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(Stroke. 2008;39:1371.)
© 2008 American Heart Association, Inc.
Progress Review |
From the Centre for Eye Research Australia (M.L.B., J.J.W., T.Y.W.), University of Melbourne, Victoria, Australia; the Department of Neurology (M.L.B., P.J.H.), Royal Melbourne Hospital, Victoria, Australia; the Centre for Vision Research (J.J.W.), University of Sydney, Sydney, Australia; and the Singapore Eye Research Institute (T.Y.W.), National University of Singapore, Singapore.
Correspondence to Tien Y. Wong, Centre for Eye Research Australia, University of Melbourne, 32 Gisborne Street, East Melbourne 3002, Australia. E-mail twong{at}unimelb.edu.au
| Abstract |
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Summary of Review— Hypertensive retinopathy signs (eg, focal retinal arteriolar narrowing, arterio-venous nicking) were associated with prevalent stroke, incident stroke, and stroke mortality, independent of blood pressure and other cerebrovascular risk factors. Diabetic retinopathy signs (eg, microaneurysms, hard exudates) were similarly associated with incident stroke and stroke mortality. Retinal arteriolar emboli were associated with stroke mortality but not incident stroke. There were fewer studies on the association of other retinal signs such as retinal vein occlusion and age-related macular degeneration with stroke, and the results were less consistent.
Conclusion— Many retinal conditions are associated with stroke, reflecting possible concomitant pathophysiological processes affecting both the eye and the brain. However, the incremental value of a retinal examination for prediction of future stroke risk remains to be determined.
Key Words: stroke mortality hypertensive retinopathy diabetic retinopathy population-based cohort
| Introduction |
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The retinal blood vessels share similar anatomic, physiological, and embryological characteristics to the cerebral vessels. The retina is an extension of the diencephalon, and possesses a blood-retinal barrier that is analogous to the blood-brain barrier.3 Changes in the retinal vessels likely reflect similar changes in the cerebral vessels.4 The retinal vasculature, however, is unique in that it can be directly and noninvasively visualized in vivo. Thus, studying retinal signs may provide clues to understanding the pathophysiology of stroke and related cerebrovascular diseases.
The aim of this review is to summarize the present evidence on the association between retinal signs and stroke. We reviewed 6 groups of retinal signs: hypertensive retinopathy signs, retinal vessel diameter, diabetic retinopathy signs, retinal arteriolar emboli, retinal vein occlusion, and age-related macular degeneration, and we concentrated on population-based studies which used retinal photography to document retinal signs.5–8 Among the various studies, 2 were multi-centered studies of cardiovascular diseases in the United States: the Atherosclerosis Risk in Communities Study (ARIC)5 among 15 792 middle-aged subjects aged 45 to 64 years; and the Cardiovascular Health Study (CHS)6 among 5888 older subjects aged 69 to 97 years. Two other studies were conducted in geographically defined areas: The Beaver Dam Eye Study (BDES)7 among 4926 subjects aged 43 to 84 years in Wisconsin, US; and the Blue Mountains Eye Study (BMES)8 among 3654 subjects aged 49 to 97 years in Australia. All 4 population-based studies controlled for multiple cardiovascular risk factors in their analyses. These 4 studies, along with others, are the subject of this review, supported by data from autopsy studies9 and animal models.10
| Historical Context of Retinal Signs and Stroke |
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In 1939 Keith, Wagener and Barker12 showed that these signs were predictors of mortality in patients with hypertension and developed a classification system that divided these retinal signs into 4 categories by a ranking of severity to prognosis. However, the Keith, Wagener, and Barker classification has been limited by poor intra- and interobserver agreement when using ophthalmoscopic examination to detect these signs.13 Despite many attempts to improve this classification system,14–17 no universally accepted or standardized system is established to classify hypertensive retinopathy signs.
New retinal photography and imaging technology, introduced over the past decade, has revolutionized viewing the retina and improved precision in the detection of retinal signs. This includes qualitative grading of retinal photographs to assess retinal signs, and a semiautomated computer program to quantitatively measure retinal vessel diameters. In contrast to the fair intra- and interobserver agreement for the use of mydriatic ophthalmoscopy to detect retinopathy (kappa [
]=0.40)18 there was excellent intra- and interobserver agreement in classifying retinopathy from retinal photographs (
values of 0.81 to 0.91 for microaneurysms to 0.85 to 0.99 for retinal hemorrhages).19 Using retinal photography, there was moderate to excellent agreement for all other retinal signs: retinal arteriolar wall light reflex (
=0.80 to 0.87)20; retinal vessel diameters (
=0.80 to 0.93)21; retinal vein occlusion and arteriolar emboli (
=0.76 to 1.00)22; and age-related macular degeneration (
=0.55 to 0.92)22 with the exception of retinal arteriolar wall signs (
=0.56 to 0.57 for AV nicking and
=0.18 to 0.62 for focal arteriolar narrowing).19
| Hypertensive Retinopathy and Stroke |
|---|
|
Table 1 summarizes the association between hypertensive retinopathy signs and stroke. In the ARIC study, participants with hypertensive retinopathy were significantly more likely to have prevalent MRI-detected silent cerebral infarcts (odds ratio [OR] 4.24 95% CI 1.69 – 10.64) than people without retinopathy.28 Both ARIC5 and BMES8 found higher incidence rates of stroke, and an increased risk of dying from stroke, in those with hypertensive retinopathy.5 Conversely, in the older CHS29 cohort, hypertensive retinopathy at baseline was not associated with incident cerebral infarction or hemorrhage, identified by cranial MRI. The authors hypothesized the prognostic significance of the retinopathy signs varied with age, possibly because of selective mortality or alternatively because of a misclassification bias from a higher prevalence of comorbid conditions masking the association with retinal signs.8
|
| Mild Hypertensive Retinopathy or Retinal Arteriolar Wall Signs |
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2/3 the width of distal vessel segments, assessed in arterioles located at least a half a disc diameter away from the optic disc margin). The increased arteriolar wall light reflex is a centralized light reflex from the surface of retinal arterioles also known as copper-wiring or if more severe, silver-wiring. Prevalence of AV nicking and focal retinal arteriolar narrowing increased with age and was between 4.2% to 14.3% for AV nicking and 5.3% to 14.9% for focal retinal arteriolar narrowing.5,7,30 The corresponding 5-year incidence was 6.5% to 9.9%.24 There was an inverse association between age and prevalence of a mildly increased arteriolar wall light reflex (36.0%, 37.7%, 28.9%, and 18.8% for age groups <60, 60 to 69, 70 to 79, and
80 years, respectively, P for trend<0.001), but this was not observed for a markedly increased reflex.20 Population based and histopathologic data have suggested AV nicking is associated with long standing hypertension where the sclerotic arteriolar wall, at points where the arteriole crosses the venule, share a common adventitia covering, which compresses the venular blood column.23,31 Focal arteriolar narrowing is associated with present blood pressure levels, representing an area of localized vasospasm, which may be reversible.23,31 Alterations in the arteriolar wall light reflex are associated with uncontrolled or untreated hypertension and represent the sclerotic arteriolar wall.20
The associations between retinal arteriolar signs and stroke are summarized in Table 1. In the ARIC study, the presence of AV nicking and focal retinal arteriolar narrowing was associated with an increased risk of MRI-detected silent cerebral infarcts (OR 1.90 95% CI 1.25 to 2.88 and OR 1.89; 95% CI 1.22 to 2.92, respectively).28 Only AV nicking was associated with incident stroke in the CHS29 and the ARIC cohort.5 In the BMES8 and BDES,7 however, both focal retinal arteriolar narrowing and AV nicking at baseline was associated with an increased risk of incident stroke, or stroke mortality. An increased arteriolar wall light reflex was not associated with stroke mortality in the BMES.20 Both ARIC5 and CHS6 used retinal photographs of one eye without pharmacological dilatation, whereas in the BDES7 and BMES,8 photographs were taken through dilated pupils of both eyes from each study subject, and an underestimation of the prevalence of retinal vessel signs is likely to have occurred in the ARIC and CHS.
| Retinal Vessel Diameter |
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Using a semiautomated computer system38–40 to quantify and summarize retinal vessel calibre from retinal photographs, an arteriole-to-venule ratio (AVR) was initially used to represent the relative narrowing of arterioles in the ARIC study.39 The AVR minimizes measurement errors resulting from magnification attributable to refractive errors.13 An AVR of 1.0 indicates that arteriolar diameters are, on average, the same as venular diameters, and a smaller AVR indicates either a narrower arteriole, relative to venule, or a wider venule relative to arteriole. The mean AVR in the ARIC population was 0.8444 (SD 0.09).41
The association between retinal vessel diameters and stroke are shown in Table 2. The population-based studies demonstrated only a modestly increased likelihood of incident stroke or MRI detected prevalent stroke or WML for each SD decrease in AVR,5,29 with the exception of the BMES, where no such association was observed.8 The risk of dying from a stroke was one-and-a-half–fold greater per SD reduction in AVR in the BDES.7 In a subgroup analysis of the ARIC,28 the risk of MRI-detected subclinical cerebral infarction was nearly 5-fold greater (OR 4.76, the first versus fifth quintile) in hypertensive persons with smaller as compared with larger AVR.
|
It should be noted that the AVR measurement does not provide specific information on whether these associations were attributable to arteriolar narrowing, venular dilatation, or both. The Rotterdam Scan Study,37,42,43 a population-based study of 5540 Dutch people aged >55 years, was the first to demonstrate significant associations of larger venular dilatation, rather than arteriolar narrowing, with WML progression (not severity) and incident stroke, independent of other cardiovascular risk factors. Likewise, the CHS found larger venular dilatation was associated with 5-year incident stroke but not arteriolar narrowing.44 However, there no association for each SD increase in arteriolar diameter, or SD decrease in venular diameter, with either 10- to 12-year incident stroke or stroke mortality from pooled BDES and BMES data.45
| Diabetic Retinopathy and Stroke |
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Two population-based studies48–50 have evaluated the association between diabetic retinopathy and risk of stroke or stroke mortality, and few other data are available.48–50 In the ARIC study, the association of diabetic retinopathy with stroke prevalence (n=1600)51 and incidence (n=1617) was examined.52 The other population-based study was the Wisconsin Epidemiological Study of Diabetic Retinopathy (WESDR) in persons with type 1 (n=996) and type 2 (n=1370) diabetes, and assessed the association between diabetic retinopathy and stroke prevalence, incidence and mortality.53,54 Table 3 summarizes the association between diabetic retinopathy and stroke. In both studies, prevalent stroke was not associated with any severity of diabetic retinopathy.51,53 However, prospective analysis of the ARIC data showed that the risk of incident ischemic stroke was higher (hazard rate ratio [HR] 2.34, 95% CI 1.13 to 4.86) in people with mild NPDR as compared with no retinopathy in the ARIC.52 There were insufficient numbers of subjects with PDR in the ARIC study to assess the associations with stroke. In the WESDR,53 the risk of incident stroke was 6-fold higher in people with type 2 diabetes and PDR, and the risk of stroke mortality was 2-fold higher.54
|
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| Retinal Arteriolar Emboli and Stroke |
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|
Table 4 summarizes the association between retinal arteriolar emboli and stroke. Although retinal arteriolar emboli were not associated with an increased prevalence or incidence of stroke in the BDES,62,63 BMES,57,59,60,64 they were associated with a higher risk of stroke-related death: nearly 3-fold greater in participants with retinal emboli over a 5-year62 and 10-year63 period in the BDES, or in pooled data from the BDES and BMES.59
|
| Retinal Vein Occlusion and Stroke |
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50% of the lumen) was associated with RVO (OR 5.62; 95% CI 2.6 to 12.2). | Age-Related Macular Degeneration and Stroke |
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|
There have been a number of studies that have examined a possible association of AMD with stroke, including the CHS,83 and the ARIC study,22,84 among others.85,86 The presence of any AMD was found to be associated with prevalent WML (OR 1.59 95% CI 1.12 to 2.27) in the CHS83 and MRI-detected subclinical stroke (OR 1.64 95% CI 1.15 to 2.35) in the ARIC.22 The presence of early AMD in ARIC was associated with an almost 2-fold risk of 10-year incident stroke (OR 1.85 95% CI 1.19 to 2.87),22 compared to those people without any AMD. However, these 2 studies had insufficient cases to assess the associations with late AMD.
| Implications and Future Directions |
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Second, the prognostic significance of the retinal signs varied with age. There were weaker associations for hypertensive retinopathy with stroke events in the older BMES (mean age 69.9 years)8 and the CHS (mean age 78.5 years)6 populations than in the middle-aged ARIC cohort (mean age 53.6 years).5 Likewise, in the BDES population,7 all hypertensive retinopathy signs were associated with stroke mortality in persons aged 43 to 75 years but not in those aged 75 years and older. It is unclear why the association of retinal diseases with stroke is stronger in younger persons, but it has been speculated that the associations observed mainly in younger persons may be reflective of selective mortality, as participants in these studies who manifest retinal diseases, and who are susceptible to the pathological effects associated with these abnormalities (ie, hypertension and diabetes) more likely to die, leaving a group of older participants whose biological and genetic makeup protects them from processes associated with these retinal abnormalities.7 In addition, a higher prevalence of comorbid conditions in older persons likely overshadowed the associations with retinal signs. Further, older persons were more likely to have cataract, leading to a poor view of retinal images and likely measurement errors that resulted in dilution of the associations.
Third, the combination of retinal signs and cerebral markers of microvascular disease may indicate more severe or extensive cerebral microvascular pathology. For example, in the ARIC,87 participants with both hypertensive retinopathy signs and WMLs had a stroke risk 18 times higher than persons without either sign.
Finally, the association between retinal arteriolar emboli and stroke mortality raises the question for clinicians to perform careful vascular assessments in patients detected with retinal emboli. How extensive the vascular assessment should be remains elusive, as the usefulness of performing carotid ultrasonography, transthoracic echocardiography, or carotid endarterectomy in people with retinal arteriolar emboli remains controversial.31,88
The strengths of the recent population-based studies were their large sample size, which are representative of the general population, the use of retinal photography and semiautomated measurement for retinal vessel calibre to document the retinal signs, and the adjustment of multiple cardiovascular risk factors in the analyses. However, there were limitations that complicated the comparisons among the studies. In the ARIC and CHS, retinal signs were assessed from a single non stereoscopic retinal photograph of 1 eye without pupil dilation, whereas the BDES used 3 retinal stereoscopic fields, and the BMES used 6 fields of both eyes after pharmacological pupillary dilation. As a result of this, a higher percentage of photographs were upgradeable in the ARIC39 (27%) and CHS6 (14.2%) compared to 1% to 3% in the BDES6 and BMES.8 Although the quantitative assessment method used by the 4 studies was essentially the same, there was no uniformly accepted standardized grading protocol used across the 4 studies to classify retinal signs. This may account for the fact that the prevalence of AV nicking in the BDES30 was only 1/3 of the prevalence found in the ARIC,39 despite more photographic fields available in the BDES. Retinal photographs were obtained many years after the baseline examination in the ARIC and CHS, in comparison to retinal photographs being taken at baseline in the BDES and BMES. Studies which relied on a self-reported past history of stroke could have contributed to misclassification bias. Undifferentiated misclassification, however, would bias the retinal associations with stroke toward the null, resulting in an underestimation of the associations observed. Finally, different stroke subtypes (eg, ischemic versus hemorrhagic) were rarely analyzed separately in any of the studies because of low numbers.
These population-based studies considered all types of strokes events together as the necessary first step to document whether there was an association between retinal signs and stroke. Future studies should replicate some of these findings in clinical populations for the associations of retinal signs with different stroke subtypes (eg, ischemic versus hemorrhagic). Researchers need to develop a standardized photographic and grading classification system to assess retinal disease, to facilitate comparison and confirmation of findings from different populations. Although retinal signs seem to provide predictive information that is independent of traditional vascular risk factors, their incremental value in stroke risk stratification or stroke prognosis prediction is unknown. Finally, research should assess the impact of specific therapy targeted at the microcirculation on retinal signs, as has been suggested by some experimental work89 and clinical studies.90 This could potentially result in retinal photography acting as a surrogate marker of treatment efficacy, which has significant implications for clinical trials.
| Conclusion |
|---|
| Search Strategy and Selection Criteria |
|---|
| Acknowledgments |
|---|
This work was funded by a Singapore National Medical Research Council (NMRC) grant (2004/073) and an Australian National Health and Medical Research Council (NHMRC) grant (352337).
Disclosures
None.
| Footnotes |
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Received June 11, 2007; revision received August 4, 2007; accepted September 13, 2007.
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