(Stroke. 2000;31:2692.)
© 2000 American Heart Association, Inc.
Original Contributions |
From the Department of Radiology (H.D., A.d.C., W.H.S., T.E., A.K., M.M., F.G.B.), Stanford University School of Medicine, Stanford, Calif; the Department of Pediatrics (W.R.), Lucile Salter Packard Childrens Hospital at Stanford, Palo Alto, Calif; the Department of Laboratory Medicine, (J.F.T.), University of Washington, Seattle; and the Department of Neurology, Neurological Sciences, and Neurosurgery (M.Y.), Stanford Stroke Center, Palo Alto, Calif.
Correspondence to Francis G. Blankenberg, MD, Department of Radiology, Stanford University School of Medicine, 300 Pasture Dr, Stanford, CA 94305-5105. E-mail blankenb{at}leland.stanford.edu
| Abstract |
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MethodsTwenty-two neonatal New Zealand White rabbits had ligation of the right common carotid artery with reduction of inspired oxygen concentration to induce HII. Experimental animals (n=17) were exposed to hypoxia until an ipsilateral hemispheric decrease in the average diffusion coefficient occurred. After reversal of hypoxia and normalization of average diffusion coefficient values, experimental animals were injected with 99mTc annexin V. Radionuclide images were recorded 2 hours later.
ResultsExperimental animals showed no MR evidence of blood-brain barrier breakdown or perfusion abnormalities after hypoxia. Annexin images demonstrated multifocal brain uptake in both hemispheres of experimental but not control animals. Histology of the brains from experimental animals demonstrated scattered pyknotic cortical and hippocampal neurons with cytoplasmic vacuolization of glial cells without evidence of apoptotic nuclei by terminal deoxynucleotidyl transferasemediated dUTP nick end-labeling (TUNEL) staining. Double staining with markers of cell type and exogenous annexin V revealed that annexin V was localized in the cytoplasm of scattered neurons and astrocytes in experimental and, less commonly, control brains in the presence of an intact blood-brain barrier.
ConclusionsApoptosis may develop after HII even in brains that appear normal on diffusion-weighted and perfusion MR. These data suggest a role of radiolabeled annexin V screening of neonates at risk for the development of cerebral palsy.
Key Words: apoptosis brain injuries hypoxia newborn radioisotopes rabbits
| Introduction |
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Efforts to image neonatal HII have largely centered on MR techniques, including phosphorus (31P) and (lipid/lactate) proton (1H) spectroscopy, diffusion-weighted imaging (DWI), and gadolinium (Gd)diethylenetriamine pentaacetic acid (DTPA) bolus tracking experiments.2 9 10 11 12 In a neonatal porcine model, Mehmet et al10 demonstrated high-energy phosphate depletion in the cingulate sulci after HII with 31P MR spectroscopy. High-energy phosphate loss was also directly correlated with the number of apoptotic hippocampal neurons in brains, without evidence of necrotic damage 48 hours after the insult.
DWI can identify small changes in the apparent diffusion coefficient (ADC), an indicator of regional diffusion of water molecules, which is a sensitive marker of the earliest metabolic effects of cerebral ischemia.2 9 Normal ADC values or timely normalization of ADC values, after brief periods of ischemia, suggest an absence of significant cerebral injury, particularly if found in conjunction with normal cerebral perfusion and an intact blood-brain barrier (BBB), as observed on MR bolus tracking and postT1-weighted postGd-DTPA imaging experiments.9 However, the presence or absence of apoptosis with respect to diffusion-weighted MRI has been examined only in animals that suffered permanent ADC changes that directly corresponded to areas of infarction induced by transient but moderately severe ischemia.2 13
Although changes in diffusion correlate with apoptosis, they are not a direct marker of the process. In 1998, a radiopharmaceutical approach to detect apoptosis in vivo was described.14 15 The technique used 99mTc-labeled annexin V, which binds to phosphatidylserine (PS) expressed on the outer leaflet of the cell membrane of tissues undergoing apoptosis, which immediately follows caspase-3 activation.16 17 18 The technique has been validated in cell culture, in in vivo studies of Fas receptormediated hepatic apoptosis, and during acute rejection of transplanted hearts,19 lungs,20 and livers.21 Because neurons also express PS as they undergo apoptosis,22 23 we hypothesized that annexin imaging could be useful in identifying this process in the brain of the neonate.
In the present study, we tested the ability of 99mTc-labeled annexin V to detect cerebral expression of PS in response to transient microcirculatory disturbances as defined by DWI and Gd-DTPA MR imaging during induction of neonatal HII. For the present study, we used a well-described rabbit model of neonatal HII in which a single common carotid artery was ligated, followed by lowering FIO2 to 10%.24 This model produces a global HII after an initial period of ipsilateral ischemic changes.
| Materials and Methods |
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Experimental animals (n=17) were divided into 2 test groups: (1) The chronic group (9 animals) was subjected to 2 hours of hypoxia and 10 to 15 hours of reperfusion before annexin V injection. After surgery, the animals were transferred to a warm (37°C) hypoxic chamber (10% FIO2) and subjected to hypoxia for a total of 2 hours. These animals recovered overnight. Ten to 15 hours later, they were scanned by MRI, followed by injection of 99mTc annexin V and radionuclide imaging 2 hours later. (2). The acute group (8 animals) was subjected to 0.5 to 2 hours of hypoxia and 2 hours of reperfusion before annexin V injection). After surgical preparation, the animals were directly subjected to hypoxia and MRI as described below.
All animals were positioned in a 2.0-T GE Omega MR system and kept normothermic with the use of a warm air circulation system. FIO2 for the experimental group was decreased by administration of nitrogen to dilute the room air in the nose cone used for ventilation. The heart rate, SaO2 (measured by pulse oximetry), and rectal temperature were recorded continuously on a Macintosh-based data acquisition system (MacLab).
Five ligated animals (and 2 additional nonligated animals) were used as controls and underwent MR and radionuclide imaging without being exposed to hypoxia. The ligation of a single carotid artery alone, without reduction of FIO2, does not result in HII as seen histologically.24 All animal procedures were approved by the Institutional Administration Panel on Laboratory and Animal Care.
Diffusion-Weighted and Gd-DTPAEnhanced T1-Weighted MRI
Multislice diffusion-weighted (
=12 ms,
=16 ms, and b=1300
s/mm2, with gradient along z-axis; see MRI Data
Processing for definitions of
,
, and b) MR scans were performed
by use of a single-shot echo planar imaging technique
(repetition time 3000 ms, echo time 50 ms, 40-mm field of view,
64x64 matrix, 4 to 8x2.5-mm slices).9 For the acute
group, continuous monitoring of the metabolic status of the
brain throughout the entire experimental period (baseline to recovery)
was performed with the use of serial DWI to detect the onset of
decreased signal intensity. Diffusion-weighted images (b=1300
s/mm2) and T2-weighted images (echo time 50 ms)
were acquired at baseline (prehypoxia), just before the end of
the HII period, and after hypoxia. These images were processed
to yield ADC maps. After baseline images, the animals were exposed to
hypoxia (10% FIO2) until
there was decreased signal intensity throughout the entire ipsilateral
hemisphere. Hypoxia was reversed immediately thereafter, and
the animals recovered in 100% oxygen until diffusion-weighted
hypointensity had resolved. Note that the decreases in ADC, once they
appeared, spread quite rapidly, making it difficult to stop the insult
at a point in time at which the decreased signal intensity was limited
to just a single hemisphere. Therefore, there was a variable degree
of overshoot of decreased ADC to the contralateral side.
Animals in the chronic group were not imaged acutely with MRI but were instead imaged with MRI 10 to 15 hours after HII and before annexin V injection.
Prehypoxia and posthypoxia Gd-DTPAenhanced T1-weighted MR images were acquired with the following parameters: repetition time 500 ms, echo time 12 ms, 2 excitations, 128x128 matrix, field of view 50 mm, and slice thickness 2.5 mm.
MRI Data Processing
Diffusion-weighted images were processed by using customized
image display software at each scan time point (MR Vision Co). A
2-point fit was performed on the signal intensity decay curves of the
baseline (ie, zero diffusion-weighted) images
(M0, with b=0) and diffusion-weighted images (M,
with b=1300 s/mm2). ADC was calculated from these
2 images according to the following:
ADC=-loge(M/M0)/b, where
b=g2G2d2
(
-
/3), G is the diffusion gradient strength,
is the duration
of the rectangular shaped diffusion-weighting gradient pulses, and
is the time between the leading edges of the diffusion gradient
pulses.25
Regions of interest (ROIs) were drawn in the uninvolved (contralateral) and ipsilateral brain by using the ROI tool of the image display software. The change in ADC was calculated as a percentage of the baseline value.
Radiopharmaceutical Preparation and Administration
99mTc-HYNIC annexin V was prepared
as previously described.14 15 Briefly, human annexin V was
produced by expression in Escherichia coli. Annexin V was
conjugated with HYNIC, a bifunctional linker molecule with one moiety
that binds to a protein lysine residue and another that binds to
complexes of 99mTc.26
HYNIC-labeled annexin V was stored at -70°C until use.
99mTc was bound to HYNIC-labeled annexin V after
reduction in a tin-tricine solution. Specific activity ranged from 100
to 200 µCi/µg protein, with a radiopurity of 92% to 97%.
Annexin V (2 to 4 mCi, 50 to 100 µg/kg protein per animal) was administered intravenously 2 hours (acutely) and 10 to 15 hours (chronically) after HII. Three chronic test and 2 ligation control animals were coinjected with 200 µCi of 111In-DTPA to assess for the integrity of the BBB by use of a radiopharmaceutical technique.
Radionuclide Imaging
A mobile gamma camera (model 420, Technicare) equipped with a
1-mm pinhole collimator was used to record the radionuclide
distribution. Images were recorded 2 hours after tracer
administration. The animals were sedated with 80 mg/kg
ketamine, administered intramuscularly before imaging.
The brain was imaged in the vertex (posterior) and right lateral positions for 20 minutes per view. Data were recorded in a dedicated system (ICON, Siemens) in a 256x256 matrix. The camera was set to image the 140-keV photopeak of 99mTc with a 20% window. In the animals coinjected with 111In-DTPA, 20-minute 256x256 acquisitions were performed with use of the same projections (without repositioning of brain) as described above. The pulse height analyzer was set to include both photopeaks of 111In.
Radionuclide Data Processing and Statistical Analysis
Images were analyzed by placing an ROI over normal areas
of the brain and over zones of high uptake. The normal zones
corresponded to regions of low cerebral activity (ie, cerebral tissue
background [CTB]). Data were expressed as CTB (cpm) per number of
pixels.
Regions of highest uptake (RoH) were recorded as counts (cpm) per pixel and then normalized to CBT as follows: RoH (cpm/pixel)/CTB (cpm/pixel).
The normalized activities obtained (see above) were averaged and
presented as mean±SD for individual brain tissue regions. The
cerebellar uptakes in the control and experimental groups were
expressed as cerebellar counts (cpm) per pixel divided by CTB (cpm) per
pixel. Statistical comparisons between control and experimental mean
values were performed by a 2-tailed Student t test for
significance. A value of P
0.05 was considered to be
significant. Note that the intrasubject regional variations of annexin
uptake within control brains (n=5 ligated, n=2 nonligated) were <29%
for images taken in the posterior projection and 14% for those
taken in the right lateral projection.
Histopathologic Analysis/In Situ Detection of
Apoptotic Nuclei
Brains were excised and immediately put into PBS before
radionuclide imaging (
1.5 hours for each animal). Formalin fixation
in situ was not performed because this may have interfered with annexin
V binding. After annexin V imaging, the brains were transferred
directly to phosphate-buffered formalin. Formalin-fixed
paraffin-embedded tissues were sectioned coronally in 5 equally spaced
locations in the cephalocaudal direction of the neonatal cerebrum and
cerebellum. Sections (5 µm) were then obtained and stained with
hematoxylin and eosin. For the detection of apoptotic nuclei,
corresponding 5-µm sections were stained by direct immunoperoxidase
detection of digoxigenin-labeled 3'-OH DNA strand breaks by use of the
terminal deoxynucleotidyl transferasemediated
dUTP nick end-labeling (TUNEL) method.27 The procedures
used were outlined in the commercially available Apop Tag Kit (Oncor
Inc).
Hematoxylin and eosinstained and TUNEL-stained sections were examined for regions of ischemic damage and the presence of apoptotic nuclei (TUNEL-positive nuclei with clumped chromatin).
Immunohistochemical Staining of Intravenously
Injected Biotin-Annexin
Subgroups of animals were as follows: acute hypoxia
(n=2), chronic hypoxia (n=2), and control (n=2); all 6 animals
were coinjected with biotin-labeled annexin V (300 µg/kg protein,
Molecular Probes) and radiolabeled annexin V. Two hours after
coinjection, ex vivo brain specimens were imaged and then flash-frozen
on dry ice (-20°C) without formalin fixation. Frozen
histological sections (20 µm) were obtained in
the coronal plane, including the cortex and midbrain of each animal.
These sections were then fixed with 75% acetone/25% ethanol, washed
with 0.003% hydrogen peroxide, digested for 15 minutes with proteinase
K solution, and placed in streptavidin-conjugated horseradish
peroxidase PBS bath for 40 minutes. Sigma Fast DAB (tablets) solution
was applied for 10 minutes, followed by quenching. After identifying
cells positive for annexin Vbiotin (brown stain), sections were then
colabeled with cell-type markers to identify neurons and astrocytes.
Sections were treated with 0.5% Triton X-100 for 20 minutes and then
blocked in 5% normal serum. Primary antibodies to identify neurons
(MAP2B antibody, 1:100 dilution; M41420, Transduction Laboratories) or
astrocytes (GFAP antibody cocktail, 1:200 dilution; 60341D, Pharmingen
International) were applied at room temperature for 1 hour. Sections
were then incubated in biotinylated secondary antibodies, followed by
an alkaline phosphatasebased avidin-biotin complex and then Vector
Blue as the chromogen (all reagents were purchased from Vector
Laboratories).
| Results |
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In the acute experimental animals, decreased ADC in the ipsilateral
hemisphere was
50% of baseline (range 46% to 55%), and there was
essentially no change in the contralateral uninvolved brain tissue. All
brains, control and experimental, showed no areas of decreased ADC in
the DWI images before radionuclide injection. T1-weighted images also
showed no contrast leakage before annexin injection V, as shown in
Figure 1
.
|
The animal in Figure 1
showed focally increased annexin V uptake
primarily in the ipsilateral hemispheric, bifrontal, and basilar
regions. These areas of uptake did not precisely match those seen in
the ADC images, although there was some degree of overlap.
99mTc Annexin V Radionuclide Imaging
Normal control animals (n=7) did not show any regions of focally
increased annexin V uptake on in vivo or ex vivo posterior and right
lateral views. Ex vivo imaging of ligated control animals (n=5) showed
a single animal with a focal region of annexin V uptake in the
frontoparietal junctional area (uptake on posterior view, 1.95; right
lateral view, 2.59). Nonligated control brains (n=2) also did
not demonstrate any regions of focally increased annexin V uptake ex
vivo. Ex vivo images of control animals showed slightly (10% to 14%)
higher baseline counts per pixel in the cerebellar tissue compared with
the rest of the brain. The average cerebellar uptake in control animals
was 1.104±0.129 in the posterior views and 1.136±0.143 in the right
lateral views. Figure 2
shows the typical
in vivo/ex vivo annexin V distribution in the ligation/control group.
Ex vivo 111In-DTPA images of ligated control
animals demonstrated no regions of increased uptake (n=2) (data not
shown).
|
In vivo (Figure 3A
and 3B
) and ex vivo
(Figure 3C
and 3D
) imaging of the hypoxic-ischemic
animals (n=17) all showed focally increased annexin V uptake. The small
size of these animals precluded single-photon emission CT radionuclide
imaging. Given these circumstances, it was not possible to subtract the
expected normal background calvarial bone marrow and soft tissue
uptake28 from brain uptake in vivo. Therefore, the ex vivo
data were used for ROI analysis. ROI analysis of all ex
vivo posterior images demonstrated that the frequency of focally
increased annexin V uptake in brain regions in order of occurrence was
as follows: in the posterior views, cerebellum>midbrain>frontal brain
region>frontal parietal junction. The frequency of abnormal focal
annexin V uptake in the right lateral ex vivo views was as follows:
cerebellum>frontal brain region>midbrain>frontal parietal
junction>basilar and occipitoparietal junction.
|
ROI analysis of the acute and chronic groups showed abnormally increased focal cerebellar annexin V uptake, which was significantly greater than that of the control group. In the acute group, cerebellar uptake in the posterior views was 1.582±0.388 (P<0.025); in the right lateral views, uptake was 1.772±0.762 (P=0.08, borderline significance). In the chronic group, cerebellar uptake in the posterior views was 2.029±1.086 (P<0.005), and in the right lateral views, uptake was 2.197±0.938 (P<0.005).
The cerebral brain regions of the acute group showed fewer foci of
abnormally increased annexin V uptake compared with those of the
chronic group (8 cerebral regions in the acute group versus 20 cerebral
regions in the chronic group). Figure 4
shows a scatterplot of the distribution of these focal regions among
the entire experimental population.
|
A subset of the chronic experimental group coinjected with 111In-DTPA (n=3) demonstrated no focal uptake in the cerebrum or cerebellum, indicating an intact BBB (data not shown).
Histopathological Findings
Histological examination of formalin-fixed
experimental brains (n=13) showed patchy ischemic changes in
the following tissues: cortex, CA1, and CA3/4. Vacuolar changes
were frequently seen in the periventricular white matter
(Figure 5A
), with scattered pyknosis of
the neurons (Figure 5B
). These ischemic changes were
generally more pronounced on the right side of the brain, the side of
ligation. The formalin-fixed brains from control animals showed no
pathological change in hematoxylin and eosinstained sections (n=5).
TUNEL staining was negative for all formalin-fixed brains (18
total).
|
Immunostaining for Neurons, Astrocytes, and
Injected Biotinylated Annexin V
Double labeling of intravenously administered
biotinylated annexin V cerebral deposition and the neuronal marker,
MAP2B, showed scattered neurons (few per x40 field) positive for both
exogenous annexin V and MAP2B (see Figure 6A
) in all groups of animals examined
(ie, control, acute, and chronic hypoxic groups). However,
qualitatively, there were many more double-staining neurons in both
groups of hypoxic animals compared with control animals, which
demonstrated little double staining. Double labeling of biotinannexin
V deposition and the astrocyte marker, GFAP, showed single staining of
scattered annexin Vpositive cells (few per x40 field) with a
triangular (neuronal) morphology in all groups (see Figure 6B
).
Annexin V staining was also rarely observed in the cytoplasm of
GFAP-positive cells (ie, astrocytes).
|
| Discussion |
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The degree of HII that experimental animals in the present study underwent was relatively mild, as indicated by the absence of permanent changes in cerebral ADC, perfusion, or loss of BBB integrity. Brains that show no abnormalities of water diffusion, cerebral perfusion, or BBB breakdown (shown by MR and 111In-DTPA imaging) after reversal of hypoxia would be expected to have little or no uptake of radiolabeled annexin V, particularly in the chronic group.9 However, abnormal increases in annexin V uptake were seen bilaterally in a distinctly different pattern, although not totally dissimilar, compared with that of the transient hemispheric ADC and perfusion abnormalities observed on MR. The single exception was one ligation control animal with a focus of increased annexin V uptake in the frontoparietal region. Whereas MRI showed no diffusion-weighted abnormalities in this animal, hypoxic-ischemic damage during delivery or during carotid artery ligation could not be excluded histologically because the brains from this subgroup of control animals were frozen before fixation for immunolabeling, precluding accurate histological assessment of the presence of subtle morphological changes.
Histological analysis of the formalin-fixed brains of experimental animals demonstrated subtle but consistent ischemic changes scattered throughout the cortex, hippocampus, and periventricular white matter in both hemispheres that were not observed in ligated or nonligated control animals.
The association of vacuolar changes in the cytoplasm of periventricular glial cells seen with HII may represent cytoplasmic lipid droplets and vesicles that are leached out by the organic solutions used to fix and prepare histological sections. Cytoplasmic lipid droplets (1.08 µm in average diameter) have been observed in thymocytes and glial tissues/tumors undergoing apoptotic cell death in response to therapy.29 30 31 These droplets are also observable in vivo by 1H lipid MR spectroscopy. It appears that both MR spectroscopy and radiolabeled annexin V radionuclide imaging maybe useful for the detection and monitoring of the early molecular events of apoptosis that occur before end-stage irreversible autocleavage of nuclear DNA.
TUNEL immunohistochemical staining of formalin-fixed brains, a marker of autodigested DNA in situ, was negative for the neurons and glial cells, which showed subtle but real morphological changes after reversal of hypoxia. Previous investigations by Du et al3 and Mehmet et al10 failed to demonstrate apoptotic nuclei by in situ TUNEL immunohistochemical staining by 48 hours after the reversal of relatively mild (not immediately necrotic) degrees of HII. However, exposure of PS on apoptotic cells, which bind annexin V in vivo, occurs much earlier, before the autodigestion of DNA that can be detected by TUNEL staining or gel electrophoresis.17 32 33 34 In addition, PS exposure serves as a signal to adjacent cells and phagocytes that an apoptotic neuron or glial cell is ready for engulfment and ingestion.18 35 The combination of these factors and perhaps others may help to explain the relatively few TUNEL-positive neurons noted several days after HII in prior studies and their absence before 24 hours in the present study.
In frozen brain tissue, the specific cellular localization of radiolabeled annexin V appeared to be within the neuronal cytoplasm (and rarely astrocytes) on the basis of staining for biotinannexin V deposition. Interestingly, the BBB was noted to be functionally intact in the Gd-DTPA MR and 111In-DTPA radionuclide images. The ability of annexin V, a protein that is half the weight of albumin, to cross the BBB suggests an active mechanism of annexin V uptake that is part of neuronal and astrocytic physiology. Annexin Vpositive neurons in control animals, although less common than in the experimental group, were unexpected and may be due to baseline rates of neuronal annexin V uptake involved in the physiological cell turnover (apoptosis) that is characteristic of normal neonatal brain development.36 37 38
The cytoplasmic uptake of annexin V is unlikely to be explained by an artifact from the sectioning of the brains before flash-freezing, which could cause nonspecific leakage of biotinylated annexin V from the cerebral vasculature to apoptotic (or necrotic) neurons or astrocytes. The reasons that this is unlikely are as follows: (1) there were, on a qualitative basis, more annexin Vpositive cells in the hypoxic animals than in the control animals; (2) there was no annexin V positivity in the microvasculature seen in any group of animals; and (3) the total uptake of annexin V of the brain 1 hour after annexin V injection is <0.06% of the total injected dose.15 39
Also of note was the marked increase in the uptake of radiolabeled annexin V in the cerebellum of experimental animals. However, the cerebellums of all experimental animals demonstrated normal ADC values and perfusion before, during, and after hypoxia. Histological analysis of the cerebellums of experimental animals was also unremarkable. The cerebellum is a major target for hypoxic damage in neonates and contributes to the pathophysiology of cerebral palsy.40 Purkinje cells normally demonstrate significantly increased amounts of PS during the first week after birth.41 This observation mostly likely is related to the marked amount of apoptosis of neurons in the external granular layer of the cerebellum noted in the neonatal period of development.42 43 On the basis of our data, further increases in PS expression occur with global hypoxia, presumably from the acceleration of apoptosis above the expected rates of cell death attributable to normal cerebellar maturation. However, we did not directly confirm the presence of annexin V localization in cerebellar neurons (or glial cells) because frozen cerebellar specimens were not specifically analyzed for the presence of intravenously administered biotinylated annexin V.
In summary, these experiments suggest that 99mTc-radiolabeled annexin V imaging is useful in identifying neonates acutely suffering from HII. In the future, this and other diagnostic imaging tools, such as 1H lipid MR spectroscopy, may prompt earlier administration of neuroprotective agents. Novel neuroprotective interventions undertaken in the acute post-HII situation may ultimately help to prevent or ameliorate neuronal and white matter loss associated with the development of cerebral palsy in preterm and term neonates.
| Acknowledgments |
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| Footnotes |
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Received March 31, 2000; revision received June 27, 2000; accepted July 11, 2000.
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A/CCM Laboratories Johns Hopkins University School of Medicine Baltimore, Maryland
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Received March 31, 2000; revision received June 27, 2000; accepted July 11, 2000.
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