vessel occlusion ischemia (4-VO, 10-minute occlusion, 7-day survival) or distal middle cerebral artery occlusion (MCAo, 90-minute occlusion, 22.5-hour survival). In global ischemia, treatments were given immediately after ischemia (experiment 1) or as preischemic and postischemic treatments (experiment 2). Three focal ischemia experiments were done. Injection times were 60 minutes into ischemia (experiment 1) and 60 minutes into ischemia plus 30 and 120 minutes after ischemia (experiment 2). Experiment 3 was identical to experiment 2 except that a 30-minute preischemia treatment was instituted. Core normothermia was maintained in all experiments during ischemia. However, in the last focal and global experiments, core and brain temperatures, respectively, were also measured after ischemia with telemetry probes. Because hyperthermia accompanied z-DEVD treatment, an extra z-DEVDtreated group (MCAo) was included with temperature clamped at normothermia.
ResultsNeither z-VAD nor z-DEVD significantly reduced CA1 injury after global ischemia. In focal ischemia, both drugs significantly reduced infarction, but only in the third experiment, and the prevention of hyperthermia that accompanied z-DEVD treatment did not alter this.
ConclusionsThese results suggest a detrimental role of caspases in moderately severe focal but not global cerebral ischemia.
Key Words: hippocampus cerebral ischemia caspase neuronal death apoptosis rats
| Introduction |
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Most ultrastructural studies of moderate to severe focal ischemia suggest that cell death occurs by necrosis.5 6 7 8 9 Similarly, most ultrastructural studies of hippocampal neuronal injury (ie, 2 to 4 days postischemia) provide evidence more consistent with but not completely typical of necrotic cell death.10 11 12 Furthermore, even when CA1 neuronal loss is further delayed, as occurs after very brief 4-vessel occlusion (4-VO) ischemia2 and in rats13 and gerbils14 treated with postischemic hypothermia, the injury still appears to have necrotic morphology.
In contrast to the conclusions from ultrastructural studies, evidence (genetic and pharmacological) is accumulating that ischemic injury after global and focal ischemia might occur by apoptosis.15 For example, several studies have shown elevations in apoptosis-promoting genes (eg, Bax) after global ischemia.16 17 18 19 Downstream apoptotic events, such as caspase (cysteinyl aspartatespecific proteinases) activation, have also been reported after global20 21 22 and focal ischemia.23 24 Furthermore, caspase inhibitors have shown promising effects after global21 25 and focal ischemia.23 26 27 28 29 30 Finally, transgenic studies in mice support the detrimental role of caspases in focal ischemia.31
We tested the hypothesis that the caspase inhibitors z-VAD.FMK and z-DEVD.FMK would reduce ischemic neuronal injury after moderately severe but brief global and focal ischemic insults. Global ischemia (10 minutes) was produced in the rat by the 4-VO method, whereas focal ischemia was produced for 90 minutes in spontaneously hypertensive rats. In some experiments, temperature was continuously measured to determine whether it confounded neuroprotection, because it is well known that postischemic hyperthermia is detrimental32 but postischemic hypothermia is neuroprotective.33 Furthermore, recent work in gerbils25 indicates that intraventricular administration of z-DEVD causes hypothermia.
| Materials and Methods |
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4-VO Model of Global Ischemia
Wistar rats were subjected to 4-VO ischemia as
previously described.34 Briefly, rats were
anesthetized with halothane (2% in 70% air, 28%
O2) while the vertebral arteries were
electrocauterized. In addition, a 3-0 silk was placed around the
carotid arteries, and a 2-0 silk was threaded through the neck
posterior to the esophagus, trachea, jugular veins, carotid arteries,
and vagal nerves but anterior to the cervical and paravertebral
musculature. On the following day, rats were briefly
anesthetized with halothane while the wound was reopened. The
carotid arteries were then occluded for 10 minutes with clamps while
the 2-0 silk was tightened. Rats typically became unresponsive after
initial running behavior.
MCAo Model of Focal Ischemia
Male spontaneously hypertensive rats were anesthetized
with a mixture of 2% halothane in 28% O2 and
70% air.35 First, the tail artery was cannulated so that
blood pressure could be monitored throughout anesthesia.
Next, the right common carotid artery was isolated, and a ligature was
looped around it. A 1-cm incision was then made perpendicular to and
bisecting a line between the lateral canthus of the right eye and the
external auditory canal. The underlying temporalis muscle was
retracted, and a hole 1 mm in diameter was drilled 2 to 3 mm
rostral to the point of fusion of the zygomatic arch with the temporal
bone. A hole in the dura was made over the proximal MCA, and a
microclip (No. 1, Codman) was placed on the MCA at a site proximal to
the point at which it crosses the inferior cerebral vein in
the rhinal fissure. Then the ligature on the right common carotid
artery was tightened; this was considered the start of
ischemia. During ischemia, anesthesia was
discontinued, and the animals regained consciousness. At the end of 90
minutes of ischemia, the rats were briefly
reanesthetized, followed by removal of the MCA clip.
Physiological variables, including blood
pressure, blood gases, plasma glucose, and hematocrit, were
recorded. Regional cerebral blood flow was measured at the onset
and end of ischemia, the onset of reperfusion, and immediately
before decapitation by use of a laser Doppler probe situated over
the core and penumbral regions of the insult.
Drug Treatments
In all experiments, z-VAD.FMK and z-DEVD.FMK (Enzyme Systems
Products) were dissolved in 0.3% dimethylsulfoxide (DMSO; MCB
Chemical) prepared with 0.1 mol/L phosphate-buffered saline. These
drugs (z-VAD, z-DEVD), or control solution (DMSO) were injected
intracerebroventricularly under
halothane anesthesia at a location 1.0 mm posterior to
the bregma, 0.95 mm right of the sagittal line, 4.2 to 4.7 mm
deep from the dorsal surface of the rat skull. The needle was left in
place for
3 minutes after injection.
Global Ischemia
Three separate experiments, each with DMSO-, z-VAD, and
z-DEVDtreated groups, were carried out in global ischemia. In
the first experiment, 2 µL of solution, either DMSO control (n=11),
z-VAD (320 ng; n=9, plus 1 that died on day 4), or z-DEVD (320 ng; n=9)
was injected immediately after ischemia. In the second
experiment, during which brain temperature was measured in
50% of
the rats, 1 µL of solution, either DMSO control (n=13 plus 1 that
died during ischemia), z-VAD (200 ng; n=17 plus 1 that died
during ischemia), or z-DEVD (200 ng; n=16 plus 1 that died
during ischemia), was injected 15 minutes before
ischemia and again at reperfusion. In a third experiment, a
higher dose of z-DEVD (z-DEVD-HD, 1.5 µg x3; n=9) at 30 minutes
before ischemia and 2 hours and 24 hours after ischemia
or DMSO (DMSO-HD, n=4) was injected at similar time points. However,
this experiment was terminated prematurely because of high mortality in
the z-DEVD-HD group.
Focal Ischemia
Three separate experiments were done. In the first, 2 µL of
DMSO (n=7), z-VAD (320 ng; n=7), or z-DEVD (320 ng; n=7) was given at
the time of reperfusion. In the second experiment, 1 µL of DMSO
(n=8), z-VAD (200 ng; n=7), or z-DEVD (200 ng; n=9) was injected 3
times: at 60 minutes after onset of ischemia and at 30 and 120
minutes after onset of reperfusion. In the third experiment, during
which telemetry core temperature probes were used, a dosing regimen
similar to that in the second experiment was used; in addition, a dose
was given at 30 minutes before ischemia (DMSO, n=7; z-VAD, n=6;
z-DEVD, n=7; and treatment with z-DEVD with regulated
normothermia [z-DEVD-REG], n=9).
Temperature Measurement/Control
In both global ischemia experiments and the first 2
focal studies, core temperature was maintained near 37.0°C during
ischemia with a feedback-controlled infrared lamp (model 73A,
YSI). The third focal ischemia experiment used implanted core
temperature probes (model TA10TA-F40, Data Sciences International). The
second and third global ischemia experiments used brain (lower
cortex) temperature probes (model XM-FH-BP, Mini-Mitter Co). The
implantation of the brain temperature probes has been
described.36 37 Briefly, core temperature probes were
implanted on average 13 days before ischemia, and the brain
probes were implanted 4 days before ischemia. The day before
focal ischemia or the vertebral artery cauterization procedure
(4-VO model) served as a baseline. In the focal ischemia model,
core temperature was held near 37.3°C (normothermia) during
ischemia. Similarly, core normothermia was maintained in the
global ischemia studies while brain temperatures were measured.
Baseline core temperature is typically 1°C higher than brain
temperature, thus the different values for core and brain
normothermia.
In most cases, temperature was only monitored after ischemia (4 days after global ischemia, 1 day after focal ischemia). However, in 1 z-DEVDtreated MCAo group, it was deemed necessary to regulate postischemic temperature so as to mimic the DMSO controls, and this was achieved with an automated system, in effect an "exposure technique," that used lamps, fans, and fine water misters.36
Assessment of Ischemic Injury
4-VO Model
At 7 days after global ischemia, animals were
reanesthetized with halothane and transcardially perfused with
heparinized saline followed by 4% buffered formaldehyde. Brains were
left in situ at 2°C for 24 hours before extraction from the skull.
After paraffin embedding, coronal sections 7 µm thick were cut
and stained with hematoxylin and eosin. Remaining viable neurons (not
eosinophilic) were counted in the hippocampal CA1 area
3.3 mm
posterior to the bregma.38 These data were expressed as
percentage dead based on previous counts from normal animals.
MCAo Model
Rats were decapitated after brief halothane
anesthesia 24 hours after the onset of ischemia
(ie, 22.5 hours of reperfusion). The brains were then immediately
removed and frozen in -80°C isopentane. Serial (every 25th) brain
sections 20 µm thick were cut and later stained with hematoxylin
and eosin. The area of infarcted neocortex was traced by use of image
analysis (Image Pro II; Media Cybernetics). The infarct volumes
(mm3) were calculated by summing the infarcted
area of all sections and multiplying by the interval thickness between
sections.
Statistical Analysis
Only animals that survived to the scheduled time were included
in the data analysis. Data were examined with ANOVA, and
specific contrast was used after a significant main effect. All data
are presented as mean±SD.
| Results |
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Focal Ischemia
Data from the physiological measurements
immediately before and after ischemia are presented in
the Table
; there are no notable
differences between groups. Similarly, blood flow estimations with
laser-Doppler flowmetry in both core and peripheral
territories indicated severe ischemia (
10% of baseline),
with similar recovery after ischemia in all groups. The
inhibitors did not influence baseline blood flow.
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The DMSO, z-VAD, and z-DEVD groups were not significantly different
(volume of infarction; Figure 3
) in
experiment 1 (F2,18=2.19, P=0.1409) or
experiment 2 (F2,21=0.33). In the third
experiment, z-VAD (F1,25=7.58,
P=0.0108) and z-DEVD (F1,25=5.26,
P=0.0305) did significantly reduce the volume of infarction
versus DMSO-treated rats. Notably, the z-DEVD rats were warmer after
ischemia than either z-VAD or DMSO-treated rats (Figure 4
). z-DEVD-REG treatment revealed a
significant protective effect versus DMSO
(F1,25=9.38, P=0.0052), but this was
not significantly better in than the z-DEVD group rats, which were
allowed to become hyperthermic (F1,25=0.40).
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Control (DMSO) groups had significantly less injury in experiment 1 than in the second (P=0.0017) and third studies (P=0.0007). There were no physiological differences (eg, cerebral blood flow, pH, etc) to account for this. Notably, rats in experiment 1 were obtained from Taconic Farms, whereas those in subsequent experiments were from Charles River.
| Discussion |
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Caspases are also activated after brief forebrain ischemia.20 21 22 However, we were unable to demonstrate any significant protective efficacy of z-VAD or z-DEVD when given before and/or after a moderate 4-VO ischemic insult despite the use of several dosing regimens, including a high dose of z-DEVD previously found to be maximally neuroprotective in the rat 4-VO model and to substantially block caspase-3 activity in the hippocampus.21 Himi et al25 also found that z-DEVD was protective in gerbils subjected to brief global ischemia.
The many differences between the studies by Chen et al21 and Himi et al25 and the present study make it difficult to explain why we did not observe protection. One could argue that other dosing regimens of z-VAD or z-DEVD might be neuroprotective in CA1 after this or especially after briefer 4-VO ischemia. However, the present failure to find any protection is in agreement with recent ultrastructural studies that failed to find CA1 cell apoptosis after 5 or 15 minutes of 4-VO ischemia in the rat2 and after untreated and hypothermia-treated ischemia (with some slowed CA1 cell death) in the gerbil.14 Thus, although z-VAD and z-DEVD might reduce CA1 injury after briefer ischemia (eg, 5 minutes duration), the morphological findings of necrosis after either 5 or 15 minutes of 4-VO ischemia suggest otherwise.
The novel finding that z-DEVDtreated rats experienced persistent hyperthermia after either global or focal ischemia was expected to dampen the efficacy of this compound. However, no additional protection was observed in z-DEVDtreated MCAo animals that had regulated normothermia. The method used to cool rats36 is not without side effects; it induces a stress response (shivering, etc) that may have counteracted any positive benefit of the mild temperature reduction. In addition, given the known aggravating effects of postischemic hyperthermia after global and focal cerebral ischemia,39 it is possible that hyperthermia may have confounded other studies. Surprisingly, z-DEVD given intracerebroventricularly after global ischemia causes hypothermia in gerbils.25 Although hyperthermia occurred after our low-dose treatments, some rats that were repeatedly treated with a high dose of z-DEVD after 4-VO ischemia experienced delayed hypothermia, often concomitant with other ill effects and eventual death. Perhaps the differences between these studies are due to both species and dosing effects. Importantly, Chen et al21 did not rule out confounding protection by postischemic hypothermia, which, by itself, has repeatedly been found to attenuate CA1 injury.14 33 37
Administration of z-DEVD caused a greater rise in temperature than z-VAD. It is possible that both solutions invoked a fever response, but the greater inhibition of caspase 1 (interleukin-1ßconverting enzyme) by z-VAD would be expected to attenuate this fever more than z-DEVD. Accordingly, nonselective caspase inhibitors, which have previously been shown to have greater efficacy over selective inhibitors,27 may exert better protection through anti-inflammatory and antipyretic mechanisms.
The anti-inflammatory effects (eg, reduced edema27 ) of these caspase inhibitors, and not necessarily antiapoptotic effects, might account for the protection offered by these compounds. A similar argument was made by Hara and colleagues31 in an experiment that showed that transgenic mice with reduced IL-1ß levels had smaller infarcts and less edema. At this time, the fact that protection was found only in focal ischemia and not in forebrain ischemia argues for this, because inflammatory mechanisms (eg, edema, macrophages, etc) play a larger role after focal ischemia.
One limitation of our study was that we assessed only a 1-day survival after MCAo. Focal ischemic injury7 40 may not necessarily mature as quickly as initially thought. Thus, our findings of reduced cortical infarction at 1 day may have markedly overestimated true benefit. Although lasting protection (21 days) was achieved with z-DEVD given after brief focal ischemia in the mouse,23 this may not be the case in the more severe insult used here. Accordingly, studies using long survival times (eg, 2 months) are needed. Several studies2 13 41 also show that global ischemic injury can mature more slowly than initially thought. Thus, the early protection (7 to 8 days) observed with caspase inhibitors in global ischemia in the rat21 and gerbil25 may simply disappear at longer survival times.
In summary, our findings show that both z-VAD and z-DEVD can, at least temporarily, reduce ischemic injury after MCAo (90 minutes) but not after a moderate-length forebrain insult (10 minutes of 4-VO). Thus, caspase activation appears to contribute to ischemic injury after moderately severe focal ischemia in the rat clip model. It is unknown whether this is via an antiapoptotic effect or some other means (eg, anti-inflammatory). A surprising finding was that both z-VAD and z-DEVD can modify temperature, with, for example, hyperthermia occurring after lower doses of z-DEVD in global and focal ischemia animals and hypothermia observed in some 4-VO rats treated with a high dose. Thus, prolonged temperature measurement is necessary in future studies.
| Acknowledgments |
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Received May 18, 1999; revision received September 22, 1999; accepted October 25, 1999.
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Center for Clinical and Molecular Neurobiology, Departments of Neurology and Neuroscience, University of Minnesota, Minneapolis, Minnesota
| Introduction |
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In the accompanying paper, Li and colleagues examine the effect of caspase inhibition in rodent models of global and focal cerebral ischemia. Using a well-controlled experimental protocol, they found that caspase inhibitors reduce ischemic damage in focal but not in global cerebral ischemia. The results suggest fundamental differences in the role of caspases, and possibly apoptosis, in the mechanisms of cell death initiated by focal and global ischemia.
Studies on the role of programmed cell death in global cerebral ischemia have not been conclusive. While DNA fragmentation and caspase activation occur in vulnerable regions after transient global ischemia, typical morphological features of apoptotic cell death have not been observed at the ultrastructural level, despite intense efforts.11 The study of Li et al, by suggesting that the death of CA1 neurons is caspase independent, supports the notion that programmed cell death does not occur in the postischemic hippocampus. On the other hand, caspase inhibitors have been found to be protective in another careful study of global ischemia.7 The reasons for the discrepancy in the results of these investigations are not clear, and the issue requires further inquiry. Perhaps mutant mice lacking one of the caspases or other genes critical to the expression of apoptosis may be useful to provide additional experimental evidence for or against a role of programmed cell death in global cerebral ischemia.
A more general issue concerns the biological significance of apoptosis in the postischemic brain. Is apoptosis meant to eliminate dysfunctional neurons that are no longer viable? If so, rescuing apoptotic neurons would not help the long-term outcome of the ischemic brain. Furthermore, what is the relationship between apoptosis and functional recovery? If elimination of selected injured neurons is needed to "reprogram" the brain after injury, then apoptosis should not be seen as destructive but as a process necessary for recovery of function. Investigations addressing these issues are eagerly awaited.
Received May 18, 1999; revision received September 22, 1999; accepted October 25, 1999.
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