(Stroke. 2001;32:728.)
© 2001 American Heart Association, Inc.
Original Contributions |
From the Departments of Radiology (D.R.R., J. van der G.), Neurology (C.J.M.K., L.J.K.), Vascular Surgery (B.C.E.), and Clinical Neurophysiology (A.C. van H.), University Medical Center Utrecht (University Hospital Utrecht, Medical Faculty Utrecht, and Wilhelmina Childrens Hospital) (Netherlands).
Correspondence to D.R. Rutgers, MD, Department of Radiology, E01.132, University Medical Center Utrecht, Heidelberglaan 100, 3584 CX Utrecht, Netherlands. E-mail D.Rutgers{at}azu.nl
| Abstract |
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MethodsNineteen patients were studied on average 1 month before and 6 months after contralateral carotid endarterectomy (CEA). Volume flow in the main extracranial and intracranial arteries was measured with MR angiography. Collateral flow via the circle of Willis and the ophthalmic arteries was studied with MR angiography and transcranial Doppler sonography, respectively. Cerebral metabolism and CO2 vasoreactivity were investigated with MR spectroscopy and transcranial Doppler sonography, respectively. Twelve nonoperated patients with a symptomatic ICA occlusion and contralateral ICA stenosis, who were matched for age and sex, served as control patients.
ResultsIn patients who underwent surgery, flow in the operated ICA increased significantly (P<0.05) and flow in the basilar artery decreased significantly (P<0.01) after CEA. On the occlusion side, mean flow in the middle cerebral artery increased significantly from 71 to 85 mL/min (P<0.05) after CEA. The prevalence of collateral flow via the anterior communicating artery to the occlusion side increased significantly (47% before and 84% after CEA; P<0.05), while the prevalence of reversed ophthalmic artery flow on the operation side decreased significantly (42% before and 5% after CEA; P<0.05). In the hemisphere on the side of the ICA occlusion, lactate was no longer detected after CEA in 80% of operated patients, whereas it was no longer detected over time in 14% of nonoperated patients (P<0.05). CO2 reactivity increased significantly in operated patients in both hemispheres (P<0.01).
ConclusionsContralateral CEA in patients with a symptomatic ICA occlusion induces cerebral hemodynamic improvement not only on the side of surgery but also on the side of the ICA occlusion.
Key Words: carotid artery occlusion carotid endarterectomy magnetic resonance angiography spectroscopy, nuclear, magnetic resonance transcranial Doppler sonography
| Introduction |
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The aim of our study was to investigate whether, in patients with a symptomatic ICA occlusion, CEA of severe stenosis of the contralateral ICA can establish long-term hemodynamic improvement. This was studied at 3 levels: (1) changes in volume flow in the main extracranial and intracranial arteries, (2) changes in collateral flow via the circle of Willis and the ophthalmic arteries (OphAs), and (3) changes in the end organ, the brain, as reflected in cerebral metabolism and vasoreactivity.
| Subjects and Methods |
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CEA was performed under general anesthesia. A temporary intraluminal shunt was inserted if ischemic electroencephalographic changes occurred after cross-clamping of the carotid artery. Otherwise, endarterectomy was performed without an intraluminal shunt. Patency of the operated ICA was evaluated with Duplex sonography on average 3 months after the operation.
To assess whether hemodynamic changes occur
when no CEA is performed, we investigated 12 patients with a
symptomatic ICA occlusion who had a stenosis of the
contralateral ICA that was not operated on. These patients were matched
for age and sex. Some had a >70% ICA stenosis on the
contralateral side, but contralateral CEA was not performed because
they refused operation. Patients did not suffer from recurrent
neurological deficits during follow-up and were studied with MR and TCD
at referral and on average 6 months later
(Table 1
).
All patients suffered from transient or at most moderately
disabling (modified Rankin Scale
score15
3) neurological
deficits in the supply territory of the ICA occlusion within 6 months
before referral. Deficits included transient monocular blindness,
hemispheric transient ischemic attacks (TIAs), or
ischemic stroke. Two patients who were operated on also had
cerebral ischemic symptoms on the side of the operated ICA
(hemispheric TIA in 1 patient, minor stroke in 1 patient).
Intra-arterial digital subtraction angiography was
performed in all patients to confirm the occlusion of the ICA. The
degree of lumen reduction of the stenosed ICA was assessed according to
the criteria of the North American Symptomatic Carotid
Endarterectomy
Trial.16 All patients were
treated with antithrombotic medication, ie, low-dose aspirin in the
majority of patients.
To obtain reference values for the quantitative volume flow and MRS measurements, 31 age- and sex-matched control subjects (mean±SD age, 58±12 years; 22 men, 9 women) were investigated. They were recruited from the departments of neurology and urology, where they were hospitalized for other than intracranial diseases. MRI did not show cerebral abnormalities in these subjects. In addition, 30 age- and sex-matched control subjects (mean±SD age, 59±10 years; 25 men, 5 women) were investigated to obtain reference values for the CO2 reactivity measurements. These subjects were scheduled for implantation of an internal cardioverter defibrillator. None of them had a history of cerebral neurological complaints or atherosclerotic disease.
All patients and control subjects gave informed consent to participate in the study. The Human Research Committee of our hospital approved the study protocol.
MR Angiography and MR Spectroscopy
Investigations were performed on a 1.5-T whole-body
system (ACS-NT 15 model; Philips Medical Systems).
MR Angiography
On the basis of 2 localizer MRA slabs in the coronal
and sagittal planes, a 2-dimensional phase-contrast (2D PC) slice was
positioned perpendicular to the ICAs and the basilar artery (BA) at the
level of the skull base to measure volume flow in these vessels
(nontriggered, repetition time [TR] 16 ms, echo time [TE] 9 ms,
flip angle 7.5°, slice thickness 5 mm, field of view
250x250 mm, matrix size 256x256, 8 averages, velocity
sensitivity 100 cm/s). PC MRA is considered to be a reliable method to
quantify
flow,17 18 19
and the protocol in the present study has been previously developed
and optimized both in vitro and in
vivo.20 21
Figure 1A
shows the positioning of the 2D PC slice through
the ICAs and BA. To measure flow in the middle cerebral arteries
(MCAs), the circle of Willis was visualized by a 3-dimensional
time-of-flight MRA scan (TR 31 ms, TE 6.9 ms, flip angle 20°, slice
thickness 1.2 mm with an overlap of 0.6 mm, number of slices
50, 2 signals acquired), from which a reconstruction (256x256 matrix)
was made in 3 orthogonal directions using a maximum intensity
projection algorithm. On the basis of this reconstruction, a 2D PC
slice was positioned perpendicular to each MCA to measure volume flow
(nontriggered, TR 17 ms, TE 10 ms, flip angle 8°, slice thickness
5 mm, field of view 250x250 mm, matrix size 256x256, 24
averages, velocity sensitivity 70 cm/s).
Figure 1B
shows the positioning of the 2D PC slice through
an MCA. Volume flow values in the ICAs, BA, and MCAs were calculated by
integrating across manually drawn regions of interest that enclosed the
vessel lumen closely.
|
To assess the direction of blood flow in the circle of Willis, 2 consecutive 2D PC measurements were performed. Previous studies have found PC MRA to be a reliable method to assess the direction of flow in the circle of Willis.22 23 24 One of the 2D PC measurements was phase encoded in the anteroposterior direction and one in the left-right direction (TR 16 ms, TE 9.1 ms, flip angle 7.5°, slice thickness 13 mm, field of view 250x250 mm, matrix size 256x256, 8 averages, velocity sensitivity 40 cm/s). The 2D PC slices were positioned on the basis of the maximum intensity projection reconstruction of the circle of Willis. The images of the circle of Willis were evaluated independently by 2 investigators (D.R.R. and C.J.M.K.) to assess the direction of blood flow in the A1 segment of the anterior cerebral artery and in the posterior communicating artery (PCoA), both on the side of the ICA occlusion. If blood flow in the A1 segment or PCoA was directed toward the ICA occlusion, it was categorized as collateral flow. Collateral flow in the A1 segment was considered to indicate the presence of collateral flow via the anterior communicating artery (ACoA). Discrepancies between the 2 investigators were reevaluated in a consensus meeting.
1H MR
Spectroscopy
MRS was performed with a single-voxel technique
(spin-echo point resolved spectroscopy, TR 2000 ms, TE 136 ms, 2000 Hz
spectral width, 2048 time domain data points, 64 signals acquired). On
the basis of a transaxial T2-weighted image (spin-echo sequence, TR
2000 ms, TE 20/100 ms), a volume of interest was placed in the centrum
semiovale, where it contained primarily white matter. Typical
dimensions of the volume of interest were 70 mm in the
anteroposterior direction, 35 mm in the left-right direction, and
15 mm in the craniocaudal direction. Inclusion of
hyperintensities, edema, or subcutaneous fat was avoided. Both
hemispheres were investigated. Water suppression was performed by
selective excitation (60 Hz bandwidth), followed by a spoiler gradient.
After zero-filling of the time-domain data points to 4096 data points,
gaussian multiplication of 5 Hz, exponential multiplication of -4 Hz,
Fourier transformation, and baseline correction, the
N-acetyl-aspartate (NAA)
(referenced at 2.01 ppm), total choline, total creatine, and lactate
peaks were identified by their chemical shifts. To distinguish lactate
resonances from lipid resonances at a TE of 136 ms, lactate was defined
as an inverted resonance at 1.33 ppm with a signal-to-noise ratio >2
and a clearly identifiable 7-Hz J coupling. Because no absolute
metabolic concentrations could be measured, peak heights
were expressed as metabolic ratios for each volume of
interest. Peak heights were assessed on an independent work station
that required user intervention. Lactate was expressed as a dichotomous
variable,25 ie,
present or not.
Transcranial Doppler
Sonography
TCD investigations were performed with a Multi-Dop X
device (DWL). A 4-MHz Doppler probe was used to assess the
direction of blood flow in the OphAs. Blood flow was categorized as
retrograde flow if it was directed toward the ipsilateral ICA.
Vasoreactivity in response to CO2 administration
was measured in the MCAs with a 2-MHz Doppler probe. After a
2-minute baseline period, patients inhaled a gas mixture of 5%
CO2 and 95% O2
(carbogen) for the next 2 minutes. The carbogen was inhaled through a
mouthpiece connected to a respiratory balloon, while a nose clip
ensured proper inhalation. The CO2 content of
the breathing gas was monitored continuously with an infrared gas
analyzer. A spectral TCD recording of 5 seconds was
made after 1 minute during the baseline period and after 1.5 minutes of
carbogen inhalation. The CO2 reactivity was
expressed as the relative change in blood flow velocity (BFV) in the
MCA after 1.5 minutes of carbogen inhalation, according to the
following formula:
[(BFVCO2-BFVbaseline)/BFVbaseline]x100%.
The mean of the maximal BFV values during the spectral TCD
recordings was used in this calculation.
Statistical Analysis
To compare baseline characteristics between operated
and nonoperated patients, Students
t test or the
2 test was used. ANOVA with Dunnetts
post hoc analysis was used to compare quantitative volume flow
in the extracranial and intracranial arteries, metabolic
ratios, and CO2 reactivity between control
subjects and operated or nonoperated patients. We made no direct
comparison between operated and nonoperated patients because we
included nonoperated patients primarily to assess whether
hemodynamic changes could occur when no surgical
intervention was performed.
In operated patients, differences in quantitative volume flow, metabolic ratios, and CO2 reactivity between the preoperative and postoperative investigations were analyzed with Students paired t test, while differences in prevalence of collateral flow and lactate were analyzed with the McNemar test for paired proportions. Similarly, differences between the first and second investigations in nonoperated patients were analyzed.
A P value <0.05 was considered statistically significant.
| Results |
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Quantitative Volume Flow in Extracranial and
Intracranial Arteries
Figure 2
shows the time course of quantitative volume flow
in the stenosed ICA and the BA. In operated patients, flow in the
stenosed ICA increased significantly after CEA
(P<0.05). Flow in the BA,
which was preoperatively higher than in control subjects
(P<0.01), decreased after CEA
(P<0.01). In nonoperated
patients, flow in the stenosed ICA and the BA did not change
significantly over time. Flow in the BA was higher than in control
subjects in both the first and second investigations
(P<0.01).
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Figure 3
shows the longitudinal changes of MCA flow in both
patient groups. In operated patients, flow in the MCAs was lower than
in control subjects, both preoperatively and postoperatively
(P<0.01). On the side of the
ICA occlusion, MCA flow increased after CEA
(P<0.05), while we did not
observe a significant change on the operation side. In nonoperated
patients, flow in the MCAs did not change significantly over time. In
these patients, MCA flow on both sides was significantly lower than in
control subjects in both investigations.
|
Collateral Flow
In operated patients, the proportion of patients with
collateral flow via the ACoA increased from 47% before to 84% after
CEA (P<0.05). The proportion
of patients with collateral flow via the PCoA did not change
significantly (42% before and 26% after CEA). In nonoperated
patients, we did not observe significant changes in the proportion of
patients with collateral flow via the ACoA (33% before and 33% after
CEA) or via the PCoA (8% before and 42% after CEA).
The proportion of patients with retrograde flow via the OphA
on the side of the ICA occlusion did not change significantly in
operated patients
(Table 2
). However, on the side of the operation the
proportion of patients with retrograde flow in the OphA decreased after
CEA (P<0.05). In nonoperated
patients, there were no significant changes observed in the proportion
of patients with retrograde flow via the OphAs.
|
Cerebral Metabolism and
CO2 Reactivity
Figure 4
shows a typical preoperative
1H MRS spectrum of normal-appearing white
matter in a patient with a symptomatic ICA occlusion who
had a minor stroke, as well as a spectrum from a control subject.
Figure 5
shows the longitudinal changes of the NAA/choline
ratios in both patient groups. In operated patients, the preoperative
NAA/choline ratio in the hemisphere on the side of the ICA occlusion
was lower than in control subjects
(P<0.01). After CEA, this
ratio increased (P<0.05),
reaching control values. On the operation side, the NAA/choline ratio
did not differ from that of control subjects and did not change after
CEA. In nonoperated patients, the time course of the NAA/choline ratio
on the side of the ICA occlusion and on the side of the stenosed ICA
showed changes similar to those observed in operated
patients.
|
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Preoperatively, lactate was detected in 10 of 19 operated patients in the hemisphere on the side of the ICA occlusion. In 80% of these patients, lactate was no longer visible after CEA. This proportion was significantly higher than the proportion of nonoperated patients in whom lactate was no longer visible over time (P<0.05): in only 1 of the 7 nonoperated patients in whom lactate was detected in the first investigation was lactate no longer detectable in the second investigation.
Figure 6
shows the longitudinal changes of cerebral
CO2 reactivity in both patient groups. In
operated patients, preoperative CO2 reactivity
on the side of the ICA occlusion was lower than in control subjects
(P<0.01). After CEA,
CO2 reactivity increased
(P<0.01) but was still lower
than in control subjects
(P<0.01). On the side of the
operated ICA, preoperative CO2 reactivity was
lower than in control subjects
(P<0.01). After CEA,
CO2 reactivity increased
(P<0.01) and no longer
differed significantly from that of control subjects. In nonoperated
patients, CO2 reactivity on the side of the ICA
occlusion was lower than in control subjects in both the first and
second investigations (P<0.01)
and did not change significantly over time. On the side of the stenosed
ICA, CO2 reactivity was lower in the second
investigation than in control subjects
(P<0.05), and there was no
significant change over time.
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| Discussion |
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In the extracranial arteries, contralateral CEA resulted in redistribution of blood flow to the brain, as shown by an increase of flow in the operated ICA and a decrease of flow in the BA. Apparently, the contribution of BA flow to blood supply to the brain becomes less important if the contribution of the contralateral, stenosed ICA becomes more important. This is in accordance with a previous study.26 In the circle of Willis, which is considered the primary collateral pathway in patients with an ICA occlusion,1 we found that collateral flow via the ACoA to the side of the ICA occlusion increased. Most likely, this was caused by an increase of cerebral perfusion pressure on the operation side, which is expected to result from contralateral CEA. We assume that the increase of collateral flow via the ACoA accounted for the improvement of MCA flow on the side of the ICA occlusion. In the OphA on the side of the ICA occlusion, which is considered a secondary collateral in patients with an ICA occlusion,1 we found no decrease of the prevalence of retrograde flow. This suggests that blood flow to the respective hemisphere may still have been relatively low after CEA, despite the improvement of collateral ACoA flow and the presumed increase of cerebral perfusion pressure. In addition to the circle of Willis and the ophthalmic artery, other pathways may provide collateral blood flow in patients with a symptomatic ICA occlusion. For example, additional anastomoses between the external and the internal carotid artery or leptomeningeal collaterals may be important. However, to study the collateral development in these relatively small anastomoses, invasive investigation by means of intra-arterial digital subtraction angiography rather than TCD or MRA may be the appropriate method.
At the level of the end organ, the brain, we found that the change over time of the NAA/choline ratios was comparable in operated and nonoperated patients. In 1H MRS of the brain, the NAA peak is generally regarded as indicative of the amount of functioning neurons because it is found almost exclusively in these cells.27 The choline peak originates from choline, phosphocholine, and glycerolphosphocholine, which are involved in membrane metabolism.28 A low NAA/choline ratio, which may indicate neuronal damage, has been associated with cerebral hypoperfusion.29 The finding that NAA/choline ratios changed similarly over time in operated and nonoperated patients indicates that improvement of a low NAA/choline ratio takes place irrespective of whether contralateral CEA is performed. We speculate that in both patient groups a low NAA/choline ratio reflected metabolic changes that were induced by the initial ischemic event. These changes may not necessarily be related to alterations in perfusion pressure but may also have been caused by other factors such as microembolic damage. As opposed to nonoperated patients, operated patients showed a significant decrease of the prevalence of lactate in the hemisphere on the side of the ICA occlusion. If the presence of lactate is associated with low cerebral flow, as has been hypothesized,30 31 this suggests that cerebral blood supply improved in patients in whom contralateral CEA was performed. Although flow alteration is a plausible explanation for the change in lactate, it should be emphasized that the presence of lactate may also be caused by macrophage activity.32 33
CO2 reactivity on the side of the ICA occlusion was low in the preoperative investigation of operated patients and the first investigation of nonoperated patients. In occlusive carotid artery disease, distal cerebral arteries and arterioles may dilate to maintain cerebral blood flow.34 As a result, the reserve capacity of these vessels to dilate is reduced. This is reflected in a low vasoreactivity in response to CO2 administration. We found that CO2 reactivity improved significantly in operated patients on the side of the ICA occlusion. This implies that blood flow to the respective hemisphere increased after CEA, which is in accordance with our quantitative flow and collateral flow measurements. Similar results on the effect of contralateral CEA on vasoreactivity have been found previously.11 12 13 However, these studies also included patients with asymptomatic ICA occlusions. In these patients, cerebral hemodynamics may be different than in patients with symptomatic ICA occlusions.12 35 36 In operated patients, CO2 reactivity increased in the hemisphere on the side of the operation. This is primarily expected from contralateral CEA and is in agreement with data from the literature.13 37 38 39 The bilateral improvement of cerebral vasoreactivity that we found in operated patients may be an important effect of contralateral CEA because this could be related to a lower risk of recurrent cerebral ischemia.40 41 It should be noted that the difference in time course of CO2 reactivity between operated and nonoperated patients may partly be explained by the fact that reactivity was initially lowest in operated patients; postoperative increase of CO2 reactivity may be more pronounced in patients with low CO2 reactivity.13 37
It should be realized that a comparison between our patient
groups is complicated because all patients with a >70% contralateral
ICA stenosis were offered CEA and no randomization was
performed. Although the mean degree of contralateral ICA
stenosis was
70% in both patient groups, as a consequence of
our study design all operated patients had a >70% contralateral ICA
stenosis, whereas many nonoperated patients had a <70%
contralateral ICA stenosis. In addition, in nonoperated
patients the first investigation was performed some time later than in
operated patients, which may have accounted for
hemodynamic
differences.42 In addition,
2 operated patients had symptoms on the contralateral side as opposed
to nonoperated patients. Nevertheless, the inclusion of nonoperated
patients is necessary to assess whether hemodynamic
changes may occur in the absence of contralateral CEA. We found that 2
operated patients had recurrent symptoms and another 2 patients had
restenosis of the operated ICA. Although these patients may be
considered a different patient group with respect to the development of
hemodynamic parameters, they are as much a
result of our patient study as those in whom CEA was performed
successfully without recurrent symptoms. We could not assess when the
postoperative hemodynamic changes took place because we
did not examine our patients multiple times after operation. However,
our purpose was to investigate relatively long-term changes since it is
likely that only lasting changes may account for possible beneficial
effects on mortality and morbidity.
In summary, contralateral CEA in patients with a symptomatic ICA occlusion leads to hemodynamic improvement not only on the side of the operated ICA, as shown by an increase of cerebral CO2 reactivity, but also on the side of the ICA occlusion, as demonstrated by an increase of MCA flow, an increase of collateral flow via the ACoA to the occlusion side, a decrease of the proportion of patients with hemispheric lactate, and an increase of cerebral CO2 reactivity. On the basis of these results, we conclude that in patients with a symptomatic ICA occlusion, endarterectomy of a severe stenosis of the contralateral carotid artery is advisable from a hemodynamic point of view. To what extent this reduces long-term morbidity and mortality still must be elucidated.
| Acknowledgments |
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Received October 13, 2000; revision received November 24, 2000; accepted November 24, 2000.
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