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(Stroke. 2004;35:2712.)
© 2004 American Heart Association, Inc.
Articles |
From the Clinical Stroke Research Unit, National Naval Medical Center, Bethesda, Md; the Comprehensive Neuroscience Program, Henry Jackson Foundation, Bethesda, Md; the Neurology Department, Uniformed Services of the Health Sciences University, Bethesda, Md; and the National Institute of Neurological Disorders and Stroke, National Institutes of Health, Bethesda, Md.
Correspondence to Dr Thomas J. DeGraba, 8901 Wisconsin Ave, Bldg 9, 2nd Floor Neurology Clinic, Bethesda, MD 20889. E-mail tjdegraba{at}bethesda.med.navy.mil
| Abstract |
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Key Words: atherosclerosis genetic susceptibility inflammation stroke T-lymphocyte therapeutics
| Introduction |
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Despite the basic understanding of putative pathological risk factors, manifestation of atherosclerotic disease and thromboembolic events varies greatly within the population. Some patients with minimal risk factor exposure display extensive atherosclerotic development, whereas others with significant risk factor burden can manifest limited vascular disease. In addition, evidence indicates that there is nearly a 10-fold increased risk of stroke in patients with previous events compared with asymptomatic patients with similar degrees of carotid stenosis,8,9 suggesting an additional component of the inflammatory pathway beyond degree of plaque stenosis and risk factor burden. A similar incongruity is seen in coronary disease in which inflammatory profile appears to be the more prominent factor for acute coronary syndromes than plaque size or luminal stenosis.10 The fundamental gap in knowledge is represented by the incomplete elucidation of the basic mechanisms that underlie the individual differences in phenotypic responses to vascular risk factors.
This article reviews the current concepts of atherosclerosis as an inflammatory disease, outlines the emerging literature regarding immunologic and genetic susceptibility factors in the development and progression of atherosclerosis, and addresses strategies that use existing medications and novel therapies directed at the inflammatory processes.
| Inflammatory Profile of Atherosclerosis: Response to Injury |
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| Mechanism of Intraluminal Thrombosis |
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First, macrophage release of proinflammatory cytokines such as tumor necrosis factor-
(TNF-
) and interleukin-1ß (IL-1ß) results in the conversion of the endothelium over the plaque from an anticoagulant to a prothrombotic state.1214 This transformation is characterized by a reduction in tissue plasminogen activator and protein-S production with an increase in the expression of tissue factor, matrix metalloproteinases (MMPs), endothelin-1, platelet activating factor, plasminogen activator inhibitor-1, ICAM-1, VCAM-1, E-selection, P-selectin, IL-8, and monocyte chemotactic protein-1 (MCP-1). These changes are believed to be in part secondary to intraplaque signaling mediated by CD40CD40L interaction associated with a variety of cell types including CD4+ T-lymphocytes.1517 Evidence that the inflammatory profile is associated with the symptomatic atherosclerotic state is supported by numerous studies that reveal intraplaque and endothelial surface protein expression of inflammatory mediators (ie, ICAM-1, CD40/CD40L, and macrophage and T-cell concentration) in symptomatic versus asymptomatic carotid plaques.1820
Second, breakdown of the elastin/collagen fibrous cap caused by T-cellmediated and macrophage-mediated release of MMPs, including collagenases such as gelatinase-B (MMP-9), stromelysin (MMP-3), and gelatinase-A (MMP-2), is believed to result in plaque instability and rupture. Extrusion of the necrotic lipid core along with collagen material leads to intraluminal thrombosis and thromboembolic stroke.
| Biomarkers |
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, VCAM-1, E-selectin, homocysteine, and fibrinogen.18,2126 Beyond representing markers of vascular disease, factors such as C-reactive protein and homocysteine have known pro-atherogenic properties. Most notably, C-reactive protein has been reported to induce expression of leukocyte adhesion molecules, tissue factors, monocyte recruitment to arterial wall with the induction of MCP-1, and increased complement activation. Soluble CD40 ligand is also emerging as an important marker for acute coronary syndromes and acute cerebral ischemia.27,28 Increased CD154 (CD40 ligand) on platelets and monocyte-laden CD40 result in the upregulation of numerous inflammatory factors and procoagulation factors as previously described.
These markers not only are potential indicators of efficacy of antiinflammatory treatment but also are targets themselves for reduction of the inflammatory state in vascular disease.
| Immunologic and Genetic Susceptibility |
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| Acquired Susceptibility/T-Lymphocyte Variable ß Chain Repertoire in Atherosclerotic Plaques |
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In a study of 1018 patients with coronary artery disease, exposure to an increasing number of pathogens (as demonstrated by IgG or IgA antibody seropositivity) was independently associated with future fatal cardiac events34 (Figure 2). These data support the notion that increased susceptibility is caused by the previously established migration of memory T cells into the plaque wall that was based on lifelong infectious burden. Additionally, subpopulations of T lymphocytes determined by T-cell receptor variable-region beta (Vß) chain are preferentially expanded in experimental atherosclerosis, further supporting antigen-driven T-cellmediated vascular disease.32 Although known to stimulate an innate immune response by activation of macrophages, oxidized LDL has also been identified as a specific antigen that can stimulate T-cell proliferation.35 Studies in our laboratory using flow cytometry on T cells harvested from human carotid atherosclerotic plaque at the time of endarterectomy revealed clonal expansion of Vß T-cell families compared with T-cell profiles in the peripheral blood.36 These emerging data strongly support the development of an acquired susceptibility as the natural course of the initiation and progression of atherosclerotic plaque. Although no specific organism or group of organisms has yet been directly identified as common to all symptomatic atherosclerotic events, the repertoire of previous infectious exposure and increased inflammatory cell concentration increases the likelihood of vascular events in patients with atherosclerosis.
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| Innate Susceptibility to Inflammatory/Infectious Cause |
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| Genetic Susceptibility From Inflammatory Gene Polymorphisms |
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and IL-1ß have been associated with other inflammatory diseases.4446 Animal models demonstrate the role of inflammatory genes on risk factor exposure in atherosclerosis development. Mice bred for susceptibility or resistance to atherosclerosis demonstrate that an inbred resistance strain (C3H/HEJ) with low-inflammatory gene expression did not form atherosclerosis when fed a high-cholesterol diet. This is contrasted to a high-susceptibility strain (C57BL/6J), which has high levels of inflammatory gene expression and significant fatty streak formation. When these 2 strains of mice were inbred, fatty streak formation segregates with the high levels of inflammatory gene expression in a nonmendelian pattern of inheritance, further supporting that multiple genes modify inflammatory mediator expression that influences responses to the western atherogenic diet.47,48 To explain the presence of these seemingly injurious proinflammatory gene polymorphisms, genes that increase proinflammatory expression from an evolutionary prospective may have provided an advantage to our ancestors, including allowance for wound healing and eradication of infection during periods of nutritional deprivation. These same genes may now confer selective disadvantages in modern times, particularly given the average life span increases, environmental stresses, and western diet/lifestyle that could lead to insulin resistance and atherosclerosis.49,50
Numerous gene polymorphisms associated with the development of coronary and carotid atherosclerotic disease have now been identified. For example, a large population-based study revealed a strong association in the gene encoding phosphodiesterase 4D (PDE4D) for carotid and cardiogenic stroke. Haplotype identification was essential for determining phenotypic expression. This gene revealed 3 distinct groups characterized by wild-type, at-risk, and protective haplotype classification.51
Other genes showing significant association with the development of atherosclerotic disease include IL-1 receptor antagonist, in which the homozygous carrier state for allele 2 imparts an adjusted odds ratio (OR) of 13.78 for a greater likelihood of atherosclerosis.52 Also, Toll-like receptor-4 polymorphism Asp299Gly is associated with an alteration in inflammatory expression and acute coronary events.53
Although individual single nucleotide polymorphism identification provides a framework for genetic susceptibility, the characterization of single gene polymorphisms is insufficient to describe the overall effects of genetics on the phenotypic state of atherosclerosis and other complex diseases. Studies have shown that optimal understanding of phenotypic expression will require knowledge of haplotype expression and genegene interactions that can have a profound effect on expression of individual polymorphisms. This is demonstrated in a study by Palo et al who found a synergistic effect of the 174 G/C IL-6 gene promoter polymorphism with 469 E/K ICAM-1 gene polymorphism.54 Although the GG genotype of the IL-6 polymorphism and the EE genotype of the ICAM-1 polymorphism imparted increased risk for ischemic stroke, the IL-6 GG/ICAM-1 EE double-homozygous subjects had a significantly greater increased odds ratio (OR, 10.1; P=0.004). This demonstrates the need for future studies to take into account essential genegene interactions when using gene profiles for predictive value.
| Conventional Medications With Antiinflammatory Effects: Statins |
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, and leukocyte adhesion molecules necessary for inflammatory cell and endothelial interaction. Many of these statins effects are believed to be secondary to an alteration of intercellular signaling through Rho A, rac 1, and other GTPases responsive proteins.58
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Furthermore, statins have an antithrombotic effect through their reduction in tissue factor and upregulation of production of tissue plasminogen activators.59 Plaque stabilization is believed to be, in part, mediated by the reduction of MMPs, which cause disruption of the elastic/collagen fibrous cap in atherosclerotic plaques. Believed to be equally important is the optimization of blood flow from vasodilatory effects through endothelial nitric oxide synthase upregulation and induction of angiogenesis mediated through phosphatidylinositol 3 kinase/AKT-dependent mobilization of bone marrow endothelial progenitor cells.
The clinical relevance of the statins on the pathophysiology of unstable atherosclerotic plaque was demonstrated in a study by Crisby et al.60 This study revealed that in patients undergoing carotid endarterectomy for symptomatic plaque, preoperative Pravastatin (40 mg every day for 3 months) significantly reduced the concentrations of oxidized LDL, MMP-2, T cells, and macrophages while increasing collagen and inhibitors of MMPs. This study demonstrated the dramatic effect on the pathogenesis of active atherosclerotic plaque in a brief period of time, highlighting the potential stabilizing short-term effects of this class of drugs.
Finally, HMG-CoA reductase inhibitors appear to have a direct effect on the T-helper cell profile in vitro and in vivo.61,62 Studies indicate that the statins increase Th2/TH3 (regulatory T cell) cytokines while inhibiting Th1 (helper cell) inflammatory effects.62 This, in combination with the interference of the CD40/CD40 ligand system, demonstrates a more specific effect on T-cellmediated inflammation that is believed to be a pivotal step in the activation of atherosclerotic plaque from the quiescent to the unstable prothrombotic state.
Attempts to identify markers of inflammation, which may be a surrogate for the antiinflammatory efficacy of the statins, are being sought. C-reactive protein, which has been strongly associated with active vascular disease and recurrence of myocardial ischemic events, has been shown to be reduced in a number of studies involving the use of statins.7,63 However, not all studies show a direct correlation between the beneficial effects of vascular event reduction and C-reactive protein lowering.64 The Prove It Trial, which showed a significant reduction in vascular events associated with intense statin therapy, showed both treatment groups with similarly robust reduction in C-reactive protein. However, despite the inconsistencies, C-reactive protein has proven itself to be not only a marker but also a direct mediator of inflammatory activity by increasing adhesion molecules, thrombotic agents, and activation of complement. This protein is likely, in the future, to be part of a panel of inflammatory markers that may better-predict primary prevention effects.
| Angiotensin Receptor Blocker |
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| Antiplatelet Agents |
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Recent studies have demonstrated that clopidogrel may have an effect on expression of adhesion molecules involved in the inflammatory pathways.68 The influence of these antiplatelet agents need to be studied further with respect to their relative effects on the proinflammatory characteristics of atherosclerotic plaque in relation to risk reduction.
| Future: Targeting T-Cell Activation and Genetic Susceptibility |
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| T-Lymphocyte Vß Antagonists |
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In addition, potential benefits of using mucosal tolerization against common organisms that express antigens that mimic oxidized LDL may be beneficial in reducing the response of oxidized LDL-specific T cells within atherosclerotic plaque. This strategy exploits the understanding that epitopes of organisms such as Streptococcus pneumoniae mimic oxidized LDL antigenicity and can be used via tolerization to reduce the innate immune response incited by hypercholesterolemia.74
In general, the understanding of T-cell specificity within the inflammatory process seen in atherosclerosis provides a unique opportunity to specifically reduce the inflammatory profile by identifying individual susceptibility.
| Gene Profile-Directed Therapy |
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In summary, the understanding of the immunogenetic profile of patients is emerging as the next pathophysiologic facet in atherosclerosis to be modified to reduce the risk of stroke and heart attack. Studies that better-define T-cell clonal populations in individuals along with profiling of gene polymorphism haplotypes that alter a patients response to the classic risk factors will lead to the next generation of therapies that potentially will dramatically reduce the burden of stroke from atherosclerosis.
Received August 20, 2004; accepted August 20, 2004.
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