(Stroke. 2002;33:268.)
© 2002 American Heart Association, Inc.
Original Contributions |
From the Institute for Clinical Evaluative Sciences (M.K.K., H.W., M.M., J.V.T.), Division of General Internal Medicine and Clinical Epidemiology, and Womens Health Program, University Health Network (M.K.K), Clinical Epidemiology and Health Care Research Program and Division of General Internal Medicine, Sunnybrook and Womens College Health Sciences Centre (J.V.T.), Department of Medicine, University of Toronto (M.K.K., M.M., J.V.T.), and the Department of Public Health Sciences, University of Toronto (J.V.T.), Toronto, Ontario, Canada.
Reprint requests to Dr Moira K. Kapral, Toronto General Hospital, 200 Elizabeth St, ENG-246, Toronto, Ontario, Canada M5G 2C4. E-mail moira.kapral{at}uhn.on.ca
| Abstract |
|---|
|
|
|---|
Methods We linked hospital discharge abstracts and vital-status data for all patients with acute stroke admitted to hospitals in Ontario between April 1994 and March 1997. Socioeconomic status for each patient was inferred on the basis of median neighborhood income. We determined the risk of death at 30 days and 1 year; secondary analyses compared the use of medications, inpatient rehabilitation services, and carotid endarterectomy by socioeconomic status. We used multivariate analyses to adjust for age, sex, stroke type, comorbid conditions, and hospital and physician characteristics.
Results The study sample consisted of 38 945 patients. Each $10 000 increase in median neighborhood income was associated with a 9% reduction in the hazard of death at 30 days (adjusted hazard ratio 0.91, 95% CI 0.87 to 0.96) and a 5% reduction in the hazard of death at 1 year (adjusted hazard ratio 0.95, 95% CI 0.92 to 0.99). Patients in the lowest income quintile were less likely than those in the highest to receive in-hospital physiotherapy (58% versus 61%, P<0.001), occupational therapy (36% versus 47%, P<0.001), and speech pathology (21% versus 28%, P<0.001). There were no differences in the use of medications or carotid endarterectomy based on socioeconomic status. Waiting times for carotid surgery, however, were significantly longer in the lowest income quintile than the highest (90 days versus 60 days, P=0.002).
Conclusions Socioeconomic status affects mortality and access to some health services after stroke, even in a country with a universal health insurance program. Understanding and reducing these socioeconomic disparities should be a priority for future research.
Key Words: social class stroke
| Introduction |
|---|
|
|
|---|
In Canada, all necessary hospital and physician services are covered by the federalprovincial health insurance plan. In {banner}See Editorial Comment, page 274 theory, this universal access to medically necessary care should decrease the effect of socioeconomic status on health care and outcomes. A number of Canadian studies, however, have documented a persistent association between lower socioeconomic status and increased mortality from ischemic heart disease, as well as decreased access to cardiac interventions such as coronary angiography.10,11 It is not known whether similar differences exist in the area of stroke and cerebrovascular disease.
We undertook a study to determine whether socioeconomic status affects 30-day and 1-year mortality after stroke, using administrative data from the province of Ontario on all patients admitted with stroke between 1994 and 1997. The goal was to determine stroke case-fatality rates; the study was not designed to assess the association between socioeconomic status and stroke incidence. In addition, we examined the association between socioeconomic status and access to physicians and institutions with expertise in stroke care. We also evaluated whether socioeconomic status affects rates of carotid endarterectomy and waiting times for carotid surgery after a stroke.
| Methods |
|---|
|
|
|---|
65 years old. Medication data were not available for younger patients. Data on 30-day and 1-year mortality, regardless of place of death, were obtained from the Ontario Registered Persons Database. Socioeconomic status was inferred on the basis of neighborhood income from 1996 Canadian census data. We calculated the median income for each neighborhood area using the first 3 digits of the postal code (Forward Sortation Area) and inferred patients incomes on the basis of their principal residence.
Patient Cohort
We created a cohort of stroke patients by identifying all patients admitted to acute care hospitals in the province of Ontario with a diagnosis of stroke between 1994 and 1997, using ICD-9 codes 431, 434, and 436. Exclusion criteria were age <20 or >105 years, nonresidents of Ontario, patients transferred from another acute care facility, and strokes that occurred as an in-hospital complication. Also excluded were persons who had had an admission for stroke within the past year.
Hospital and Physician Characteristics
In the setting of stroke, hospital and physician characteristics may influence the likelihood of the patients receiving thrombolysis, undergoing such investigations as CT and echocardiography, and receiving care in a dedicated stroke unit. These factors may affect short- and long-term stroke outcomes. To adjust for hospital factors, we categorized hospitals with respect to hospital volume (the number of patients with stroke admitted to the facility annually), teaching or nonteaching status, and urban or rural location. In addition, hospitals were classified by the availability of stroke care resources as level 1 (no resources specific to stroke care), level 2 (both CT and neurologist or clinician with stroke expertise available), and level 3 (CT, MRI, angiography, neurologist, and neurosurgeon all available). Attending physicians were identified as general practitioners, general internists, neurologists, and other physicians.
Severity of Illness
Stroke severity may affect the use of medications and procedures as well as short- and long-term mortality. Administrative data do not contain indicators of stroke severity, such as level of consciousness and functional status. We were able, however, to adjust for other important clinical predictors, including age, sex, comorbid illness, and stroke type (hemorrhagic versus nonhemorrhagic). Comorbid illness was summarized according to the modified Charlson-Deyo index score, which is a weighted summary score based on the presence or absence of 17 medical conditions. A score of zero indicates that no comorbid illness is present, and higher scores indicate a greater burden of comorbidity.
Interventions
We identified carotid endarterectomy procedures in the CIHI database using the Canadian Classification of Diagnostic, Therapeutic, and Surgical Procedures (CCP) code 50.12. Rates of endarterectomy in patients in the study cohort were examined for up to 1 year after the index stroke admission; the data did not allow us to determine whether surgery was ipsilateral or contralateral to the stroke event. As a surrogate marker for waiting time, we calculated the number of days between the index admission date and the date of surgery. Use of physiotherapy, occupational therapy, and speech pathology during the acute stroke admission was identified from the CIHI database. We identified outpatient prescriptions filled for aspirin, ticlopidine, and warfarin in stroke survivors
65 years old within 90 days of discharge using the ODB database.
Outcome Measures
Length of stay and discharge destination were obtained from the CIHI database. Thirty-day and 1-year mortalities were obtained from the Ontario Registered Persons Database.
Statistical Analysis
Neighborhoods were divided into quintiles according to the median personal income in that Forward Sortation Area. Detailed methods of income quintile grouping were reported in a previous article using Canada Census data.10 Descriptive statistics were conducted to provide information on characteristics of patients, hospitals, and physicians as well as crude outcomes within each income quintile. Linear trends across income quintiles for major exposure and outcomes were tested with a Mantel-Haenszel
2 test for categorical data and a weighted linear regression analysis for continuous data. Thirty-day and 1-year mortality were also assessed by use of Kaplan-Meier plots and the log-rank test.
Cox proportional-hazards models were developed to determine the relationship of neighborhood median income to 30-day and 1-year mortality, after adjustment for age, sex, comorbid conditions, stroke type, and hospital and physician characteristics. Variables were selected on the basis of backward stepwise regression and comparison of the -2 log likelihoods of the Cox proportional-hazards model. A value of P<0.05 was considered statistically significant in the analyses. However, patient age, sex, and income were forced into the multivariate models regardless of statistical significance. SAS (version 6.12) was used for all data analyses.
| Results |
|---|
|
|
|---|
|
Patients in the lowest income quintile were less likely than those in the highest quintile to be admitted to hospitals that were high volume (61% versus 84%, P<0.001), teaching hospitals (19% versus 25%, P<0.001), or level 3 hospitals (14% versus 27%, P<0.001). The majority of patients were admitted to a hospital that was in an income quintile similar to that of their primary address. Hospitals located in the lowest income quintiles were more likely than those in the highest income quintiles to be rural (37% versus 27%, P=0.005), low-volume (48% versus 40%, P=0.031), nonteaching (92% versus 90%, P=0.010), and level 1 (79% versus 69%, P<0.001).
Interventions
Patients in the lowest income quintile were less likely than those in the highest quintile to be cared for by neurologists (11% versus 17%, P<0.001) (Table 1). In addition, patients were less likely to be cared for by a neurologist if they were older (11% of those >65 years old versus 22% of those <65 years old, P<0.001) or female (12% of women versus 14% of men, P<0.001). During their stroke admission, patients in the lowest income quintiles were less likely than those in the highest income quintile to receive physiotherapy (58% versus 61%, P<0.0001), occupational therapy (36% versus 47%, P<0.001), and speechlanguage therapy (21% versus 28%, P<0.001). There was no difference in the proportion of elderly patients prescribed antiplatelet agents or warfarin based on socioeconomic status (
60% of all patients) (Table 2). Overall, 1.4% of patients underwent carotid endarterectomy in the year after their admission for stroke, and there was no significant difference in surgical rates based on socioeconomic status. The median waiting time for carotid surgery, however, was significantly longer with lower socioeconomic status (90 days for those in the lowest income quintile versus 62 days for those in the highest, P=0.002).
|
Length of Stay and Discharge Destination
The median length of stay was 10 days, and there was no significant difference based on socioeconomic status (Table 2). Overall, 47% of patients were discharged home. Patients in the lowest income quintile were less likely than those in the highest quintile to be discharged home (46% versus 52%, P<0.001).
Mortality
The overall crude 30-day and 1-year mortality rates were 19% and 33%, respectively. Thirty-day mortality was higher in those in the lowest income quintile than in the highest income quintile (20% versus 17%, P<0.002). One-year mortality was also higher in the lowest than the highest income quintile (34% versus 31%, P<0.001). After adjustment for age, sex, comorbidity, and physician and hospital characteristics, each $10 000 increase in median neighborhood income was associated with a 9% reduction in the hazard of death at 30 days (adjusted hazard ratio 0.91, 95% CI 0.87 to 0.96, P<0.001) and a 5% reduction in the hazard of death at 1 year (adjusted hazard ratio 0.95, 95% CI 0.92 to 0.99, P=0.009) (Table 3). The adjusted survival curves for 30-day and 1-year mortality demonstrate a significant mortality difference between those in the highest and lowest income quintiles (Figures 1 and 2).
|
|
|
| Discussion |
|---|
|
|
|---|
To the best of our knowledge, this association between socioeconomic status and stroke case-fatality rates has not been reported previously. Our findings, however, are in accord with previous population-based studies that have documented higher overall stroke mortality with lower socioeconomic status,1,37,15 as well as geographic and economic inequities in access to carotid endarterectomy.16,17 The documentation of a stroke mortality gradient in a country with universal health care is consistent with a previous international study that did not find a clear association between egalitarian healthcare policies in different countries and the magnitude of stroke mortality differences based on socioeconomic status.3 Indeed, other Canadian studies of patients with various medical conditions confirm a persistence of a mortality/therapeutic gradient with socioeconomic status, despite universal health care.8,10,11
This study was not designed to identify the reasons for income-related differences in access to care and mortality. It is likely, however, that much of the observed disparity in access to specialized hospitals and physicians is related to the distribution of specialized resources in more affluent urban neighborhoods. Wealthier neighborhoods may be more attractive for specialist physicians to locate in and may also be more effective in lobbying the government for advanced medical technologies for their neighborhood hospitals. Explanations for the higher mortality seen in patients with lower income are less clear and are unlikely to be related solely to access to stroke care. Although we found an association between variations in hospital and physician characteristics and clinical outcomes, socioeconomic status remained a significant predictor of mortality even after adjustment for these factors. Other potential explanations for the higher mortality observed with lower socioeconomic status include greater disease severity or an increased prevalence of cerebrovascular disease risk factors and other comorbid conditions.2,18 In addition, medication adherence, stress, social isolation, and other unmeasured factors may all be important income-related determinants of survival after acute stroke.19
Several study limitations merit comment. Our primary outcome measure was mortality, and we did not have information on other important outcomes, such as recovery, community reintegration, and functional status after stroke. We were unable to control for stroke severity; however, there is no documented association between this and socioeconomic status. We lacked detailed information on the specifics of the stroke care provided and were unable to assess the use of interventions known to improve stroke outcomes, such as stroke units and thrombolytic therapy.20,21 A recent survey, however, showed that only 4% of Ontario hospitals had stroke units, and thrombolytic therapy was not approved at the time of this study.22 We did not have information on the prevalence or severity of carotid stenosis in the various income quintiles, which could influence rates of surgery. On the basis of the current literature, it is not known whether this is likely to be a relevant concern. Our medication database included only patients >65 years old who received medications free of charge through the ODB program. This would have diluted our ability to detect variations in drug use on the basis of socioeconomic status and ability to pay, because it is likely that differences in medication use would have been more marked in younger patients without medication benefit plans. Finally, we used the Forward Sortation Area as a surrogate for socioeconomic status, so that individual income was inferred from median neighborhood income. Previous studies, however, have used this method of ascribing individual socioeconomic status, and data support the validity of this approach.23
In conclusion, we found that stroke patients with lower socioeconomic status had increased mortality and decreased access to some healthcare resources, despite a goal of universal access to health care for all Canadian citizens. Health policy and planning initiatives that aim to increase the availability of specialized stroke care for patients in rural or less affluent neighborhoods may be an important strategy to reduce the differences in patient outcomes related to socioeconomic status.
| Acknowledgments |
|---|
Received February 13, 2001; revision received August 20, 2001; accepted October 15, 2001.
| References |
|---|
|
|
|---|
| Socioeconomic Status and Stroke Mortality: Refining the Relationship |
|---|
|
|
|---|
Stroke epidemiological studies have identified hypertension, diabetes, atrial fibrillation, coronary artery disease, heavy alcohol use, and physical inactivity to be important stroke risk factors.9 Data specifically investigating the relationship between social conditions and stroke risk are more difficult to find. A number of studies have examined population level patterns of stroke mortality using SES indicators such as median family income, educational levels, or occupational categories. These SES indicators were associated with a strong inverse relationship with stroke mortality.10 This gradient was particularly strong among blacks; in one study, stroke mortality rates in the lowest SES quartile were 50% greater than those in the upper quartile.11 The ecological design of many of these studies, however, limits the ability to investigate causal associations in the absence of individual-specific SES indicators. Data from longitudinal studies are sparse.
Two important prospective studies have shown a strong association between socioeconomic status and stroke. In the Rotterdam Study, stroke incidence and prevalence were greatest among lower income and occupational levels after the adjustment of traditional risk factors.12 The FINMONICA Stroke Register investigated the impact of income and educational levels on stroke incidence, case fatality, and prognosis after stroke. Stroke incidence among the lowest income groups was significantly and consistently greater than in higher income groups. Case-fatality rates at 28 days were greater in men with the lowest income levels, but no difference was seen by income levels among women. Data from FINMONICA suggest that low SES accounts for nearly one third of the stroke incidence and more than half of the ischemic stroke mortality.13
In this article, Kapral et al present an analysis focused on the association between neighborhood median income levels and poststroke mortality. They confirm the inverse relationship between income and stroke mortality, finding that each $10 000 increase in median household income per census tract results in a 9% decrease in 30-day mortality poststroke and a 5% decrease in 1-year mortality. This study is unique in that the authors sought to clarify the relationship between income and stroke mortality in a population with access to the universal health care plan found in the Canadian Health System. Kapral et al provide additional information suggesting that disparities in utilization of health services, such as physical therapy poststroke, are influenced by income.
Universal health care systems are generally thought to decrease health care disparities through improved access to care. There is an expectation that given the equal access to health care across income, educational, and occupational groups, differentials in stroke mortality in this study should have been minimized. These data suggested that despite relative equity in health care access, disparities in mortality by income continued to exist.
The measurement of SES is complex and is often limited by the nature of the information collected. Variables such as educational level, income, and occupational status are most frequently used to define the "social status." These variables may be biased by self-report, differences in educational norms, or misclassification of employment responsibilities. Social conditions at both the individual level and the population level may independently impact on stroke mortality as well as risk of stroke. The use of neighborhood socioeconomic characteristics, such as median household income or proportion of community living below poverty level, may contribute an additional level of information about population level stress on stroke mortality. In the article presented here, median family income obtained from census tract data are used to approximate SES. In the ARIC study, characteristics reflecting poorer neighborhoods were associated with increased prevalence of coronary heart disease and risk factors.14 Further, the use of a single social indicator to represent all social conditions may be flawed in that different social conditions may work through a multitude of different mechanisms. Less frequently have studies included multiple measures of SES or multiple social conditions, each of which may independently contribute to disease mortality and morbidity. Adjusting for one individual social factor, such as educational level, may not be adequate to account for disparities in mortality or mortality.
The mechanisms by which social conditions impact on stroke risk and stroke mortality are still unclear. Several studies suggest that sociodemographic variables exert pressure by creating differentials in access to knowledge, wealth, power, and prestige.15 For example, lower educational attainment may cause miscommunication between patient and physician, leading to poorer compliance of antihypertensives agents, resulting in uncontrolled hypertension and increased stroke risk. Lower income may result in inadequate living conditions, increased stress, greater distance to health resources, and underdiagnosis of severe cardiovascular disease. Finally, disparities in mortality may exist because of the inequalities in the distribution of resources in the community. In addition to individual sociocultural variables predicting disparities in mortality, neighborhood or community environments may provide additional pressures including poverty, pollution, violence, and isolation, which may increase stroke risk and produce poorer stroke outcomes.
Kapral et al document the continued impact of social conditions on stroke mortality, suggesting that the role of social conditions as casual agents needs considerably more attention. Further development of a model for stroke risk and stroke mortality that accounts for both conventional or biological stroke risk factors is needed, as are specific social conditions that can independently increase the public health burden of stroke. Identification of key social conditions associated with stroke risk and prognosis will result in more effective health policy in both the United States and the international community.
Department of Neurology
Columbia University College of Physicians and Surgeons
Division of Sociomedical Science
Columbia University Mailman School of Public Health
New York, New York
Department of Neurology
Columbia University College of Physicians and Surgeons
Division of Epidemiology
Columbia University Mailman School of Public Health
New York, New York
| Footnotes |
|---|
| References |
|---|
|
|
|---|
This article has been cited by other articles:
![]() |
G. Saposnik, R. Cote, S. Phillips, G. Gubitz, N. Bayer, J. Minuk, S. Black, and for the Stroke Outcome Research Canada (SORCan) Wo Stroke Outcome in Those Over 80: A Multicenter Cohort Study Across Canada Stroke, August 1, 2008; 39(8): 2310 - 2317. [Abstract] [Full Text] [PDF] |
||||
![]() |
G. Saposnik, M. D. Hill, M. O'Donnell, J. Fang, V. Hachinski, M. K. Kapral, and on behalf of the investigators of the Registry of Variables Associated With 7-Day, 30-Day, and 1-Year Fatality After Ischemic Stroke Stroke, August 1, 2008; 39(8): 2318 - 2324. [Abstract] [Full Text] [PDF] |
||||
![]() |
J. Arrich, M. Mullner, W. Lalouschek, S. Greisenegger, R. Crevenna, and H. Herkner Influence of Socioeconomic Status and Gender on Stroke Treatment and Diagnostics Stroke, July 1, 2008; 39(7): 2066 - 2072. [Abstract] [Full Text] [PDF] |
||||
![]() |
G. Saposnik Response to Letter by Janszky et al Stroke, September 1, 2007; 38(9): e95 - e95. [Full Text] [PDF] |
||||
![]() |
J. E. Williams, M. I. Chimowitz, G. A. Cotsonis, M. J. Lynn, S. P. Waddy, and for the WASID Investigators Gender Differences in Outcomes Among Patients With Symptomatic Intracranial Arterial Stenosis Stroke, July 1, 2007; 38(7): 2055 - 2062. [Abstract] [Full Text] [PDF] |
||||
![]() |
P. D James, R. Wilkins, A. S Detsky, P. Tugwell, and D. G Manuel Avoidable mortality by neighbourhood income in Canada: 25 years after the establishment of universal health insurance J. Epidemiol. Community Health, April 1, 2007; 61(4): 287 - 296. [Abstract] [Full Text] [PDF] |
||||
![]() |
S. Kisely, M. Smith, D. Lawrence, M. Cox, L. A. Campbell, and S. Maaten Inequitable access for mentally ill patients to some medically necessary procedures Can. Med. Assoc. J., March 13, 2007; 176(6): 779 - 784. [Abstract] [Full Text] [PDF] |
||||
![]() |
D. A. Levine, C. I. Kiefe, T. K. Houston, J. J. Allison, E. P. McCarthy, and J. Z. Ayanian Younger Stroke Survivors Have Reduced Access to Physician Care and Medications: National Health Interview Survey From Years 1998 to 2002 Arch Neurol, January 1, 2007; 64(1): 37 - 42. [Abstract] [Full Text] [PDF] |
||||
![]() |
C. D.A. Wolfe, D. O.C. Corbin, N. C. Smeeton, G. H.E. Gay, A. G. Rudd, A. J. Hennis, R. J. Wilks, and H. S. Fraser Poststroke Survival for Black-Caribbean Populations in Barbados and South London Stroke, August 1, 2006; 37(8): 1991 - 1996. [Abstract] [Full Text] [PDF] |
||||
![]() |
E. van Doorslaer, C. Masseria, X. Koolman, and for the OECD Health Equity Research Group Inequalities in access to medical care by income in developed countries Can. Med. Assoc. J., January 17, 2006; 174(2): 177 - 183. [Abstract] [Full Text] [PDF] |
||||
![]() |
L. M. Woods, B. Rachet, and M. P. Coleman Origins of socio-economic inequalities in cancer survival: a review Ann. Onc., January 1, 2006; 17(1): 5 - 19. [Abstract] [Full Text] [PDF] |
||||
![]() |
Y.-M. Song, R. L. Ferrer, S.-i. Cho, J. Sung, S. Ebrahim, and G. Davey Smith Socioeconomic Status and Cardiovascular Disease Among Men: The Korean National Health Service Prospective Cohort Study Am J Public Health, January 1, 2006; 96(1): 152 - 159. [Abstract] [Full Text] [PDF] |
||||
![]() |
S. Kisely, M. Smith, D. Lawrence, and S. Maaten Mortality in individuals who have had psychiatric treatment: Population-based study in Nova Scotia The British Journal of Psychiatry, December 1, 2005; 187(6): 552 - 558. [Abstract] [Full Text] [PDF] |
||||
![]() |
E. M. Andresen and D. K. Miller The Future (History) of Socioeconomic Measurement and Implications for Improving Health Outcomes Among African Americans J. Gerontol. A Biol. Sci. Med. Sci., October 1, 2005; 60(10): 1345 - 1350. [Abstract] [Full Text] [PDF] |
||||
![]() |
C.R. Simpson, C. Wilson, P.C. Hannaford, and D. Williams Evidence for Age and Sex Differences in the Secondary Prevention of Stroke in Scottish Primary Care Stroke, August 1, 2005; 36(8): 1771 - 1775. [Abstract] [Full Text] [PDF] |
||||
![]() |
D. M. Bravata, C. K. Wells, B. Gulanski, W. N. Kernan, L. M. Brass, J. Long, and J. Concato Racial Disparities in Stroke Risk Factors: The Impact of Socioeconomic Status Stroke, July 1, 2005; 36(7): 1507 - 1511. [Abstract] [Full Text] [PDF] |
||||
![]() |
N. U. Weir, A. Gunkel, M. McDowall, and M. S. Dennis Study of the Relationship Between Social Deprivation and Outcome After Stroke Stroke, April 1, 2005; 36(4): 815 - 819. [Abstract] [Full Text] [PDF] |
||||
![]() |
J. Arrich, W. Lalouschek, and M. Mullner Influence of Socioeconomic Status on Mortality After Stroke: Retrospective Cohort Study Stroke, February 1, 2005; 36(2): 310 - 314. [Abstract] [Full Text] [PDF] |
||||
![]() |
C. Opherk, N. Peters, J. Herzog, R. Luedtke, and M. Dichgans Long-term prognosis and causes of death in CADASIL: a retrospective study in 411 patients Brain, November 1, 2004 |