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(Stroke. 2001;32:466.)
© 2001 American Heart Association, Inc.
Original Contributions |
From the University Department of Medicine and Therapeutics, Gardiner Institute, Western Infirmary, Glasgow, Scotland (K.R.L., A.G.D.); University Hospital, Aintree, Liverpool, England (A.S.); the Departments of Pharmacological Sciences and Medicine, University of Newcastle Upon Tyne (England) (G.A.F.); Leicester Royal Infirmary, Leicester, England (M.E.A.); and the Institute of Neurological Sciences, Southern General Hospital, Glasgow, Scotland (D.G.G.).
Correspondence to Prof Kennedy R. Lees, University Department of Medicine and Therapeutics, Gardiner Institute, Western Infirmary, Glasgow G11 6NT, UK. E-mail k.r.lees{at}clinmed.gla.ac.uk
| Abstract |
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MethodsThis was a 4-part, multicenter, randomized, double-blind, placebo-controlled study in 175 patients (mean age, 69 years) within 24 hours of acute stroke symptom recognition. Ascending 60-minute intravenous infusion loading doses of AR-R15896AR were initially examined (100, 150, 200, 250, or 300 mg or placebo in 3:1 randomization, n=36 treated); in part 2, 250, 275, or 300 mg was compared with placebo (n=33). In part 3, a 250-mg loading dose was followed by 9 maintenance doses of 60, 75, 90, 105, or 120 mg every 8 hours versus placebo in 3:1 randomization (n=59); subsequently, in part 4, maintenance doses of 90, 105, and 120 mg after the 250-mg loading dose were directly randomized against placebo (n=42). Safety, tolerability, and pharmacokinetics were the primary end points; NIHSS at 1 week and Barthel and modified Rankin scores at 1 month were also recorded, but the study was neither designed nor powered to assess efficacy.
ResultsRates for mortality and serious adverse events (SAE) were similar in active and placebo groups (9% mortality and 23% SAE for all active combined versus 11% mortality and 33% SAE for placebo). Adverse events associated with AR-R15896AR were dizziness, vomiting, nausea, stupor, and some agitation/hallucination. Withdrawal from treatment occurred only in response to loading doses with AR-R15896AR: placebo, 3 of 46 (7%); 250 mg, 11 of 89 (12%); 275 mg, 1 of 8 (12.5%); and 300 mg, 3 of 15 (20%). No significant difference in outcome was observed between groups. Plasma concentrations of AR-R15896AR were 1524±536 ng/mL at the end of the 250-mg loading infusion and were 1847±478 ng/mL at steady state after the 9 maintenance doses of 120 mg.
ConclusionsThe maximum tolerated loading infusion of AR-R15896AR in this study was 250 mg over a period of 1 hour. Subsequent maintenance infusions of 120 mg every 8 hours were well tolerated. With these doses, putative neuroprotective concentrations of 1240 ng/mL are attained by the loading dose and are satisfactorily maintained thereafter. The loading dose may be improved further by adjustment on an individual patient basis, but tolerability issues remain.
Key Words: N-methyl-D-aspartate neuroprotection stroke, acute treatment outcome
| Introduction |
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The competitive glutamate antagonist
selfotel showed neuroprotective effects in the rat model of middle
cerebral artery occlusion at plasma concentrations of
40 µg/mL.
The highest tolerated plasma concentrations in stroke patients were 21
µg/mL, and even these were associated with marked sedative or
psychotomimetic effects.11
Phase III trials with selfotel were abandoned when an increase in early
mortality rates was noted, which may have been related to the central
nervous system adverse
effects.8 12 With
the noncompetitive
N-methyl-D-aspartate
(NMDA) antagonist aptiganel, plasma concentrations that
could be tolerated in human stroke ranged from 8 to 12 ng/mL; the
minimum putative neuroprotective concentration from the rat middle
cerebral artery occlusion (MCAO) model was 10
ng/mL.13 14 15
AR-R15896AR is a low-affinity, use-dependent NMDA channel blocker with
affinity for the
-1 receptor.
Preclinical studies with AR-R15896AR have demonstrated neuroprotective activity in animal models, including models of global and focal cerebral ischemia.16 17 18 19 20 In the MCAO model in the spontaneously hypertensive rat, animals were given intraperitoneal doses at various times relative to the occlusion (2 hours of focal ischemia by unilateral carotid plus MCA occlusion), with the second and third doses 4 and 12 hours, respectively, after the first dose. There was a significant reduction in cortical infarct volume in actively treated rats (12 mg/kg given as 3 separate doses) when the first dose was administered at periods ranging from 30 minutes before to 30 minutes after MCA occlusion (P<0.001). The neuroprotection was smaller when the first dose was given 1 hour after occlusion and absent in the 2-hour postocclusion group. AR-R15896AR (15 mg/kg IV, then 25 mg/kg per day SC for 7 days) was also active in reducing cortical infarct size in the monofilament model of MCAO (2 hours of ischemia).18 In another model of "excitotoxic" lesion in which malonic acid is injected directly into the rat striatum, AR-R15896AR (either 9 mg/kg SC or 200 nmol intrastriatal) significantly reduced the striatal lesion volume. In the cat MCAO model (90 minutes of ischemia), infarct volume (MRI T2W imaging) was reduced by 80% after infusion of AR-R15896AR (175 µg · kg-1 · min-1 for 15 minutes) commenced at 30 minutes after the onset of ischemia.20 Neuroprotection was observed at 1240 ng/mL, recorded at the end of 15 minutes of dosing during a 90-minute period of ischemia in the cat, and in the rats in the monofilament model experiment given doses that led to concentrations of 2682 ng/mL after 7 days of dosing.
Studies in normal volunteers had found loading doses of up to 160 mg in the young and 120 mg in the elderly to be generally well tolerated, and 8-hour maintenance doses of 70 mg and 60 mg, respectively, to be acceptable. With the latter multiple-dose regimen, average steady-state plasma concentrations of 860 ng/mL were achieved. The most common adverse event was dizziness, but blurred vision was also reported at the highest dose in young volunteers.
The purpose of this study was to establish the highest safe and tolerated loading and maintenance dosing regimen of AR-R15896AR in acute ischemic stroke patients and to determine the plasma concentrations of AR-R15896AR with which these were associated.
| Subjects and Methods |
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Part 1: Loading Dose Escalation
Within this part, doses used were 100, 150, 200, 250,
or 300 mg of AR-R15896AR administered to a minimum of 3 subjects at
each dose, or 1 placebo. The drug was infused intravenously
into a peripheral vein over a 60-minute period within 24
hours of stroke onset. Progression to the next dose group only took
place when the previous dose had been shown to be safe and
tolerated.
Part 2: Randomization to 1 of 3 Selected
Loading Doses or Placebo
In this part of the study, 36 patients were to be
randomized into 4 groups of 9 subjects, receiving placebo or 250, 275,
or 300 mg of AR-R15896AR administered intravenously over a
period of 60 minutes. These doses were chosen on the basis of the
preliminary safety and tolerability data from part
1.
Part 3: Fixed Loading Dose With
Maintenance Dose Escalation
The fixed loading dose used in this part of the study
(250 mg administered intravenously over a period of 1 hour)
was chosen on the basis of the preliminary safety and tolerability data
from part 2 and was followed by 9 maintenance infusions
administered over a period of 15 minutes each at 8-hour intervals.
Patients were studied in groups of at least 4 (3 active and 1 placebo),
with the first group receiving 60 mg every 8 hours. The dose for
subsequent groups was increased by 15-mg increments up to a maximum of
120 mg. Progression to the next dose group only took place when the
previous dose had been shown to be safe and
tolerated.
Part 4: Randomization to 1 of 3 Selected
Loading and Maintenance Dosing Regimens or to Placebo
On the basis of preliminary assessment of the safety
and tolerability data from part 3, 36 patients were to be randomized
among 4 groups of 9 patients. The 4 treatments compared were as
follows: (1) placebo loading and placebo maintenance doses; (2)
250-mg loading dose plus 9x90-mg maintenance doses; (3) 250-mg
loading dose plus 9x105-mg maintenance doses; or (4) 250-mg
loading dose plus 9x120-mg maintenance
doses.
Patients
Previously independent (modified Rankin score 0 or 1)
patients with a clinical diagnosis of acute ischemic stroke in
any territory within the last 24 hours were considered eligible.
Reduced consciousness, seizure at the onset of stroke, known clinically
significant liver or kidney failure, alcohol or substance abuse, or
other significant life-threatening conditions were exclusion criteria.
Patients were also excluded if they had pathology other than cerebral
infarction on the admission CT or MRI scan, if they had participated in
a trial of an investigational drug <3 months before the study, or if
they had fully recovered from the stroke before treatment was assigned.
For parts 3 and 4 of the study, patients had to weigh
55 kg. Patients
were treated within stroke units and received aspirin routinely for
ischemic stroke. Patients eligible for
thrombolysis were not considered for this
trial.
Randomized patients who were later deemed ineligible or who had adverse events could be withdrawn from treatment but continued in the follow-up assessments.
Randomization
Randomization to all dose groups was provided by a
computerized telephone service operated by S-Cubed Clinical,
Nottingham, UK. An appropriate dose instruction sheet giving precise
details of how to prepare and administer the intravenous
infusion was issued by fax to the investigator, in response to the
randomizing call. By providing patient kits that contained ampoules of
active drug and placebo with sufficient volume to cover the likely
range of doses to be used, almost any combination of doses could be
studied at short notice without the need to resupply centers and
without unblinding the investigator.
For assessment of preliminary safety data for each patient in parts 1 and 2, the investigator completed a brief questionnaire 24 hours after the loading dose infusion and returned this by fax to the sponsor. A similar questionnaire was completed after the last maintenance infusion for patients in parts 3 and 4.
Outcome Measures
A CT or MRI brain scan was performed within 72 hours
of stroke recognition to confirm the diagnosis. Vital signs were
recorded on admission and at intervals throughout the dosing
period. A 12-lead ECG was carried out before and toward the end of the
loading and maintenance dose infusions. Blood samples for
clinical chemistry and hematology were collected on admission and after
1, 3, 7, and 28 days. All adverse events were recorded to 4 weeks.
NIH stroke scale
score21 22 was
recorded on admission and after 1 week. Barthel
Index23 and modified Rankin
Scale24 25 scores
were recorded after 1 and 4 weeks; these assessments were collected
only for descriptive purposes.
Blood samples were collected at all centers to establish peak and trough concentrations for the loading doses and first, second, and eighth maintenance infusions; additional samples were collected to establish the full profile at a single center (Western Infirmary, Glasgow). Plasma concentrations of AR-R15896AR (free base) were determined by a previously validated method, for which the limit of quantification was 10 ng/mL. Standard compartmental and noncompartmental analyses were conducted with the use of WinNonlinPro version 1.5 (Scientific Consulting Inc). Study sites were monitored regularly for data verification and compliance with the protocol. Study blinding was maintained until evaluability of data from all patients had been established. Decisions on dose escalation and the choice of doses for the randomized phases were based on blinded data.
| Results |
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Tolerability and Safety
Adverse effects associated with the loading dose were
dizziness, vomiting, nausea, and stupor
(Table 1
). These were similar to the effects that had
been witnessed in volunteers. The dose-response relation appeared
shallow, that is, the incidence was similar across a range of doses.
Patients withdrew from treatment only at doses >250 mg in parts 1 and
2 of the study, however: 1 of 8 at 275 mg (12.5%) and 3 of 15 at 300
mg (20%). A loading dose of 250 mg was selected for the remainder of
the study. All subsequent withdrawals from treatment occurred before
maintenance infusions commenced (ie, 3 of 29 after placebo
loading infusion [10.3%] and 11 of 72 after a 250-mg loading
infusion [15.3%]), and there appeared to be little relationship
between the frequency of subsequent adverse events and the
maintenance dose
(Table 2
). Psychotomimetic effects were uncommon during the
maintenance infusions: For example, hallucinations and
confusion together were seen in 6% of actively treated versus 2% of
placebo-treated patients. The overall incidence of adverse events is
shown in
Table 3
.
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|
There was no difference in survival among actively
treated versus placebo-treated patients: 5 of 46 patients receiving
placebo died (11%) versus 11 of 124 receiving AR-R15896AR (9%).
Forty-two patients (24.7%) had 70 serious adverse events. The
percentage of patients with a serious adverse event during the whole
study was lower in patients receiving active treatment (27 of 124,
21.8%) than in patients receiving placebo treatment (15 of 46, 32.6%;
P<0.001). Eighteen patients
(10.6%) prematurely discontinued the study because of adverse events,
with a higher proportion discontinuing active treatment (15 of 124,
12.1%) than placebo (3 of 46, 6.5%;
P<0.001). The most common
symptoms leading to discontinuation of AR-R15896AR in parts 1 and 2
were nausea, vomiting, and dizziness, whereas in parts 3 and 4 the most
common adverse events leading to discontinuation were dizziness,
hallucination, or agitation. All of the 6 patients who had treatment
discontinued because of adverse events in parts 3 and 4 had received
the loading dose only. There were no consistent clinically
relevant trends in laboratory tests of hematology and clinical
chemistry related to treatment within the study
(Table 4
).
|
Vital Signs
There was no evidence of effects of AR-R15896AR
on the ECG. Systolic blood pressure gradually decreased in the
placebo group over the period of observation, whereas in the actively
treated groups it showed a small rise, with a mean increase of 13
mm Hg 1 hour after the 250-mg loading dose
infusion.
Stroke Outcome
The proportions of patients achieving good outcome, as
defined by 1-month Barthel score 95 to 100, 1-month modified Rankin
scale of 0 to 1, or 1-week NIHSS 0 to 1 were 42%, 39%, and 25%,
respectively, for AR-R158796AR versus 22%, 23%, and 12% with
placebo. Moderate outcome, defined as Barthel score 60 to 90, modified
Rankin scale 2 to 3, or NIHSS 2 to 8 was achieved in 24%, 20%, and
45% of patients with AR-R15896AR and 12%, 8%, and 23%,
respectively, after placebo. There was no statistically significant
difference between placebo and active groups with regard to any
outcome.
Pharmacokinetics
All patients provided samples at the end of the loading
dose infusion in parts 1 and 2, and all patients in parts 3 and 4
provided samples before and at the end of maintenance doses 1,
2, and 8. In addition, extensive sampling was available from 5 patients
with loading dose infusions and 7 patients with loading and
maintenance infusions.
The plasma concentration at the end of the loading dose
infusion increased with dose, ranging from 702±217 ng/mL (mean
Cmax±SD) at 100 mg up to 1922±888 ng/mL at the
highest dose of 300 mg. At the end of the infusion, AR-R15896AR
concentration declined biexponentially, with a terminal half-life of
14.8±0.6 hours at the highest dose. Clearance and volume of
distribution at steady state did not appear to change with infusion
rate, with top dose values of 0.113±0.015
L · h-1 · kg-1
and 2.30±0.42 L/kg, respectively. The maximum plasma concentration at
steady state after a single loading dose infusion of 250 mg and 8
subsequent maintenance dose infusions increased with dose,
ranging from 1146±391 ng/mL at 60 mg TID up to 2298±722 ng/mL at 120
mg TID. The average steady-state concentration increased with dose, up
to 1847±478 ng/mL (range, 1370 to 3180 ng/mL) at 120 mg TID. The
plasma concentrationtime data for the 250-mg loading dose infusion
and 120 mg TID maintenance dose infusion are displayed in
Figure 2
.
|
| Discussion |
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In the light of these adverse events, the pharmacokinetic analysis is crucial. No patients withdrew from treatment because of adverse events related to the maintenance doses, and plasma concentrations at the highest of the maintenance doses (120 mg TID) were in excess of those associated with neuroprotection in the cat model of focal cerebral ischemia. Direct extrapolation from animal models to human stroke is contingent on many assumptions, few of which can be adequately tested, but recent recommendations from a round table symposium are satisfied with regard to maintenance doses.27
Unfortunately, the maximum plasma concentrations achieved after the loading infusion exceed the target neuroprotective concentration only briefly at the 250-mg IV dose. Even so, in some subjects, this dose caused intolerance sufficient to require withdrawal from the trial. A greater proportion of subjects withdrew from treatment at higher loading doses, limiting scope for increasing the loading infusion. There was, however, evidence of interindividual variability in plasma concentrations achieved with a loading infusion and some evidence that adverse effects were related to plasma concentration. Further analysis of the pharmacokinetic and pharmacodynamic relations may permit adjustment of loading infusions according to patient weight or other demographic features in a way that would allow attainment of putative neuroprotective concentrations quickly in a higher proportion of subjects without causing undue intolerance.
It remains likely that the use of AR-R15896AR would be associated with reasonably frequent adverse effects. The most serious of these with regard to the patients outcome would be vomiting, because protection of the airway may already be compromised in patients with stroke. At this stage, there is no experience of using potent antiemetic drugs in combination with AR-R15896AR, though this is a potential approach. The other central nervous system adverse effects that were observed did not require active management during this phase II trial but may respond to coadministration with a benzodiazepine, as has been demonstrated with ketamine in clinical use28 29 and with aptiganel in animals (unpublished observation). Benzodiazepines may, however, reduce consciousness and exacerbate any risk of aspiration.
When the therapeutic index of a neuroprotective compound is narrow, as in the case of the NMDA antagonists, it is essential to explore the dose-response relation systematically. The trial design that was used here is novel and appears to have satisfied its objective. It is necessary to explore a range of doses in a small number of subjects, starting with one that is believed to be well tolerated. The high incidence of spontaneous adverse events in patients with acute stroke can lead to difficulty in interpreting the results of dose escalation studies in small numbers of subjects. For this reason, it is necessary to explore any apparent dose-response relation, further using a randomized design before drawing conclusions about the optimal dose for further study. The randomized comparison of loading doses in this study suggested that 250 mg was the optimal choice. Although the true withdrawal rate was underestimated by part 2 when experience in parts 3 and 4 is considered, the incidence of adverse events was also higher at 275 mg than at 250 mg. Exploratory analyses during the study suggested that adjustment of dose according to patient weight may reduce variability in response further but were not finalized in time to be incorporated into the protocol for parts 3 and 4.
Rapid administration of drug to attain neuroprotective concentrations within the brain is the primary aim. Having achieved this aim, it is presently considered desirable to maintain these concentrations for a period of several days, though the optimal duration is not yet known.30 Although suitable maintenance doses can be estimated from pharmacokinetic considerations, the possibility of cumulative effects of the drug or conversely, tolerance to the drug, exists. It is therefore necessary to explore maintenance doses by using a similar dose escalation design, with randomization to confirm the findings. Again, the design has efficiently established the dose-tolerability relation for maintenance therapy.
It is of note that inclusion of a placebo group is essential in studies such as this. With the dose-escalation design, it became apparent that higher doses were associated with adverse effects, and these were being communicated to future patients during the consent procedures. Without a placebo group, interpretation of symptoms described by subsequent patients would have been confounded because there was evidence of a trend toward increasing adverse effects in the placebo group in the later stages of the trial, with 10% of patients finding the placebo loading dose intolerable in parts 3 and 4 versus none of 17 in parts 1 and 2.
This trial could have been conducted in 4 separate stages, with analysis of the results from each stage before proceeding to the next. Instead, the decision to continue randomization while analysis was being performed allowed the momentum to be maintained at each of the recruiting centers at the expense of including a few more patients than were considered essential but with substantial savings in time and overall cost. The data from the additional patients contributed to the overall analysis.
A phase II dose-ranging study such as this cannot be expected to test efficacy. The long time window to inclusion and the short duration of follow-up, plus the inevitable imbalance in stroke severity among the small subgroups, confound any interpretation of the outcome measures. This has been a feature of previous phase II trials with other neuroprotective compounds such as lubeluzole and GV150526. In the former case, phase III trials failed to confirm the apparent efficacy demonstrated in phase II, and in the latter case, phase III trials have failed to confirm the apparent adverse outcome that had initially been observed.7 9 31 32
In summary, the maximum tolerated loading infusion of AR-R15896AR appears to be 250 mg over a period of 1 hour. Subsequent maintenance infusions of 120 mg every 8 hours are well tolerated. With these doses, putative neuroprotective concentrations are just attained by the loading dose and are satisfactorily maintained thereafter. This loading dose is not optimal, however, and could be further improved by adjustment on an individual patient basis. Even so, tolerability issues remain, and further development of the compound for stroke would depend not only on demonstration of efficacy but on measures to limit the symptomatic side effects of treatment and their potential for adversely influencing income.
| Acknowledgments |
|---|
Received July 10, 2000; revision received September 25, 2000; accepted October 13, 2000.
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