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(Stroke. 2002;33:1782.)
© 2002 American Heart Association, Inc.
Original Contributions |
From the Neurological Clinic, University of Ancona (M.S., R.B., A.B.); IRCCS "S Lucia," Rome (M.S.); and Neurological Clinic, "Tor Vergata" University of Rome, Rome (B.R., F.P., M.D.), Italy.
Correspondence to Professor Mauro Silvestrini, Clinica Neurologica, Università degli Studi di Ancona, Azienda Ospedaliera Umberto I, Via Conca 1, 60020 Torrette di Ancona (AN), Italy. E-mail masilvestrini@ libero.it
| Abstract |
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Methods We included 23 male patients with severe obstructive sleep apnea syndrome (respiratory disturbance index >30). Intima-media thickness and the presence of steno-occlusive lesions in the common carotid arteries were investigated with B-mode high-resolution ultrasonography. Results of the ultrasonographic examination were compared with those of a group of 23 subjects without obstructive sleep apnea syndrome who were matched for age and comorbid factors.
Results The intima-media thickness of the common carotid arteries of patients with obstructive sleep apnea syndrome was significantly higher (P<0.0001) than that of control subjects (1.429±0.34 versus 0.976±0.17 mm).
Conclusions Results of the present study show that carotid wall thickness is increased in patients with severe sleep apnea syndrome. There is strong evidence that an increase in the thickness of the carotid artery wall is a valid marker of the risk of stroke. For this reason, our finding seems to further strengthen the hypothesis that patients with obstructive sleep apnea syndrome are at risk of developing cerebrovascular diseases regardless of the association with other vascular risk factors.
Key Words: atherosclerosis carotid arteries risk factors sleep apnea, obstructive ultrasonography, Doppler, duplex
| Introduction |
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Our aim in this study was to compare the results of ultrasonographic examination at the level of the carotid arteries in 2 groups of subjects with and without OSAS who were matched for age and comorbid factors.
| Subjects and Methods |
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1 risk factors. Because a consistent number of our OSAS patients were obese, in the selection of control subjects, particular attention was paid to morphometric characteristics to obtain 2 groups with a comparable body mass index (BMI). Attention was also paid to the severity and history of the risk condition to obtain the best comparability of patients and control subjects with regard to their vascular risk profile. No included subject was an alcohol abuser. No subject involved in the study had a history of cerebrovascular or cardiac disease. In subjects who were taking pharmacological treatment for hypertension, diabetes, and hyperlipidemia, evaluation of the severity of each vascular risk factor was also based on the clinical documentation related to the pretreatment condition. Hypertension was defined as mild (systolic, 140 to 159 mm Hg; diastolic, 90 to 99 mm Hg), moderate (systolic, 160 to 179 mm Hg; diastolic, 100 to 109 mm Hg), or severe (systolic, >180 mm Hg; diastolic, >110 mm Hg). Diabetes was classified as noncomplicated or complicated (presence of at least 1 of the following: microvascular complications, nephropathy, retinopathy, or peripheral neuropathy). Hyperlipidemia was considered mild or severe (total cholesterol
240 mg/dL or low-density lipoprotein cholesterol
160 mg/dL). For smoking, we considered 2 categories of risk severity:
20 and >20 cigarettes per day. Before admission to the study, patients and control subjects underwent pulmonary function tests that resulted within normal limits. The local ethics committee approved the study protocol.
After giving their informed consent, subjects with and without OSAS underwent overnight ambulatory polysomnographic monitoring with Polymesam (MAP Medizintechnik). A sleep diary was maintained to better evaluate total sleep time and awakenings. Montage included recording of heart rate, oral and nasal airflow, thoracic and abdominal movements, body position, oxygen saturation (SaO2), and snoring. Both automatic and visual analyses of recordings were done. Respiratory parameters were automatically analyzed by the software and then controlled by visual analysis to exclude clear artifacts. Apnea was defined as cessation of airflow lasting
10 seconds. Hypopnea was defined as a reduction in thoracic excursion of 50% for
10 seconds. Respiratory disturbance index was calculated as the number of apneas and hypopneas per hour of sleep. The oxygen desaturation index was calculated as the number of >4% dips in SaO2 per hour of sleep. To better define the severity of OSAS, we also considered the lowest SaO2 point and the percentage of time spent with SaO2 <90%.
The included subjects underwent an ultrasonographic examination with continuous-wave Doppler and color-flow B-mode doppler ultrasound (AU5 Esaote Biomedica) with a high-resolution, 7.5-MHz, linear-array imaging probe. The best images were digitized for later scoring. Steno-occlusive lesions in the distal common artery, carotid bulb, and internal carotid artery were assessed and defined according to validated criteria.19,20 A plaque was defined as a localized thickening >1.2 mm that did not uniformly involve the whole artery.21 For each segment, the degree of plaque was defined as follows: 0=no plaque; 1=1 small plaque <30% of the vessel diameter; 2=1 medium plaque between 30% and 50% of the vessel diameter or multiple small plaques; and 3=1 large plaque >50% of the vessel diameter or multiple plaques with at least 1 medium plaque. The grades of the right and left carotid arteries were summarized to calculate the plaque index.22,23 Measurement of intima-media thickness (IMT) was performed on the common carotid arteries (CCAs)
1.5 cm proximal to the flow divider. The method used was similar to that previously described by OLeary et al.24,25 In brief, a longitudinal image of the distal CCAs was acquired. The IMT was measured at the thickest point, not including plaques, on the near and far walls with a specially designed computer program. CCA wall thickness was defined as the mean of the maximum wall thickness for the near and far walls on both the left and right sides.
The subjects were examined by the same sonographer. The possibility of reproducing IMT measurements had previously been checked. The experiment was single blinded because the investigator was kept blind about the clinical characteristics of the recorded subject.
Statistical analysis of polysomnographic parameters was performed by means of a 1-way analysis of variance with group (ie, subjects with and without OSAS) as the between factor. Significance level was accepted at P<0.05.
To compare the ultrasonographic parameters of the 2 groups, a 1-way analysis of variance was used with the groups (ie, subjects with and without OSAS) as the between factor and IMT and plaque index as the dependent factors.
| Results |
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Table 1 shows mean and SD values of polysomnographic parameters. Total sleep time reported by subjects with and without OSAS was never <6 hours. The percentage of sleep in the supine position was
40%. All subjects without OSAS reported good quality of sleep. With regard to polysomnographic parameters, oxygen desaturation index, respiratory disturbance index, average of lowest SaO2 point, lowest SaO2 point, and percentage of time spent with SaO2 <90% were statistically different between groups (F=255.7, P<0.0001, df=1,44; F=279.9, P<0.0001, df=1,44; F=87.8, P<0.0001, df=1,44; F=135.6, P<0.0001, df=1,44; F=88.3, P<0.0001, df=1,44, respectively).
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Table 2 shows individual and mean values of CCA IMT and plaque index in the 2 groups of subjects. With regard to IMT, the group effect was significant (F=31.56, P<0.0001, df=1,44). The reason was that the IMT values were higher in subjects with OSAS than in those without OSAS. The group effect for plaque index was not significant.
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| Discussion |
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There are many unresolved questions regarding the association between OSAS and cerebrovascular diseases. A matter of controversy is the possibility that the high prevalence of OSAS described in stroke patients can be interpreted as evidence not only that sleep disturbance may increase the risk of stroke but also that cerebrovascular lesions can trigger breathing pattern abnormalities during sleep. This interpretative problem seems to be overcome, at least partially, by the results of prospective investigations showing a direct relationship between an increase in sleep duration and diurnal somnolence, which can be considered markers of OSAS,26 and the probability of suffering from stroke.27 Another problem concerns the possibility that the high frequency of the association between stroke and OSAS can be based simply on the fact that both conditions frequently occur in patients with similar cardiovascular risk factors.28
An increased IMT at the level of the carotid arteries is a marker of generalized atherosclerosis, and it has been associated with a high risk of myocardial infarction and stroke.25,29,30 Our results allow us to speculate that patients with severe OSAS can be considered at risk for vascular diseases and that at least some of the increased susceptibility to stroke can be attributed to the development of atherosclerotic changes at the level of the carotid arteries. The mechanism by which OSAS can promote atherosclerosis is not clear. Experimental studies have shown a direct relationship between oxygen desaturation and degenerative changes in the arterial walls.13 The cardiovascular instability leading to rapid and repeated changes in arterial blood pressure and the continuous changes in blood viscosity that have been described in patients with OSAS11,31,32 probably constitute a further stimulation for pathological changes of the vessel walls. It is also probable that the previously mentioned cardiocirculatory changes can exert a more detrimental effect in the presence of other atherosclerosis risk factors. It is important to emphasize that hypertension, hypercholesterolemia, and high values of BMI have been found to correlate with the progression of atherosclerosis as measured by carotid artery IMT.33 In the presence of atherosclerotic changes, the possibility of the cerebrovascular capability adapting in response to the marked hemodynamic and hemorheologic changes occurring during the obstructive period is likely to be significantly reduced. The negative effect on the local cerebral blood flow and energy supply caused by cardiac arrhythmias, decreased cardiac index, hypotension, and increased blood viscosity might therefore be more effective in evoking irreversible cerebral ischemic changes. The unfavorable cerebral hemodynamic changes occurring during the sleep period34 and persisting in the first hours after awakening12 may further contribute to increasing susceptibility to cerebrovascular diseases in OSAS patients.
Previous investigations have shown that an increased IMT is commonly associated with the presence of stenotic lesions in the carotid arteries.35,36 In our study, we did not find such an association. The prevalence of plaques in OSAS patients was very low, and the plaque index was not able to differentiate between subjects with and without OSAS. This finding could be explained by the relatively young age of our study population. The presence of steno-occlusive lesions in the carotid arteries is significantly related to older age and to more advanced stages of atherosclerosis.37 IMT evaluation can be considered more specific for detecting early stages of atherosclerosis.30 In this study, we included subjects without any symptoms of cardiovascular and cerebrovascular disease. This fact could have contributed to the exclusion of subjects with more advanced atherosclerosis.
In this study, we investigated a group of patients with severe OSAS and without any specific treatment. Moreover, our patients had several associated vascular risk factors. For these reasons, it is not certain that the results of the present investigation can be generalized for subjects with mild OSAS or with a different vascular risk profile. This is probably the major limitation of our study. Further investigations are needed to evaluate the possible link between OSAS severity and the atherosclerosis process and to assess prospectively whether the treatment of OSAS in association with the control of other vascular risk factors positively influences the progression of vessel wall degenerative changes. The ultrasonographic evaluation of CCA IMT is a simple, noninvasive method of investigation that deserves further consideration because it permits definition of the current status of atherosclerosis and, most importantly, is particularly suitable for monitoring its progression.
Received October 17, 2001; revision received March 7, 2002; accepted March 20, 2002.
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