(Stroke. 2000;31:1913.)
© 2000 American Heart Association, Inc.
Original Contributions |
From the Departments of Radiology (D.R.R., J. van der G.), Neurology (C.J.M.K., L.J.K.) and Clinical Neurophysiology (A.C. van H.), University Medical Center Utrecht, the Netherlands. (The UMC Utrecht consists of the University Hospital Utrecht, the Medical Faculty Utrecht, and the Wilhelmina Childrens Hospital.)
Correspondence to D.R. Rutgers, MD, Department of Radiology, E01.132, University Medical Center Utrecht, Heidelberglaan 100, 3584 CX Utrecht, the Netherlands. E-mail: D.Rutgers{at}azu.nl
| Abstract |
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MethodsSixty-two patients with a symptomatic ICA occlusion were investigated within 6 months after symptoms occurred. The investigations were repeated after 6 and 12 months. The directions of flow in the A1 segment and the posterior communicating artery (PCoA), both on the side of the symptomatic ICA occlusion, were assessed with the use of magnetic resonance angiography. The pattern of collateral flow via the circle of Willis was categorized as via the A1 segment only, via the PCoA only, via the A1 segment plus the PCoA, or no collateral flow via the circle of Willis. The direction of flow in the OphA was investigated with transcranial Doppler sonography. CO2 reactivity was determined with transcranial Doppler sonography to investigate whether changes in flow patterns were accompanied by changes in cerebrovascular reactivity.
ResultsThere were no statistically significant changes over time in the direction of blood flow in the A1 segment and the PCoA or in the pattern of collateral flow via the circle of Willis. On average, 72% of patients with a unilateral ICA occlusion (n=41) had willisian collateral flow compared with 37% of patients with a bilateral ICA occlusion (n=21; P<0.05). Patients with a unilateral ICA occlusion tended to a lower prevalence of reversed flow via the OphA over time. CO2 reactivity did not change significantly in any patient group. In patients with a unilateral ICA occlusion, decreased CO2 reactivity was associated with a higher prevalence of absent willisian collateral flow and a lower prevalence of collateral flow via the A1 segment plus the PCoA.
ConclusionsThe absence of recurrent cerebral ischemic symptoms in patients with a symptomatic ICA occlusion is not associated with an improvement in collateral flow via the circle of Willis or the OphA during 1.5-year follow-up.
Key Words: carotid artery occlusion collateral circulation follow-up studies
| Introduction |
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The primary aim of the present study was to investigate the pattern of flow in the circle of Willis and the OphA over time in patients with a symptomatic occlusion of the ICA who did not experience recurrent cerebral ischemic symptoms during follow-up. Magnetic resonance angiography (MRA) has proved to be a valuable technique for the study of flow in the circle of Willis in patients with an ICA occlusion,4 5 10 11 whereas flow in the OphA can be reliably assessed with transcranial Doppler sonography (TCD).11 12 In addition, we investigated whether changes in flow patterns were accompanied by changes in cerebrovascular reactivity as assessed with TCD. A decreased cerebrovascular reactivity indicates a reduced reserve capacity of cerebral autoregulation and has been shown to be related to the risk of recurrent cerebral ischemia in patients with an ICA occlusion.13 14
| Subjects and Methods |
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1.5-year follow-up period, they were studied repeatedly
with MRA and TCD, and they were not treated by means of a contralateral
carotid endarterectomy or ipsilateral
extracranial-intracranial bypass procedure.
All patients had transient (lasting <24 hours) or minor disabling
(Rankin Score15 of
3) deficits in the supply territory
of an occluded ICA within 6 months before the first MRA and TCD
investigation. Fifty patients had clinical features caused by
hemispheric ischemia (hemispheric transient ischemic
attack n=9, minor disabling ischemic stroke n=41). Twelve
patients had symptoms of retinal ischemia only (transient
monocular blindness n=11, chronic ocular ischemic syndrome
n=1). The degree of stenosis of the contralateral ICA was
assessed according to the criteria of the North American
Symptomatic Carotid Endarterectomy
Trial.16 All patients received the best medical
treatment.
The direction of blood flow in the circle of Willis and the OphA was assessed on 3 occasions. The first investigation was performed within 6 months after the ischemic event. The second and third investigations were performed between 6 to 12 months and 12 to 18 months after the ischemic event.
Each patient gave informed consent to participate in the study. The Human Research Committee of our hospital approved the study protocol.
MRA Study
The MR investigations were performed with a 1.5-T whole-body
system (ACS-NT 15 model; Philips Medical Systems). The circle of Willis
was visualized with a 3-dimensional time-of-flight MRA sequence (TR 31
ms, TE 6.9 ms, flip angle 20°, 2 signals acquired, 50 slices, slice
thickness 1.2 mm with a slice overlap of 0.6 mm,
field-of-view 100x100 mm, matrix size 128x128), after which a
reconstruction (256x256 matrix) was made in 3 orthogonal directions
with a maximum intensity projection algorithm. The direction of
blood flow in the circle of Willis was assessed with 2 consecutive
2-dimensional phase contrast (PC) measurements, of which 1 was phase
encoded in the anteroposterior direction and 1 was phase encoded in the
left-right direction (TR 16 ms, TE 9.1 ms, flip angle 7.5°, slice
thickness 13 mm, 8 averages, field-of-view 250x250 mm,
matrix size 256x256, velocity sensitivity 40 cm/s). Previous studies
have indicated that PC MRA provides a reliable method to assess the
direction of flow in the circle of Willis.5 17 18
The images of the circle of Willis were evaluated independently by 2
investigators (D.R.R. and C.J.M.K.) to assess the direction of blood
flow in the A1 segment of the anterior cerebral artery and in the PCoA,
both ipsilateral to the symptomatic ICA occlusion.
Discrepancies between the 2 investigators were reevaluated in a
consensus meeting. Blood flow in the A1 segment or PCoA was categorized
as retrograde flow if it was directed toward the occluded ICA (in
patients with a bilateral ICA occlusion toward the occluded ICA on the
symptomatic side), as no flow if no flow was observed, or
as antegrade flow if blood flow was directed away from the
(symptomatic) occluded ICA. Presence of retrograde flow in
the A1 segment was considered to indicate use of the ACoA collateral
pathway. In each patient, the pattern of collateral flow via the circle
of Willis was categorized as collateral flow (1) via the A1 segment
only, (2) via the PCoA only, or (3) via both the A1 segment and the
PCoA or (4) no collateral flow via either the A1 segment or the PCoA
(Figure 1
).
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TCD Study
The TCD investigations were performed with a Multi-Dop X device
(DWL). A 4-MHz Doppler probe was used to assess the direction of
blood flow in the OphA ipsilateral to the symptomatic ICA
occlusion. Blood flow was categorized as retrograde flow if it was
directed toward the symptomatic occluded ICA or as
antegrade flow if it was directed away from the symptomatic
occluded ICA.
CO2 reactivity was measured in the middle
cerebral artery (MCA) ipsilateral to the symptomatic ICA
occlusion with a 2-MHz Doppler probe with the patient in the supine
position. The TCD probe was fitted in a light metal frame, which was
firmly fixed to the head with 2 ear pieces and an adjustable nose
saddle (manufactured by DWL). After a 2-minute baseline period,
patients inhaled a gas mixture of 5% CO2 and
95% O2 (Carbogene) for the next 2 minutes. The
Carbogene was inhaled through a mouthpiece connected to a respiratory
balloon, and the use of a nose clip ensured proper inhalation. The
CO2 content of the breathing gas was monitored
continuously with an infrared gas analyzer. A spectral TCD
recording of 5 seconds was made after 1 minute during the
baseline period and after 1.5 minutes of Carbogene inhalation. The
CO2 reactivity was expressed as the relative
change in blood flow velocity (BFV) in the MCA after 1.5 minutes of
Carbogene inhalation, according to the equation
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23% or <23%, which was
subcategorized as 0% to 23% or <0%. This latter category was
considered to indicate patients with an intracerebral
steal effect.19
Statistical Analysis
The
2 test was used to compare the
direction of flow in the A1 segment and the PCoA among the 3
investigations and between patient groups. Similarly, the pattern of
collateral flow in the circle of Willis, the direction of flow in the
OphA, and the categories of CO2 reactivity were
analyzed. Statistical significance was corrected for repeated
measures (Bonferroni-Holm procedure). A general linear model for
repeated measures was used to investigate the time course of the mean
CO2 reactivity. A P value of <0.05
was considered statistically significant.
| Results |
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Figures 3 to 7![]()
![]()
![]()
![]()
show the direction of flow in the A1
segment and the PCoA, the pattern of collateral flow via the circle of
Willis, the direction of flow in the OphA, and the
CO2 reactivity. We performed separate
analyses for patients with a unilateral ICA occlusion and
patients with a bilateral ICA occlusion. In the analysis of
patients with a unilateral ICA occlusion, we pooled the data from
patients with a 0% to 69% stenosis of the contralateral ICA
and those with a 70% to 99% stenosis of the contralateral
ICA. No statistical comparison was made between these 2 groups because
of the small number of patients who had a 70% to 99% contralateral
stenosis.
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Circle of Willis
The A1 segment in patients with a unilateral ICA occlusion showed
retrograde flow in a majority of patients in the first 6 months after
the ischemic event, whereas a minority had no flow or antegrade
flow (Figure 3
). During follow-up, these proportions did not
change significantly. Most patients with a bilateral ICA occlusion had
antegrade flow in the A1 segment in the first 6 months after the
ischemic event. Over time, there were no statistically
significant changes in the direction of blood flow in the A1 segment in
these patients. In the first investigation, the pattern of blood flow
in the A1 segment differed significantly between patients with a
unilateral ICA occlusion and those with a bilateral occlusion
(P<0.001). During follow-up, the difference remained
statistically significant (P<0.05 and P<0.01,
respectively).
The PCoA showed retrograde flow in 39% of patients with a unilateral
ICA occlusion, whereas in 61% no flow was observed (Figure 4
).
During follow-up, no significant changes occurred. In patients with a
bilateral ICA occlusion, only a small proportion had retrograde flow in
the PCoA in the first 6 months after the ischemic event,
whereas in most patients no flow was observed. Although there was a
trend toward a higher prevalence of retrograde flow via the PCoA over
time in these patients, no statistically significant longitudinal
changes occurred. Patients with a unilateral ICA occlusion tended to
have a higher prevalence of retrograde flow in the PCoA compared with
patients with a bilateral ICA occlusion, but there were no
statistically significant differences between these groups.
The distribution of the patterns of collateral flow via the circle of
Willis in patients with a unilateral ICA occlusion showed no
statistically significant changes over time (Figure 5
). In
patients with a bilateral ICA occlusion, a majority of patients did not
have collateral flow via the circle of Willis in the first 6 months
after the ischemic event. Over time, there was a trend toward
an increasing prevalence of collateral flow via the PCoA only and a
decreasing prevalence of absent collateral flow via the circle of
Willis. These changes were not statistically significant. In the first
investigation, the distribution of the patterns of collateral flow via
the circle of Willis differed significantly between patients with a
unilateral ICA occlusion and those with a bilateral ICA occlusion
(P<0.05). During the follow-up, this significant difference
remained present. On average, 72% of patients with a unilateral
ICA occlusion had collateral flow via the circle of Willis (via the A1
segment, the PCoA, or both) compared with 37% of patients with a
bilateral ICA occlusion (P<0.05).
Ophthalmic Artery
Most patients with a unilateral ICA occlusion had retrograde flow
via the OphA in the first 6 months after the ischemic event
(Figure 6
). In the following investigation, this percentage
decreased significantly (P<0.05). In patients with a
bilateral ICA occlusion, nearly all patients had retrograde flow via
the OphA in the first 6 months after the ischemic event; this
did not change significantly during follow-up. In the first
investigation, the prevalence of retrograde flow via the OphA did not
differ significantly between patients with a unilateral ICA occlusion
and those with a bilateral ICA occlusion. During the second and third
investigations, significantly less patients with a unilateral ICA
occlusion had retrograde flow via the OphA compared with patients who
had a bilateral ICA occlusion (P<0.05).
CO2 Reactivity
In patients with a unilateral ICA occlusion, the mean
CO2 reactivity in the first 6 months after the
ischemic event was 22% (95% CI 14% to 31%). In the
following investigations, the mean CO2
reactivities were 23% (95% CI 16% to 29%) and 24% (95% CI 18% to
30%). The proportion of patients with a unilateral ICA occlusion who
had a normal CO2 reactivity (ie,
23%) changed
over time from 46% to 59% (Figure 7
).
Neither the mean CO2 reactivity nor the
distribution of the categories of CO2 reactivity
changed significantly in patients with a unilateral ICA occlusion. In
patients with a bilateral ICA occlusion, the mean
CO2 reactivity changed over time from 14% (95%
CI 5% to 23%) to 15% (95% CI 6% to 24%) and 18% (95% CI 13% to
24%). The proportion of patients with a bilateral ICA occlusion who
had a normal CO2 reactivity varied over time
between 32% and 40% (Figure 7
). Neither the mean
CO2 reactivity nor the distribution of categories
of CO2 reactivity changed significantly in these
patients.
Figure 8
shows the comparison of
collateral flow patterns via the circle of Willis between patients with
a decreased CO2 reactivity (<23%) and those
with a normal CO2 reactivity (
23%). The data
for all 3 measurements (0 to 6, 6 to 12, and 12 to 18 months after the
ischemic event) were pooled in this analysis. In
patients with a unilateral ICA occlusion, the distribution differed
significantly between groups (P<0.05). In patients with a
decreased CO2 reactivity, a higher proportion had
no willisian collateral flow, and a lower proportion had collateral
flow via both the A1 segment and the PCoA, compared with patients who
had a normal CO2 reactivity. In patients with a
bilateral ICA occlusion who had a decreased CO2
reactivity, a lower proportion tended to have collateral flow via the
PCoA only and a higher proportion had collateral flow via the A1
segment only, compared with patients who had a normal
CO2 reactivity. No significant differences were
found between groups. In the pooled data of patients with a unilateral
ICA occlusion, there was no significant difference in the prevalence of
retrograde flow via the OphA between patients with a decreased
CO2 reactivity (64% retrograde OphA flow) and
those with a normal CO2 reactivity (68%
retrograde OphA flow). In the pooled data of patients with a bilateral
ICA occlusion, the prevalence of retrograde flow via the OphA also did
not differ significantly between patients with a decreased
CO2 reactivity (92%) and those with a normal
CO2 reactivity (100%).
|
In patients with a unilateral ICA occlusion, 22 had a decreased CO2 reactivity (<23%) in the first investigation. Of these patients, 41% showed a normal CO2 reactivity in the third investigation, whereas 59% still had a decreased CO2 reactivity. The patients who improved and who did not improve in CO2 reactivity did not differ significantly in collateral flow patterns via the circle of Willis or the OphA in either the first or the third investigation. In patients with a bilateral occlusion, 13 had a decreased CO2 reactivity. Of these patients, 15% had a normal CO2 reactivity in the third investigation, whereas 85% had a decreased CO2 reactivity. No statistical comparison was made between these groups because of the small number of patients who changed to normal CO2 reactivity.
| Discussion |
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Few studies have assessed the development of collateral flow specifically in patients with obstructive carotid artery disease who did not have recurrent neurological deficits. Both a PET study2 and a TCD study19 have suggested that an improvement in collateral blood flow can take place in patients with an ICA occlusion, but changes in collateral pathways itself have not been studied. Our study suggests that the absence of recurrent neurological features in patients with a symptomatic ICA occlusion is not accompanied by an improvement in collateral flow patterns via the circle of Willis or the OphA. We speculate from these results that it is unlikely that patients with a symptomatic ICA occlusion in general will manifest improvement in the circle of Willis or the OphA within a period of at least 1.5 years.
In previous angiographic,9 20 MRA,5 8 11 21 22 and TCD23 studies of patients with a unilateral ICA occlusion, the proportion of patients with collateral flow via the A1 segment (A1 segment only or A1 segment plus PCoA) varied between 46% and 80%, whereas the prevalence of collateral flow via the PCoA (PCoA only or PCoA plus A1 segment) varied between 32% and 76%. The proportions we found in the present study in patients with a unilateral ICA occlusion are in line with these percentages. In studies of patients with a bilateral ICA occlusion, collateral flow via the A1 segment was demonstrated in 0% to 11% of patients, and collateral flow via the PCoA was demonstrated in 67% to 78% of patients.8 22 These percentages differ from the proportions in our study. Possibly, this is due to a different composition of our study group in that patients were not included if they were asymptomatic or if they experienced recurrent cerebral ischemia during follow-up.
We found that a relatively large proportion of our patients had collateral OphA flow, compared with previous studies in patients with an ICA occlusion that reported proportions varying from 35% to 56%.9 24 25 26 27 28 In our study, the prevalence of collateral OphA flow tended to decrease over time in patients with a unilateral ICA occlusion. Collateral flow via the OphA is often regarded as a marker of insufficient cerebral perfusion.9 11 29 Consequently, our results may imply that in patients with a unilateral ICA occlusion cerebral perfusion improved over time. However, some have suggested that the OphA does have a functional contribution to cerebral circulation.24 A decrease in collateral flow via the OphA would then indicate a worsening of blood supply to the brain. Based on our study, we cannot discriminate between the 2 interpretations.
The pattern of collateral flow differed significantly between patients with a unilateral ICA occlusion and those with a bilateral ICA occlusion. With respect to the circle of Willis, patients with a unilateral ICA occlusion had collateral flow via the A1 segment more often than did patients who had a bilateral ICA occlusion. Collateral flow via the A1 segment arises when there is a reversed blood pressure gradient across the vessel. When the ICA is occluded on both sides, the pressure difference is likely to be canceled out. This explains why many patients with a bilateral ICA occlusion did not have collateral flow via the A1 segment. In our series, most patients with a bilateral ICA occlusion did not need collateral flow via the circle of Willis to remain asymptomatic during follow-up. Probably, other collateral pathways were important, such as leptomeningeal anastomoses or connections between the internal and external carotid arteries. This hypothesis may be supported by the observation that nearly all patients with a bilateral ICA occlusion had retrograde flow via the OphA.
Previously, it has been shown that CO2 reactivity can improve over time in patients with a carotid artery occlusion.19 The finding that there were no significant changes in CO2 reactivity in our patient group suggests that the absence of recurrent symptoms is not necessarily accompanied by an improvement in CO2 reactivity. In patients with a unilateral ICA occlusion, we found that those who had a decreased CO2 reactivity more often showed absent willisian collateral flow and less often showed collateral flow via both the A1 segment and the PCoA compared with patients who had a normal CO2 reactivity. This suggests that the pattern of collateral flow via the circle of Willis is related to vasomotor reactivity. Similar observations have been made previously.6 29
The present study may have several limitations. Small vessels in the circle of Willis may have remained invisible on the directional flow images as a consequence of the applied techniques, but we speculate that collateral flow that was not detected on these images probably did not contribute substantially to cerebral perfusion. No information was obtained about the amount of collateral flow. Unfortunately, reliable quantitative flow measurements could not be performed because of the small diameter of the involved arteries. Finally, it cannot be excluded that changes in collateral flow patterns have taken place in the first weeks after the symptoms occurred. However, results from previous longitudinal studies suggest that collateralization may develop slowly over months in patients with an ICA occlusion.2 19 We believe that the time interval between the ischemic event and the various investigations in our study allowed us to monitor whether changes in flow patterns via the circle of Willis and the OphA occur in the longer term.
In conclusion, the flow pattern via the circle of Willis does not change over time in patients with a symptomatic ICA occlusion who do not experience recurrent cerebral ischemia during follow-up. In a majority of patients, retrograde flow via the OphA remains present over time. In only a minority of patients with a bilateral ICA occlusion is willisian collateral flow important during follow-up.
| Acknowledgments |
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Received January 28, 2000; revision received April 20, 2000; accepted April 27, 2000.
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F. Vernieri, P. Pasqualetti, M. Matteis, F. Passarelli, E. Troisi, P. M. Rossini, C. Caltagirone, and M. Silvestrini Effect of Collateral Blood Flow and Cerebral Vasomotor Reactivity on the Outcome of Carotid Artery Occlusion Stroke, July 1, 2001; 32(7): 1552 - 1558. [Abstract] [Full Text] [PDF] |
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