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(Stroke. 2000;31:2414.)
© 2000 American Heart Association, Inc.
Original Contributions |
From the Department of Health Economics and Reimbursement, Knoll Pharmaceutical Company, Mount Olive, NJ (G.R.W., J.G.J.), and Department of Epidemiology and Biostatistics, School of Public Health, Boston University (Mass) (G.R.W.).
| Abstract |
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MethodsWe took advantage of a particularly broad array of clinical and physiological variables collected during the Stroke Treatment with Ancrod Trial. Four hundred fifty-three patients completed a battery of instruments at day 7 after stroke and then were followed for 1 year.
ResultsOf the 453 patients, 53% were male, 77% were aged 65 years or older, and 89% were white. One hundred nine patients (24%) died during the study period. Age was a highly significant predictor of mortality (P<0.001), but there were no statistically significant differences in 12-month survival with respect to sex, race, or educational level. The best model for predicting survival was the Ischemic Stroke Survival Score. This model included the Scandinavian Stroke Scale, Rapid Disability Rating Scale, age, and prior stroke. This model had substantially greater predictive power (R2=0.30, c statistic=0.86) than the Scandinavian Stroke Scale alone (R2=0.20, c statistic=0.78).
ConclusionsThis study demonstrates that combining day 7 poststroke information from multiple domains substantially improves the ability to predict 12-month survival of ischemic stroke patients compared with data from a single domain. The high mortality rate emphasizes the importance of preventive measures for a disease that has identifiable and modifiable risk factors.
Key Words: clinical trials outcome assessment prognosis stroke, acute survival
| Introduction |
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How well can a neurological examination predict a stroke patients long-term survival? Most studies confirm the prognostic importance of level of consciousness and suggest that other elements of the neurological examination are also predictive of short-term survival.6 7 8 9 In addition, demographic variables have been identified as predictive of a stroke patients survival.1 Previous studies of patients with other underlying disease conditions found that functional status and disability domains were also highly predictive of mortality.10 11 12 13
Three widely used instruments that address these domains are the Scandinavian Stroke Scale (SSS), Barthel Index (BI), and Rapid Disability Rating Scale (RDRS). The SSS14 has been used in many stroke studies as a measure of neurological functioning.15 This scale is reliable16 and has been validated in predicting short-term mortality and functional outcome,17 but its ability to predict long-term survival has not been examined. The BI18 has been extensively used in stroke for screening, monitoring, and rehabilitation.19 This instrument has been shown to be reliable and valid,20 but it does not include items related to cognitive or perceptive function, which have been shown to have an influence on global outcome after stroke.21 The RDRS,22 which was developed as a measure of activities of daily living, is based on patient performance. This instrument is a reliable and valid measure of physical functioning applicable to the elderly,23 but its ability to predict long-term survival has not yet been examined.
These current instruments for measuring severity of illness of persons with stroke are confined to either neurological, functional, or disability measures. Neither these nor other existing instruments incorporate measures from multiple domains. It is hypothesized that a system that combines domains will have greater predictive power of long-term survival. This in turn will allow clinicians to target appropriate services to their stroke patients and will allow researchers to adjust for prognosis in studies evaluating long-term outcome. To our knowledge, this was the first attempt to develop a 1-year ischemic stroke survival score from multiple varied domains. We are not aware of any other stroke survival systems that combine information from demographic, neurological, physiological, and functional status domains to predict long-term mortality for ischemic stroke patients.
The purpose of this study was 2-fold: (1) to determine which demographic, neurological functioning, and disability measures are independent predictors of survival; and (2) to develop an ischemic stroke survival score that is more predictive of 12-month mortality than data from a single domain. Our analysis took advantage of a particularly broad array of clinical and physiological variables collected during the Stroke Treatment with Ancrod Trial (STAT).24
| Subjects and Methods |
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Scandinavian Stroke Scale
The SSS14 has been used in many stroke studies as a
measure of neurological functioning.15 The SSS assessment
involves evaluations of level of consciousness, motor function,
disorders of cranial nerves, cutaneous sensitivity, gait, and speech.
These parameters reflect the severity of the patients
neurological deficit. The maximum attainable total score in this study
was 46 points. This score represented normal function but
excluded gait. Gait assessment was contraindicated since bed rest was
encouraged during the first week of the trial. Therefore, a patient
with no impairment received a score of 46, whereas maximum impairment
produced a score of 0.
For the purpose of STAT, patients with mild strokes were excluded, since it was assumed that patients with mild strokes would not benefit significantly from ancrod. Therefore, only patients with a cumulative SSS score <40 immediately before entry were admitted in STAT. There was no lower limit, ie, patients with a score of 0 were eligible. Each patients neurological function was evaluated daily during the first week, but only the day 7 poststroke assessment was used in this study to be consistent with the other instruments.
In 1995, Edwards et al17 examined the validity of the SSS for 84 consecutive stroke patients admitted to a neurology/neurosurgery intensive care unit. They used structural equation modeling, a technique that merges the analytic procedures of factor analysis and multiple regression to examine its reliability and construct validity. They also analyzed the predictive validity, sensitivity, and specificity of the scale in predicting short-term mortality and concluded that the SSS was reliable and valid for use in stroke patients.
The interrater reliability of the SSS is very good, with
scores up
to 0.912 being reported.16 However, completion of this
scale should only be performed by a clinician. It is more time
consuming than the BI, but it still rarely takes >10 minutes to
complete.
Barthel Index
The BI18 is regarded by some as the best measure of
activities of daily living. It has been widely used in stroke for
screening, monitoring, and maintenance of
rehabilitation.19 The BI assesses the need for supervision
or assistance and provides a record of the patients activities. A
clear benefit of the BI is that direct testing is not needed. This
assessment can be completed by an interview with the patient or the
patients relatives, friends, or nurses.
One of the strengths of the BI is that physicians, nurses, or therapists can administer it. It covers 10 items: bowels, bladder, grooming, toilet use, feeding, transfer, mobility, dressing, stairs, and bathing. The individual items are scored in increments of 5 points. The sum, ranging from 0 (totally dependent) to 100 (totally independent), provides an ordinal index of disability. The scale takes a maximum of 5 to 10 minutes to administer, and for many patients 2 to 3 minutes are sufficient.
In 1979, Granger et al25 used the BI to measure disability severity and to monitor rehabilitation progress in a heterogeneous sample of 307 severely disabled persons in 10 comprehensive rehabilitation centers. Gains in functional independence were collected for up to 2 years after admission. The BI was found to be reliable, with high test-retest reliability (r=0.89) and excellent intercoder reliability (r=0.95). In addition, the BI was both valid and sensitive when describing functional abilities and changes over a period of time.
In 1991, Wolfe et al26 identified 50 patients with stroke
of varying severity by using a community-based stroke register and
interviewed them on 2 occasions that were 2 to 3 weeks apart. The BI
was reliable in repeated tests by the same observer and in tests by
different observers, with
scores of 0.95 and 0.88, respectively. It
is also reliable when it is completed by observation or interview, and
it may even be administered over the telephone.27 The BI
is so widely used that the score is likely to be understood by other
professionals, thus making the measure more valuable in
multidisciplinary care.
Rapid Disability Rating Scale
The RDRS22 was originally developed in 1967 and
then revised in 1982.23 Linn and Linn23
reported the findings of 2 nurses who independently rated the same 100
disabled patients. Intraclass correlations ranged from
r=0.62 to a high of r=0.98; all items were
statistically significant. Reliability was also demonstrated by testing
a subset of the same 50 patients twice within a 3-day period.
Test-retest values ranged from r=0.58 to r=0.96
between the first and second ratings by Pearson product moment
correlations. Linn and Linn23 also examined the
validity of the RDRS. Measurements were made on 845 men at the time of
transfer from a general medical hospital to community nursing homes.
Thirty percent of the patients died within 6 months after nursing home
placement. The items on the scale were used to predict mortality by
discriminant function analysis. For accuracy of classification,
the scale correctly identified patients who would die 72% of the
time.23
The RDRS is based on the patients performance; it measures disability and also includes levels of mobility. There are 17 questions covering the following: eating, bathing, dressing, toileting, grooming, walking, mobility, adaptive tasks, communication, hearing, sight, diet, incontinence, medication, mental confusion, uncooperativeness, and depression. The individual items are scored in increments of 1 point, with 3 points representing no impairment and 0 points extreme impairment. Therefore, a score of 51 represents no disability, and 0 represents complete disability.
The RDRS is a reliable and valid measure of physical functioning applicable to the elderly.23 It can serve as an indicator of an elderly persons response to treatment, or it can be used in other areas when assessment of the need for care or level of disability is required. It has not been as widely used and validated as the BI; it is also more time consuming and evaluates some of the same functions as the BI. However, the RDRS may be more precise in differentiating between different possible responses since it has 4 categories per item, while the BI has only 3. This may make the RDRS a better predictor of long-term mortality.
Demographic Data
The following demographic variables were collected at
baseline: sex, age, race, education, and handedness. These were
included in the analysis since they are often predictive of a
stroke patients long-term survival.1
Data Analysis
The statistical analysis was performed in 4 steps.
First, the full data set was randomly divided in half, creating
"training" and "validation" data sets, and a crude
analysis of 12-month mortality by different patient
demographics and characteristics was performed on the training data
set. Next, logistic regression techniques were used to develop and
compare multivariate regression models predicting
probability of death at 12 months from the training data set. In step
3, the "best" model identified in step 2 was tested on the
validation data set with the same coefficients that were obtained from
the training data set. Finally, the best model coefficients were
reestimated with the use of the full data set, and survival scores were
calculated for each patient.
In step 1, the relationships between 12-month mortality and different
patient characteristics were explored for the training data set. This
took the form of a series of simple 2x2, 2x3, 2x2x2, and 2x3x2
tables stratified by the following characteristics: treatment (ancrod,
placebo), sex (male, female), race (white, other), age (<65, 65 to 79,
80 years), prior stroke (yes, no), educational level (
high school,
>high school), current smoker (yes, no), handedness (right,
left, or ambidextrous), RDRS (020, 2140, 4151), SSS (020,
2130, 3146), and BI 040, 4590, 95100). The cut points for the
SSS, BI, and RDRS were decided a priori. This decision was based
on a literature review and to maintain consistency with
STAT. These 2x2x2 and 2x3x2 tables (eg, sexxSSSxsurvival status)
were used to identify any potential effect modifiers or
confounders.
Neurologists most commonly collect data on patients physiological and disease processes to assess their condition, determine their treatment, and predict their clinical course. In keeping with this standard method, step 2 involved estimating a baseline logistic model to test for the effect of SSS on 12-month survival with the use of the training data set. Each score was represented by indicator variables, with the least severe level as the referent category. Each model was compared with the baseline model from above by means of a likelihood ratio test.28 The presence of interactions between variables was also examined. In addition, the ability of each logistic regression model to predict individual patient outcomes was measured with R2.28 R2 was calculated as 1 minus the sum of squared deviations of actual (0 or 1) from predicted deaths divided by the sum of squared deviations of actual from the mean death rate, similar to the manner in which R2 is calculated in a multiple regression model. The most parsimonious model with the highest R2 value was determined to be the best model.
In step 3, the predictive value of the best model was assessed with the validation data set. The predictive value approach suggested by Harrel et al29 was used, and values of the c statistic were computed. The c statistic equals the area under a receiver operating characteristic curve when the response is binary.30 This measures how well models discriminate between patients who lived and those who died. A c statistic of 0.5 indicates no ability to discriminate, while a value of 1.0 indicates perfect discrimination.31 Finally, the best model coefficients were reestimated with the full data set. These coefficients were then used to calculate survival scores for each patient, and we examined 12-month survival by quartile of patients.
| Results |
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All 453 patients completed the SSS assessment, but 44 patients did not complete the BI and 45 patients had missing RDRS data. The SSS data were complete because greater emphasis was placed on this instrument at day 7. Fortunately, 44 of the missing patients did not complete both the BI and RDRS, and an additional patient had missing RDRS data. Therefore, complete day 7 data were available for 408 patients.
In January 1999, 12-month survival data collection was completed for
all 453 patients with day 7 poststroke information. Of these, 109
(24%) died during the study period. Age was a highly significant
predictor (P<0.001) of 12-month survival, but there were no
statistically significant differences in mortality with respect to sex,
educational level, smoking status, or handedness in the full or
training data set (Table 2
). In
the full data set there was a difference in mortality by race (25%
versus 14%; P=0.067), but white patients were on average 2
years older than nonwhite patients, and there were 8% fewer white
patients younger than 65 years than nonwhite patients (22% versus
30%). Since age is a very strong predictor of mortality, it appeared
that the difference in age distribution between whites and nonwhites
caused the difference in mortality and not the race. This was confirmed
by finding no significant difference in mortality by race when
controlling for age (P=0.266).
|
The day 7 poststroke SSS assessment performed well in the training data
set. Twelve-month mortality rates were 64.7% for individuals with SSS
of 0 to 20, 30.4% for SSS 21 to 30, and 10.8% for SSS 31 to 46
(P<0.001). In addition, the RDRS performed well: 12-month
mortality rates were 63.9% for individuals with RDRS 0 to 20, 25.0%
for RDRS 21 to 40, and 1.6% for RDRS 41 to 51 (P<0.001).
BI and history of prior stoke were also highly predictive of long-term
mortality (Table 3
).
|
To construct our ischemic stroke survival score, we used the
training data set and began with the SSS. We developed a baseline
logistic model to predict 12-month mortality using the SSS and then
added the BI and RDRS. Each significant bivariate analysis
variable was individually input into the baseline model.
Variables were also dropped from the model if they no longer made a
significant contribution to the R2
value. Table 4
reports the proportionate
increase (or decrease) in odds of mortality from the least severe
category for each variable. From the analysis of the
training data set, the most parsimonious model with the best
R2 value included the SSS, RDRS, prior
history of stroke, and age. We call this model the Ischemic
Stroke Survival Score (ISSS). In Table 5
,
the R2 for the SSS alone was 0.20. It
improved to 0.22 when age was added; however, the
R2 for the ISSS was 0.30
(P<0.001). The ISSS was also highly correlated with time to
death (r=-0.43, P<0.001).
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The ISSS was validated by applying the best model, and its coefficients
were estimated from the training data set to the validation data set.
Table 5
reports the c statistics, which improved from 0.78 with
the SSS alone to 0.86 for the ISSS system. Next, we reran the best
model and reestimated the coefficients, standard errors, odds ratios,
and their 95% CIs for the full data set (Table 6
). The odds ratio for each component of
the ISSS was in the same direction and similar in magnitude to those
observed in the training set data set (Table 4
). This suggests
that the coefficients were relatively stable.
|
Finally, to provide clinicians with an estimate of the relationship between a patients ISSS and 12-month survival, we examined survival by quartile of patients. In this analysis, we estimated each patients survival score by using coefficients obtained from the full data set. This was done to maximize the stability of the coefficients. Patients in the lowest quartile (survival scores of 0.0 to 1.80) had a 12-month mortality rate of 1.7%. Similarly, patients in quartiles 2, 3, and 4 had ranges of 1.81 to 3.34, 3.35 to 4.89, and 4.90 to 6.90, with mortality rates of 8.8%, 22.9%, and 63.7%, respectively (P<0.001).
| Discussion |
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It is to be expected that the combination of information on clinical
and physiological measures along with functional
status will produce a more accurate prediction of survival than data
from a single domain. In the logistic analysis of the training
data set, each measure was statistically significant after controlling
for the other measures (Table 4
). There are obvious trade-offs
in choosing outcome measures that are more accurate predictors of
survival but require increased resources in data collection. The ISSS
requires information on age, neurological functioning, history of prior
stroke, and activities of daily living. This involves both chart review
and patient report. This information is relatively easy to obtain, but
it can be time consuming. Therefore, a real trade-off may exist between
the cost of data and the validity and accuracy of the stroke survival
measure.
There was a degree of overlap between the SSS and the RDRS, illustrated by a high Pearson correlation (r=0.80, P<0.001). However, there is considerable variability between these 2 instruments. They do not ask the same questions, and they explore different domains. There was significant overlap in questions between the RDRS and the BI, and therefore they were very highly correlated (r=0.87, P<0.001). When we examined the ISSS model using the BI instead of the RDRS, the model still performed well (R2=0.26, c=0.82), but not as well as the model using the RDRS (R2=0.30, c=0.86). We believe that the ISSS model was superior since the BI measures only the physical aspects of stroke disability, whereas the RDRS also covers cognitive functioning and mental health, including questions about communication, uncooperativeness, mental confusion, and depression.
The BI has long been considered the gold standard in assessing functional status and outcome in both stroke trials and observational studies. However, in this analysis the BI was not a statistically significant independent predictor of 12-month mortality after controlling for SSS, RDRS, age, and prior history of stroke. Researchers have recently discussed the inadequacy of using measures such as the BI to capture the full impact of stroke-related disability.21 32 They recommend that other measures be used in addition to the BI, which has a ceiling effect and captures only physical function. This ceiling effect relates to the lack of sensitivity of the BI in differentiating stroke patients with milder impairments. However, this ceiling effect was not observed in our study since we examined only moderate to severe strokes, and the only outcome analyzed was 12-month survival.
Stroke affects not only physical functioning but also emotion, memory and thinking, communication, and role function. Focus group interviews with patients and caregivers have demonstrated that these factors should be assessed as sequelae of stroke.33 Furthermore, the results of the recent study of Duncan et al33 demonstrated that in addition to the physical aspects of disability, emotion and participation also predict a patients future stroke recovery. Therefore, the part of the RDRS related to cognitive functioning and mental health is expected to be particularly important for stroke patients and may help to explain why the RDRS was better at predicting long-term survival than the BI.
The SSS and RDRS are both ordinal scales, whereas the ISSS is a
continuous variable that gives each patient a survival score
ranging from 0.0 to 6.9. Clinicians have the ability to calculate
scores for their individual patients to assess their prognosis. This
can be achieved by using the coefficients estimated from the full data
set, displayed in Table 6
. For example, a 70-year-old patient
(1.810), with SSS between 0 and 20 (1.556), RDRS between 21 and 40
(1.537), and prior history of stroke (0.682) would have a survival
score of 5.585. In our population, such individuals would fall into the
most severe quartile of patients, with an expected 12-month mortality
of 63.7%, assuming that they survived to day 7 after stroke.
Alternatively, a 60-year-old patient with SSS between 21 and 30
(0.948), RDRS between 21 and 40 (1.537), and no history of prior stroke
would have a score of 2.485. This individual would fall into our second
least severe quartile, with an expected 12-month mortality of 8.8%. In
addition, researchers could use the raw survival scores directly as
covariates to adjust for baseline imbalances in their statistical
analyses.
The model was validated by applying coefficients obtained from the
training data set (Table 4
) to the validation data set. We also
compared the training data set coefficients with the coefficients
obtained from the full data set (Table 6
). Although these values
are similar, the coefficients based on the full data set are more
stable. Therefore, we recommend that clinicians use the coefficients
based on the full data set when assessing the severity of their
patients illness. In addition to this internal validation, external
validation is also an important next step for further study.
A number of studies have identified factors that predict functional outcome after stroke34 35 36 and stroke mortality.37 38 39 In addition, several studies have predicted stroke mortality by combining multiple factors.5 8 For example, Fullerton et al8 examined the ability of 21 factors to predict 6-month mortality for 206 consecutively admitted acute stroke patients. Iezzoni et al5 compared the ability of 5 severity measures to predict in-hospital death for stroke patients. The 5 severity-adjusted predictions were generated from clinical data and discharge abstracts. Our study varies in several ways. First, we used 12-month mortality instead of 6-month or inpatient mortality. Second, the previous studies used all strokes, whereas we examined a more homogeneous group of moderate to severe ischemic strokes. Finally, we used data collected during a clinical trial instead of data from a convenience sample or large administrative database. Therefore, this study is, to our knowledge, the first to evaluate the accuracy of combining prognostic measures from different domains in predicting 12-month ischemic stroke mortality.
In our univariate analysis, factors such as age, neurological functioning, history of prior stroke, disability, and activities of daily living were important predictors of survival. Previous work among patients with other underlying conditions (eg, AIDS, rheumatoid arthritis) have demonstrated that measures of health status and functional status are highly predictive of mortality.10 11 12 13 Our finding that activities of daily living were associated with 12-month survival after controlling for age, prior stroke, and neurological functioning is an important contribution to earlier studies of stroke survival.
This study has a number of limitations. First, the study cohort included 453 moderate to severe ischemic stroke patients from a North American multicenter clinical trial. Therefore, the study findings are probably not generalizable to all stroke patients, since patients with intracerebral and subarachnoid hemorrhages have a much poorer prognosis. It is expected, however, that these results are generalizable to the population of ischemic stroke patients who represent approximately 85% of all strokes.3 Obviously, the vast majority of mild ischemic strokes would probable fall into the least severe quartile of the ISSS.
Second, the 3 physiological instruments were administered 7 days after stroke, within a time window of 1 day. Therefore, the study findings may not hold true for ischemic stroke patients who are measured within a few days of stroke onset, but we expect the findings to hold true if the instruments are administered between 5 and 9 days after stroke. Still, we recommend that clinicians using this tool administer the instruments as close to day 7 as possible.
Third, while we observed univariate associations between survival and several other variables, these measures were not independent predictors after controlling for SSS and RDRS. The relatively small study size did not allow us to include a large number of predictors with potentially modest effects in our model. We doubt that the ISSS would be improved substantially by incorporating any of these measures. The relationships between some of these variables are likely to be very complex; therefore, further study with a larger cohort seems warranted.
Fourth, this study assessed only survival at 1 year after stroke. Logistic regression techniques and not Cox proportional hazard models were used because <50% of the patients had died at the conclusion of the trial. Therefore, the study had limited scope since it only examined 1 outcome at 1 time point. Further examination of the performance of the ISSS in predicting other important outcomes would have been of interest. In particular, cause of death, physical functioning, and health-related quality of life at various time points after stroke would provide further insight into stroke prognosis. Future studies could examine the prognostic importance of data on other risk factors, such as smoking, diabetes, hypertension, hyperlipidemia, and obesity, and disease states, such as coronary heart disease, peripheral vascular disease, and renal failure.
In summary, our results suggest that age, disability, neurological functioning, and history of prior stroke are all important independent predictors of 12-month mortality. The ISSS combines all of these measures into a continuous survival score, which better predicts 12-month survival than data from a single domain. Mortality prediction can be refined with more data and external validation. The ISSS should therefore be considered a "work in progress," with further investigation needed. Providing accurate prognostic tools is particularly important both for researchers in the health policy arena and for clinicians to help care for their patients. Our study suggests that the relationship between stroke patient characteristics and long-term survival is extremely complex and may be best assessed by a combination of measures from different domains.
| Acknowledgments |
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| Footnotes |
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Received June 15, 2000; revision received July 20, 2000; accepted July 20, 2000.
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