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(Stroke. 2008;39:1380.)
© 2008 American Heart Association, Inc.
Topical Review |
From the Department of Neurology, David Geffen School of Medicine at UCLA, Los Angeles, Calif.
Correspondence to S. Thomas Carmichael, MD, PhD, Associate Professor, Department of Neurology, David Geffen School of Medicine at UCLA, Neuroscience Research Building, 710 Westwood Plaza, Los Angeles, CA 90095. E-mail scarmichael{at}mednet.ucla.edu
Rajiv Ratan MD, PhD Lalit Kalra MD, PhD Section Editors:
| Abstract |
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Summary of Review—Stroke induces axonal sprouting and neurogenesis. Axonal sprouting occurs in tissue adjacent to the stroke and its connected cortical areas, and from sites that are contralateral to the infarct. Neurogenesis produces newly born immature neurons in peri-infarct striatum and cortex. Stimulation of both axonal sprouting and neurogenesis is associated with improved recovery in animal models of stroke. A unique cellular environment in the poststroke brain supports neural repair: an association of angiogenic and remodeling blood vessels with newly born immature neurons in a neurovasclar niche. Controversies in the field of neural repair after stroke persist, and relate to the locations of axonal sprouting in animal models of stroke and how these correlate to patterns of human remapping and recovery, and to the different models of stroke used in studies of neurogenesis.
Conclusions— On a cellular level, the phenomenology of neural repair after stroke has been defined and unique regenerative environments in the poststroke brain identified. As the field moves toward specific studies of causal mechanisms in poststroke repair, it will need to maintain a perspective of the animal models suited to the study of neural repair after stroke as they relate to the patterns of recovery in humans in this disease.
Key Words: axonal sprouting regeneration neurogenesis neurorehabilitation angiogenesis
| Introduction |
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The patterns of recovery in the human brain after stroke have been determined with functional imaging and transcranial magnetic (TMS) and direct current (TDC) stimulation. In the early stages after stroke, brain activation in sensorimotor tasks of the affected limb occurs in a wide-ranging network of cortex in primary motor, premotor and supplementary motor areas in both hemispheres. In patients that experience a good recovery over time, a more focused set of cortical areas are involved in sensorimotor tasks, and these often relate to peri-infarct and connected cortical areas.4–8 Patients with poorer recovery often retain a more diffuse, or contralesional, activation of cortical areas to sensorimotor tasks.4 Similarly, deactivation with TMS or TDC of perilesional areas disrupts recovered functions after stroke.9,10 Deactivation of contralesional hemispheric areas may also disrupt motor performance in recovered stroke patients,11 but these are often patients with larger stroke and/or poorer overall recovery.12,13 Areas of cortical remapping in the stroke hemisphere undergo an expansion in cortical thickness14 that is reminiscent of the dendritic sprouting and increase in cortical volume in areas that mediate recovery of function in ischemic lesions in animals.15,16 There is variability in this pattern of diffuse to focused, and bilateral to ipsilesional activation with stroke recovery in humans. At least some of this variability relates to lesion location and size, with larger lesions producing functional recruitment of contralesional cortical areas into a recovery network.12,13,17,18 This review will focus on one major set of findings in these human studies of recovery after stroke: imaging, stimulation and recent structural studies indicate that a major pattern of successful recovery after stroke in humans establishes a target for the study of cellular and molecular mechanisms of neural repair in the peri-infarct and connected cortical areas ipsilateral to the stroke. Within these regions of peri-infarct and connected cortical areas two main cellular processes of neural repair have been extensively described: poststroke axonal sprouting and poststroke neurogenesis. This review will focus on the cellular and molecular events in peri-infarct and connected cortical areas that are associated with neurological recovery after stroke.
| Poststroke Axonal Sprouting |
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The unequivocal demonstration of poststroke axonal sprouting has required direct axonal quantification. This is because the proteins associated with the growth cone, such as GAP43, which have been traditionally used to "map" sprouting axons are in fact not neuron- or sprouting-specific: GAP43 is found in astrocytes, oligodendrocytes and is induced in neurons with LTP.24–28 With this requirement for a direct demonstration of poststroke axonal sprouting, axonal sprouting after stroke has been shown in peri-infarct cortex, in the cervical spinal cord and brain stem, and between parietal and frontal lobes.
Long distance axonal sprouting after stroke has been shown in the brain stem and cervical spinal cord and in cortico-striatal projections. Axons sprout from the intact projections of the sensorimotor cortex contralateral to the stroke, into the deafferented regions of cervical sprinal cord and midbrain that previously received a projection from the now infarcted sensorimotor cortex.29 This sprouting can be unequivocally demonstrated as it develops a novel contralateral projection. A similar process occurs in the motor cortex contralateral to ischemic sensorimotor cortical lesions, where projections from the contralateral cortex sprout into the region of striatum on the other side of the brain that normally received input from the now infarcted sensorimotor cortex.30
In these cases of long-distance axonal sprouting in the rat, the sprouting axons appear to arise from intact, contralateral projections that were not injured by the stroke. It is not clear at present if this sprouting involves in situ axonal branch formation and growth, but it would be unlikely for axonal projections to grow de novo across the long distances from cortex to cervical spinal cord or brain stem after stroke. Axonal branch formation involves specific molecular events, and these appear to be at least partially distinct from those that regulate axonal growth cone behavior.31 For example, the guidance cues netrin-1 and semaphorin 3a (sema3a) and the growth factor fibroblast growth factor 2 (FGF2) can directly regulate the formation of axon branches independently of an effect on the growth cone.32 The molecular control of cytoskeletal dynamics also involves different stathmin family proteins in growth cone versus axon branching.33 Thus, if poststroke axonal sprouting from cortex contralateral to stroke into brain stem and cervical spinal cord is mediated by axonal branch formation, it may differ molecularly from that seen in axonal sprouting in peri-infarct cortex (see below). In terms of functional assessment, pharmacological stimulation of axonal sprouting from cortex contralateral to stroke into cervical spinal cord and brain stem is correlated with functional recovery,28,34 suggesting that this axonal sprouting from intact, contralateral projections may mediate recovery in rats. However, generalizing this process from the rat to the human is problematic (see last section).
Stroke also induces axonal sprouting in the cortex adjacent to or connected with the stroke site. Small strokes in the rodent somatosensory cortex induce axonal sprouting in the cortex within 1 to 4 mm from the infarct. This sprouting causes a topographical remapping of the normal somatosensory connections.35 In the more complex brain of the New World Monkey, stroke in the motor cortex induces axonal sprouting from premotor cortex in the frontal lobe into the somatosensory cortex of the parietal lobe. This axonal sprouting develops a novel projection from premotor cortex to somatosensory area 1/2.36 There is precedence for such a long distance axonal sprouting in the primate brain, in that deafferentation of somatosensory cortex also leads to long-distance axonal sprouting in cortex.37 In these examples of axonal sprouting in regions adjacent or connected to stroke, the axonal sprouting occurs in the same areas that are associated with functional recovery in humans. However, there has been no direct demonstration that axonal sprouting in peri-infarct or connected cortical areas promotes functional recovery.
| Growth Promotion |
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1 tubulin are induced. At 28 days after stroke in the rat, new patterns of cortical connections can be detected. During this later stage, genes involved in microtubule reorganization are still being activated, such as the stathmin family members, SCLIP and SCG10.41 This pattern of growth-promoting gene activation differs from that seen in peripheral nerve sprouting. Genes associated with cytoskeletal reorganization, including the cytoskeletal reorganizing proteins SCLIP and SCG10, are induced late in peri-infarct cortex after stroke and RB3 and stathmin gene expression decline in the region of axonal sprouting in peri-infarct cortex after stroke.41 However, RB3 is upregulated in peripheral nerve regeneration39,42 and SCG10 and SCLIP are induced throughout the sprouting response in peripheral nerve.44 Similarly, gene expression for p21 and SPRR1 are induced throughout the duration of the peripheral nerve sprouting response43 unlike their transient induction in the region of poststroke axonal sprouting in peri-infarct cortex.41 These differences between PNS and CNS postinjury axonal sprouting may reflect true differences in the molecular response of these two systems, and may account for the limited ability of the CNS to sprout. However, the present gene expression profiling of axonal sprouting after stroke has involved whole tissue analysis—isolation of the region of axonal sprouting and its constituent glia, blood vessels, inflammatory cells, many types of neurons and relatively small number of sprouting neurons. A definitive study of the molecular growth program of the sprouting neurons after stroke will require selective isolation of this cell population.
| Growth Inhibition |
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Stroke massively induces the expression of chondroitin sulfate proteoglycans and other growth inhibitory molecules in the immediate vicinity of the infarct, within the glial scar. This is a region in which axonal growth promoting proteins are also induced, such as GAP43, CAP23 and SPRR1.41,47,48 Thus glial scar can be identified as an area of massive simultaneous upregulation of both growth inhibitory and growth promoting genes.41 However, this region of glial scar is not the major area of poststroke axonal sprouting. As demonstrated with tract tracing experiments, this region includes more distant areas of peri-infarct cortex, away from the glial scar.32 In this region, only a small subset of growth-inhibitory molecules are induced by stroke during the initial periods of axonal sprouting: neurocan, NG2, EphB1, ephrin A5 and MAG.41,49 These molecules are induced directly in regions in which growth cone proteins, such as GAP43, CAP23, MARCKS and SPRR1 are upregulated, and in a pattern of overlap with these molecules in peri-infarct cortex.41 EphrinA5 and MAG are of further interest in the biology of poststroke axonal sprouting because they are not only induced by stroke in the region of axonal sprouting in peri-infarct cortex in young adult animals, but also are induced to even higher levels by stroke in this region in the aged brain.50 Because stroke largely occurs in aged individuals, EphrinA5 an MAG may provide targets to manipulate axonal sprouting in a clinically important manner.
Stroke causes a reduction in specific chondroitin sulfate proteoglycans in the region of poststroke axonal sprouting. The chondroitin sulfate proteoglycans aggrecan, versican and phosphacan are organized as peri-neuronal nets around both inhibitory and pyramidal neurons in cortex.51 After stroke, the mRNA for these genes is at steady state until a late induction,38 but immunohistochemical staining for these proteins is lost within the first week.41,52 This early loss of protein levels suggests that stroke causes enzymatic cleavage of chondroitin sulfate proteoglycans in perineuronal nets in peri-infarct cortex. Peri-neuronal nets modulate cortical plasticity, as they appear in cortex during the closure of the critical period, the time period in the developing brain in which environmental alterations can produce large scale changes in physiology and structure in neurons.53 Enzymatic removal of peri-neuronal nets prolongs the critical period, and behavioral maneuvers that prolong the critical period delay deposition of chondroitin sulfate proteoglycans into peri-neuronal nets.53 Thus, stroke may promote axonal sprouting in a region of peri-infarct cortex through enzymatic removal of chondroitin sulfate proteoglycans in manner analogous to the initial period of connection formation in the developing cortex.
| Getting in the Mood for Growth |
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| Poststroke Neurogenesis |
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Poststroke neurogenesis also occurs in close association with the vasculature. Newly born immature neurons can be found associated with blood vessels after stroke.65,66,72 Xenotransplants of stem/progenitor cells also home to the ischemic tissue and associate with blood vessels after stroke.73,74 In peri-infarct cortex, newly born neurons migrate into the region near the stroke site and form a tight physical association with blood vessels in the first week after stroke in a neurovascular niche in peri-infarct cortex. This vascular/neuroblast association occurs with blood vessels that are actively remodeling after stroke, and undergoing angiogenesis. Pharmacological blockade of angiogenesis after stroke significantly reduces the number of immature neurons that are present in peri-infarct cortex, by almost 90%.66 Thus, angiogenesis is causally linked to neurogenesis after stroke. This finding of a neurovascular niche for neurogenesis after stroke is supported by the many growth factors or pharmacological agents that appear capable of inducing both of these processes together, such as VEGF, erythropoietin, FGF2, statins and phosphodieseterase type 5 inhibitors.75–78 These data linking angiogenic blood vessels with newly born immature neurons in peri-infarct cortex appear at odds with the reported association of immature neurons and astrocytes in the ischemic striatum.69 As reviewed below, the differences in association of newly born immature neurons in stroke predominantly with astrocytes in ischemic striatum and with angiogenic blood vessels in peri-infarct cortex likely relates to important, and often overlooked, differences in the stroke models used in neural repair studies.
| Cellular Environments for Neural Repair After Stroke |
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Angiogenesis, neurogenesis and axonal sprouting are more broadly linked in neurodevelopment. This linkage has been particularly supported for members of the ephrin B/EphB signaling system. Members of the ephrin B tyrosine kinase signaling system serve as important axonal guidance cues in many areas of the nervous system.80 Ephrin B molecules also play key roles in vascular sprouting, vasculogenesis and angiogenesis. Ephrin B2 guides vascular sprouting, in parallel to its mechanism for axonal sprouting.81–83 Ephrin B2 is upregulated during angiogenesis and guides mural cell recruitment to angiogenic blood vessels.84 Ephrin B class members also mediate neuroblast migration from the normal SVZ and control an aspect of neural crest progenitor migration.85,86 Thus ephrin B/EphB proteins on immature neurons or neural progenitors and vascular endothelium are known to mediate sprouting, cell migration and recruitment. EphB receptors are upregulated in peri-infarct cortex in the region of axonal sprouting, angiogenesis and neurogenesis during the time course for these processes.41 A similar overlap between angiogenesis, neurogenesis and axonal sprouting, and an induction in expression level peri-infarct cortex in stroke, is present for the ephrin A system41,87,88 and sema 3a/neuropilin 1/VEGF.41,83,89 In the neuropilin 1 system, sema 3a or VEGF competitively bind the neuropilin 1 receptor,83 to mediate their distinct cellular effects, such as axonal repulsion or neurite outgrowth and neurogenesis. Because astrocytes, meningeal fibroblasts and blood vessels will be sources for sema 3a and/or VEGF, this suggests that neuropilin 1 signaling in the neurovascular niche after stroke will be a dynamic representation of local ligand concentration as the processes of angiogenesis and astrocytosis develop along their different time courses. A common theme within ephrin and semaphorin systems is that these operate within growing axons, blood vessels and immature neurons, are induced within the region of the neurovascular niche in peri-infarct cortex and may provide a molecular network for coordinated regulation of these three processes as the brain repairs after ischemic injury.
| Atque inter silvas Academi quaerere verum: And Seek for Truth in the Garden of Academus |
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The type of stroke model used in a particular study will dramatically affect the type of neural repair observed in that study. The middle cerebral artery occlusion model with permanent, or one to two hours of occlusion, produces infarcts in a substantial portion of the cerebral hemisphere, from 21% to 45%, and usually spares a small region of medial striatum adjacent to the SVZ (Figure).96 While rodents survive this type of stroke, this amount of ischemic damage in humans leads to death or a devastated neurological outcome.96 Similarly, the three-vessel occlusion model with distal middle cerebral artery occlusion, also damages much of the cortex in the affected hemisphere (Figure).96 Because in these two models there is not much peri-infarct and connected cortex remaining after stroke, it is likely that axonal sprouting and neural recovery will need to occur in contralateral cortex. This has been reported in humans, where patients with the largest infarcts maintain contralateral activation of cortex as compared to the transfer of cortical function to peri-infarct and connected areas that occurs in smaller infarcts.4 In terms of neurogenesis in the middle cerebral artery occlusion models, it is likely that there is no migration of immature neurons to peri-infarct cortex because this region is either dying or dead (Figure) or that the migratory route is encased in gliotic scar, in which secreted proteins are inhibitory to the migration of immature neurons.97 Furthermore, the region of long-term tissue survival and immature neuron migration in middle cerebral artery occlusion models contains a significant astrocytic response that in many cases directly abuts the SVZ.98–101 In stroke models with restricted cortical infarcts, there is a large distance between the infarct and the SVZ, with several millimeters of normal white matter and striatum between the two.96 Thus immature neurons that migrate out of the SVZ in the middle cerebral artery occlusion models migrate though a very different environment than in stroke models in which the stroke site is well removed from the SVZ, and this may account for the different cell signaling patterns between the two models. The middle cerebral artery and other large stroke models provide consistent measures of cell death for neuroprotection studies. However, this consistency comes in the setting of damage to many of the regions associated with recovery. Thus for neural repair stroke studies, rather than consistency of cell death, there should be a focus on the damage in the regions that survive. To paraphrase Horace, as one seeks for truths in the field of neural repair, it is important to remember the garden in which one is seeking.
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| Conclusions |
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| Acknowledgments |
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This work is supported by NS053957, NS45729 and the Miriam and Sheldon Adelson Program in Neural Repair and Rehabilitation.
Disclosures
None.
Received July 20, 2007; revision received August 23, 2007; accepted August 30, 2007.
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