(Stroke. 2001;32:232.)
© 2001 American Heart Association, Inc.
Original Contributions |
From the Laboratory for Cerebrovascular Disorders (H.Y., Y.N., Z.Z., J.-H.X.), Research Institute of National Cardio-Vascular Center (H.K.), and the Department of Cerebrovascular Surgery (H.Y., I.N., N.S.), Hospital of National Cardio-Vascular Center (H.K.), Osaka, Japan.
Correspondence to Hiroji Yanamoto, MD, DMSci, Laboratory for Cerebrovascular Disorders, Research Institute of National Cardio-Vascular Center, 5-7-1 Fujishiro-dai, Suita, 565-8565 Japan. E-mail yanamoto{at}ri.ncvc.go.jp
| Abstract |
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MethodsTwo permanent focal ischemia models in male Sprague-Dawley rats were used. Moderate (30°C, in experiment 1) or mild (33°C, in experiment 2) hypothermia was achieved at the time of the induction of focal ischemia and was maintained for 2 hours under general anesthesia. Thereafter, the hypothermic condition was maintained by means of a cold room for a total of 24 hours. The infarct volume and neurological function were analyzed for a maximum of 21 days and compared with that of the normothermia group. Regional cerebral blood flow was monitored for 6 hours in the ischemic core and penumbra region.
ResultsIn experiment 1, the total infarct volume in the normothermic group was 368±59 mm3; in contrast, it was significantly smaller in the hypothermia group: 169±33 mm3 at 48 hours (mean±SEM, P<0.05). In experiment 2, the infarct volume was 211±19 mm3 in the normothermia group and 88±15 mm3 in the hypothermia group at 21 days (P<0.05). There were significant differences in neurological function from days 2 through 21 between the two groups. Mean regional cerebral blood flow in the penumbra region increased to a level >50% of baseline.
ConclusionsProlonged mild hypothermia suppressed the development of cerebral infarct and neurological deficit chronically after the induction of permanent focal ischemia.
Key Words: animal models cerebral blood flow cerebral infarction cerebral ischemia hypothermia
| Introduction |
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| Materials and Methods |
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To induce permanent focal ischemia in the neocortex, 2 different multivessel occlusion techniques were used. All the rats had access to food and water ad libitum until surgery. After an induction of general anesthesia with halothane (2%, in a gas mixture of oxygen and nitrogen), rats were ventilated mechanically through endothracheal intubation, and cannulation was performed in the right femoral artery to monitor mean arterial blood pressure (model AP-611G, AP-600G, Nihon Kohden), blood sugar, and blood gases (PO2, PCO2, pH; model ABL300, Radiometer Copenhagen). The mean arterial blood pressure was kept to within 100 to 120 mm Hg by adjusting the halothane concentration (0.5% to 1.0%). A digital thermometer was used to monitor rectal temperature beginning before the vessel occlusion; the temporal muscle temperature was simultaneously monitored with a digital thermometer.
Experiment 1
Under general anesthesia and after the
monitoring of biological parameters, the bilateral carotid
arteries were occluded just before the bifurcation with 5-0 silk
sutures after a midline linear skin incision was made. The left
temporal bone then was exposed, and a small bur hole was made as
described elsewhere.20 The
left MCA was exposed after dural opening and permanently cauterized at
the point of the rhinal fissure. After 3-vessel permanent occlusion had
been achieved,26 the
craniocervical wounds were closed, and the animal was kept under
general anesthesia for 2 hours. Moderate (30°C)
hypothermia was achieved at the time of the initiation of the 3-vessel
occlusion by application of alcohol to the body surface and was
maintained for 2 hours in the hypothermia groups. After surgery, the
hypothermia was maintained by means of a cold room regulated at 6° to
8°C for 22 hours. The cold significantly prevented the elevation of
body temperature and maintained
hypothermia.23 The
temperature of the room was set at 12°C 24 hours after the initiation
of ischemia for another 24 hours to avoid the rebound
phenomenon in the prolonged postischemic hypothermia
groups.23 Rectal (core)
temperature was monitored in each rat intermittently at certain time
points for 48 hours after ischemia. Because it has been
reported that baseline core temperature is typically 1°C higher than
brain temperature in rats,27
the brain temperature was not monitored in this study. Rats were
euthanized 24 hours and 48 hours after the induction of
ischemia, and infarct volume was
analyzed.
Experiment 2
To prolong survival after permanent focal
ischemia and to analyze the long-term outcome, a new
permanent ischemia model was developed as follows. A linear
skin incision was made in the front of the neck, and the left and right
carotid arteries were exposed. The left external and internal carotid
arteries and the right internal carotid artery were occluded
individually at the orifices of carotid bifurcation with 5-0 silk
sutures. Next, the left MCA was cauterized after a small craniectomy,
as in experiment 1. By retaining the blood flow of the right external
carotid artery and interrupting the cross-flow between left internal
and external carotid arteries, it was possible to induce a
consistent, reliable, and large neocortical infarct and reduce
the mortality rate (to zero in the present study). After new
3-vessel permanent occlusion, the craniocervical wounds were closed,
and the animal was kept under general anesthesia for 2
hours. Mild (33°C) hypothermia was induced on initiation of permanent
ischemia and maintained for 2 hours in the hypothermia groups
by application of alcohol to the body surface. After surgery, the
hypothermia was maintained by means of the cold room, as described
above. The core temperature was monitored in each rat for 48 hours, as
described above after ischemia. In the normothermia group,
ischemia was induced under normothermia (37±0.5°C), with the
same systemic anesthesia used and the animal maintained
under normothermic conditions. Rats were euthanized 2 days
or 21 days after the induction of ischemia, and infarct volume
and the time course of neurological deficits were analyzed as
described below.
Analyses of Infarct Volume
All animals were administered an overdose of sodium
pentobarbital and perfused intracardially with 200 mL of ice-cold
heparinized 10 mmol/L sodium phosphatebuffered saline (pH 7.5)
(PBS) at
110 to 140 mm Hg. The brain was removed and cut from
the frontal tip into 2-mm-thick slices (RBM-4000C, ASI Inst) and
immersed in a 2% solution of TTC. The stained slices were then fixed
by immersion in phosphate-buffered 4%
paraformaldehyde/PBS. When the assessment of cerebral
infarct was done 24 hours (n=7 in each group in experiment 1) or 48
hours (n=10 each in experiment 1, n=6 each in experiment 2) after
ischemia, the infarct area and hemispheric areas of each
section were traced under a stereomicroscope and measured with an image
analysis system (SD-510C, Wacom). An edema index was calculated
by dividing the total volume of the hemisphere ipsilateral to the MCA
occlusion by the total volume of the contralateral
hemisphere.23 An infarct
index, that is, the actual infarct volume adjusted for edema, was
calculated in each animal as the total infarction volume divided by the
edema index for days 1 and 2.
When the assessment of cerebral infarct was done at the chronic stage, 21 days after ischemia in experiment 2 (n=6 each), the surviving neocortical area was assessed by TTC or double stain with cresyl-violet and glial fibrillary acidic protein (GFAP). The volume of the left neocortex (unlesioned area) was measured and subtracted from that of the right normal neocortex to calculate the total infarct volume (missing lesioned area) because the infarct-necrosis area was completely liquefied and absorbed. To confirm the consistency in the baseline volume of nonischemic right hemisphere after permanent ischemia in experiment 2, age-matched normal rats (n=6) were used to obtain a normal volume of the right hemisphere.
Before paraffin embedding of the brain slices, the shrinkage (rate) of the brain by dehydration was measured in the right hemisphere to calculate the absolute infarct volume. In addition, the gliosis that developed within 21 days after the ischemic injury was visualized with GFAP staining in the same brain sections. In the measurement of the intact left neocortex by cresyl-violet at the chronic stage, the area of gliosis (developed in the missing area) was excluded from the area of intact neocortex. The reliability of this measurement was demonstrated elsewhere.19
Analyses of Cerebral Functions
In experiment 2, in which rats survived for 21 days
(n=6 each), cerebral functions were assessed by the neurological
deficit scale after ischemia in the normothermic or
mild hypothermia group on day 2 and 1, 2, and 3 weeks later.
Neurological deficits were examined according to the scoring scale
described by Yamamoto et
al,28 29 with a
modification.19
Measurement of rCBF
rCBF under the normothermic or
hypothermic condition (the same range as in experiment 2) was monitored
before and during focal ischemia with a laser-Doppler
flowmetry (LDF, wavelength 780 nm) system (Laser Flow AMP,
LFA2, Biomedical Science) in a separate set of 20 animals before and
during ischemia of experiment 2. The regions of measurement
were 1 mm caudal and 1 mm dorsal to the lateral border of the
left MCA, which was the lateral border of the cerebral infarct
(penumbra area), or 5 mm-distal to the point along the MCA artery
(ischemic core area). In placing the probe, visible small
vessels were avoided with the aid of a surgical microscope. The rCBF
(rCBFLDF) measurements were obtained just before
and at 30 minutes, 1 hour, and at every hour, for a total of 6 hours
after cauterization of the MCA accompanied by simultaneous
common carotid artery (CCA; right internal, left internal, and right
external) occlusion.
Statistics
Physiological data (ie, blood
pressure, gases, blood sugar concentration, and pH), rCBF at each time
point, infarct volumes, and infarct indexes were analyzed by
ANOVA. The infarct volume, infarct index, edema ratio, and neurological
deficit score at each time point were analyzed by 2-tailed
unpaired t test. The results
are presented as mean±SEM. A value of
P<0.05 was considered
significant.
| Results |
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Analyses of Cerebral Infarct
Experiment 1
The rectal (core) temperatures for 48 hours in all
groups are shown in
Figure 1
. In the hypothermia group, the core temperatures
were significantly lower for 24 hours
(P<0.05). In the normothermia
group, spontaneous hyperthermia (up to 39°C) was observed 6 to 8
hours from the induction of focal ischemia. The average core
temperature was 5.2°C lower in the moderate hypothermic group than in
the normothermic group during the initial 24 hours. Two
rats died before the assessment on day 1 (mortality rate, 29%) and 4
rats died before the assessment on day 2 (mortality rate, 40%) in the
normothermic control group. In contrast, in the hypothermia
group, 1 rat died before day-1 assessment (mortality rate, 14%) and 2
rats died before day-2 assessment (mortality rate, 20%). The autopsy
of these rats did not reveal any abnormality capable of causing death
other than cerebral infarct. The total infarct volume (sum of
neocortical and basal ganglia infarct volume) in the
normothermic group was 306±26
mm3 at 24 hours and 368±59
mm3 at 48 hours (mean±SEM)
(Table
).
In contrast, the total infarct volume in the hypothermic group was
136±15 mm3 at 24 hours and
169±35 mm3 at 48 hours, significantly
smaller than that in the normothermic group at each time
point
(Table
)
(P<0.05). The significant
differences observed in the infarct volume were also observed among the
infarct indexes
(Table
)
(P<0.05). Furthermore, the
cerebral edema ratio was significantly smaller in the hypothermia than
normothermia group
(P<0.05).
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Experiment 2
The core temperatures for 48 hours are shown in
Figure 2
. In the hypothermia group, the core temperature was
significantly lower for the initial 14 hours
(P<0.05). The average rectal
temperature was 2.6°Clower in the mild hypothermic group than the
normothermia group during the initial 24 hours. No rat died before the
assessment of cerebral infarct after ischemia. Twenty-one days
after ischemia, the lesion of cerebral infarct, the white area
in contrast to the red by TTC stain on day 2, was noted as a shrunken
neocortex or a missing area in the neocortex
(Figure 3
, A and B). The average infarct volume for each
group is shown in the
Table
.
Although the size of the cerebral infarct was smaller in the
hypothermia group on day 2, there was not a significant difference
between the two
(Table
).
The edema ratio was significantly smaller in the hypothermia group than
in the normothermia group on day 2
(P<0.05)(Table
).
In a comparison of infarct volume (for day 2) and index (for day 21) in
the normothermia group, the infarct index on day 21 was significantly
larger than that on day 2
(Table
).
The cerebral infarct enlarged from days 2 to 21.
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In terms of the measurement of infarct (missing lesion) volume in the chronic phase, the volume of the nonischemic hemisphere used for estimating the volume of normal brain was 667±25 mm3 (average±SEM, n=6), which was almost the same as the age-matched normal volume of the right hemisphere: 670±25 mm3 (average±SEM, n=6). It was demonstrated that there was no atrophy or enlargement in the right hemisphere on day 21 after ischemia in the left hemisphere in this model. Otherwise, the method might have underestimated or overestimated the actual infarct volume.
By cresyl-violet and GFAP stain, the lesion of cerebral
infarct was again noted as a shrunken neocortex or a missing area in
the neocortex
(Figure 4
). In the border of the lesion after necrosis,
GFAP-positive reactive astrocytes and a thin layer of glial
proliferation were observed
(Figure 4
, upper). The infarct index obtained by
cresyl-violet stain, corrected by the shrinkage rate caused by the
dehydration procedure in the staining (1.41 on average), was
186±15 mm3 in the normothermia group,
whereas the total infarct volume in the hypothermia group was
96±17 mm3 (mean±SEM, n=6), which was
again significantly smaller than that of the normothermia group
(P<0.05).
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Analyses of Cerebral Function
Severe neurological deficits were observed in the acute
to subacute phases after the permanent focal ischemia in
the normothermia group
(Figure 5
). In contrast, in the hypothermia group,
neurological deficits were mild throughout the observation period.
There was a significant difference in the scores for each time point
between the groups for the 3 weeks after the initiation of the
permanent ischemia
(P<0.05). There were similar
tendencies of gradual recovery in both groups during the observation
period.
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rCBF Measurement
The results of the rCBF measurement in the
ischemic core and penumbra are shown in
Figure 6
, A (normothermia group) and B (hypothermia group).
In the normothermia group, rCBF increased in both the ischemic
core and penumbra 3 hours after the induction of ischemia
(Figure 6A
). Under the hypothermic condition, the initial
level of ischemia did not differ from that under the
normothermic condition. However, the relief of
ischemia was less prominent during this period. In both groups,
the reduced rCBF recovered to a level of >50% of the
preischemic baseline value in the penumbra and to >30% in
the core region.
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| Discussion |
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Surprisingly, the volume of the infarct continued to grow from 1 (276 mm3 on average) to 2 days (347 mm3 on average) in experiment 1 and from 2 (139 mm3 on average) to 21 days (211 mm3 on average) in experiment 2 after the induction of ischemia. The pathophysiology of the acute and subacute growth of the cerebral infarct is unknown. It was believed that initial ischemic damage would be completed within the first 24 hours after acute thrombotic occlusion. In these models, however, it is likely that the site of vessel obstruction gradually expanded from the original occluded site into the distal area in the MCA territory beyond a 1- or 2-day period.38 The final volume of the neocortical infarct in experiment 2 was almost identical to that of the standardized infarct volume in the conventional 2- to 3-hour, temporary 3-vessel-occlusion models.20 26 39 This indicates that the infarct lesion expanded into the anatomically constant whole MCA territory, taking >2 days.
There is evidence to suggest that mild hypothermia therapy protects the brain from temporary focal ischemia.12 19 24 40 41 42 In contrast, inefficacy of mild hypothermia therapy against permanent focal ischemia was reported.24 In that study, however, mild hypothermia was used only for a brief period, the initial 2 hours after the induction of ischemia.24 In another experiment, moderate hypothermia (29°C) for 2 days did not reduce the size of the cerebral infarct in a permanent focal ischemia model in monkeys.15 In that experiment, no animal survived for >5 days after ischemia, the time at which the cerebral infarct volume was analyzed. Regarding the high mortality rate in the acute phase, it is possible that a 2-day, continuous moderate hypothermia accompanied by general anesthesia affected the cardiopulmonary functions, resulting in deterioration in the animals general condition. In the present study, mild hypothermia significantly suppressed the development of cerebral infarct on permanent focal ischemia. A long-termfavorable outcome in neurological function as well as constructive preservation was demonstrated. Importantly, we used a prolonged period of mild hypothermia, extending to 24 hours after ischemia. Shorter hypothermia therapy, 1 hour to 12 hours, had been reported to be less effective than prolonged, 24-hour hypothermia in the temporary global or temporary focal ischemia in rats.21 22 23 Although the reduced cerebral blood flow was fully recovered at the end of temporary ischemia, a much longer period of hypothermic intervention was necessary to achieve a better outcome.19 In line with this, it is speculated that a short and mild hypothermia therapy is less effective against permanent focal ischemia because ischemia is more severe in permanent than in temporary ischemia in general. As for the degree of hypothermia, it is possible that a lower temperature better prevents cerebral ischemic injury40 ; however, it is difficult to regulate the biological parameters in a physiological range during anesthesia under moderate to deep hypothermia in small animals. It has been reported that intraischemic moderate hypothermia (30°C) was less effective than intraischemic mild (33°C) hypothermia, possibly because of respiratory dysfunction (could be monitored by blood pH) during moderate hypothermic anesthesia.40 43
The efficacy of neuroprotection continued on termination of the hypothermia therapy; that is, an acute and term-limited (1 day) application of mild hypothermia protected the brain from "permanent focal ischemia." The therapy would be ineffective when the rCBF drops below the level critical for neurons to survive, and the situation lasts longer than the duration of hypothermia therapy. The unexpected positive results indicated that the duration of the severe drop in rCBF lasts <24 hours in the penumbra area in this model. In connection with this, it was demonstrated that the reduction of rCBF was not permanent but was recovering after the induction of permanent vessel occlusion, probably through the development of collateral flow.44 45 46 It was first demonstrated that "permanent focal ischemia" is not always accompanied by permanent reduction of rCBF to the level critical to neuronal survival.
Regardless of the improvement of rCBF through development of collaterals, which is considered favorable for brain tissue, delayed progression of the infarct lesion in the acute (1 to 2 days) and the subacute (2 to 21 days) phases was demonstrated. The mechanism of chronic neuroprotection by hypothermia remains unknown; however, the significant suppression of cerebral edema formation in the acute phase might contribute to the prevention of the enlargible cerebral infarct, as seen in the present model. It is possible that cerebral edema, formed in and around the ischemic core, directly or indirectly acted to reduce the "recovered" rCBF of the peri-infarct area, with subsequent expansion of intravascular thrombosis, and acted to enlarge the infarct area after permanent vessel occlusion.
Recent reports state that the window of opportunity for induction of reperfusion after severe focal ischemia is brief, only 3 to 6 hours, in thrombolytic intervention for human ischemic stroke.3 4 Furthermore, it was speculated that the ratio of hemorrhagic transformation in brain lesions would increase if the thrombolytic intervention was initiated at a later time (>6 hours). However, the window for induction of mild hypothermia therapy appears to be larger. A recent clinical trial demonstrated that mild (33°C) hypothermia therapy for 2 to 3 days was effective for severe cerebral infarction caused by MCA occlusion in reducing the mortality rate (from 78% to 44%) when introduced 14 hours (in average) after the onset of ischemic symptoms.25 The existence of a delayed increase in infarct volume after permanent vessel occlusion, which has provided new insight into the pathophysiology of permanent ischemia, may explain in part why such delayed induction of hypothermia therapy induced a better outcome for patients with severe ischemic stroke.
In summary, the infarct volume increased in both the acute and subacute phases after irreversible vessel occlusion. Prolonged mild hypothermia therapy suppressed the extension of infarct lesion chronically, with the assistance of a spontaneous increase in rCBF. Given the present results, prolonged mild hypothermia therapy is potentially a powerful intervention for ischemic stroke triggered by sudden irreversible occlusion of cerebral vessels. The design of a mild hypothermia for acute ischemic stroke with minimum side effects in humans, as well as a controlled clinical trial, are the next steps in this field of research.
| Acknowledgments |
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Received June 12, 2000; revision received August 29, 2000; accepted September 8, 2000.
| References |
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Center for Clinical and Molecular Neurobiology, Departments of Neurology and Neuroscience, University of Minnesota, Minneapolis, Minnesota
| Introduction |
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Received June 12, 2000; revision received August 29, 2000; accepted September 8, 2000.
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