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(Stroke. 2001;32:687.)
© 2001 American Heart Association, Inc.
Original Contributions |
From the Departments of Internal Medicine (C.K.W., W.N.K., C.M.V., R.I.H.), Neurology (L.M.B.), and Neurosurgery (J.N.M., I.A.W.), Yale University School of Medicine (A.G.H.), New Haven, and VA Connecticut Healthcare Systems, West Haven (L.M.B.), Conn.
Correspondence to Issam A. Awad, MD, Department of Neurosurgery, University of Colorado School of Medicine, 4200 East 9th Ave, C307, Denver, CO 80262. E-mail issam.awad{at}uchsc.edu
| Abstract |
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MethodsMethodological guidelines for instrument development were initially established. Based on the content of 40 open-ended patient interviews, a 54-item instrument (HSQuale) was developed. The reliability (test-retest and internal consistency) and validity (content and construct) of HSQuale were assessed in another 71 patients (18 to 49 years of age, 63% women, 77% white), at 1 year after their hemorrhagic stroke. Comparisons were made between HSQuale and other commonly used outcome measures.
ResultsHSQuale
demonstrated reproducibility (test-retest
, 0.40 to 0.96) and
internal consistency (Cronbach
0.80 for 5 of 7
domains). HSQuale scores had broad frequency distributions (
33% of
subjects scored in any single score decile), avoided ceiling effects
found for other outcome measures (Barthel Index and Short Form-36), and
discriminated among clinically distinct subject groups (eg,
intracerebral versus subarachnoid
hemorrhage patients).
ConclusionsHSQuale is a reliable and valid QOL instrument. Compared with other outcome measures, it assesses a broader range of deficits and is better able to discriminate among subgroups of hemorrhagic stroke survivors.
Key Words: cerebral hemorrhage cerebrovascular disorders outcome assessment prognosis quality of life
| Introduction |
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The need for stroke-specific QOL instruments is widely acknowledged, and several ischemic strokespecific instruments have been published.17 18 19 The epidemiology, pathophysiology, and mortality outcomes of hemorrhagic stroke patients differ from those of ischemic stroke patients (eg, younger patient with berry aneurysm versus older patient with atherosclerotic disease, global versus focal lesion, higher initial mortality versus higher long-term mortality), and evidence exists for different QOL outcomes.20 Therefore, a need for a hemorrhagic strokespecific QOL instrument exists. While hemorrhagic strokes comprise 10% to 15% of all strokes, they account for half of strokes in younger patients.21 Because young adults are at the peak of their professional and reproductive years, QOL outcomes are particularly relevant for this group of patients.22 23
Our goal was to develop a reliable and valid instrument to measure QOL outcomes of young hemorrhagic stroke patients. Consistent with recommendations that disease-specific instruments be validated against existing measures,24 the content validity of HSQuale was compared with commonly used stroke outcome measures and a commonly used generic QOL instrument.
| Subjects and Methods |
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HSP case subjects from Connecticut, Massachusetts, Rhode Island, and Texas participated in the development and evaluation of HSQuale. HSP case subjects who had their stroke 1 year (±3 months) before the time of this study were interviewed, as neurological recovery and the psychosocial impact of a stroke have stabilized for patients by this time.26 27 For HSQuale development, the first 40 eligible HSP case subjects who were contacted and willing to participate were interviewed (1996). To assess the reliability and validity of HSQuale, an attempt was made to enroll all 98 eligible HSP case subjects in an evaluation study (1997 to 1998). There was no overlap of subjects in the development phase and evaluation study of HSQuale. Subjects were recruited and consent was obtained following approval of the Human Investigation Committee at Yale University School of Medicine.
Methodological Guidelines
Terms commonly used in QOL instrument development and
assessment have been previously
defined.28 29 To
improve the face validity of HSQuale, the following guidelines were
established.
(1) Because assessment of patients subjective well-being is preferred over sole assessments of objective functioning,30 31 32 33 34 and in order to minimize between-subject variance (ie, 2 patients may value different aspects of life differently), QOL instruments should directly ask patients to evaluate their self-defined QOL.
(2) Because status instruments cannot always assess the extent of deficits experienced by individual patients with varying premorbid states, QOL instruments should directly assess "change" in function or well-being due to the medical event under study. Furthermore, QOL assessments by "before" and "after" administrations of status instruments are susceptible to within-subject variance (ie, the same patient may value different aspects of life differently in sickness than in health).35 36 37 Questions asked at one time point that focus on "change," however, capture the impact of the medical event by holding constant the patients definition of QOL.
(3) While QOL assessments attempt to assess the effect of a specific medical event on QOL, many other medical (eg, comorbidities) and nonmedical (eg, death of a loved one) factors can influence patients QOL. The use of specifying phrases (eg, "As a result of your stroke ... ," "Since your bypass surgery ...") reduce the impact of extraneous influences by asking patients to report QOL changes due (directly or indirectly) to the medical event under study.
(4) Because patients have reported excellent or improved QOL despite serious and persistent disabilities,38 39 for a comprehensive assessment, QOL instruments should evaluate both positive and negative outcomes.
(5) Because the clinical significance of QOL instrument scores is often difficult to determine, scores should readily convey direction and crude magnitude of change in patients QOL.
(6) Because the use of both generic and disease-specific instruments is advocated but seldom practiced,40 41 QOL instrument should include generic items that can be included in other studies, along with disease-specific items that are responsive to QOL changes of the patient population under study.
(7) Because QOL instruments are increasingly used in patient populations dissimilar to those in which they were validated, to verify content validity, open-ended questions that ask patients to identify QOL concerns not addressed by domain items should be included.
HSQuale Development
Item and Domain Generation
Sixty-five domain items were written on the basis of
the methodological guidelines above and the following: (1) individual,
open-ended interviews with 30 HSP case subjects; (2) open-ended
interviews with clinicians (2 neurologists and 2 neurovascular
surgeons) involved in the care of hemorrhagic stroke patients; and (3)
review of the hemorrhagic and ischemic stroke outcomes
literature. An attempt was made to word items and response choices in
phrases commonly used by subjects during interviews. On the basis of a
review of content, the 65 items were grouped into the following 7
domains: General Outlook, Physical Functioning, Cognitive Functioning,
Relationships, Social & Leisure Activities, Emotional Well-Being, and
Work & Financial Status.
Modeled after summary questions included in the Functional Assessment of Cancer TherapyGeneral Scale,42 Domain Summary Questions (DSQs) were added as the last item in each of the 7 domains. An Overall Summary Question (OSQ) was also added to the end of the instrument. The DSQs and OSQ can be included in other QOL instruments to allow comparisons across medical events (DSQ: "Would you say changes you have noticed in your [domain name] resulting from your bleed have increased, decreased, or not changed the quality of your life? Slightly, somewhat, or greatly?" OSQ: "As an overall question, would you say having had a bleed has increased, decreased, or not changed the quality of your life? Slightly, somewhat, or greatly?").
Finally, the following open-ended question was added as a final item to allow verification of the content validity of the instrument in new study populations: "In what ways, other than those discussed in the above questions, has your bleed affected the quality of your life?"
Wording revisions of HSQuale items were made on the basis of administration of the instrument to another 10 HSP case subjects.
Item Reduction
HSQuale (74 items: 65 domain items,7 DSQs, 1 OSQ, and
1 open-ended question) was administered in an evaluation study.
Subjects responses to the 65 domain items were used to eliminate
items that failed to fulfill the following item-performance
criteria: (1) ordinal response choices, in order to allow scoring (7
items eliminated); (2) strong correlation
(r
0.50) with at least one
third of domain items or the domains DSQ, in order to maintain domain
homogeneity (10 items eliminated); and (3) less than a two-thirds
response frequency for any single response choice, in order to allow
discrimination among patients (6 items eliminated). Five additional,
frequently misunderstood items were eliminated. Because QOL assessments
rely on thoughtful personal responses, 8 of 28 eliminated items were
included in HSQuale for their value in familiarizing patients with QOL
assessments and helping establish an introspective tone for the
interviews. The questions did not add to patient burden, as patients
often enjoyed sharing their responses to these questions. These 8 items
are not included in HSQuale scores and can be eliminated. The final
version of HSQuale, therefore, consists of 54 (38 scored, 16 unscored)
items
(Figure 1
).
|
Scoring
Individual HSQuale items were scored such that
direction and magnitude of change in patients QOL would be readily
conveyed. A response choice indicating "no change" from a
patients premorbid status is awarded 50 points; response choices
indicating maximum deterioration or improvement are awarded 0 and 100
points, respectively; and all other response choices are awarded points
on the basis of the number of response choices available. For example,
in the Relationships domain, a response of "much less close" would
be awarded 0 points; "somewhat less close," 25 points; "same as
before," 50 points; "somewhat more close," 75 points; and "much
closer," 100 points. In the Cognitive Functioning domain, "much
more difficult" would be awarded 0 points; "somewhat more
difficult," 17 points; "slightly more difficult," 33 points; and
"no more difficult than before," 50 points.
Domain scores are determined by averaging item scores for items included in a domain (excluding the domains DSQ). Because the maximum score for each individual item varies according to the available response choices, the maximum domain scores vary depending on the included items. For comparison, Spearman rank correlation coefficients for calculated domain scores and respective DSQ scores were determined (General Outlook, 0.52; Physical Functioning, 0.73; Cognitive Functioning, 0.68; Relationships, 0.62; Social & Leisure Activities, 0.86; Emotional Well-Being, 0.63; and Work & Financial Status, 0.85).
QOL is greater than the sum of individual life domains. Furthermore, in arriving at their response to the OSQ, subjects often completed a mental exercise tantamount to using a personal QOL formula with individualized domain weights. Therefore, the OSQ score was used as an overall score for subsequent analyses. For comparison, Spearman rank correlation coefficient for OSQ scores and calculated overall scores (based on an average of calculated domain scores) was determined (r=0.76).
Regardless of whether a score represents an item, domain, DSQ, or OSQ score, direction and crude magnitude of QOL changes can be determined by comparison with the "no change" score of 50.
HSQuale Evaluation
For the evaluation study, telephone interviews were
scheduled for a 2-hour time period identified by subjects. During the
interviews, the following sociodemographic and clinical data were
collected: age, gender, race, marital status, highest education level
completed, occupation prior to stroke, and comorbidities. Stroke
subtype was determined from subjects medical records. If a
subjects stroke had components of both intracerebral
hemorrhage (ICH) and subarachnoid hemorrhage
(SAH), it was labeled as an ICH. In addition, subjects were asked if
any significant life events had occurred since their hemorrhagic
stroke; 3 subjects answered affirmatively.
The following instruments were administered to subjects during the interviews: Pfeiffer Short Portable Mental Status Questionnaire (SPMSQ43 ), Barthel Index, modified Rankin Scale, Short Form-36 (SF-3644 ), HSQuale (74-item version), Duke-UNC Functional Social Support (DUFSS) Questionnaire,45 Center for Epidemiologic Studies Depression Scale (CES-D46 ), and Revised Life Orientation Test (LOT-R47 ). Although the 74-item version of HSQuale was administered, only the 38 items remaining after item reduction, the DSQs, and the OSQ were used for subsequent analyses.
Reliability
To assess test-retest reliability, HSQuale was
readministered to one half of the subjects after a 2-week interval.
Cicchetti weighted
statistics48 were calculated
for individual items, the DSQs, and the OSQ. To assess internal
consistency, Cronbach
coefficients were determined for
the 7
domains.49
Content Validity
An instrument is assumed to have adequate content
validity if patient and expert input is incorporated into its
development and/or if their review of the instrument fails to identify
omission of important content. A more quantitative evaluation of
content validity involves examining the distribution of patient scores
across the available
range,50 51 ie,
the discriminatory power of an
instrument.52 Ceiling and
floor effects (the extremes of a skewed score distribution) are
undesirable because they do not allow discrimination among patients or
allow documentation of further patient improvement or
deterioration.
The discriminatory power of HSQuale was evaluated and then compared with that of the most commonly used stroke outcome measures (Barthel Index, modified Rankin scale) and the most commonly used generic QOL instrument (SF-36). For this study, an instrument was considered to have poor discriminatory power if its frequency distribution of patients scores was >33% for any given score decile. Score deciles were determined by dividing the full range of possible scores by 10.
Construct Validity
An instruments construct validity can be
established by demonstrating convergent validity (ie, the extent to
which the instrument correlates with other instruments that measure
similar constructs) and/or discriminant validity (the extent to which
the instrument is able to discriminate among clinically distinct
patient groups).
Convergent validity for HSQuale domains was evaluated by
determining Pearson correlation coefficients for the following
continuous variables: (1) HSQuale domain scores and relevant
unidimensional instrument scores and (2) HSQuale domain scores and
comparable SF-36 domain scores. The following criteria for the strength
of correlation are supported by the literature:
r
0.50, strong;
r=0.40 to 0.49, moderate; and
r=0.30 to 0.39,
weak.40
The discriminant validity of HSQuales OSQ was evaluated by
Student t test comparisons of
mean OSQ scores for subjects dichotomized into the following clinical
groups: (1) stroke subtype (ICH versus SAH), (2) residual physical
symptoms (
1 versus none), (3) depressive symptoms (CES-D
16 versus
<16), (4) poststroke seizures (
1 versus none), and (5) comorbidity
(>1 versus none).
| Results |
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Of the 71 study participants, 63% (45/71) were female,
62.0% (44/71) were aged
40 years (mean age 41.0±7.4 years), 77%
(55/71) were white, 61% (43/71) were married at follow-up, 87%
(62/71) had at least a high school education, and 61.8% (44/71)
reported holding nonprofessional and nonmanagerial positions before
their hemorrhagic stroke
(Table 1
). One year after their hemorrhagic stroke, 55%
(39/71) of the 71 study participants reported no other comorbid
condition, 94.4% (67/71) showed no cognitive impairment on the SPMSQ,
and 65% (46/71) did not have depressive symptoms based on the CES-D
scale.
|
HSQuale Evaluation
Reliability
Of the 37 scored HSQuale items, 12 had "fair"
(
=0.40 to 0.59), 20 had "good" (
=0.60 to 0.79), and 5 had
"excellent" (
=0.80 to 1.00) Cicchetti weighted
statistics
ratings. The OSQ had excellent test-retest reliability (
=0.833). Six
HSQuale domains had calculated Cronbach
coefficients (General
Outlook, 0.78; Physical Functioning, 0.89; Cognitive Functioning, 0.88;
Social & Leisure Activities, 0.85; Emotional Well-Being, 0.83; and Work
& Financial Status, 0.89) greater than the recommended 0.70 for group
comparisons.53 The Cronbach
for the Relationship domain was calculated to be
0.56.
Content Validity
Qualitatively, HSQuales content validity was
established by inclusion of patient and expert input in development. In
addition, a review of responses to the open-ended item at the end of
HSQuale failed to identify neglected content areas. Quantitatively,
HSQuale content validity was examined by evaluating its discriminatory
power. Frequency distribution of domain scores were <33% for any
given score decile (Figure 2
). Similarly, <33% of subjects
chose any 1 of the 7 response choices for the OSQ
(Figure 3
). In comparison, 94% of subjects scored in the top
score decile for the Barthel Index
(Figure 4
). Additionally, >33% of subjects scored in the
top score decile for 5 of 8 SF-36 domains: Physical Functioning, 43%
(31/71); Role LimitationsPhysical, 41% (29/71); Bodily Pain, 42%
(30/71); Social Functioning, 39% (28/71); and Role
LimitationsEmotional, 58% (41/71)
(Figure 5
). Fewer than 33% of subjects chose any 1 of the 5
response choices for the modified Rankin Scale.
|
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Construct Validity
Moderate evidence exists for HSQuales convergent
validity
(Table 2
). HSQuales General Outlook, Physical Functioning,
and Emotional Well-Being domains correlate moderately or strongly with
corresponding unidimensional instruments; HSQuale Cognitive Functioning
and Social & Leisure Activities domains correlate less well.
Appropriate unidimensional instruments for comparison purposes were not
found for the HSQuale Relationships and Work & Financial Status
domains.
|
Comparable HSQuale and SF-36 domains were thought to be
HSQuales Physical Functioning domain and SF-36s Physical
Functioning and Role LimitationsPhysical domains, HSQuales Social &
Leisure Activities domain and SF-36s Social & Leisure domain, and
HSQuales Emotional Well-Being domain and SF-36s Role
LimitationsEmotional and Mental Health domains. Of the 5 possible
correlations, 4 were found to be strong
(Table 3
). Unexpectedly strong correlations among other
HSQuale and SF-36 domains were also found.
|
Strong evidence exists for the discriminant validity of
HSQuale OSQ, because mean OSQ scores significantly differed
(P<0.05) for patients
dichotomized into clinically distinct groups on the basis of stroke
subtype, presence of residual physical symptoms, presence of depressive
symptoms, and presence of poststroke seizures
(Table 4
).
|
| Discussion |
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HSQuale was found to have acceptable test-retest reliability
(all
>"fair" rating) and internal consistency (6
domains with Cronbach
coefficient >0.70). Its face validity among
clinicians may be due to its thematic adherence to the familiar
clinical question, "Do you feel better or
worse?"54 HSQuale content
validity was established qualitatively (because open-ended questioning
failed to identify potentially missed content areas) and quantitatively
(because a broad frequency distribution of patient scores was found for
all HSQuale domains and the OSQ). HSQuale construct validity was
established separately for the 7 domains and the OSQ. Convergent
validity with unidimensional instruments was found for the HSQuale
General Outlook, Physical Functioning, and Emotional Well-Being
domains. The skewed frequency distribution of patient scores found for
the Pfeiffer Short Portable Mental Status Questionnaire (>90% of
subjects scored perfectly) and the Duke-UNC Functional Social Support
Questionnaire (nearly 50% of subjects scored
38 of 40 points) imply
these instruments are inappropriate for assessing outcomes in this
study population. Therefore, convergent validity is not expected with
the HSQuale Cognitive Functioning and Social & Leisure Activities
domains. Strong correlations between similar HSQuale and SF-36 domains
also support HSQuale construct validity. Of note, the HSQuale Physical
Functioning domain strongly correlated with 6 of 8 SF-36 domains. The
emphasis of SF-36 on functioning has been noted
before,55 56 and
it may account for some of the overlapping strong
correlations.
Construct validity of the OSQ was established by showing appropriate discriminant validity. OSQ scores differed significantly between subjects dichotomized into distinct clinical groups on the basis of stroke subtype, presence of residual physical symptoms, presence of depressive symptoms, and presence of poststroke seizures. The ability of the OSQ to discriminate between patients on the basis of their physical and mental health supports its construct as a global assessment of QOL outcome. Perhaps the difference in the injury pattern associated with ICH and SAH (ie, localized versus diffuse lesion) accounts for the difference in QOL outcomes noted. The difference in QOL outcomes of patients with and without poststroke seizure(s) was expected. The negative ramifications of even 1 poststroke seizure (eg, driving limitations, side effects of antiepileptic medications) were strongly emphasized by patients during interviews. Finally, because specifying phrases were specifically used to limit subjects assessments of QOL changes to those resulting from their hemorrhagic stroke, the weaker ability of the OSQ to discriminate between those with and without comorbid conditions was expected.
Comparison of Instruments
In addition to establishing the reliability and
validity of the HSQuale, the study compared HSQuale content validity
with that of other commonly used instruments. Although the Barthel
Index is the most commonly used stroke outcome measure, as a disability
scale its limitations are well
recognized.16 Furthermore,
it has exhibited significant ceiling effects in this and other stroke
populations.14 18 19 22 57
Kappelle et al,22 for
example, found that 92% of their study sample of young adults with
ischemic strokes had nearly perfect scores on the Barthel Index
(ie,
95), but half reported important QOL decline and only 42%
returned to work.
Although available in its standard form only since the early 1990s, the SF-36 has rapidly become the most commonly used generic QOL instrument.58 To date, it has been used in numerous stroke studies.8 14 18 22 59 With greater use, however, the limitations of the SF-36 (eg, ceiling and floor effects, limited content validity) as a generic QOL instrument for stroke and other patients have become recognized.59 60 61 In this study, ceiling effects were found for 5 of 8 SF-36 domains (Physical Functioning, Role LimitationsPhysical, Bodily Pain, Social Functioning, and Role LimitationsEmotional). Among elderly stroke patients, Anderson et al57 found that the SF-36 Physical Functioning domain showed a "uniform distribution of scores that reflected a broad range of physical disability." However, as Hobson et al62 have pointed out, prominent ceiling effects are present in 4 of 8 SF-36 domains in the study of Anderson et al. Furthermore, the observation of Duncan et al14 that SF-36 scores of patients with strokes are similar to those of patients with transient ischemic attacks "raises questions about the ability of the SF-36 to discriminate and to be responsive to clinical changes in stroke patients."13
Developers of the SF-36 have acknowledged the limitations of the instrument. The group notes "substantial" ceiling effects for the Social Functioning, Role LimitationsPhysical, and Role LimitationsEmotional SF-36 domains, particularly for "younger and relatively well patients."63 In addition, the omission of important health concepts (eg, cognitive functioning) from the instrument is recognized.64 Therefore, the past recommendation of Ware64 has been to rely on the instrument as a "generic core" rather than the principle measure of outcome.
Although the modified Rankin Scale did not exhibit a ceiling effect in this study, as a single-item instrument its use as an outcome measure is limited by its inability to identify specific areas of handicap.
General Observations
Three general observations can be made about QOL
outcomes for young adults with hemorrhagic stroke. First, SAH survivors
fare as well as or better than ICH survivors in all HSQuale domains
(data not shown) and the OSQ. Second, perhaps because they survived an
acute, life-threatening event, hemorrhagic stroke survivors can
experience an improvement in QOL. In this study, 39% (16/41) of SAH
and 23% (7/30) of ICH patients reported improvement in overall QOL
compared with their premorbid status. Hop et
al8 found that some patients
with Rankin scores of zero (ie, no handicap) reported improvements in
QOL on visual analogue scales. Similarly, Niemi et
al20 found QOL improvements
for 15% of their sample of middle-aged (
65 years old)
ischemic and hemorrhagic stroke patients. More specifically,
they noted, "patients with SAH significantly more frequently had a
restored or improved quality of life than patients with brain
infarction." Third, the strength of correlation between the HSQuale
Work & Financial Status domain scores and the OSQ scores is noteworthy
(r=0.80). The importance of
occupational outcomes, especially in young adult stroke patients, is
intuitive. Niemi et al20
found that "all previously employed [stroke] patients who were
unable to return to work had a deteriorated quality of life."
King65 found that despite
favorable overall QOL scores for their study patients, "not having a
job is a major source of dissatisfaction" for patients.
Future Directions
Not having been administered in its shortened form in
the evaluation study is a limitation of HSQuale. Although unlikely, it
is possible that the deletion of items will change HSQuale
performance on future administrations. Future studies should
attempt to replicate the results found in this study on different
patient populations, using the shortened HSQuale. If the instrument
continues to prove reliable and valid, it should be used in outcome
studies that aim to identify baseline variables (eg, lesion
location) that are predictive of QOL outcomes.
While HSQuale DSQs and OSQ are readily generalizable, the individual domain items may limit the instruments generalizability, because they were developed on the basis of interviews with young, relatively healthy hemorrhagic stroke survivors. As mentioned, however, the generalizability of HSQuale to other stroke populations (eg, older hemorrhagic stroke patients) can easily be evaluated by administering the instrument to a small number of patients and reviewing their responses to the final, open-ended question of the instrument.
Guyatt et al28 note that "distilling the measurement of [QOL] into a few key questions is a goal of clinical investigators." Therefore, there may be merit to pursuing psychometric evaluation of only the DSQs and the OSQ for QOL assessment. Such a mini-HSQuale would be beneficial in view of its ease of administration and the generalizability of DSQs and the OSQ to other medical events for which QOL outcomes are of interest.
Finally, HSQuale may be criticized for its susceptibility to recall bias, especially in patients who have suffered a central nervous system insult. It could be argued, however, that recall bias is inconsequential in subjective assessments because it is the patients perception of their premorbid status compared with their present status that determines their present QOL.
In summary, HSQuale is the first attempt at the development of an instrument to comprehensively characterize QOL outcomes in young hemorrhagic stroke patients. Its favorable performance in this study suggests it may serve an important role in evaluating patient outcomes after hemorrhagic stroke.
| Acknowledgments |
|---|
Received June 12, 2000; revision received October 13, 2000; accepted October 13, 2000.
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