(Stroke. 2000;31:1299.)
© 2000 American Heart Association, Inc.
Original Contributions |
From the Department of Physiology, School of Medicine (Y.K.), and Department of Epidemiology, Medical Research Institute (Y.K., A.H.C., T.Y., H.T.), Tokyo Medical and Dental University, Tokyo, Japan; Department of Public Health, Osaka City University Medical School, Osaka, Japan (C.D.); and Hokuetsu Hospital, Shibata City, Niigata, Japan (H.S.).
Correspondence to Yoshihiro Kokubo, MD, Department of Epidemiology, Medical Research Institute, Tokyo Medical and Dental University, 2-3-10 Kanda-Surugadai, Chiyoda-ku, Tokyo, 101-0062, Japan. E-mail kokubo.epi{at}mri.tmd.ac.jp
| Abstract |
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MethodsFirst-ever-stroke patients (n=322; cerebral infarction, n=201, intracerebral hemorrhage, n=84, and subarachnoid hemorrhage, n=37) aged 40 to 89 years were recruited from Hokuetsu Hospital, Japan. Healthy controls (n=1126) were selected from the general population in the same area. ApoE genotypes were determined by restriction fragment-length polymorphism analysis.
ResultsCompared with apoE
3/
3 subjects,
2 carriers had
a 2-fold risk of cerebral infarction (OR 1.9, 95% CI 1.1 to 3.2).
Among cerebral infarction patients,
2 carriers had increased risks
of cortical infarction (OR 2.4, 95% CI 1.3 to 4.6) (an anatomic
subtype) and atherothrombosis (OR 3.9, 95% CI 1.7 to 9.0) and
cardioembolism (OR 4.9, 95% CI 1.6 to 14.4) but not
lacunar infarction (clinical subtypes). ApoE
4 carriers had a
2.5-fold risk of subarachnoid hemorrhage (OR 2.5, 95%
CI 1.1 to 5.4). ApoE
2/
2 subjects had an increased risk of
intracerebral hemorrhage (OR 4.4, 95% CI 1.0
to 19.7). ApoE
3/
4 subjects showed
2-fold increased risk of
atherothrombosis (OR 2.1, 95% CI 1.0 to 4.1) and
intracerebral hemorrhage (OR 1.8, 95% CI 1.0
to 3.3). The association between
2 and stroke was accentuated in
subjects aged 70 years or older but not in those aged 40 to 69
years.
ConclusionsOur study suggests that apoE
2 is a risk factor
for atherothrombosis, cardioembolism, and
intracerebral hemorrhage, whereas
4 is a
risk factor for atherothrombosis, intracerebral
hemorrhage, and subarachnoid hemorrhage. The
occurrence of stroke may be affected by interaction between age and
apoE gene polymorphisms.
Key Words: apolipoproteins genetics stroke classification Japan
| Introduction |
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Recent developments in techniques of molecular biology have shed light
on previously unknown risk factors for stroke, eg, apolipoprotein
genetic polymorphisms. Among apolipoprotein genetic
polymorphisms, only apolipoprotein E (apoE) polymorphisms
contribute to interindividual variations in total
cholesterol (TC) and HDL cholesterol levels in
the Japanese population.10 The apoE gene is
polymorphic, consisting of 3 common alleles (
2,
3, and
4) and 6 different genotypes (
2/
2,
2/
3,
2/
4,
3/
3,
3/
4, and
4/
4).11 It
explains 7% of the variations in TC levels in
Caucasians12 and 2.3% of variations in
Japanese.10 The apoE
2 allele is associated with
lower and the
4 allele with higher levels of TC and LDL
cholesterol than the
3 allele.13
Meanwhile, a recent study has shown that knockout mice lacking apoE
develop spontaneous atherosclerosis at an early
age.14
Although apoE is an essential part of the lipoprotein
metabolism, its association with stroke has been
controversial (Table 1
). ApoE
2
has been reported to be associated with ischemic
cerebrovascular disease (ICVD),15 whereas apoE
4 was
associated not only with ICVD16 17 18 but also with
large-vessel ICVD.19 Conversely, apoE was shown to be
unrelated to cerebral infarction in Western
populations20 21 22 and to both cerebral infarction and ICH
in the Japanese population.23 A cohort study reported the
protective effect of
2 in an older population,24 but
apoE was not identified as a risk factor for stroke in other
populations.25 26 These inconsistencies may be due to
inaccurate classifications of stroke, differences in age ranges, and
small sample sizes. An accurate classification of stroke subtypes is
crucial because strokes are heterogeneous in origin. Most
previous studies, however, were unable to perform accurate
type-specific analyses owing to their small sample
sizes.15 20 22 23 In this study (the Hokuetsu Stroke
Study), we examined the association of apoE polymorphisms with
stroke subtypes in a Japanese population.
|
| Methods |
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Hokuetsu Hospital is a hospital that specializes in neurosurgery and emergency medicine with CT and MRI facilities. Electrocardiography, cardiac and carotid ultrasonography, and MR angiography are performed routinely for cerebral infarction patients at this hospital. Of the stroke patients taken to this hospital, 87.9% (n=283) were from Shibata City proper and its nearby vicinities and 12.1% (n=39) were from other areas. There are only 2 neurosurgical hospitals with CT and MRI facilities in Shibata City. According to the stroke surveillance system of Shibata City in 1998, 47.1% of registered stroke patients were taken to this hospital, 31.4% to the Prefectural Hospital, and 21.5% to other hospitals (data not shown). Thus, we conclude that patients taken to Hokuetsu Hospital come from a broad spectrum of the population in Shibata City.
Definition and Classification of Stroke
We included patients with neurological symptoms lasting >24
hours accompanied by corresponding focal density changes detected by CT
or MRI, and excluded patients suffering from epidural (subdural)
hematoma, brain tumors, and accidental or iatrogenic stroke. Final
diagnosis of stroke subtypes was confirmed by serial CT or MRI
findings.27
Cerebral infarction was identified by gradual or sometimes rapid development of focal neurological symptoms and signs, such as hemiparesis, sensory impairment, and a low-density area in the CT image. On the basis of these investigations and clinical findings, cerebral infarction patients were further subgrouped according to anatomic (cortex, penetrating region, and others) and clinical classifications.27 The clinical classifications used were as follows: (1) atherothrombosis, when low-density areas (>15 mm in major diameter) on CT images did not accompany any cardiac source of embolism; (2) lacunar, when low-density areas (3 to 15 mm in major diameter) were present on CT image28 ; (3) cardioembolism, when the sudden onset of focal neurological symptoms was accompanied by evidence of a source of cardiac embolism, which was sometimes observed as hemorrhagic infarction on CT images; and (4) unclassified, when no cause was detected. The causes of embolism that were considered were atrial fibrillation, recent myocardial infarction, mitral stenosis, sick sinus syndrome, and emboli identified by cardiac ultrasonography. Angiography was not performed in patients who were elderly or who did not give consent.
ICH was diagnosed when rapid evolution of focal neurological signs, quick progression into coma, signs of meningeal irritation, headache, and high-density areas in CT findings were observed. Subarachnoid hemorrhage (SAH) was diagnosed when such clinical observations as the sudden onset of severe headaches with a relatively momentary disturbance in consciousness, signs of meningeal irritation, absence of focal neurological signs, and presence of blood in the cerebrospinal fluid or the subarachnoidal space was indicated by high-density regions on CT images.
Control Subjects
Controls were selected from healthy subjects who underwent the
1998 health examinations of Shibata City, covering the 4 areas of
Akadani, Ijimino, Matsuura, and Yonekura (see Figure 1
of Reference
10 ). We invited 2841 subjects aged 40 to 89 years
(1819 women and 1022 men) to participate in this study. Of these, 1165
(41%) subjects agreed to participate. Thirty-six subjects with
histories of stroke were excluded. ApoE genotypes were
undeterminable in 3 subjects and were ultimately determined in 1126
(792 women and 334 men).
|
Participant Characteristics
Well-trained interviewers recorded histories of smoking,
drinking, use of lipid-reducing drugs, and various diseases
(hypertension, diabetes mellitus, and ischemic heart disease)
from all participants, both cases and controls. Smoking and drinking
habits were categorized into current or nonsmoker/drinker,
respectively. The presence or absence of disease histories was
recorded. The presence of atrial fibrillation was investigated by
ECG. Height and weight were measured to calculate the body mass index
(weight in kilograms divided by the square of height in meters). If
patients were unconscious, drowsy, or demented, their close relatives
were interviewed.
Blood Sample Collection
Venous blood samples from controls were obtained without regard
to the time of the last meal. In 221 subjects (68.6%) with stroke,
blood samples were obtained within 24 hours of stroke onset. Serum TC
and HDL levels were measured with an autoanalyzer
(Hitachi 7170) in accordance with the Lipid Standardization
Program of the US Centers for Disease Control and Prevention through
the Osaka Medical Center for Cancer and
Cardiovascular Diseases, Japan.29 This
study was approved by the ethics review committee of the Medical
Research Institute, Tokyo Medical and Dental University. Informed
consent was obtained from all subjects. If patients were
incommunicative, it was obtained from close relatives.
ApoE Genotyping
DNA was extracted from white blood cells with Puregene (Gentra
Systems, Inc). ApoE genotyping was performed by polymerase chain
reaction (PCR), digestion of the PCR products with restriction
enzyme HhaI, and electrophoresis on polyacrylamide
gel.30
Statistical Analyses
Comparisons of sex and age between case and control groups were
made by
2 test and Students t
test, respectively. The sex- and age-adjusted least square means of
body mass index were compared between the 2 groups by ANCOVA. The
percentages of smokers, drinkers, subjects with disease histories,
atrial fibrillation, and use of antihyperlipidemic
drugs were presented with adjustment for sex and age in 5-year
increments by direct method, and the Mantel-Haenszel
method31 was used to calculate the adjusted ORs with
95% CIs. The relationships between the apoE genotypes or
alleles and stroke risk were expressed in terms of ORs, adjusted
for the possible confounding effects of age, sex, smoking, drinking,
hypertension, and diabetes mellitus by a conditional logistic
regression model in which sex and age in 5-year increments were used
for group matching, and other variables were included as
covariates. ORs for apoE
2/
2,
2/
3,
2/
4,
3/
4,
and
4/
4 genotypes were calculated with
3/
3 as a
reference. To examine single-gene effects, ORs for
2 carriers
(
2/
2 and
2/
3) and
4 carriers (
3/
4 and
4/
4)
were also calculated, with
3/
3 as a reference. ApoE
2/
4
subjects were excluded from this analysis. Because different
relationships between apoE genotypes and stroke have been
reported in the elderly and middle-aged individuals,24 32
analyses were performed not only for all ages but also
according to age groups: the middle-aged (40 to 69 years) and the
elderly (70 to 89 years). In addition, age-dependent continuous changes
in the ORs of all strokes associated with apoE genotypes were
calculated and graphically demonstrated with the following conditional
logistic regression model:
![]() |
2 and
4 are dummy variables to express
2 and
4 carriers, respectively; age is in years;
ß1 through ß4 are
regression coefficients; and
i is the
intercept for the ith stratum. Sex and age in 5-year
increments were used for group matching. The CI of the OR at a given
age was calculated with the variance and covariance of the
regression coefficients.33 All analyses were
conducted with the SAS statistical package (release 6.12, SAS Institute
Inc). | Results |
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2=87.7,
df=1, P<0.001). Smoking and drinking habits were
significantly more prevalent in cases than in controls when adjusted
for age and sex. The frequencies of personal histories of hypertension,
diabetes mellitus, ischemic heart disease, atrial fibrillation,
and the use of antihyperlipidemic drugs were also
significantly higher in cases.
|
ApoE Polymorphisms and the Risk of Stroke
Table 3
shows the distribution of
apoE genotypes and alleles according to stroke
subtypes. The frequencies of genotypes in controls were 1.0%
for
2/
2, 6.3% for
2/
3, 0.7% for
2/
4, 72.8% for
3/
3, 18.1% for
3/
4, and 1.1% for
4/
4. There were no
significant differences in allele frequencies between age groups
(
2=0.03, df=2, P=0.85)
and sexes (
2=0.22, df=2,
P=0.64) in controls. The apoE allele frequencies of
controls (
2, 0.046;
3, 0.849; and
4, 0.105) were not
significantly different from the data of Shibata City in
199010 (n=1328;
2, 0.052;
3, 0.855;
4,
0.093;
2=1.36, df=2,
P=0.51) and data from 5 other previous Japanese studies
(pooled estimate n=1139;
2, 0.047;
3, 0.855;
4, 0.098;
2=0.31, df=2, P=0.86)
(reviewed in Reference 10 ). There was, however, a
significant difference between cases and controls in the frequencies of
apoE genotypes (
2=25.0,
df=5, P<0.001) and alleles
(
2=21.5, df=2,
P<0.001). In addition, our controls showed significantly
lower frequencies of both
2 and
4 than found in Western studies
(pooled estimate n=3406;
2, 0.079;
3, 0.786;
4, 0.135;
2=23.6, df=2,
P<0.001).10 No one with an unclassified
stroke had an apoE
4 allele.
|
The results of logistic regression analyses are
presented in Table 4
. Compared
with apoE
3/
3 subjects, the risk of all strokes associated with
apoE
2/
2 increased nearly 5-fold (OR 4.7, 95% CI 1.9 to 11.8).
ORs associated with the other 5 genotypes were not significant.
Among the stroke subtypes, apoE
2/
2 subjects showed 5.6- and
4.4-fold increased risks of cerebral infarction and ICH, respectively,
but the estimated risk for SAH was unstable owing to a small sample
size in this genotype. With regard to anatomic classifications,
apoE
2/
2 subjects showed a 6.9-fold increased risk of cortical
area infarction; with regard to clinical classification, apoE
2/
2
subjects showed 8- and 23-fold increased risks of atherothrombosis and
cardioembolism, respectively, but no significantly
increased risk of lacunar stroke. ApoE
3/
4 subjects showed a
2-fold increased risk for atherothrombosis and ICH.
|
The relationships between
2 carriers and all strokes (OR 1.7, 95%
CI 1.1 to 2.7), as well as cerebral infarction (OR 1.9, 95% CI 1.1 to
3.2), were significant, and the relationship between
4 carriers and
SAH was significant (OR 2.5, 95% CI 1.1 to 5.4). In cerebral
infarction subtypes,
2 carriers showed
2-, 4-, and 5-fold
increased risks of cortical infarction, atherothrombosis, and
cardioembolism, respectively, whereas
2 and
4
carriers had no significant associations with penetrating artery region
and lacunar infarction.
Table 5
shows the prominent association
of
2 carriers and stroke subtypes in the elderly group. In the
middle-aged group,
2 carriers were associated with atherothrombosis,
whereas in the elderly group, significant associations between
2
carriers and all strokes, cerebral infarction, cortical
infarction, atherothrombosis, and cardioembolism
were observed.
|
| Discussion |
|---|
|
|
|---|
2 is associated with
cerebral infarction (atherothrombosis and
cardioembolism) and that apoE
3/
4 is associated
with atherothrombosis and ICH, which is inconsistent with some
previous studies.20 21 22 23 24 25 26 Such inconsistencies may be due to
inaccurate stroke classification, small sample
sizes,15 20 23 different age ranges, or the removal of
fatal cases in the acute phase.16 17 We believe our study
has several advantages over previous studies. First, we diagnosed and
classified stroke subjects by serial CT or MRI findings. We did not use
hospital-discharge or death records to prevent misclassification.
Second, our sample size is one of the largest of all previous studies
(Table 1Before we discuss the association of apoE with stroke, we briefly refer to the association of lipids with stroke in Western and Japanese populations. In Western populations, cerebral infarction is positively associated with TC levels7 ; however, its association with ICH is conflicting.7 34 Conversely, previous Japanese studies3 8 9 have demonstrated the inverse association of TC levels with ICH, as well as a weak but inverse association with cerebral infarction, which is consistent with our study (data not shown). The mechanism for the occurrence of stroke hypothetically involves smooth muscle degeneration and a weakening of the endothelium in intracerebral arteries due to low cholesterol levels,35 high alcohol intake, and some aspects of the traditional Japanese diet, such as high salt and carbohydrate and low fat and animal protein intakes.1 36 These may be further aggravated by hypertension and lead to ICH in Japanese populations.3 37 We do not refer to the difference in lipids levels between cases and controls in the present study, because the potential cause-effect reversal of biochemical variables limits the accuracy of case-control studies.38 39 Thus, we focused our study on genetic risk factors for stroke.
ApoE is a plasma protein involved in the metabolism of
lipids.12 It binds to either of 2 distinct receptors, the
LDL and lipoprotein remnant receptors. Compared with apoE
3,
2
has been associated less with VLDL and LDL and more with
HDL.40 In addition,
2 is catabolized more slowly than
3.41
4 has been associated more with VLDL and LDL
and less with HDL. ApoE
4 is also catabolized more rapidly than
3.42 In our controls, TC levels were found to be
significantly lower in
2 carriers (age- and sex-adjusted mean
4.75 mmol/L, P<0.001) and higher in
4 carriers
(5.46 mmol/L, P<0.001) than in apoE
3/
3 subjects
(5.27 mmol/L).
De Andrade et al43 reported that apoE
2 might be
associated with carotid artery atherosclerosis. In a
separate study,44 the direct atherogenic role of
2 has
been associated with lower-limb atheromatosis in the
absence of dyslipidemia. Although the mechanism of the
observed association between
2 and carotid
atherosclerosis is unknown, it is likely due to the
known effects of
2 in causing a delayed clearance of
triglyceride-rich lipoproteins.45 It is
therefore possible that apoE
2 may contribute to the occurrence of
atherothrombosis in the Japanese population.
We also found apoE
3/
4 to be more common in patients with
atherothrombosis than in those with other types of cerebral infarction,
supporting previous studies reporting that
4 carriers showed a
significantly increased degree of atherosclerosis among
younger adults46 and patients with coronary
disease.47 In addition, apoE
4 has been associated with
dementia.48 49 Therefore, stroke with dementia might
contribute in part to the association of
4 with
atherothrombosis.
Our results also show that the association of
2 carriers with stroke
was more prominent in the elderly group than in the middle-aged group
(Table 5
). The Figure
shows the
continuous changes in the ORs of all strokes associated with
2 and
4 carriers according to age. ApoE
2 carriers tended to have an
increased OR for all strokes with aging, whereas
4 carriers tended
to show the opposite effect. Such age-dependent
2 and
4
associations suggest that the 2 alleles may play a role in
atherosclerosis through different mechanisms and
possibly with different time courses over the lifespan. However,
differences in some other biological, socioeconomic, or lifestyle
factors (diet in particular) may influence such an association; for
example, the fat intake of the elderly is lower than that of younger
people.50 Carriers of the
2 allele may have a
greater chance of endothelial weakening in
intracerebral arteries because of lower
cholesterol levels,36 whereas the diminished
impact of the
4 allele on LDL levels in elderly
groups51 may also explain our findings of a decreased
association between
4 and stroke in elderly subjects. Such
age-dependent changes in the association of the
2 or
4
alleles with stroke have also been suggested in previous studies.
Positive associations between the
4 allele and stroke have been
detected only in subjects aged <70 years on
average.16 17 18 19 Conversely, a positive association between
the
2 allele and stroke has been found in subjects aged >70
years on average.15 In cohort studies, Ferrucci et
al24 reported that the protective effect of
2 decreased
progressively with age and after 80 years was no longer statistically
significant, whereas Kuusisto et al25 and Basun et
al26 found no association between apoE and cerebral
infarction in elderly subjects.
Atherosclerosis in larger arteries has been related
chiefly to lipid levels and hypertension, whereas the
arteriosclerotic process in smaller arteries has
been related to hypertension.52 53 Our results demonstrate
the associations of apoE
2 with atherothrombosis and cortical
infarction (larger arteries) and the association of
4 with
atherothrombosis but no association of apoE
2 or
4 with
penetrating artery region or lacunar infarction (smaller arteries).
Therefore, it is thought that apoE may affect only larger arteries,
although this remains to be studied further.
Normolipidemic subjects with apoE
2/
2 have an elevated and
prolonged postprandial hypertriglyceridemic
response after a high-fat meal and a delayed clearance of chylomicron
remnants.45 In addition, a single high-fat meal
transiently reduces endothelial function in
normocholesterolemic healthy subjects, probably owing
to the accumulation of triglyceride-rich
lipoproteins.54 55 Therefore,
2 might cause
endothelial dysfunction resulting in the
production of free radical superoxide anions, thus causing the
deactivation of nitric oxide.56 57
Endothelial dysfunction in thrombotic vessels might
hypothetically enhance or facilitate dislodgment of thrombi/emboli,
thus causing embolic stroke.
In the present study, both apoE
2/
2 and
3/
4 were
observed to be associated with ICH. ApoE
2 may contribute to ICH,
which is in agreement with previous studies demonstrating an inverse
association between TC levels and ICH.3 8 9 ApoE
4 has
been associated with an increased vascular deposition of the
ß-amyloid peptide,58 whereas apoE
2 appears to
promote degenerative changes in the amyloid-laden vessel
wall.59 Both effects are specific to the vasculopathy of
cerebral amyloid angiopathy,60 whereas cerebral amyloid
angiopathyrelated hemorrhages have made up only 10% of ICH
cases.60 In the present study, the
2 (14%, n=3)
and
4 (24%, n=5) alleles occurred more frequently among
patients with lobar hemorrhage (n=21) than among patients with
hemorrhage in other locations, but the differences were not
statistically significant. It is thought that apoE
2 and
4 may
contribute in part to the increased risk of ICH.
In the present study, the
4 allele was also associated with
SAH. However, the underlying mechanism remains to be resolved.
In conclusion, our study has shown a positive age-dependent effect
between apoE
2 and the risks of atherothrombosis,
cardioembolism, and ICH, with this effect being
prominent in the elderly group. Meanwhile, a positive age-dependent
effect between
4 and the risk of atherothrombosis has been shown in
the middle-aged group. ApoE and hypertension may affect larger
arteries. Additional examinations of the effects of and relationship
between apoE and lifestyles with regard to stroke risk will be helpful
in the prevention of stroke through the promotion of more suitable
lifestyles.
| Acknowledgments |
|---|
| Footnotes |
|---|
Received November 3, 1999; revision received March 27, 2000; accepted March 27, 2000.
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