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on October 10, 2002

Stroke. 2002
Published online before print October 10, 2002, doi: 10.1161/01.STR.0000038095.20079.F6
A more recent version of this article appeared on December 1, 2002
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Right arrow Carotid endarterectomy

Submitted on June 19, 2002
Accepted on July 3, 2002

To What Extent Should Quality of Care Decisions Be Based on Health Outcomes Data? Application to Carotid Endarterectomy

Gregory Samsa PhD*; Eugene Z. Oddone MD; Ronnie Horner PhD; Jennifer Daley MD; William Henderson PhD; and David B. Matchar MD

From the Department of Biostatistics and Bioinformatics (G.S.), Center for Clinical Health Policy (G.S., D.B.M.), and Division of General Internal Medicine, Department of Medicine (E.Z.O., R.H., D.B.M.), Duke University Medical Center; Center for Health Services Research in Primary Care, Durham VA Medical Center, Durham, NC (E.Z.O., R.H., D.B.M.); Institute for Health Policy, Massachusetts General Hospital and Partners Healthcare System, Department of Medicine, Harvard Medical School, and Boston VA Medical Center, Boston, Mass (J.D.); and University of Colorado Health Outcomes Program and Denver VA Medical Center, Denver, Colo (W.H.).

* To whom correspondence should be addressed. E-mail: samsa001{at}mc.duke.edu.

Background and Purpose—Most quality improvement methods implicitly assume that facilities with high complication rates are likely to have substandard processes of care, a stable characteristic that, in the absence of intervention, will persist over time. We assessed the extent to which this holds true for carotid endarterectomy.

Methods—Using data from the Department of Veterans Affairs National Surgical Quality Improvement Project, we classified facilities on the basis of 30-day complications of carotid endarterectomy (stroke, myocardial infarction, death) during 1994 to 1995 (period 1, n=3389) and then compared these groups of facilities for complication rates during 1996 to 1997 (period 2, n=4453).

Results—Despite wide variation in facility-specific complication rates, the correlation between rates in periods 1 and 2 was low (Spearman correlation coefficient, 0.04; P=0.01) Facility-specific rates did not show greater correlation when we examined only facilities with higher volumes patients in different clinical categories (asymptomatic, transient ischemic attack, stroke). Comorbid illness profiles were similar between the 2 time periods.

Conclusions—Most of the facility-specific differences in complication rates in period 1 were not maintained into period 2. Many apparent quality improvement problems may not be as large as they first appear, especially when based on few complications per facility. The inability, in practice, to estimate complication rates at a high degree of precision is a fundamental difficulty for clinical policy making regarding procedures with complication rates such as carotid endarterectomy.


Key words: carotid endarterectomy • complications • quality improvement




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