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Stroke. 2007;38:3097-3115
Published online before print September 27, 2007, doi: 10.1161/STROKEAHA.107.186094
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(Stroke. 2007;38:3097.)
© 2007 American Heart Association, Inc.


AHA/ASA Policy Statement

Implementation Strategies for Emergency Medical Services Within Stroke Systems of Care

A Policy Statement From the American Heart Association/ American Stroke Association Expert Panel on Emergency Medical Services Systems and the Stroke Council

Joe E. Acker, III, EMT-P, MPH, MS; Arthur M. Pancioli, MD, FAHA; Todd J. Crocco, MD; Marc K. Eckstein, MD; Edward C. Jauch, MD, MS; Hollynn Larrabee, MD; Neil M. Meltzer, MPH; William C. Mergendahl, JD, EMT-P; John W. Munn, PhD; Susanne M. Prentiss; Charles Sand, MD, FAHA; Jeffrey L. Saver, MD, FAHA; Brian Eigel, PhD; Brian R. Gilpin, MS; Mark Schoeberl; Penelope Solis, JD; JoAnne R. Bailey, MSPH; Katie B. Horton, RN, MPH, JD Steven K. Stranne, MD, JD

From the Stroke Clinical Research Unit, Department of Neurology (B.W, M.L, S.Z), and the Key Laboratory of Human Disease Biotherapy of the State and Ministry of Education (M.L), West China Hospital, Sichuan University.

Correspondence to Prof Ming Liu, Stroke Clinical Research Unit, Department of Neurology, West China Hospital, Sichuan University, No. 37, Guo Xue Xiang, Chengdu, 610041, Sichuan Province, P.R. China. E-mail wyplmh{at}hotmail.com


Key Words: AHA Scientific Statements • emergency medical services • stroke

Stroke remains the third leading cause of death and a leading cause of long-term disability among Americans, despite advances in stroke prevention, diagnosis, treatment, and rehabilitation. Approximately 700 000 individuals suffer a new or recurrent stroke each year.1 Advances over the past decade in acute stroke care, including the introduction of fibrinolytic and other short-term therapies, have highlighted the critical roles of emergency medical services (EMS) agencies and emergency medical services systems (EMSS) in optimizing stroke care.2–7

In this context, the term "EMS" refers to the full scope of prehospital services necessary for the acute care of patients with stroke, including 9-1-1 activation and dispatch, emergency medical response, triage and stabilization in the field, and transport by ground or air ambulance to a hospital or between facilities.

The term "EMSS" refers to the delivery systems for EMS that may be organized on a local, regional, statewide, or nationwide basis.8 EMSS involves the organization of public and private resources for the delivery of emergency medical care. These systems include the community, emergency medical and healthcare personnel, public safety agencies, emergency facilities, and critical care units. The dissemination of public information and education, provision of professional training, and development of disaster planning and standardized record keeping also are key elements of EMSS. Additionally, EMSS must address issues related to communication, transportation, access to care, patient transfer, mutual aid (the sharing of resources across EMSS), and system review and evaluation.9 The successful integration of one (and often multiple) EMSS is critical to ensuring the effectiveness of a stroke system of care.

The American Stroke Association (ASA), a division of the American Heart Association (AHA), is dedicated to improving stroke prevention, treatment, and rehabilitation through research, education, advocacy, and the development of scientifically based standards and guidelines. In 2004, the ASA convened a multidisciplinary task force on the development of stroke systems (2004 Task Force). The 2004 Task Force found that the fragmented approach to care that exists in many regions of the United States is a significant obstacle to reducing the morbidity and mortality attributable to stroke. To address this fragmentation in care, the 2004 Task Force recommended the establishment of stroke systems of care and identified the activation and response of EMS as one of the 7 critical components of effective stroke systems of care.10

In 2006, the ASA convened a multidisciplinary group, the ASA’s Expert Panel on Emergency Medical Services, to examine in greater detail the 2004 Task Force’s recommendations involving EMSS. In this article, the Expert Panel examines the challenges associated with integrating EMS activation and response within stroke systems of care and identifies both performance measures and resources to address these challenges. Additional expert panels will address the remaining components of effective stroke systems.

The ASA’s Expert Panel comprises nationally recognized experts in the areas of stroke care, EMS, emergency medicine, and healthcare policy development. Under the direction of the Expert Panel, ASA/AHA staff and HealthPolicy R&D (a policy research firm in Washington, DC, affiliated with the law firm of Powell Goldstein LLP) conducted a review of the clinical and health policy literature relevant to the activation and response of EMSS for stroke. The authors were subject to full disclosure, and any conflicts of interest were reviewed by the Manuscript Oversight Committee of the AHA. The literature review included the use of Medline and other electronic databases to identify articles, government studies, and reports published by the EMS community between January 1994 and April 2006.

The Expert Panel also reviewed preliminary survey information compiled by the ASA regarding the strategies used and challenges faced by various states and communities in establishing stroke systems of care.11 (See also AHA Survey of State Stroke Plans; unpublished data, 2005.) Members of the Expert Panel identified additional resources and participated in a series of teleconferences and other communications to draft the content of these recommendations.

Challenges and Strategies for Integrating EMSS Within Stroke Systems of Care

The effective integration of EMS for stroke involves complex interactions among the public, 9-1-1 call center personnel, EMS providers, emergency department (ED) providers, and stroke care specialists. The most important goals for prehospital care for stroke patients include the identification of the stroke patient in the field, the provision of appropriate prehospital care to the patient, and the transport of the patient to the most appropriate hospital. All of these goals should be achieved in the shortest amount of time possible.

When integrated effectively within a stroke system, rapid EMS activation, response, and transport to an appropriate facility can translate into significant reductions in time for the treatment of a stroke patient. Effective stroke systems of care may include 2 types of stroke centers: primary stroke centers and comprehensive stroke centers.7,10

Primary stroke centers include facilities recognized as providing stroke patients with high-quality stroke care designed to improve patient outcomes.7 Comprehensive stroke centers provide the stroke services available through primary stroke centers, as well as the higher-intensity services needed by patients with complex types of stroke or with conditions requiring services that typically are not available at primary stroke centers.6 Primary stroke centers are certified by the Joint Commission on Accreditation of Healthcare Organizations and in several cases by state-administered programs. Some states are just beginning to explore the definition of a comprehensive stroke center and its role within the stroke system, but comprehensive stroke center certification by a national organization is not currently available.

The 2004 Stroke Systems Task Force’s original recommendations involving EMSS in the context of stroke systems of care fall within the following 4 categories:

The 2004 Task Force also highlighted the critical role of continuous quality improvement (CQI) strategies in the successful ongoing operation of stroke systems of care. CQI strategies involve ongoing assessments of the functions performed by all participants in the stroke system that affect the health outcomes of stroke patients. The development of performance measures and CQI strategies should address the activation and response of EMS and involve the exchange of information among EMSS and hospitals. Performance measures should reflect both process and outcomes measures that are identified through evidence-based methods or national expert consensus.10

The current EMSS Task Force therefore proposes the following recommendations and metrics for implementation.

For Activating and Dispatching the EMS Response for Stroke Patients, Stroke Systems Should Require Appropriate Processes That Ensure Rapid Access to EMS for Acute Stroke Patients
Stroke systems should address the following 3 issues to help ensure that stroke patients have rapid access to EMS:

Locate Acute Stroke Patients Rapidly by Ensuring That the Public Has Access to Enhanced Landline and Wireless 9-1-1
Although all persons requiring emergency care may benefit from systems that assist EMS personnel in locating patients rapidly, acute stroke patients are at heightened risk of being unable to describe their location to EMS communicators. This challenge highlights the need for widespread access to enhanced 9-1-1 capabilities for landline telephones (E911) and for wireless telephones (W-E911) that automatically provide the appropriate 9-1-1 call center with the caller’s number and address.10,12

Currently, approximately 93% of the counties in the United States have E911 coverage for landline telephones.13 In contrast, despite the growing reliance on wireless telephones, W-E911 is at least partially implemented in only approximately 51% of counties.13

The effort to expand access to E-911 and W-E911 is complicated by the patchwork of private and public organizations involved with the oversight of 9-1-1 call centers and telephone service providers. For example, implementing W-E911 capabilities requires that wireless carriers, local telephone companies, and 9-1-1 call centers coordinate and install equipment that allows EMS communicators to identify caller number and location information.14

To facilitate the implementation of W-E911, the Federal Communications Commission (FCC) adopted rules requiring wireless carriers to develop the capability to provide caller number and location information to 9-1-1 call centers on request.15 Despite these efforts, wireless carriers in a number of areas have secured waivers under these rules, and in many other areas, 9-1-1 call centers have not yet requested this information from wireless carriers. In many instances, 9-1-1 call centers have inadequate funding to purchase equipment or sustain operations for E911 or W-E911 service. Unfortunately, the funds collected by states from wireless carriers through customer taxes are not always used to update 9-1-1 call center capabilities.14

Rural communities face additional challenges. Many rural areas are serviced by smaller wireless carriers that may have difficulty devoting resources to the necessary equipment upgrades. States that allocate resources on the basis of population may leave 9-1-1 call centers in rural areas without sufficient funds to upgrade their equipment. As a result, even individuals who typically have W-E911 capabilities in urban areas may find that local wireless carriers in rural areas are unable to decode the information describing their location when traveling.

In areas where E911 and W-E911 capabilities direct EMS personnel to the correct address, significant challenges remain in locating callers within office buildings, hotels, and other large establishments that use multiline telephone systems (MLTS). In most circumstances, calls received through MLTS do not offer reliable location information, which may slow the EMS response to these calls as EMS providers search for the patient.

Another emerging challenge involves locating individuals who call using Voice over Internet Protocol (VoIP) services, which permit individuals to call from any computer over the Internet through landline or wireless connections. The FCC has established rules mandating that VoIP providers transmit 9-1-1 calls and forward the caller’s number and registered location to EMS communicators.16,17 However, these rules generally do not address the portable use of VoIP services. VoIP providers often do not have the capability to determine the location of the caller and must rely on consumers to update their registered location information if they change locations.18

New technologies and services are becoming available to assist EMS in locating callers. For example, vehicle safety and security systems provide around-the-clock access to operators who can connect callers to EMS communicators and identify each caller’s location. Additionally, newly developed advanced automatic crash notification systems used in conjunction with National Highway Traffic Safety Administration (NHTSA) software allow in-vehicle services’ operators to forward data on the severity of the crash directly to 9-1-1 call centers that are capable of receiving these data.8

Taken in combination, efforts to automatically identify callers’ locations help enhance the treatment of acute stroke, as well as myocardial infarction and other acute emergencies.

Potential Solutions and Resources for Additional Information

Recommended Measurement Parameters

Identify Acute Stroke Patients Rapidly and Accurately by Ensuring That EMS Communicators Recognize Stroke Signs and Symptoms as Reported by Callers
Educating EMS communicators about the signs and symptoms of stroke can have important positive benefits. Bystanders and relatives calling 9-1-1 for stroke patients often spontaneously identify key signs of stroke. EMS communicators need to improve the frequency with which they identify suspected stroke patients when provided with these key signs and symptoms.30–34

By identifying suspected acute stroke patients, EMS communicators can dispatch the most appropriate EMS response (see discussion below). In addition, EMS communicators serve a vital role by providing prearrival information to stroke patients and their families to assist in mitigating the potential negative consequences of stroke.

When patients with suspected acute stroke are identified, EMS communicators also can begin the process of collecting vital prehospital information that is necessary for determining the most appropriate transport destinations and ultimately the most appropriate treatment. For example, EMS communicators can collect important information about the last time the patient was seen without signs or symptoms of a stroke, the patient’s medical history, and the patient’s current medications.

The rapid identification of a patient with suspected acute stroke also enables EMS communicators to notify EMS responders en route that the patient may be experiencing a stroke. Some EMS responders have limited experience in assessing and screening for stroke. The typical EMS responder encounters approximately 4 to 10 stroke patients each year.33,35,36 As a result, advance notice by EMS communicators of a suspected stroke can provide first responders, emergency medical technicians (EMTs), and paramedics with the opportunity to review stroke protocols, screening tools, and assessment tools while traveling to the patient.31

Potential Solutions and Resources for Additional Information

Recommended Measurement Parameters

Dispatch the Highest Level of Care Available to Suspected Stroke Patients in the Shortest Time Possible by Ensuring That EMS Communicators Use Emergency Medical Dispatch Guidelines Reflecting the Current ASA/AHA Guidelines
Dispatch prioritization is a critical stroke system function, requiring EMS communicators to identify correctly the most appropriate response level in terms of types of personnel (eg, advanced life support or basic life support), types of responding vehicles, and timeframe (eg, use of red lights and siren for life-threatening emergencies).42 Historically, emergency calls from patients suffering a stroke often have not received the highest available care level.10,31

Nonetheless, EMS response units should be dispatched at the highest priority and highest available care level for suspected acute stroke patients (prioritized above conditions with less time-dependent treatment regimens).43 Fibrinolytic and other acute therapies for acute stroke must be administered within a narrow timeframe after the onset of stroke signs and symptoms. These therapies require EMS communicators to treat stroke in the same manner as they would a significant trauma or heart attack.44

EMS communicators should strive to dispatch the nearest available advanced life support (ALS) response unit to calls involving signs and symptoms of stroke. Optimally, this response unit should be fully equipped with ventilation and oxygenation capabilities, including the ability to provide advanced airway maintenance, endotracheal tube checks, end-tidal CO2 monitoring, and ECG monitoring.45 Ideally, there should be a minimum of 2 paramedics who are certified in AHA advanced cardiovascular life support (ACLS)46 and are prepared to administer all ACLS Class I and Class II interventions on each stroke response.

The lack of sufficient resources can interfere with the immediate dispatch of appropriate EMS response units for a patient experiencing a stroke. Financial support for EMSS generally relies on public funding (eg, local taxes, state funds, government levies, user fees, Medicare). Sparsely populated areas may be unable to sustain the operation of a 24-hour EMSS, and individuals in these communities may rely on services from neighboring communities through mutual aid agreements. This dynamic may greatly increase the time required for EMS responders to reach patients. EMSS in urban areas also may face financing problems, such as increasing demands for services (without corresponding increases in funding) or decreased funding secondary to other financial pressures on local or state budgets.47

EMSS in rural areas face additional challenges. They often rely on volunteer EMS responders who have full-time jobs that may prevent participation in responses to daytime emergencies. Rural areas also experience greater attrition of EMS personnel and difficulty maintaining continuous education and access to continuing medical education activities.47 This kind of training is imperative for optimal stroke systems to ensure that EMS responders have the most current competency in stroke.

In addition, language barriers may occur when callers do not speak English as their primary language, creating delays in the immediate dispatch of response units. Additional educational opportunities or language resources may be required to address language barriers that exist in certain cities and areas of the country, especially where large portions of the population have limited English-speaking skills.

Potential Solutions and Resources for Additional Information

Recommended Measurement Parameters

For EMS Responders, EMSS Should Use Protocols, Tools, and Training That Meet Current ASA/AHA Guidelines for Stroke Care
Stroke systems should address the following 2 issues to ensure the effective response of EMS within a stroke system of care.

Identify Acute Stroke Patients Rapidly and Accurately by Ensuring That EMS Responders Use Validated Screening Algorithms Effectively
EMS communicators play an important role in identifying suspected stroke patients quickly, but it is equally important for EMS responders to confirm and otherwise identify acute stroke patients rapidly and accurately in the field.10 The identification of stroke patients by EMS responders in the field allows for initiation of appropriate treatment in the field, rapid transport of acute stroke patients, determination of the most appropriate hospital, and prearrival notification to the receiving hospital that a stroke patient is en route.51

EMS responders can identify stroke patients with a high degree of accuracy when validated stroke screening algorithms for the prehospital setting are used. For example, the Cincinnati Prehospital Stroke Scale (adapted from the hospital-based National Institutes of Health Stroke Scale for the identification of stroke in the prehospital setting) and the Los Angeles Prehospital Stroke Screen (developed by a prehospital and stroke expert panel) enable EMS responders to identify stroke patients with a high degree of reliability.52–57

Despite the literature demonstrating the effectiveness of validated stroke screening forms, there remains a need to increase the use of these forms by EMS responders. Although other medical conditions may produce similar symptoms, all patients with symptoms consistent with stroke should be treated as suspected stroke patients until proven otherwise.58,59

After identifying a stroke patient using a validated screening form, EMS responders can use validated stroke scales to rate the severity of the stroke in the field.60–62 Validated stroke severity scales developed specifically for prehospital use include the Los Angeles Motor Scale62 and the Shortened National Institutes of Health Stroke Scale.61 Stroke severity scales have been used in prehospital treatment trials63 and were shown to discriminate with high accuracy ischemic stroke patients likely to have a large-vessel vascular occlusion from patients without large-vessel occlusion.64 Further research is warranted regarding the potential use of these scales or other triage factors for routing selected patients directly to stroke centers that provide acute large-vessel endovascular recanalization therapy.

Potential Solutions and Resources for Additional Information

Recommended Measurement Parameters

Establish Goals for the EMSS Response Time for Suspected Stroke Patients
Each EMSS should develop response time goals for stroke that are tailored to the region’s resources and infrastructure. Dispatch decisions should balance the availability of different levels of EMS responders and the need for rapid transport to an appropriate hospital.10

The following definitions for response times are based on nationally accepted standards that facilitate the collection of response time data that benefit all patients in an EMSS, including stroke patients.68–72

Although standardized definitions should be used to measure response time intervals, each EMSS should consider factors such as available system resources, geography, population density, community expectations, and ultimately, the type of response that constitutes the best care for the patient when determining acceptable time intervals for each component of the response time.

Within each stroke system, there should be a multitiered EMS response system with dispatch triage protocols to provide ALS units on all responses triaged as suspected stroke whenever possible. Well-established criteria should be created within stroke systems for the dispatch of air transport in areas where ground transport to the appropriate facility would exceed 1 hour or result in a stroke patient who is potentially eligible for thrombolytic or other acute therapies becoming ineligible for treatment.35

Potential Solutions and Resources for Additional Information

Recommended Measurement Parameters

Prehospital Providers, Emergency Physicians, and Stroke Experts Should Collaborate in the Development of EMS Training, Assessment, Treatment, and Transportation Protocols for Stroke
Frequent and meaningful dialogue should occur among prehospital providers, EMS medical directors, ED medical and nursing directors, stroke center directors, and stroke neurologists about operational and CQI issues.10 Stroke systems should address the following 4 issues to help ensure that prehospital providers, emergency medicine physicians and nurses, and stroke experts collaborate in the care of stroke patients and the development of EMS training and protocols.

Promote Ongoing Collaboration Among Prehospital and Hospital Providers in the Acute Treatment of Stroke Patients
Collaboration between EMS responders and hospital providers can help minimize the time required for stroke patients to receive evaluation, care, and urgent therapy. Currently, 1 important benefit for patients of the close collaboration between EMS responders and ED providers is the ability of EMS responders to facilitate rapid treatment at the hospital through prearrival notification.35,74

Prearrival hospital notification by EMS responders who are known to accurately recognize stroke patients can increase the likelihood that hospitals quickly receive and treat stroke patients.36 Physicians, nurses, computed tomography/magnetic resonance technologists, pharmacists, and others are able to use early notification to mobilize necessary resources for the patient.75–77 Prehospital notification of an in-bound stroke patient has been demonstrated to shorten delays from ED arrival until initial neurological assessment and initial brain imaging. In addition, prehospital notification increases the proportion of patients treated appropriately with reperfusion therapy, both as an individual intervention78,79 and as 1 element in the implementation of a comprehensively organized prehospital stroke care system.80–84

Challenges exist to the implementation of effective collaborations among stakeholders within stroke systems of care. Difficulties have been reported in achieving open communication among all parties involved in stroke patient care, highlighting the need for better integration of prehospital and hospital services. Lack of support from key leaders, including EMS medical directors and 9-1-1 call center managers, often is an obstacle to improved collaboration and successful implementation of the EMS component of stroke systems of care (American Heart Association, Survey of State Stroke Plans, unpublished data, 2005).

Even established collaborations among stakeholders can experience difficulties over time. Existing collaborations involving stroke have reported on the need to frequently reenergize collaborative efforts, to become more proactive over time in setting the agenda for these partnerships, and to better expand upon existing infrastructure and relationships (American Heart Association, Survey of State Stroke Plans, unpublished data, 2005).

Potential Solutions and Resources for Additional Information

Recommended Measurement Parameters

Develop and Implement Stroke Education Activities Collaboratively With Prehospital and Hospital Providers, Including Initial as Well as Continuing Education
The delivery of acute stroke therapies can be enhanced through multilevel educational interventions that include the collaborative development of EMS and ED protocols, skill training, and mock stroke codes for EMSS and hospital ED providers. Educational activities combining community education and aggressive professional education among multidisciplinary hospital and EMS providers can significantly increase the proportion of patients treated with thrombolytic therapies.80 Furthermore, the increased use of thrombolytic therapy is sustained after this type of educational intervention.81

In particular, EMS communicators and responders in both urban and rural areas receive varying amounts of training and education. This inconsistency is due in part to the lack of a single regulating entity and the lack of standardized training tools. A recent Institute of Medicine report notes that EMS personnel are not equally prepared across the nation because of the wide variation in educational requirements that exist from state to state.8

In general, EMS communicators and responders receive limited information about stroke in initial and continuing education and training curriculums.36,91,92 In fact, the majority of emergency calls are answered by basic life support responders, who often receive less education and training about stroke than ALS responders.92 To facilitate better continuing education and optimal training, editors of EMS textbooks should incorporate the most current stroke knowledge.

Potential Solutions and Resources for Additional Information

Recommended Measurement Parameters

Develop Stroke System Transport Protocols Collaboratively With Prehospital and Hospital Providers, as Well as With Other Stakeholders
Collaboration among EMS personnel, emergency physicians and nurses, and stroke experts is necessary. These collaborations are needed to identify hospital capabilities and to develop written plans that enable EMS responders to triage and transport stroke patients to the appropriate hospital for care using the most appropriate and timely transport means possible.35,97

The ability to develop and implement stroke transport protocols that direct EMS responders to transport stroke patients to the appropriate hospital often is contingent on the availability of information about the capabilities of hospitals in the state or service area. Such information includes whether hospitals meet the Joint Commission on Accreditation of Healthcare Organizations’ criteria for primary stroke centers (established in collaboration with the ASA) or the Brain Attack Coalition’s criteria for comprehensive stroke centers.6,7,98,99

In addition, the availability of a hospital identification system also can help encourage more hospitals to become recognized stroke centers. Triaging of patients by EMSS that includes the routing of patients past closer hospitals in favor of direct transport to recognized stroke centers may have financial or competitive impacts on hospitals. These financial or competitive impacts may drive improvements in the standards of care by stimulating interest from other hospitals in becoming recognized stroke centers.

Once consensus is reached among local physicians, EMSS, hospitals, and other stakeholders on appropriate transport protocols, the lack of adequate funding can be another barrier to new or existing transport protocols. The local and regional structure of EMSS also can create challenges for the dissemination and adoption of up-to-date transport protocols.

Air transport can be used to shorten the time to treatment and may be especially appropriate for the transport of patients in rural areas who otherwise would be unable to access acute therapies for stroke.10,100 Organized transport programs can enable ground EMS responders who identify a suspected stroke patient to simultaneously call for air transport and to prenotify the ED at the receiving stroke center, although stroke systems must balance the use of air transport to shorten transport time against the effects of field mis-assessment, overall patient outcome, and increased cost.101 Communications with stroke center personnel may assist EMS responders in making decisions regarding air transport. Air transport also can be considered in areas with limited EMS resources, where the use of ground EMS to transport a patient to a distant hospital would leave the area without adequate EMS coverage.102

In situations in which it is impossible to transport stroke patients directly to a stroke center, air and ground critical care transport (CCT) and ALS interfacility transport resources can be used to transfer stroke patients rapidly and safely to a more appropriate hospital. For the transport of acute stroke patients, EMSS should consider treating interfacility transport of stroke patients as a higher level of care, similar to a 9-1-1 emergency response. The interfacility transfer of stroke patients for definitive care is a time-sensitive duty of EMSS.

Additionally, the Emergency Medical Treatment and Active Labor Act (EMTALA) may present perceived challenges in the collaborative development of transport protocols. EMTALA generally requires hospitals to provide patients with a medical screening examination and to stabilize the patients’ emergency medical conditions (resolve the emergency condition) to the extent possible given the hospital’s capabilities before transport.103,104 These requirements extend beyond the hospital itself, applying also to ambulances owned and operated by a hospital.

Although there is the perception by some that EMTALA law is unclear on whether hospital-owned EMS providers may transport patients directly to the hospital most appropriate for the patient’s condition, this concern can be addressed through the development of regional protocols.105 For example, the Centers for Medicare and Medicaid Services, the agency that oversees EMTALA compliance, has stated that "the rule on hospital-owned ambulances and EMTALA does not apply if the ambulance is operating under a community-wide EMS protocol that requires it to transport the individual to a hospital other than the hospital that owns the ambulance." The Centers for Medicare and Medicaid Services also states that in such cases, "the individual is considered to have come to the emergency department of the hospital to which the individual is transported."105 This serves to highlight the importance of promoting the development of community-wide transport protocols for stroke patients.

Potential Solutions and Resources for Additional Information

Measurement Parameters

Engage Collaboratively With Prehospital and Hospital Providers in Continuous Quality Improvement Processes for Stroke Care While Complying With Protections for the Privacy of Personal Health Information
The success of a stroke system of care rests in large part on the ability of the various components of the stroke system to communicate effectively with one another, including the need for hospital and prehospital providers to communicate effectively.10

Sharing patient health information must be performed in full compliance with state and federal requirements designed to protect the confidentiality of health information, such as the protections arising from the Health Insurance Portability and Accountability Act of 1996 (HIPAA). HIPAA mandates the development of rules for protecting the privacy of patients’ personal health information.110–112

In some instances, hospitals have cited concerns regarding compliance with HIPAA as a rationale for declining to share patient data with EMS providers in the context of CQI activities.8 Regardless, HIPAA permits providers to use and disclose protected health information for certain "healthcare operations," and many CQI activities fall squarely within this "healthcare operations" exception.8,113 Specifically, the federal HIPAA rules place both "quality assessment and improvement activities, including outcomes evaluation" and "reviewing the competence or qualifications of healthcare professionals [and] evaluating practitioner and provider performance" within the healthcare operations exception.113–115

The application of this exception to CQI activities involving hospitals and EMS providers has been recognized by providers in numerous states. For example, the Missouri Hospital Association has advised its members that federal HIPAA law permits hospitals to disclose protected health information to EMS units for use in conducting quality review activities.116

Potential Solutions and Resources for Additional Information

Recommended Measurement Parameters

Patients Should Be Transported to the Nearest Stroke Center for Evaluation and Care If a Stroke Center Is Located Within a Reasonable Transport Distance and Transport Time
Stroke systems should address the following 5 issues to help ensure that EMSS transport patients to the nearest stroke center or the closest hospital for evaluation as appropriate.

Assess Stroke Patient Eligibility for Acute Stroke Therapies Using a Stroke History Checklist or Algorithm Designed for Prehospital Personnel
Once a patient is identified as a suspected stroke patient, stroke triage and transport protocols should be used to rapidly identify patients who may benefit from acute stroke therapies. All stroke patients should receive thrombolytic candidate screening by paper form or data entry completion. Forms used should document time of onset and contraindications to thrombolytic therapy or other acute therapies that may become available.10,117

EMS responders should document assessments and screening of patients for eligibility for acute stroke therapies. Prehospital patient assessments for stroke often are incomplete. A commonly reported omission is the lack of documentation about the onset time of symptoms, which is critical in determining the eligibility of patients for short-term therapies.117 EMS personnel (especially EMS responders) often are the only medical providers to have access to all witnesses, which may provide the best opportunity to determine the time of onset of symptoms.35,58

Potential Solutions and Resources for Additional Information

Recommended Measurement Parameters

Establish EMSS Transport Destination Protocols That Reflect Optimal Patient Care With Transport to Stroke Centers as Appropriate
Transport protocols should be designed both to provide patients with the highest possible quality of clinical care and to reduce transport times. The Brain Attack Coalition identified 11 key elements for primary stroke centers that are likely to improve patient care, and 7 of these elements are associated with increased access to acute interventions.6,120,121

Although further evaluation is ongoing, the initial evidence indicates that certain process measures improve when patients are treated in designated stroke centers.97,122–126 Direct routing by EMS of patients to designated stroke centers improves the speed of patient evaluation, the frequency and appropriateness of the administration of thrombolytic therapy, and the proportion of patients treated in stroke units.82,83

A hospital’s decision to become a primary or comprehensive stroke center is voluntary, although all hospitals do not have the required capabilities or resources. Stroke center hospitals and nonstroke center hospitals alike must cooperate with EMSS within stroke systems of care to facilitate the rapid transport of stroke patients to the most appropriate destination.43

If transportation to a stroke center is not possible within the appropriate time for hyperacute therapeutic interventions, then patients should be transported to the closest hospital considered to be best prepared to treat stroke patients quickly.127,128 These hospitals have computed tomography or magnetic resonance imaging and healthcare providers experienced in urgently treating stroke patients. Patients face significant delays in receiving care if they must be transferred from one hospital to another to receive neuroimaging or if there are delays in official computed tomography readings by board-certified radiologists.127,129

The challenges in transporting patients to primary or comprehensive stroke centers include an inadequate number of stroke centers in both urban and rural areas, insufficient specialty physicians in some geographic areas, and a backlog of applications for hospitals to become certified by the Joint Commission on Accreditation of Healthcare Organizations or other appropriate body.

Additionally, EMSS in some areas are unable to develop transport protocols because of resource constraints. Areas with limited ambulances or ALS responders may not be able to transport patients beyond the local or regional area without leaving EMSS areas uncovered. Stroke patient transports should be viewed similarly to trauma patient transports. If mutual aid can be obtained with neighboring EMSS for trauma patients, mutual aid should also be used for stroke patients.

State laws that create a statewide emergency stroke system can help ensure that EMS personnel adhere to stroke transport protocols designed to ensure that stroke patients receive emergency care at a recognized stroke center. In 2004, Florida enacted legislation that established criteria for hospitals that want to appear on the state’s list of primary and comprehensive stroke centers.106,130 The Florida Stroke Act has been a powerful catalyst in promoting awareness of the emergency needs of stroke patients among the public and providers. The legislation also has helped to drive collaboration on the development of stroke triage and transport protocols among EMS and emergency physicians and has generated a sense of urgency among hospitals to become recognized stroke centers.

The Florida legislation requires all licensed EMS providers to use a stroke triage assessment tool (stroke alert form) that is consistent with the triage tool provided by the Florida Department of Health.119,130 In addition, all licensed EMS providers must develop and implement stroke transport protocols on the basis of the availability of stroke centers in their service area.

Rural and community hospitals lacking the staff or infrastructure recommended for the treatment of acute stroke can establish relationships with primary or comprehensive stroke centers to access needed neurological expertise and to safely administer acute therapies to patients.124,131–133 The lack of stroke specialists in rural areas can be addressed, in part, through telemedicine technologies that enable hospital personnel in remote locations to obtain off-site assistance with stroke patients.134

Using telemedicine for stroke (telestroke), providers in rural and other areas can obtain access to specialists, including assistance in performing stroke assessments through interactive video technologies, review of computed tomography scans in real time, and telephone consultations for the administration of acute therapies. Rural hospitals using telestroke decision support technologies have been able to evaluate stroke patients and safely initiate acute therapies before transferring patients to stroke centers, although telemedicine programs for stroke have not been fully evaluated, and challenges remain in the areas of reimbursement, liability, malpractice insurance, and licensing.131–133,135,136 Nonetheless, rural hospitals in some areas do not have the resources needed to implement telemedicine collaborations.

Potential Solutions and Resources for Additional Information

Establish Protocols for the Transfer of Stroke Patients From Nonstroke Center Hospitals to Stroke Centers as Appropriate
Stroke patients who are treated outside of a stroke center (including patients who are evaluated initially at the "closest hospital" because they were not candidates for acute interventions) should be considered for transfer, if appropriate, to a stroke center or other facility through established referral processes.10

Every hospital with an ED should determine its capability for treating acute stroke patients. Regardless of capability, every hospital with an ED should have a detailed written plan describing the management of acute stroke patients. As appropriate, the plan should define which patients the hospital will treat with fibrinolytic therapy and when transfer to another hospital with a dedicated stroke unit will be considered.45 EMSS should be informed of hospitals’ capabilities and transfer protocols. EMSS should receive timely updates as changes in capabilities occur and should be prepared to transfer patients between facilities as appropriate.

Patients identified as candidates for short-term treatment in the community can safely be transported by ground or air transport to stroke centers for initiation of treatment or follow-up for treatment initiated in a community hospital.124,131–133,139,140 Air transport may have a beneficial effect on patient care by reducing the patient’s time to physician evaluation, imaging, and subsequent treatment modalities. The advanced training of an air transport crew may enable them to stabilize patients so that the patient can be taken immediately to imaging on arrival at the receiving hospital.141

The interfacility transfer of stroke patients is subject to federal rules arising from EMTALA, which generally requires hospitals to provide patients with a medical screening examination and to stabilize the patient’s emergency medical condition (resolve the emergency condition) to the extent possible given the hospital’s capabilities before transport.142 Patients <