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(Stroke. 2009;40:e322.)
© 2009 American Heart Association, Inc.
Comments, Opinions, and Reviews |
From the Division of Neurology, University of Ottawa, Neuroscience Research, The Ottawa Health Research Institute, the Canadian Stroke Network, and The Heart & Stroke Foundation Centre for Stroke Recovery, Ottawa, Ontario, Canada.
Correspondence to Antoine M. Hakim, OC, MD, PhD, FRCPC, Professor & Chair, Division of Neurology, University of Ottawa, Director, Neuroscience Research, The Ottawa Health Research Institute, CEO & Scientific Director, Canadian Stroke Network, Co-Director, The Heart & Stroke Foundation Centre for Stroke Recovery, 2413-451 Smyth Road, Ottawa, Ontario K1H 8M5, Canada. E-mail ahakim{at}ohri.ca
| Abstract |
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Summary of Review— Recent literature is synthesized to suggest a possible etiology of this condition, highlighting the multiple pathways that may conspire to produce the endothelial and other vascular changes seen in systemic arteriolar dysfunction.
Conclusions— Regardless of the etiology, we emphasize that small vessel disease is a systemic condition with major healthcare consequences, requiring a new paradigm in the way we practice medicine. Because this condition can be decelerated by control of vascular risk factors, doing so may significantly reduce morbidity, mortality, and healthcare costs.
Key Words: brain ischemia endothelium pathology vascular cognitive impairment white matter disease
| Introduction |
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Recent literature also provides numerous examples of the occurrence of SVD of the brain in settings where other organs such as the kidney, liver, retina, heart, and lung have impaired functions. This led us to ask whether a systemic disease may be at play here, one that increases in severity with age, and thus is increasingly prevalent because of the extended life expectancy, affects the penetrating small vessels at the level of arterioles in multiple organs, and is accelerated by vascular risk factors. Our literature review suggests that this may be a reasonable hypothesis. If so, it would lead to a significant reassessment of our understanding of aging and vascular diseases and point us in new research and therapeutic directions.
| Prevalence of Brain Small Vessel Disease in the General Population |
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3 mm were found in 23% of all subjects >65 years of age, but increased to 43% in subjects
80 years of age.5 Thus, the incidence of covert brain infarcts increases significantly with age. In 89% of individuals with such lesions, there was no clinical history of stroke or transient ischemic attack, emphasizing the covert (but not silent) nature of this condition. The most recent contribution to the prevalence of SVD in the brain indicated that 10.7% of participants in the Framingham Offspring Study with a mean age of 62±9 years had at least one brain infarct on MRI in the absence of any clinical evidence for stroke.6 Cumulatively, these studies confirm not only that covert brain infarcts are the most prevalent brain disorder ever described, but that their prevalence increases dramatically with age. Thus, age alone is a major risk factor for brain SVD. | Small Vessel Disease of the Brain: Summary of Clinical, Histological, and Imaging Presentations |
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SVD in the brain is characterized by lacunes, which are trabeculated cavities ranging from approximately 0.2 to 15 mm3 in size. They are located almost exclusively in deep regions of the brain with the majority occurring in the pons, the basal ganglia, and/or the internal capsule.10 Although different types of lacunes are recognized, serial section reconstruction of autopsy specimens has established that most lacunar infarcts lie distal to occlusive lesions of small perforating arteries.11,12 These end arteries have no collateral supply and their occlusion results in small, discrete regions of infarction. Lipohyalinosis resulting from fibrinoid necrosis13,14 is one of the most common causes of small vessel occlusion. Other less common causes have been described,14 and lesions due to different causes may have a differential distribution in the brain. Unfortunately, the histopathological description of lacunes at autopsy does not provide much information regarding the initial steps in the arteriolar occlusion and the resulting lacune.
On neuroimaging, SVD in the brain presents as hypodense areas on CT scan or hyperintense ones on MRI. Once the condition is established, SVD in the brain, assessed by imaging, appears to progress in an accelerated fashion. Ovbiagele and his colleagues have shown that if the MRI lesions are already confluent when they are first observed, then their progression over time, assessed by area of brain progressively involved with the disease, is faster than if they are first observed as smaller punctuate lesions.15
| Hypothesis: Systemic Arteriolar Dysfunction Is a Disease of Aging That Affects Multiple Organs, Results in Brain Small Vessel Disease, and Is Accelerated by Vascular Risk Factors |
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| Association of Small Vessel Disease in the Brain With Retinal and Renal Disease |
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Another finding from the Cardiovascular Health Study is an association between retinal microvascular abnormalities and a decline in renal function that is independent of the effects of diabetes or hypertension.24 Chronic kidney disease, particularly vascular nephropathy, is associated with white matter hyperintensity volumes in the brain.25 In the ARIC Study, individuals exhibiting retinopathy were more likely to develop renal dysfunction than people without these abnormalities.26 Chronic kidney disease has also been shown to increase the risk of ARMD.27 The Northern Manhattan Study, a prospective, community-based cohort of which a subset of stroke-free participants underwent MRIs, showed in a multivariate analysis that creatinine clearance of 15 to 60 mL/min was associated with increased volume of white matter hyperintensities.28 This association of chronic kidney disease with covert lacunar infarction was recently confirmed in a cross-sectional study of community-based elderly Japanese29 and strengthens the concept that vascular disease of the kidney is associated with brain involvement. More recent studies have also shown that renal vascular disease is associated with cognitive decline. Up to 70% of patients on hemodialysis,
55 years of age, have moderate to severe cognitive impairment.30 A number of studies have also found an association between milder forms of chronic kidney disease not requiring dialysis and cognitive impairment.31–36
| Vascular Risk Factors Accelerate Small Vessel Disease in the Brain |
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Another condition in which MRI brain lesions of SVD are very prevalent is diabetes. In the summary table reported by Vermeer and her colleagues,1 patients with this condition had by the average age of 62 years a range of 13% to 82% involvement with SVD in the brain (average 38%). Finally, the other conditions in which the prevalence of SVD of the brain is >30% include patients with ischemic strokes, coronary artery disease, and those with asymptomatic carotid stenosis. Regardless of condition, however, the older the average age of the affected group, the higher the percentage of patients affected by covert infarcts in the brain.
Several authors have made reference to the similarity between the pathophysiology of stroke and that of ARMD. Wong and colleagues40 have reported that persons with early-stage ARMD had a higher incidence of clinically reported stroke than those without the disease. Ischemia and oxidative stress of the retina are likely early events in macular degeneration.41,42 Ikram and his colleagues measured retinal arteriolar and venular diameter in individuals followed 3 to 5 years later by an MRI study of the brain. They reported that larger venular diameters were associated with the progression of cerebral SVD43 and an increased risk stroke and cerebral infarction.44 Subsequently, they proved that larger retinal venular diameter is associated with lower arteriolar oxygen saturation and suggested that venular widening reflects a lower oxygen supply to the brain.45 Similarly, Black and colleagues have recently described venular involvement in brain SVD.46 Finally, Sakata and colleagues47 reported that reduction in perifoveal capillary blood flow velocity precedes the increase in retinal thickness and suggested that long-term reduction in blood flow velocity may be the underlying etiology of ARMD.
The risk factors for kidney dysfunction are well known and include hypertension, diabetes, and vascular disease. Kang et al48 concluded that glomerular and tubulointerstitial scarring correlate directly with the loss of the microvasculature. Recent studies have shown that measures of renal function such as serum levels of creatinine are strong predictors of risk of stroke and cardiovascular events in the elderly.49,50
Finally, our hypothesis does not exclude the possibility that SVD in one organ might accelerate the involvement of other organs mediated through the release of certain factors or the aggravation of common risk factors. For instance, Iadecola and Davisson51 have reviewed eloquently how hypertension, which may be triggered by brain hypoperfusion, may alter the structure and function of cerebral and other blood vessels, whereas Touyz52 has reviewed the clinical significance of the signaling molecules associated with hypertension.
| Beyond the Brain, the Retina, and the Kidney |
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| Histological Findings in the Brain and Extracranial Organs Involved With Small Vessel Disease |
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A common feature of aging in the kidney is the presence of hyaline leading to arteriolosclerosis, a vascular lesion thought to be due to the accumulation of various serum proteins extending into the subendothelial space and media. The hyaline deposits may or may not obstruct the lumen of the vessels, but even nonobstructive hyaline arteriolosclerosis is a morphological correlate of loss of autoregulation and the creation of hypoxic microenvironments,78 and because hypoxia itself is a profibrinogenic stimulus, it has been suggested that hypoxia is responsible for the initiation of chronic kidney disease.79
The extensive review by Green on the histopathology of ARMD79 points to the development of basal deposits as the early morphological hallmark of ARMD, which become ophthalmoscopically detectable with the appearance of changes in the pigment epithelium, soft drusen formation, and choroidal neovascularization. Importantly, this review points to the widespread deposition of collagen, with its distinct periodicity, in the basal laminar deposits. Thus, there are important similarities in the histopathological appearance of the small vessels in the 3 organs we selected, all of which are exquisitely dependent on adequate perfusion for optimal function, suggesting a common etiology as an explanation for their common involvement in clinical studies.
| Metabolic Pathways Implicated in the Etiology of Small Vessel Disease |
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The extensive deposition of collagen and other extracellular matrix components that is characteristic of fibrosis is thought to be the result of deregulation of fibrogenesis, a normal part of the wound healing response that occurs in almost all tissues after exposure to a destructive stimulus. In the brain, it is presumed that this then results in an inability of the blood vessels to maintain and autoregulate cerebral blood flow and therefore predisposes to ischemia,95 leading to localized ischemic areas of necrosis and cavitation (ie, lacunar infarction) or diffuse rarefaction.57 The mechanism of infarction is related either to occlusive thrombosis (perhaps exacerbated by the hypercoagulable state associated with essential hypertension)96 or to a nonocclusive poststenotic hypoperfusion.97
A feature common to all fibrotic tissue studied is the presence of activated, collagen-secreting,
-smooth muscle actin expressing myofibroblasts. Recent studies have established multiple sources for these cells with the proportion of cells from each source varying from tissue to tissue. Circulating bone marrow-derived fibrocytes are rapidly recruited to damaged tissue and perform a variety of functions in wound repair.98 They respond to TGF-β by expressing the specific myofibroblast marker,
-smooth muscle actin, and participate in wound healing by secreting Type I collagen, matrix metalloproteinase-9, and a host of signaling molecules. This leads to positive feedback loops that accelerate vascular compromise. Studies of fibrosis in a variety of tissues have established that collagen-secreting cells may also derive from resident epithelial cells by way of a mechanism termed epithelial–mesenchymal transition.99 Epithelial–mesenchymal transition is involved in inducing the formation of fibroblasts after injury.100 Under the influence of combinations of cytokines, including TGF-β, epithelial cells begin to secrete matrix metalloproteinases that degrade the extracellular matrix.101,102 They downregulate the expression of proteins that form tight junctions and upregulate expression of proteins required for the formation of filopodia and lamellipodia as they become motile myofibroblasts.100 These cells then participate in the extensive remodeling of the extracellular matrix that is characteristic of fibrosis. Experimental evidence has accumulated suggesting that endothelial cells may also undergo a transition to a motile, collagen-secreting mesenchymal cell type. Endothelial-to-mesenchymal transition has been reported to contribute to cardiac fibrosis103 and to the vascular remodeling initiated by pulmonary hypertension.104 Thus, the pathophysiology of SVD is complex involving many interacting pathways.
| Questions, Some Answers, and Messages Arising From This Hypothesis |
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New Preclinical Research Directions
There are preliminary animal models in which SVD has been described in certain vascular beds,105,106 but they need to be further developed. An interesting way of testing the hypothesis advanced here would be to examine the vascular beds in multiple organs simultaneously in aged rodents, with and without superimposed vascular risk factors, and combine this exploration with cognitive evaluation. If systemic arteriolar dysfunction is indeed a consequence of aging, then it would be worthwhile to test some of the etiologic concepts advanced in this review. Would blocking TGF-β improve arteriolar function in the setting of SVD? Can the rate at which collagen accumulates in the setting of SVD be modulated? To develop targets for the eventual treatment of vascular cognitive impairment, it will be important to identify the source of collagen-secreting cells as well as the identity and source of cytokines and other signaling molecules that contribute to the progression of the condition. The role of inflammation in the progression of systemic arteriolar dysfunction is an important area of further study as has already been suggested.107
Several animal models of ARMD have been developed, and they may suggest ways of approaching the development of models of brain SVD. One model of ARMD was obtained by immunizing mice with mouse serum albumin adducted with carboxyethylpyrrole, a hapten present in drusen and plasma from ARMD-affected individuals.108 The immune system of the mice responded to this by depositing complement below the retinal pigment epithelium with lysis of some of these cells, releasing cytokines. These in turn triggered movement of macrophages, a process that had been explored in other studies.109 Transgenic mice overexpressing vascular endothelial growth factor have also been used to model ARMD.110 Finally, Tsubota and colleagues111,112 showed that mice deficient in Cu, Zn-superoxide dismutase have features typical of the human form of ARMD.
Thus, there are a number of new ideas that are worthy of laboratory investigation to elucidate the rate and the extent of arteriolar dysfunction as well as its causes.
New Clinical Research Ideas
Our review points to the involvement of multiple organs with SVD, but it is important to remember that understanding this process would have benefits to brain diseases beyond covert cerebral infarction, because many conditions not covered here share similar vascular pathology. Small vessel pathology almost certainly underlies the cognitive impairment occurring in Alzheimer disease,72 Parkinson disease,71,113 cerebral autosomal dominant arteriopathy with subcortical infarcts and leukoencephalopathy,66 poststroke cognitive impairment,114 aging,67,74 and hypertension.115 These are major causes of decreased quality of life in society and elucidating their etiology through testing of the hypothesis we are advancing can have major beneficial consequences.
If proven, our hypothesis should lead to the design of perhaps more complex, but certainly more efficient, clinical trials. If a therapeutic trial is being conducted to test benefits in lacunar infarction, the trial should be extended to investigate benefits to multiple other organs. Does renal dialysis benefit cognitive function and improve retinal pathology? Would statin medications have multisystem benefits? Ning Cheung and colleagues have recently concluded that diabetic retinopathy predicts the incidence of ischemic strokes independently of other risk factors.116 In support of this relationship, reductions in hard exudates in the retina have been reported in response to serum lipid-lowering agents, treatment with cholesterol synthesis inhibitors, plasmapheresis, and low-density lipoprotein precipitation.117–120 As well, macular hard exudates disappeared in 2 patients with diabetes mellitus after the introduction of hemodialysis.121 One would have liked to see the effect of these trials on other organs. This approach would clearly render trials more complicated requiring extensive data and sample collection, but the benefits would be significant arising from a reduction in the number of trials performed to test benefits to various organs independently.
Two other ideas come to mind in this context. Individuals with severe periventricular white matter lesions and carotid artery stenosis have higher levels of sP-selectin and soluble vascular cell adhesion molecule-1 (sVCAM-1) than those without.122 Hassan et al have reported that patients with cerebral SVD have elevated plasma levels of markers of endothelial activation and damage such as intracellular adhesion molecule 1, thrombomodulin tissue factor, and tissue factor pathway inhibitor.123 Van Dijk and colleagues confirmed a relationship between inflammation and the severity and progression of cerebral SVD independent of other cardiovascular risk factors and severity of carotid atherosclerosis.124 Thus, trials should include the testing of biomarkers that may predict susceptibility to SVD as well as its onset and progression. Second, genetic predisposition is clearly a factor in SVD. In human studies, Klein and colleagues have found that a common variant in the complement factor H gene was strongly associated with ARMD.125 Other studies have also demonstrated an increase in risk for geographic atrophy and choroidal neovascularization with the occurrence of single nucleotide polymorphisms in the promoter of Htra serine peptidase 1 and in age-related maculopathy susceptibility locus 2.126 Thus, further studying polymorphisms that can make individuals more susceptible to SVD is an important clinical research direction.
Refining Our Message and Reorganizing Clinical Care of Stroke
The current emphasis that patients should recognize the symptoms of stroke and react by accessing care urgently is appropriate in view of the availability of thrombolytic therapy in the hyperacute phase, yet it is clear that for covert strokes, a condition that has severalfold the incidence of symptomatic strokes, we lack a defined set of warning signs that we can pass on to the public. Perhaps a "senior moment," if it occurs on a background of vascular risk factors, is an event worthy of rapid medical attention, including cognitive evaluation and MRI examination. This implies that neurologists and other practitioners should become familiar with and adopt efficient cognitive testing tools that they can apply in the office.
At the clinical level, each medical subspecialty may see only the damage done by SVD to its organ of preference. Thus, a neurologist may see adults who are only reporting subtle cognitive difficulties without classical stroke findings and direct their therapy toward cognitive rehabilitation, whereas the ophthalmologist may treat ARMD by attempting to stop the neovascularization that is a consequence, not the etiology, of this condition, but not address the underlying vascular risk factors or explore the damage the same disease is causing to other organs. A possible solution to the diversity of organs and subspecialties impacted by SVD may be the creation of specialized vascular clinics attended by vascular specialists who understand the immunologic, metabolic, and histological aspects of SVD and are especially trained in treatments that attenuate vascular risk factors. This would extend not only to an evaluation of the damage done to multiple organs, improved control of hypertension, and hyperlipidemia, but also include programs aimed at cessation of cigarette smoking, management of diabetes, obesity, and inappropriate lifestyles, all under one roof. This multiorgan approach is currently beyond the therapeutic interests of specialists and time available to them and has probably contributed to the low success rate at vascular risk management.
The creation of such a therapeutic environment would be greatly aided by the development of uniform best practice guidelines among the subspecialties dealing with SVD. For instance, the cardiology literature often reports hypertension as being "controlled" when blood pressure is
140/90 mm Hg,127 yet the inflection point beyond which cardiovascular disease incidence rises is at a systolic pressure of 115 mm Hg,128 and there is no clearly defined blood pressure target for management of lacunar infarction in the brain. Having said that, it is clear that each 1-mm Hg rise in blood pressure in young adults reduces by 1% their likelihood of being cognitively intact at a later age,129 and there is overwhelming evidence that tightly controlling the vascular risk factors will slow the progression of vascular disease of the brain,130–132 yet the literature is equally forceful in reminding us that, by and large, control of vascular risk factors in both the United States133 and Canada134 is suboptimal. The need for uniform best practice guidelines is further highlighted by the fact that some antihypertensive medications may have more direct vascular benefits than others.135
Finally, the healthcare system needs to gear itself toward better prevention strategies, particularly as the population ages. The focus all too frequently is toward treatment of disease after it occurs rather than avoiding it. The benefits to the individual, the family, and the national economy in applying a coherent vascular prevention strategy are incalculable, particularly if the quest to protect one organ from the ravages of SVD improves function in many other organs simultaneously.
| Acknowledgments |
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Disclosures
None.
Received November 26, 2008; revision received December 24, 2008; accepted January 12, 2009.
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