(Stroke. 2000;31:3001.)
© 2000 American Heart Association, Inc.
Original Contributions |
From the Departments of Neurology (C.J.M.K., L.J.K., A.A., J. van G.), Radiology (J. van der G.), and Neurosurgery (C.A.F.T.), and the Julius Center for Patient Oriented Research (A.A.), University Medical Center Utrecht and the Rudolf Magnus Institute for Neurosciences, Utrecht, Netherlands.
Correspondence to C.J.M. Klijn, MD, Department of Neurology, C03.236, University Medical Center Utrecht, PO Box 85500, 3508 GA Utrecht, Netherlands. E-mail c.j.m.klijn{at}neuro.azu.nl
| Abstract |
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MethodsIn 115 consecutive patients with transient or moderately disabling symptoms of cerebral or retinal ischemia and ipsilateral CAO, we studied the prognostic value of (1) presence of a border-zone infarct; (2) quantitative flow in the middle cerebral artery (MCA) ipsilateral to the CAO; and (3) metabolic ratios in the centrum semiovale ipsilateral to the CAO.
ResultsPresence of a border-zone infarct and the rate of flow in the MCA did not have a significant relationship with recurrence of cerebral ischemic events. Patients with a low N-acetyl aspartate (NAA)/choline ratio had an annual risk of recurrent, ipsilateral, cerebral ischemic events of 16.0% (95% CI, 9.5 to 27.0), whereas this risk was 4.2% (95% CI, 2.2 to 8.0) in those with a normal NAA/choline ratio (hazard ratio, 0.43; 95% CI, 0.19 to 1.00). Patients who on entry had had only retinal symptoms had on average a higher NAA/choline ratio (mean difference, 0.25; 95% CI, 0.13 to 0.37) and a lower risk of recurrent cerebral ischemic events (odds ratio, 0.0; 95% CI, 0.0 to 0.6) than those with cerebral ischemic symptoms.
ConclusionsNAA/choline ratio measured by 1H MRS, but not the presence of a border-zone infarct or the amount of flow in the MCA, can identify patients with symptomatic CAO who are at risk of future ipsilateral cerebral ischemic events.
Key Words: carotid artery occlusion outcome spectroscopy, nuclear magnetic resonance
| Introduction |
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In recent years noninvasive MR techniques have become increasingly important in the diagnosis of cerebral ischemia.12 13 In addition to assessment of the presence and extent of infarcts with MRI, MR angiography (MRA) can be applied to quantify flow in the middle cerebral arteries (MCAs),14 and 1H MR spectroscopy (MRS) has proven to be a valuable tool to study metabolic changes in the brain in both infarcted15 16 and noninfarcted areas.17 18
The purpose of this study was to assess whether MR can provide prognostic information about the recurrence of cerebral ischemic events in patients with symptomatic CAO. We investigated the prognostic value of 3 factors that on theoretical grounds12 19 may be related to the blood flow state of the brain: (1) presence of a relevant infarct of the border-zone type; (2) quantitative flow in the MCA ipsilateral to the symptomatic CAO; and (3) metabolic ratios measured by 1H MRS, ipsilateral to the symptomatic CAO.
| Subjects and Methods |
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6 months) symptoms of transient or moderately disabling (modified
Rankin grade
3)20 retinal or cerebral ischemia
and an angiographically confirmed ipsilateral CAO were studied
prospectively. The degree of stenosis in the contralateral
carotid artery was measured according to the North American
Symptomatic Carotid Endarterectomy
Trial (NASCET) criteria.21 We excluded patients with a
diagnosis of arterial dissection, patients who suffered a
severely disabling stroke (modified Rankin grade 4 or
5),20 and patients in whom it was not possible to perform
the MR investigation because of claustrophobia. All patients were
interviewed by 1 of 2 investigators (C.J.M.K., L.J.K.) for the presence
of risk factors, as listed in Table 1
70% stenosis of the contralateral internal
carotid artery (ICA) were offered endarterectomy.
Patients with recurrent symptoms that were of presumed
hemodynamic origin were offered high-flow EC/IC bypass
surgery according to the method of Tulleken.22 23 In all
patients antithrombotic medication was prescribed (low-dose aspirin in
the majority), and vascular risk factors were rigorously
treated.
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MRI, MRA, and 1H MRS
MR studies were performed on a 1.5-T whole body system (model
ACS/NT-15; Philips Medical Systems). Details of the applied MR
protocol have been described previously.14 24 MRI
investigations consisted of a sagittal T1-weighted spin-echo sequence
(repetition time [TR], 545 ms; echo time [TE], 15 ms; slice
thickness, 4 mm with a 0.6-mm interslice gap; field of view,
225 mm; 256x256 matrix) and a transaxial T2-weighted spin-echo
sequence (TR, 2000 ms; TE, 20 and 100 ms; slice thickness, 7 mm
with a 1.5-mm interslice gap; field of view, 225 mm; 256x256
matrix). All MRI scans were reviewed independently by 2 investigators
(C.J.M.K., L.J.K.). Infarcts were classified as border-zone infarcts
(in the border-zone area between the vascular territory of the anterior
cerebral artery [ACA] and the MCA; between the vascular territory of
the MCA and the posterior cerebral artery [PCA]; between the ACA,
MCA, and PCA; or between the deep and superficial territory of the MCA)
or as territorial infarcts.25 If consensus could not be
reached on the type of infarction, the opinion of a third reviewer was
sought. Subsequently, clinical details were examined to assess whether
the observed infarcts were related to the patients symptoms and
signs.
Quantitative flow in the MCA ipsilateral to the symptomatic CAO was measured by MRA. On the basis of the reconstruction of a 3-dimensional time of flight of the circle of Willis, two 2-dimensional phase-contrast single slices were positioned perpendicular to the left and right MCA (TR, 17 ms; TE, 10 ms; flip angle, 8°; 24 signals acquired; slice thickness, 5 mm; field of view, 250 mm; 256x256 matrix; velocity sensitivity, 70 cm/s). Flow values were obtained by integrating across manually drawn regions of interest, which enclosed the vessel lumen as closely as possible.
1H MRS was performed with a single-voxel technique (TR, 2000 ms; TE, 136 ms; 2000-Hz spectral width; 2048 time domain data points; 64 signals acquired). In each subject a volume of interest (VOI) (typically 70x35x15 mm) was selected in the centrum semiovale of each hemisphere, thus containing primarily white matter. Areas of gray or white matter hyperintensities were excluded from the VOIs with a margin of 2 cm, thus reducing the VOI in size. The anterior-posterior and left-right dimensions of the VOIs were chosen such that regions containing subcutaneous lipid were excluded. The dimensions of the selected VOIs were kept equal in both hemispheres. Since it was not possible to calculate absolute concentrations, data are expressed as ratios of peak intensities of N-acetyl aspartate (NAA) and choline, of NAA and creatine, and of lactate and NAA.
The average interval between the last symptoms a patient had and the MR investigation was 74 days (SD 57).
The control group for the MR studies consisted of 31 subjects (22 men; mean age, 58 years; SD 12; age range, 28 to 83 years), who were treated in the departments of neurology or urology for other than intracranial disease. None of the control subjects had a history of ischemic neurological deficits, and none showed abnormalities on MRI of the brain. Because no differences were found between the quantitative flow and metabolic measurements of the right and left hemispheres, values from both sides were averaged.
Outcome Events
All patients were followed until November 1, 1999. The primary
outcome event was any recurrent cerebral ischemic event
ipsilateral to the symptomatic CAO, including
ischemic stroke and transient ischemic attacks (TIAs).
Other outcome events were recurrent stroke (both ipsilateral and
contralateral to the symptomatic CAO and including
hemorrhage), recurrent ipsilateral ischemic stroke, and
the composite outcome event of any recurrent stroke, retinal
infarction, nonfatal myocardial infarction, or vascular death,
whichever happened first. Recurrent TIA was diagnosed if 2
investigators (C.J.M.K., L.J.K.), who were blinded to the results of
the MR investigations, agreed on the diagnosis on the basis of a
history of sudden and focal neurological deficits, which resolved
completely within 24 hours and for which no cause other than cerebral
ischemia was apparent. Stroke was diagnosed when symptoms or
signs lasting >24 hours caused an increase in handicap of at least 1
grade on the modified Rankin Scale.20 Whenever possible,
imaging of the brain was obtained to assess whether the stroke was
ischemic or hemorrhagic. The outcome events recurrent stroke,
retinal infarction, nonfatal myocardial infarction, and vascular death
were assessed by a panel consisting of 2 neurologists and 1
neurosurgeon, none of whom were participating in the study and all of
whom were unaware of the MR investigations. For each outcome event,
relevant information of history, physical and neurological examination,
and ancillary investigations including imaging of the brain, perimetry,
ECG, and laboratory findings was summarized by one of us (C.J.M.K.). In
case of doubt about the diagnosis of myocardial or retinal infarction,
a cardiologist or ophthalmologist was consulted.
Data Analysis
The annual rates of outcome events with 95% CIs were
calculated. The continuous variable NAA/choline ratio was
transformed into a dichotomized variable by calculating a cutoff
point equivalent to the mean NAA/choline ratio minus 2xSD in normal
controls. The Cox proportional hazards model was applied for
univariate analysis of all risk factors for all
outcome events, resulting in hazard ratios (HR) with 95% CIs. Patients
who underwent endarterectomy of the contralateral
ICA were included until the end of the study period, whereas patients
who underwent EC/IC bypass surgery were censored at the time of
surgery. Subsequently, we performed multivariate
analysis including all variables with an at least
borderline significant relationship (P
0.10) with an
outcome event to determine potential independent contributors to
prognosis. Variables with a significant relationship (<0.05) in
either the forward or backward stepwise selection analysis were
included in the final model. Kaplan-Meier graphs were used for visual
inspection of the cumulative event-free survival in patient groups with
and without risk factors.
We obtained informed consent from all patients. The Institutional Review Board of the University Medical Center Utrecht approved the study protocol.
| Results |
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Twenty-nine of the 115 patients had a severe (70% to 99%) stenosis of the contralateral carotid artery; of these, 22 underwent an uncomplicated endarterectomy. Six patients chose not to undergo endarterectomy, and in 1 patient this procedure could not be performed because the stenosis continued as distally as the carotid siphon. One of the 22 patients who underwent endarterectomy of a contralateral carotid stenosis subsequently had angioplasty because of a severe stenosis of the proximal part of the common carotid artery on the same side as the ICA occlusion. This procedure was complicated by a recurrent ipsilateral ischemic stroke that was considered an outcome event. EC/IC bypass surgery was performed in 16 patients. Thirteen of these 16 patients had reached a primary outcome event before the time of surgery: 11 patients had a recurrent ipsilateral cerebral TIA, and 2 patients had a moderately disabling stroke, ipsilateral to the symptomatic CAO. One of the 16 patients had a recurrent stroke contralateral to the symptomatic CAO before the EC/IC bypass operation took place. Two other patients underwent EC/IC bypass surgery because they suffered from recurrent TIAs before inclusion in the study. In 1 of the 16 patients the EC/IC bypass operation was preceded by endarterectomy of a contralateral carotid stenosis (1 of the 22 procedures mentioned earlier).
Mean follow-up time was 24.2 months (SD 14.8; range, 0.1 to 50.2 months). None of the patients was lost to follow-up. Twenty-three patients had a primary outcome event, resulting in an annual rate of recurrent ipsilateral cerebral ischemic events of 9.5% (95% CI, 6.3 to 14.3). Of these 23 patients, 15 patients had an ipsilateral cerebral TIA (annual rate, 6.2%; 95% CI, 3.7 to 10.3), and 8 suffered an ipsilateral ischemic stroke (annual rate, 3.3%; 95% CI, 1.7 to 6.6). Three patients had a recurrent stroke on the side contralateral to the symptomatic carotid artery. In all but 1 of the patients with a recurrent stroke, imaging of the brain was performed to exclude a hemorrhage. One patient had a fatal intracerebral hemorrhage, 3 cardiac deaths occurred, 5 patients had a nonfatal myocardial infarct, and 1 patient suffered an ipsilateral retinal infarct. The annual rate of any recurrent stroke was 4.6% (95% CI, 2.5 to 8.3), and that of the combined outcome event of any recurrent stroke, retinal infarction, nonfatal myocardial infarct, or vascular death was 9.0% (95% CI, 5.9 to 13.9).
The univariate analysis of baseline characteristics
for the primary outcome event recurrent ipsilateral cerebral
ischemic events (TIA or stroke) is summarized in Table 1
, and that of the MR investigations is shown in Table 2
. None of the 24 patients with retinal
but no cerebral symptoms at baseline had recurrent ischemic
symptoms of the brain during follow-up (odds ratio, 0.0; 95% CI, 0.0
to 0.6). Table 2
shows that neither the presence of a relevant
border-zone infarct nor the rate of flow in the MCA ipsilateral to the
symptomatic CAO was associated with recurrence of
cerebral ischemic events. In contrast, the NAA/choline ratio in
the hemisphere ipsilateral to the symptomatic CAO did
predict recurrence of cerebral ischemic events: a low
NAA/choline ratio was associated with a higher risk of recurrent
cerebral ischemic events (HR per unit increase in NAA/choline
ratio, 0.2; 95% CI, 0.0 to 0.9). Adjustment for the time interval
between the last symptoms and the MR investigation hardly changed the
crude HR (HR, 0.2; 95% CI, 0.0 to 0.8). Figure 1
shows the Kaplan-Meier cumulative
cerebral ischemic event-free survival curves for patients with
a normal and those with a low NAA/choline ratio, with a cutoff point of
1.51 equivalent to the mean NAA/choline minus 2xSD in normal controls.
Figure 2
shows a characteristic example
of a 1H MR spectrum of a patient with a low
NAA/choline ratio who suffered a recurrent stroke and of a patient with
a normal NAA/choline ratio who did not. The HR for the NAA/choline
ratio as a dichotomized variable above or below 1.51 (HR, 0.43;
95% CI, 0.19 to 1.00) corresponded to the HR found when the
NAA/choline was analyzed as a continuous variable (Table 2
). The annual rate of recurrent ipsilateral cerebral
ischemic events of patients with a low NAA/choline ratio
(<1.51) was 16.0% (95% CI, 9.5 to 27.0) and in those with a normal
NAA/choline (>1.51) ratio was 4.2% (95% CI, 2.2 to 8.0). Neither the
NAA/creatine ratio nor the lactate/NAA ratio in the hemisphere
ipsilateral to the symptomatic CAO was associated with
recurrence of ipsilateral cerebral ischemic events
(Table 2
).
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Multivariate analysis including both the factor contralateral CAO and the NAA/choline ratio showed that a low NAA/choline ratio was independently associated with recurrence of ipsilateral cerebral ischemic symptoms (HR per unit increase in NAA/choline ratio, 0.2; 95% CI, 0.0 to 0.7), whereas the relation with the presence of a contralateral occlusion (HR, 0.3; 95% CI, 0.1 to 1.2) was not statistically significant. Because patients with only symptoms of the retina had a zero risk of recurrent ipsilateral cerebral ischemic events, this prognostic factor could not be included in the multivariate analysis. We therefore assessed the prognostic value of the NAA/choline ratio in the group of 91 patients with cerebral symptoms on entry of the study. In this subgroup the association between the NAA/choline ratio and recurrence of cerebral ischemic events was found as well but was no longer statistically significant (HR, 0.4; 95% CI, 0.1 to 1.8). Patients with retinal symptoms only had, on average, a higher NAA/choline ratio (mean±SD, 1.74±0.21) than those with symptoms of the brain (1.49±0.26; mean difference [t test], 0.25; 95% CI, 0.13 to 0.37).
The secondary outcome events recurrent stroke (both ipsilateral and contralateral to the symptomatic CAO, including hemorrhage), recurrent ipsilateral ischemic stroke, and the composite outcome event of any recurrent stroke, retinal infarction, nonfatal myocardial infarction, or vascular death were not significantly related with any of the baseline characteristics or MR measures.
| Discussion |
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Several studies have shown that cerebrovascular reactivity measured by means of transcranial Doppler ultrasonography or single-photon emission CT is more severely reduced in patients with border-zone infarcts than in those with territorial infarcts.26 27 28 29 These findings suggest that the presence of a border-zone infarct may identify patients with a low-flow state of the brain. However, in agreement with a previous study that showed a similar annual stroke rate in patients with and without a border-zone infarct,30 we found no statistically significant association between the presence of a border-zone infarct and recurrence of cerebral ischemic events. The observed trend toward such association (HR, 1.7; 95% CI, 0.7 to 4.2) may indicate that the association could have been found if a larger number of patients would have been studied. Another explanation may be that the variability of vascular territories between patients31 32 may have resulted in misclassification of infarcts, thus confounding the analysis.
Patients with symptomatic CAO have lower flow in the MCA ipsilateral to the symptomatic hemisphere than control subjects,14 but our study shows that this lower MCA flow is not associated with recurrence of cerebral ischemic events.
A low NAA/choline ratio can be attributed to either a low NAA or a high choline level or to a combination of both. Since the average NAA/creatine ratio of the symptomatic hemisphere was significantly lower than that of the asymptomatic hemisphere (data not shown), and under the assumption that the creatine peak is relatively stable,33 it is likely that a decrease in NAA is at least part of the reason for the low NAA/choline ratio. Although in ischemic lesions the creatine peak has been shown to decrease over time,34 we believe that in this study the creatine peak may be assumed to be fairly stable because the metabolic measurements were done in regions without infarcts or white matter lesions. The finding that the NAA/creatine ratio in the symptomatic hemisphere was not associated with the recurrence of ischemic events may indicate that, in addition to a low NAA, an increase in the choline peak also contributes to the low NAA/choline ratio. The amino acid NAA is found primarily in neurons and axons and is therefore considered a marker of their integrity and function,35 36 but its exact function remains unknown.35 37 A low NAA in cerebral infarcts has been associated with an unfavorable clinical outcome at the time of hospital discharge15 and at 338 and 6 months,16 but another study could not relate a reduced NAA to a poor clinical outcome at 6 months.39 An association between a low NAA in noninfarcted areas and recurrent cerebral ischemic events has not been investigated previously. Our preliminary findings need confirmation from other studies before 1H MRS can be considered of additive value in clinical practice.
In patients with symptomatic CAO, a low NAA in noninfarcted areas may indicate that neurons and axons suffer from ischemia, which may reflect misery perfusion caused by the CAO. The relatively high NAA/choline ratio of patients with ischemic symptoms of the retina only, compared with those with symptoms of the brain, may indicate that a low NAA/choline ratio is especially associated with clinically manifest cerebral ischemia. Because patients with ischemic symptoms of the retina only also had a better outcome than patients with cerebral symptoms, this factor confounds the analysis for the prognostic value of the NAA/choline ratio. All metabolic measurements were performed in regions that showed no sign of infarction, but damage subsequent to ischemia may be more extensive than can be concluded from the presence of infarcts on brain imaging alone. Additionally, the total volume of lesions as well as their distance from the VOIs may be important, but these were not measured. Possibly a low NAA/choline ratio in the symptomatic hemisphere should be considered the result of ischemic brain damage rather than an indication of future risk of ischemia. The finding that the predictive value of the NAA/choline ratio for recurrence of cerebral ischemic events in the subgroup of 91 patients with symptoms of the brain (and not of the retina only) was less strong and no longer statistically significant may support this hypothesis but could also indicate that the subgroup of 91 patients was too small to render a statistically significant result. The interval between a patients last symptoms and the NAA/choline ratio measurement, another potential confounding factor because metabolic indices have been shown to change over time,40 did not affect the association between the NAA/choline ratio and recurrence of ipsilateral cerebral ischemic events.
There is still uncertainty about which compounds contribute to the choline peak, but water-soluble choline, phosphocholine, and glycerophosphocholine as well as the lipid-soluble phosphatidylcholine have been implicated.33 The concentration of choline is the limiting factor for the synthesis of acetylcholine in cholinergic neurons and is used to synthesize phosphatidylcholine, a major constituent of the cell membrane in all brain cells. An increase in choline has been shown in infarcts, developing over weeks to months,41 in areas of leukoaraiosis,42 and in noninfarcted regions of the brain in patients with severe carotid artery stenosis.17 Whether the observed increase in choline is caused by increased membrane breakdown, by a change in acetylcholine metabolism, or by other changes in the metabolism of choline-containing compounds is unknown.
In the acute stage of an infarct, lactate is thought to be a good marker of cell hypoxia,37 whereas persistent presence of lactate up to months after the stroke has been related to macrophage infiltration.43 The origin of lactate observed in noninfarcted areas of the brain of patients with carotid artery stenosis or occlusion has not yet been elucidated.17 In accordance with observations that lactate in the acute stage of ischemic stroke does not predict clinical outcome,39 41 44 we did not find an association between the presence of lactate in noninfarcted brain regions and recurrence of cerebral ischemic events in patients with CAO.
A potential limitation of our study is that a total of 16 patients underwent EC/IC bypass surgery and were censored at the time of the operation. This may have resulted in a decreased rate of recurrent ischemic stroke because the decision for EC/IC bypass surgery was guided by an estimated high risk of recurrent stroke in the operated patients. On the other hand, all but 3 of the 16 patients who underwent EC/IC bypass surgery had already reached a primary outcome event (recurrent ipsilateral TIA or ischemic stroke) before they underwent surgery. It is therefore unlikely that censoring of these patients influenced prognostic factors for the primary outcome event of any recurrent cerebral ischemic event.
We conclude that patients with a symptomatic CAO with a low NAA/choline ratio in the hemisphere ipsilateral to the CAO have a higher risk of recurrent cerebral ischemic events than patients with a normal NAA/choline ratio. This predictive value of the NAA/choline ratio is associated with, and possibly dependent on, whether patients initially had symptoms of ischemia of the eye only or symptoms of the brain as well.
| Acknowledgments |
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Received April 11, 2000; revision received August 10, 2000; accepted August 21, 2000.
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